SC90952 Joaquin J. Martinez v. State of Florida

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State: Florida

Court: Supreme Court

Docket No: sc90952

Case Date: 06/15/2000

Plaintiff: SC90952 Joaquin J. Martinez

Defendant: State of Florida

Preview:Supreme Court of Florida
No. SC90952
JOAQUIN J. MARTINEZ,
Appellant,
vs.
STATE OF FLORIDA,
Appellee.
[June 15, 2000]
PER CURIAM.
Joaquin J. Martinez appeals his convictions of armed burglary, two counts of
first-degree murder, and sentence of death.   We have jurisdiction.   See art. V, §
3(b)(1), Fla. Const.
FACTS
Martinez was charged with armed burglary and two counts of premeditated
murder for the killing of Douglas Lawson and Lawson's girlfriend Sherrie McCoy-
Ward.   The jury convicted Martinez of both murders and the trial court imposed a
sentence of death for the murder of McCoy-Ward and a sentence of life

imprisonment without the possibility of parole for the murder of Lawson.
The bodies of the victims were found in their home on October 31, 1995, by
McCoy-Ward's sister, Tina Jones.   Witness testimony at trial placed the murders as
having occurred between the afternoon of October 27, 1995, and midnight on
October 30, 1995.
Lawson died from gun-shot wounds and McCoy-Ward died from multiple
stab wounds.   Although the victims had been shot and stabbed, the police did not
find any murder weapons at the scene.   Forensic experts combed the residence,
lifting latent fingerprints and collecting pieces of hair, clothing, fingernails, fiber
samples and blood for examination.   However, despite the collection of more than
one hundred samples of blood, hair, fingernails, cigarette butts and similar physical
evidence, no evidence linked Martinez to the murders.
The initial investigation revealed no signs of forced entry and no personal
items appeared to be missing from the victims' residence.   However, investigators
found two Rottweiler dogs locked away in an upstairs bedroom, expensive music
equipment and a substantial amount of hidden money in the house.   At the
conclusion of the crime scene investigation, police had no leads.   Nonetheless, the
police did find a list of names and telephone numbers on a piece of paper discovered
in the kitchen.   The police began telephoning the numbers listed, including a pager
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number listed by the name "Joe."
After leaving several messages on "Joe's" pager number, the police eventually
received a call on January 27, 1996, from Sloane Martinez, the defendant’s ex-wife.
Sloane Martinez informed the police that she had kept Martinez's pager after their
divorce.   Detective Michael Conigliaro, the lead investigator on the case, then went
to Sloane's home where she informed him of her growing suspicions of Martinez's
involvement in the homicides.   While the detective was at her home, Sloane
received a phone call from Martinez and she invited the detective to listen in on
their conversation.   Detective Conigliaro testified that he heard Sloane telling
Martinez that a homicide detective had been paging her.   During that phone
conversation, Detective Conigliaro also heard Martinez tell Sloane that "this is
something that I explained to you before, and that I am going to get the death
penalty for what I did."   Sloane asked Martinez if the incident involved the Lawson
case, and Martinez responded, "No, I can't talk to you about it on the phone right
now."
After this conversation, Sloane agreed to allow authorities to wire her house
for audio and video recording and to attempt to engage Martinez in conversation
regarding the double homicides.   The following day, January 28, 1996, Martinez
arrived at Sloane's house.   Detective Conigliaro testified that he, Corporal Baker,
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and Assistant State Attorney Karen Cox1 watched and listened to the conversation
from a remote location as it was being recorded by both audio and videotape.
Although Martinez did not confess during the conversation with Sloane, he did
make several remarks that could be interpreted as incriminating.   After leaving
Sloane’s home, Martinez was immediately arrested by police.
The State’s case at trial focused on the testimony of Sloane Martinez and the
audio-video tape.   Sloane testified concerning the above-described conversations as
well as her observations of Martinez's behavior from October 27, 1995, until the
time of his arrest.   She also testified about other statements that Martinez made to
her that heightened her suspicions regarding his involvement with the murders.
The State introduced other circumstantial evidence.   For example, Laura
Babcock, the defendant's ex-fiancee, testified.   On Friday morning, October 27,
1995, Martinez left her apartment and told her that he was going to see his brother
Ronnie, and that he planned to get in touch with a friend, "Michael," who owed him
money.   She also testified that when the defendant returned to her apartment
between 11 p.m. and midnight, he was wearing clothing that did not fit him properly
1Although Assistant State Attorney Karen Cox, the wife of lead prosecutor Nicholas Cox, was
apparently involved in the investigation of the murders, she did not participate in the prosecution of
Martinez during the trial.   In addition, neither Assistant State Attorney Karen Cox nor Corporal
Baker testified as witnesses at trial.
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and he had a swollen lip and scraped knuckles.
In addition to this testimony, Eden Dominick, a friend of Babcock and
Martinez, testified that Martinez arrived at her apartment around 8 p.m. on Friday,
October 27.   According to Dominick, Martinez appeared as if he had been in a fight.
