Davis v. Oppenheimer & Co. 5/11/04 CA1/4

State: California

Court: 1st District Court of Appeal 1st District Court of Appeal

Docket No: A102929

Case Date: 08/11/2004

Preview:Filed 5/11/04 Davis v. Oppenheimer & Co. CA1/4

NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 977(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 977(b). This opinion has not been certified for publication or ordered published for purposes of rule 977.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA FIRST APPELLATE DISTRICT DIVISION FOUR JOHN J. DAVIS, JR., Individually and as Trustee, etc. Plaintiffs and Respondents, v. OPPENHEIMER & CO. et al., Defendants and Appellants. An investor sued his securities brokers for breach of fiduciary duty and other alleged wrongs arising out of the brokers' investment advice and management of a brokerage account. The brokers moved to compel arbitration of the dispute pursuant to the parties' brokerage agreement, which provides that all controversies shall be submitted to binding arbitration, and to stay proceedings until arbitration was complete. (Code of Civ. Proc.,

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