Before leaving, Martinez asked to leave a briefcase at Dominick's residence, but she
refused his request.
Several jail inmates also testified against Martinez.   One jail inmate, Neil
Ebling, testified that Martinez admitted to committing the murders.   Two other
inmates, Larry Merritt and Gerrard Jones, testified about a scheme that Martinez
designed in jail to implicate another individual for the crimes.   Jones claimed that
Martinez agreed to pay Jones $400 for assisting him with his case.
The defense called several witnesses to establish an alibi and to contradict the
testimony of the jail inmates.   However, defense counsel never filed a notice of an
alibi defense or requested a jury instruction on an alibi defense.2
2Martinez raises his trial attorney's failure to request an instruction as a claim of ineffective
assistance of counsel as part of his first point on appeal. With rare exception, ineffective assistance
of counsel claims are not cognizable on direct appeal.  See Kelley v. State, 486 So. 2d 578, 585 (Fla.
1986); State v. Barber, 301 So. 2d 7, 9 (Fla. 1974); see also Blanco v. Wainwright, 507 So. 2d 1377,
1384 (Fla. 1982) ("There are rare exceptions where appellate counsel may successfully raise the issue
on direct appeal because the ineffectiveness is apparent on the face of the record and it would be a
waste of judicial resources to require the trial court to address the issue.")   Because we are not
presented with a case where ineffective assistance of counsel is apparent on the face of the record and
are reversing for a new trial on the basis of other errors, we do not need to address this point.
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Martinez raises ten issues on appeal.3   Because we find that error occurred
when the prosecutor elicited testimony from Detective Conigliaro as to his opinion
of Martinez's guilt, we discuss this point first.
OPINION OF GUILT TESTIMONY
The State called the lead investigator, Detective Conigliaro, to testify as to his
investigation of the homicides.   During the investigation, Detective Conigliaro, with
Sloane Martinez's permission, listened to Sloane's telephone conversation with
Martinez on January 27.   The following day, he also monitored the audio-visual
surveillance of the subsequent conversation between Sloane and Martinez that
ultimately led to his arrest.   During the State's redirect examination of Detective
Conigliaro, the prosecutor asked the following:
3The claims are:  (1) the cumulative nature of trial court errors, discovery violations,
prosecutorial misconduct, and ineffective assistance of counsel resulted in a fundamentally flawed trial
and denied the defendant  his constitutional right to a fair proceeding; (2) the prosecutor violated the
discovery rules, specifically Florida Rule of Criminal Procedure 3.220(j), by failing to advise the
defense of changes in witnesses' testimony; (3) the trial court erred in failing to instruct the jury
regarding the defendant's alibi defense; (4) Martinez was deprived of effective assistance of trial
counsel in violation of his constitutional rights; (5) the trial court erred in permitting jurors to view
a state-prepared transcript of an audio-video tape that contained the defendant's incriminating
remarks; (6) the prosecutor committed misconduct violating Martinez's right to a fair trial by (a)
eliciting Detective Conigliaro's opinion as to the defendant's guilt;  (b) referring to Detective
Conigliaro's opinion of defendant's guilt during closing argument; (c) making false representations
during closing argument regarding the motive for the crimes; (d) improperly attacking Martinez's
character during summation; and (e) admitting prejudicial autopsy photographs of the victims; (7) the
trial court erred in finding Martinez guilty of burglary and in finding the burglary to be an applicable
aggravating circumstance; (8) Florida's capital sentencing statute is unconstitutional; (9) the trial court
erred in finding the heinous, atrocious, or cruel aggravating circumstance to be applicable; and (10)
the imposition of the death penalty is disproportionate in this case.
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Q.    Corporal, when you were listening to that tape live, when you
were listening to what was going on live on January 28th, right after
that you said that you were authorized to arrest?
A.    Absolutely.
Q.    Was there any question, not based on your memory, not based
on the transcript, was there any question in your mind that at at that
time that the Defendant had murdered Douglas Lawson?
The trial court overruled defense counsel's objection and the prosecutor continued to
inquire about Detective Conigliaro's opinion of the defendant's guilt:
Q.    Was there any doubt in your mind based on what he said then
that he was responsible for the murder of Douglas Lawson?
A.    There was no doubt that he did it.
The prosecutor highlighted this opinion testimony during closing argument:
"You see, after the video tape was done, as Corporal Conigliaro told you, and as he
told you, Baker and another Assistant State Attorney, Ms. Cox, no one had a doubt.
He was arrested because nobody had a doubt that he was guilty."   (Emphasis
supplied.)
We begin our analysis with the basic proposition that a witness's opinion as to
the guilt or innocence of the accused is not admissible.   See Glendening v. State,
536 So. 2d 212, 221 (Fla. 1988) (citing Lambrix v. State, 494 So. 2d 1143, 1148
(Fla. 1986)); Henry v. State, 700 So. 2d 797, 798 (Fla. 4th DCA 1997); Zecchino v.
State, 691 So. 2d 1197, 1198 (Fla. 4th DCA 1997); Spradley v. State, 442 So. 2d
1039, 1043 (Fla. 2d DCA 1983); Gibbs v. State, 193 So. 2d 460, 463 (Fla. 2d DCA
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1967).   Section 90.703, Florida Statutes (1997), which provides that "[t]estimony in
the form of an opinion or inference otherwise admissible is not objectionable
because it includes an ultimate issue to be decided by the trier of fact," would
appear to allow opinion testimony of the defendant's guilt.   However, such
testimony is precluded on the authority of section 90.403, Florida Statutes (1997),
which excludes relevant evidence on the grounds that its probative value is
substantially outweighed by unfair prejudice to the defendant.   See Glendening, 536
So. 2d at 221.   "Any probative value such an opinion may possess is clearly
outweighed by the danger of unfair prejudice."   Id.   We find "[i]t is clear that error is
occasioned where a witness, including a lay witness, is permitted to offer her
opinion about the guilt of the defendant."   Zecchino, 691 So. 2d at 1198.
In Henry, the Fourth District addressed the effect of improper testimony
giving an opinion of guilt.                                                                   700 So. 2d at 798.   The defendant in Henry was charged
and convicted of robbery after being identified by a high school student who
claimed that the defendant had stolen a gold chain from the student at school.
Following the incident, the student victim ran to his mother's vehicle in the school
parking lot and informed her of the theft.   After describing the perpetrator to his
mother, the mother recalled seeing a person who matched the perpetrator's
description near her vehicle just moments before the theft.   See id.   At trial, the
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prosecutor asked the mother, "Do you have any doubt that this [defendant] is the
person who robbed your son?" and the witness answered, "No."   Id.   Defense
counsel objected to the question as calling for a legal conclusion concerning the
guilt of the accused and the prosecutor subsequently apologized.   See id.   However,
on redirect examination of the mother, the prosecutor again asked, over the
defense's objection, whether the witness had "any doubts that we are here charging
the wrong person."   Id.   The witness responded that she had no doubt at all.   See
Henry, 700 So. 2d at 798.
The Fourth District concluded that the mother's improper opinion testimony
could not have been harmless because it may have impermissibly bolstered the other
evidence of identification.   See id.; see also Zecchino, 691 So. 2d at 1198
(reasoning that improper opinion testimony of the defendant's guilt was not harmless
in a circumstantial evidence case where identity was at issue).   Reversing the
defendant's conviction, the Fourth District in Henry held that the mother's opinion of
guilt testimony was improper because it invaded the province of the jury.   See
Henry, 700 So. 2d at 798.
Further, there is an increased danger of prejudice when the investigating
officer is allowed to express his or her opinion about the defendant's guilt.   In this
situation, an opinion about the ultimate issue of guilt could convey the impression
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that evidence not presented to the jury, but known to the investigating officer,
supports the charges against the defendant.   See United States v. Young, 470 U.S.
1, 18-19 (1985).   In the context of an improper prosecutorial argument to the jury,
the United States Supreme Court in Young explained why it is improper for a
representative of the government to express his or her personal opinion concerning
the guilt of the accused:
[S]uch comments can convey the impression that evidence not
presented to the jury, but known to the prosecutor, supports the
charges against the defendant and can thus jeopardize the defendant’s
right to be tried solely on the basis of the evidence presented to the
jury; and the prosecutor’s opinion carries with it the imprimatur of the
Government and may induce the jury to trust the Government’s
judgment rather than its own view of the evidence.
Id. (emphasis supplied); see also Berger v. United States, 295 U.S. 78, 88-89 (1935)
(finding prosecutorial argument to be improper because it suggested to the jury that
the prosecution had personal knowledge of the defendant's guilt).
Although in a different context, this Court has expressed its concern that error
in admitting improper testimony may be exacerbated where the testimony comes
from a police officer.   See Rodriguez v. State, 609 So. 2d 493, 500 (Fla. 1992).   In
Rodriguez, a police officer corroborated a story told by a testifying witness by
discussing the witness's prior consistent statements, which were not properly
admissible.   See id.   We cautioned that "[w]hen a police officer, who is generally
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regarded by the jury as disinterested and objective and therefore highly credible, is
the corroborating witness, the danger of improperly influencing the jury becomes
particularly grave."   Id. (quoting Carroll v. State, 497 So. 2d 253, 257 (Fla. 3d DCA
1985)).
In this case, it was ultimately for the jury to decide whether the statements
made by Martinez to Sloane established his guilt.   The jury heard the audio-video
taped conversation and, as the trier of fact, was charged with the responsibility of
determining the weight to be given to that evidence.   It was an impermissible
invasion of the province of the jury for Detective Conigliaro, the lead investigating
officer in this case, to express his opinion that after he listened to the conversation
as it was occurring he had "no doubt" that Martinez committed the murders.
Further, the clear and equally impermissible implication in this case was that
Detective Conigliaro obtained some additional knowledge from monitoring the
surveillance live that was unavailable to the jury.   However, there was no evidence
presented to the jury that Detective Conigliaro had heard some other statement by
Martinez, not recorded on the video tape, that would lead him to have "no doubt" of
Martinez's guilt.   Thus, the admission of this opinion of guilt testimony was error.
Having found preserved error in the admission of Detective Conigliaro's
opinion of Martinez's guilt, we must assess whether the error is harmless.   See State
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v. DiGuilio, 491 So. 2d 1129, 1135 (Fla. 1986).   Although in some cases opinion of
guilt testimony may be harmless, see Zecchino, 691 So. 2d at 1197-98, this is not
such a case.   A "harmless error analysis requires an examination of the entire
record."   DiGuilio, 491 So. 2d at 1135.   In this case, no physical evidence linked
Martinez to the crime.   By far, the most potentially damaging piece of evidence was
the surveillance audio-videotape that was monitored by Detective Conigliaro and
other State agents.   In light of the lack of physical evidence in this case, the audio-
videotape was a critical piece of evidence.   The prosecution, in seeking a conviction
and death sentence, relied heavily upon the interpretation to be drawn from a series
of potentially incriminating remarks made during this conversation.
We find that the prejudice flowing from the erroneous admission of this
testimony was compounded by the State's closing argument.   The assistant state
attorney told the jury: "You see, after the video tape was done, as Corporal
Conigliaro told you, and as he told you, Baker and another Assistant State Attorney,
Ms. Cox, no one had a doubt.   He was arrested because nobody had a doubt that he
was guilty." (Emphasis supplied.)   Because no one other than Detective Congliaro
had testified to his or her opinion of guilt, this argument was not even based on
evidence in the record.   Further, this argument was improper because prosecutors
may not directly or indirectly express their opinions as to the credibility of witnesses
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or the guilt of the defendant.   See Young, 470 U.S. at 18-19; D'Ambrosio v. State,
736 So. 2d 44, 45-49 (Fla. 5th DCA 1999).   Moreover, as we recently expressed:
It is particularly improper, even pernicious, for the prosecutor to
seek to invoke his personal status as the government's attorney or the
sanction of the government itself as a basis for conviction of a criminal
defendant.
The power and force of the government tend to impart an
implicit stamp of believability to what the prosecutor says.
That same power and force allow him . . . to impress on
the jury that the government's vast investigatory network,
apart from the orderly machinery of the trial, knows that
the accused is guilty or has non-judicially reached
conclusions on relevant facts which tend to show he is
guilty.
Ruiz v. State, 743 So. 2d 1, 4 (Fla. 1999) (quoting United States v. Garza, 608 F.2d
659, 662 (5th Cir. 1979)).   By arguing that Martinez was arrested because the
State's agents who listened to the videotape had no doubt of his guilt, the prosecutor
engaged in impermissible bolstering of the State's case by asserting the superior
knowledge and certainty of the government's agents.
Therefore, based on an examination of the record as a whole, we cannot find
the improper opinion of guilt testimony to be harmless beyond reasonable doubt,
especially when it was again highlighted in closing argument.   See DiGuilio, 491 So.
2d at 1138-39.   In making this determination, we further examine the other errors
claimed in closing argument because "the harmless error test requires an
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examination of the entire record.   The reviewing court must examine both the
permissible evidence on which the jury could have legitimately relied and the
impermissible evidence which might have influenced the jury's verdict."   Whitton v.
State, 649 So. 2d 861, 865 (Fla. 1994).
OTHER CLOSING ARGUMENT ERRORS
In addition to raising the prosecutor's improper use of opinion testimony
during closing argument, Martinez also claims on appeal that the prosecution made
numerous other improper remarks in closing argument.   In particular, Martinez takes
issue with an impermissible reference to the term "injunction" and an attack on the
defendant's character during closing argument.
As to the prosecutor’s use of the term "injunction" in closing argument, the
trial court had ruled prior to trial pursuant to a motion in limine that the prosecutor
was prohibited from using that term.4   Despite the fact that the court specifically
instructed the prosecution to inform the State's witnesses not to mention the word
"injunction" during their testimony, Sloane Martinez used the term during her direct
examination.   The trial court sustained a timely objection by the defense but denied
a subsequent motion for mistrial.   Later, the prosecutor himself violated the motion
4Martinez filed a motion in limine before trial to prevent the State from referring to the word
"injunction" out of fear that it would prejudice him because the jury would infer that the injunction
referred to spousal abuse or stalking.  The Court granted Martinez's motion.
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in limine when he twice referred to the "injunction" during closing argument.
Although this reference was not contemporaneously objected to, the defense
subsequently made a motion for a mistrial, arguing that it created a false impression
of spousal abuse.
"[P]rosecutorial improprieties must be viewed in the context of the record as
a whole to determine if a new trial is warranted."   Sireci v. State, 587 So. 2d 450,
452 (Fla. 1991).   We do not find that the court abused its discretion when it refused
to grant a mistrial solely on the basis of the use of the term "injunction" by the
witness and prosecution.   See Cole v. State, 701 So. 2d 845, 853 (Fla. 1997), cert.
denied, 523 U.S. 1051 (1998); Sireci, 587 So. 2d at 452.   However, it is of concern
to this Court that the prosecution violated the trial court’s ruling.   We find it difficult
to understand how the interests of justice are furthered when a prosecutor runs the
risk of reversal by twice violating a specific pretrial ruling.
Further, during closing argument, the prosecutor also commented on
Martinez’s character by stating:
You see, when you think about the defendant, you’ve got to
realize who you’re dealing with here.   You think a man who thinks
about being, number one, a man who doesn’t tell the truth.   He doesn’t
tell the truth to the women he’s involved with; he cheats on them; he
runs around on them, not just once, not just twice.   That’s who we’re
dealing with here.   That’s who he’s looking out for.
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However, the well-established rule in Florida relating to character evidence is:
The character of a person accused of crime is not a fact in issue, and
the state cannot, for the purpose of inducing belief in his guilt,
introduce evidence tending to show his bad character or reputation,
unless the accused, conceiving that his case will be strengthened by
proof of good character, opens the door to proof by the prosecution
that his character in fact is bad.   This salutary rule is not permitted to
be violated by the state, even when the defendant offers himself as a
witness.
Jordan v. State, 107 Fla. 333, 334, 144 So. 669, 669 (1932).   Because Martinez did
not testify or present witnesses who testified about his good character, the defense
did not open the door to enable the prosecution to present evidence of   bad
character.   See id.   The type of character attack utilized by the prosecutor has no
place in closing argument.
Standing alone, these comments would not constitute fundamental error,   see
Kilgore v. State, 688 So. 2d 895, 898 (Fla. 1996), nor would they have warranted a
mistrial.   See Cole, 701 So. 2d at 853.   Thus, neither the improper references to the
"injunction" nor the attack on Martinez’s character in closing argument would alone
require reversal.   However, it is appropriate to consider both the preserved and
unpreserved errors in determining whether the preserved error was harmless beyond
a reasonable doubt.   See Gore v. State, 719 So. 2d 1197, 1202 (Fla. 1998); Whitton,
649 So. 2d at 865; Jackson v. State, 575 So. 2d 181, 189 (Fla. 1991).   Thus, these
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additional closing argument errors further support our determination that the error in
admitting the properly preserved   opinion of guilt testimony was not harmless
beyond a reasonable doubt.
STATE'S USE OF TRANSCRIPT
Although our reversal renders it unnecessary to address the remaining points,
in order to assist the trial court on remand, we deem it appropriate to address
Martinez's claims regarding the State's use of the audio-video tape of the
conversation and the use of a transcript of that conversation by the jury as an aid
while the audio-video tape was being played.
Before trial, the defense unsuccessfully moved to exclude the police recording
alleging that it was "to a large extent unintelligible and therefore incomplete."   The
defense also objected to a transcript of the recording prepared to assist jurors in
their review and understanding of the audio-video tape.   At the pretrial hearing,
Sloane Martinez and Detective Conigliaro testified as to how they prepared the
transcript.   Over a three-day period, both Sloane Martinez and Detective Conigliaro
sat in a room where they replayed the tape making notations as to what they heard
on the recording.   Sloane Martinez testified that, based on her memory of events and
having listened to the tape, the transcript was an accurate transcription of the
intercepted conversation between herself and her ex-husband.
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As the conversation occurred, Detective Conigliaro, Corporal Baker, and
Assistant State Attorney Karen Cox listened to the police surveillance from a remote
location through a listening device.   Detective Conigliaro also verified the accuracy
of the transcript, relying on having listened to the conversation as it was taking place
as well as listening to the videotape.   Detective Conigliaro also testified that the
quality of what he heard as the conversation was taking place was better than the
recorded version.   Moreover, he testified that he and Sloane Martinez were
extremely conservative in preparing the transcript and they did not include items that
they did not hear.
The trial court ruled that the audio-video tape could be played for the jury and
that the State could provide jurors with the copies of the written transcript.   The
jurors were allowed to read the thirty-three-page transcript as an unadmitted court
exhibit while prosecutors played the surveillance tape to the jurors.   However, the
trial court ruled that jurors could not take copies of the transcript back to the jury
room during deliberations.
We begin first with the law concerning the use of the audio-video tape.   The
general rule in Florida regarding admissibility of partially inaudible tape recordings
is that "[p]artial inaudibility or unintelligibility is not a ground for excluding a
recording if the audible parts are relevant, authenticated, and otherwise properly
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admissible."   Odom v. State, 403 So. 2d 936, 940 (Fla. 1981).    Such recordings are
admissible unless the inaudible and intelligible portions are so substantial as to
deprive the audible portions of relevance.   See id.; Henry v. State, 629 So. 2d 1058,
1059 (Fla. 5th DCA 1993); Harris v. State, 619 So. 2d 340, 342 (Fla. 1st DCA
1993).
On appeal, Martinez does not assert that the trial court improperly admitted
the audio-video tape but asserts error with regard to the jurors' use of the transcript.
Martinez argues that the transcript should not have been used at trial because:   (1) it
was not properly authenticated; (2) it included portions that were inaudible on the
tape; and (3) the trial court did not give a jury instruction limiting the jury's
consideration of the transcript.
The Fourth District has explained the general law in Florida that the jury may
"view an accurate transcript of an admitted tape recording as an aid in understanding
the tape so long as the unadmitted transcript does not go back to the jury room or
become a focal point of the trial."   Macht v. State, 642 So. 2d 1137, 1138 (Fla. 4th
DCA 1994).   In Hill v. State, 549 So. 2d 179, 182 (Fla. 1989), we found no error
where the jury utilized a transcript.   In Hill, the defendant did not claim that the
transcript was inaccurate, the jury did not carry the transcript into the jury room, and
the transcript did not become a focal point of the proceeding.   Therefore, the
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transcript did not displace the actual tape as the evidence upon which the jury relied.
Similarly, in Grimes v. State, 244 So. 2d 130, 135 (Fla. 1971), the accuracy
of the transcript was not an issue.   In Grimes, the transcript of the defendant's tape-
recorded statement had been properly authenticated by the officer who recorded it.
We thus explained that "the transcription was properly authenticated by the person
who took the statement and who verified that the transcript was the same evidence
as the recording."                                                                         244 So. 2d at 135.   Therefore, this Court found no error where
the transcript was published to the jury, but not admitted into evidence or used by
the jurors during deliberations.   See id.; see also Hill, 549 So. 2d at 182.
In this case, Martinez claims that it was improper to allow jurors to use the
transcript because it contained many statements that could not actually be heard on
the tape.   In explaining the potential dangers from a transcript, the United States
Court of Appeals for the District of Columbia observed:
A transcript repeating in written form a conversation recorded on
tape may help a juror listening to the tape follow the conversation when
the tape is of questionable clarity, or contains the voices of multiple
speakers who talk over each other or speak in quick succession.
Ironically, the same circumstances that make a transcript helpful to a
juror may prejudice the defendant if it is presented without proper
safeguards, for the only transcripts worth fighting about are those on
which important words may be susceptible to different interpretations.
After all, the jurors are likely to notice a clear discrepancy between a
tape and a transcript.
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United States v. Holton, 116 F.3d 1536, 1540 (D.C. Cir. 1997) (emphasis supplied)
(citations omitted), cert denied, 522 U.S. 1067 (1998).
One of the primary dangers of allowing the jury to use an unadmitted
transcript is that it may become the evidence that the jury relies upon rather than the
tape itself:
The principal risk of indiscriminately permitting the use of
transcripts by jurors is that in the case of a poor quality or unintelligible
recording, the jurors may substitute the contents of the more
accessible, printed dialogue for the sounds they cannot readily hear or
distinguish on the tape and, in so doing, transform the transcript into
independent evidence of the recorded statements.   A related risk arises
when a transcript attributes incriminating statements to a defendant that
the defendant does not admit making.   Placing a transcript in the jury
room during deliberations--after the completion of the supervised,
adversarial portion of the trial--opens up the possibility that jurors will
see the transcript as a neutral exhibit placed before them by the court
and increases the chance that the document will be read without the
tape recording playing alongside for the purpose of comparison.
Id. at 1540-41 (citations omitted).
In fact, precautionary procedures have been developed by the federal courts
to decrease the risk that jurors will rely more heavily on the unadmitted transcript
than admitted taped recordings.   See, e.g., United States v. Robinson, 707 F.2d 872,
876 (6th Cir. 1983); United States v. Slade, 627 F.2d 293, 302 (D.C. Cir. 1980).
Because of the danger that the jury might rely on an unadmitted transcript that
contains statements attributed to the defendant that cannot be heard on the tape, we
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deem it appropriate to discuss procedures for trial courts to follow when faced with
this circumstance in the future.
For example, as set forth in Slade, the "ideal procedure for testing accuracy is
to have the prosecution and defense attorneys stipulate to a transcript."                  627 F.2d at
302.   If they cannot agree, "the second best alternative is for the trial court to make
a pretrial determination of accuracy by reading the transcript against the tapes" to
ascertain whether the transcript is accurate.   Id.
A third alternative is to present the jury with two transcripts, containing
both sides' versions, and let the jury determine which is more accurate.
In this situation, because no one transcript is presented as "correct," the
judge "need not necessarily listen to the tapes or pass on the accuracy
of any transcript."
Id. (quoting United States v. Onori, 535 F.2d 938, 948 (5th Cir. 1976)); see also
Robinson, 707 F.2d at 876 (noting that the third method is the "least preferred
method" to use during trial).
While the Eighth Circuit's procedures for use of transcripts are slightly
different, its goal is consistent with the other circuits, which is to set forth
procedures to ensure the accuracy and fairness of the transcripts.   See United States
v. McMillan, 508 F.2d 101, 105 (8th Cir. 1974).   First, the "transcript should
normally be used only after the defendant has had an opportunity to verify its
accuracy and then only to assist the jury as it listens to the tape."   Id.   In cases
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where a defendant disputes the accuracy of the transcript, "a foundation may first be
laid by having the person who prepared the transcripts testify that he has listened to
the recordings and accurately transcribed their contents."   Id.
Reviewing the available procedures for allowing juries to use transcripts, the
Sixth Circuit in Robinson ultimately concluded:
We therefore reiterate our preference for using a transcript when
the parties stipulate to its accuracy.   But in the absence of a stipulation,
we hold that the transcriber should verify that he or she has listened to
the tape and accurately transcribed its content.   The court should also
make an independent determination of accuracy by reading the
transcript against the tape.   Where, as here, there are inaudible portions
of the tape, the court should direct the deletion of the unreliable portion
of the transcript.   This, however, assumes that the court has
predetermined that unintelligible portions of the tape do not render the
whole recording untrustworthy.   Finally, we find submission of two
versions of the transcript prejudicial when the tape is significantly
inaudible.   Such a practice would undoubtedly inspire wholesale
speculation by the parties and engender jury confusion.   It would be
entirely too difficult for the jury to read two separate transcripts while
listening to the tape recording.   Furthermore, this method is impractical
in cases such as this where the defendant has asserted his fifth
amendment right to remain silent.
Robinson, 707 F.2d at 878-79 (emphasis supplied).
In recognition of the case law in this State that has allowed the use of
transcripts under certain circumstances, we set forth guidance for trial courts facing
this situation in the future.   The goal is for the trial court to balance the benefit of
giving the jury an aid to understanding the tape against the danger of allowing an
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unadmitted transcript to become the evidence upon which the jury relies where
neither the judge nor jury would be able to verify the accuracy of what is contained
on the transcript.
Preliminarily, the trial court must determine that the unintelligible portions of
the tape do not render the whole recording untrustworthy.   See Odom, 403 So. 2d at
940; Henry, 629 So. 2d at 1059; Harris, 619 So. 2d at 342.   As for the transcript,
trial courts should exercise extreme caution before allowing transcripts of recordings
to be viewed by the jury.   See Robinson, 707 F.2d at 876; Slade, 627 F.2d at 302.
The preferred approach is for the parties to stipulate to the accuracy of the
transcript.   See Slade, 627 F.2d at 302.   If there is a dispute as to the accuracy, the
trial court should make an independent pretrial determination of the accuracy of the
transcript after hearing from persons who can properly testify as to its accuracy.
See Robinson, 707 F.2d at 876; Slade, 627 F.2d at 302.   Those who may be able to
verify the accuracy of the transcript are:                                                  (1) the actual participants to the
conversation; or (2) those who listened to or overheard the conversation as it was
being recorded, so long as such persons can establish that the quality of the
conversation that they overheard or listened to was better at the time they overheard
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it than the quality of the tape recording.5
We emphasize that there may be a difference between tape recordings that
are difficult to hear and of poor quality and those that contain inaudible portions.
Where the tapes are partially inaudible, jurors will be unable to make an intelligent
comparison between the recording and the transcript.   Under such circumstances,
"[t]he practical effect of using an aid to comprehend unintelligible matter is that the
aid becomes the evidence."   Robinson, 707 F.2d at 878.   Accordingly,if the trial
court determines that there are inaudible portions of the tape, the trial court should
delete the inaudible portions from the transcript before submitting the transcript to
the jury.   See id.
In addition, as in this case, where a transcribed version of an audio-video tape
is used as an aid to the jury and there is no stipulation as to its accuracy, trial courts
should give a cautionary instruction to the jury regarding the limited use to be made
of the transcript.6   See Slade, 627 F.2d at 303.   For example, the following
5We  do  not  address  the  situation  where  an  expert  witness  professionally  skilled  in
understanding inaudible and indistinguishable tape recordings testifies that the transcript is an accurate
rendition of the tape recording.  See Henry v. State, 629 So. 2d 1058, 1059 (Fla. 5th DCA 1993);
Harris v. State, 619 So. 2d 340, 343 (Fla. 1st DCA 1993).  The considerations and procedures used
in such cases to determine if a transcript is admissible are beyond the scope of this opinion.
6Because there is no standard cautionary jury instruction on the use of transcripts, we request
that the Committee on Standard Jury Instructions in Criminal Cases study this issue and recommend
a proposed instruction.
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instruction, quoted with approval by the Fourth District, was given by the trial court
in Macht:
This transcript is not admitted and won't be admitted into evidence.
The evidence is what's on the tape recording.   If there's a conflict
between what the transcript says and what you hear the tape says[,] the
evidence is the tape, not the transcript and if you're-if you hear a
conflict[,] what's on the tape is what the evidence is.
642 So. 2d at 1138 (alteration in original).7 The federal circuits that have considered
this issue agree that whenever a transcript is allowed by the trial court, it is
"important that the judge instruct the jurors that their personal understanding of the
tape supersedes the text in a transcript."   Slade, 627 F.2d at 302; see Holton, 116
7A similar admonition is found in the Eleventh Circuit Court of Appeal Standard Instruction:
Members of the Jury:
As you have heard, Exhibit                                                                     has been identified as a typewritten transcript
[and partial translation from Spanish into English] of the oral conversation which can
be heard on the tape recording received in evidence as Exhibit                                 . [The transcript
also purports to identify the speakers engaged in such conversation.]
I have admitted the transcript for the limited and secondary purpose of aiding
you in following the content of the conversation as you listen to the tape recording,
[particularly those portions spoken in Spanish,] [and also to aid you in identifying the
speakers.]
However, you are specifically instructed that whether the transcript correctly or
incorrectly reflects the content of the conversation [or the identity of the speakers] is
entirely for you to determine based upon your own examination of the transcript in
relation to your hearing of the tape recording itself as the primary evidence of its own
contents; and, if you should determine that the transcript is in any respect incorrect or
unreliable, you should disregard it to that extent.
Eleventh Circuit Standard Trial Instruction 5 at 512-13.
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F.3d at 1541; Onori, 535 F.2d at 949; McMillan, 508 F.2d at 106.   In this regard,
although the trial court should provide jurors with cautionary instructions, we also
note that such instructions are "only viable when the tape is clear enough for a juror
to detect that the tape is at variance with the transcript."   Robinson, 707 F.2d at 878.
Having reviewed the proper procedures to be employed prospectively for
using transcripts at trial, we now turn to the transcript in this case.   Martinez admits
that Sloane Martinez could authenticate the transcript because she participated in
the recorded conversation.   See Grimes, 244 So. 2d at 135; Macht, 642 So. 2d at
1138.   However, Martinez claims that the transcript could not be used at trial
because Sloane Martinez admitted that she alone did not prepare the transcript.
Although Sloane was not solely responsible for the preparation of the transcript, she
was able to verify its accuracy.   Specifically, she testified that she recalled the
original conversation while making the transcript.   In addition, she stated that the
transcript only included words that she could actually make out from the tape.
Furthermore, we find no error in also allowing Detective Conigliaro to
authenticate the transcript.   Detective Conigliaro testified at trial that the
conversation between Sloane and Martinez "sounded so much clearer" from the
surveillance van than it did on the audio-video taped recording.   Nevertheless, we
caution that the trial court should not allow the validity of the transcript to be
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bolstered by testimony from those who simply listened to the tape after it was made.
As discussed by First District in Harris, if the authenticating witness neither
participated in nor overheard the recorded conversation as it was taking place, the
authenticating witness would be "in no better position than the jury to determine the
contents of the tape recording."   Harris, 619 So. 2d at 343; see Henry, 629 So. 2d at
1059 ("[I]t was error for the trial court to allow the transcript to be used by the jury"
where the transcript was prepared by a person who did not witness the events
recited in transcript.).
We next turn to Martinez's claims that the transcript includes many inaudible
portions.   In support of this, he points to comments made by the trial court and the
prosecutor as well as portions of the tape the court reporter shows as "inaudible"
that appear on the transcript.   However, the fact that the court reporter did not
transcribe all of the portions that appeared on the transcript does not establish that
those portions transcribed are in fact inaudible.   Rather, it may simply show that
from the court reporter's vantage point, portions of the recording were too difficult
to hear to be able to simultaneously record them.   While the court reporter is
required to transcribe the contents of the tapes as they are played at trial, the court
reporter's transcript of the tape does not establish the inaccuracy of the transcript or
the tape's audibility.   See Lawrence v. State, 632 So. 2d 1099, 1100 (Fla. 1st DCA
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1994).
The videotape is part of the record on appeal on this case.   We agree that the
videotape is of poor quality and portions of the conversation are difficult to hear for
a variety of reasons, including young children crying, occasional passing trains, and
background interference on the tape.   Thus, if upon remand Martinez is able to
establish that there is an inaccuracy in the transcript or that a portion of the tape is
inaudible (as opposed to difficult to hear), the court should exercise its discretion in
deleting those portions of the transcript.   However, because Sloane Martinez
participated in the actual conversation, she would be able to testify to what Martinez
actually said.   See § 90.803(18)(a), Fla. Stat. (1995).   As for the use of the transcript
by the jury, the transcript was not admitted into evidence and jurors were not
allowed to use the transcript during their deliberations.   Nevertheless, the transcript
was available to the jury during the playing of the video taped conversation.   It
appears that the transcript was also available during Sloane Martinez's direct
examination, including when she testified as to her personal knowledge of what was
on the inaudible portions of the recorded conversation after prosecutors played the
tape to the jury.   Allowing jurors to review the transcript during both the playing of
the audio-video tape and during Sloane Martinez's testimony could have placed
undue emphasis on the transcript and we caution the trial court to ensure that the
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transcript's use is limited.
Although the trial court did not give a cautionary instruction, we also note
that none was requested and the failure to give such an instruction would not rise to
the level of fundamental error.   See Archer v. State, 673 So. 2d 20, 20-21 (Fla.
1996).   However, because we are reversing for other reasons, we direct that if, upon
remand, the trial court again decides it permissible to allow the jury to use a
transcript of the conversation as an aid to understanding, a cautionary instruction
should be given.
Accordingly, for the reasons stated in this opinion, we reverse Martinez's
convictions, vacate his sentences, and remand for a new trial.
It is so ordered.
HARDING, C.J., and SHAW, PARIENTE, LEWIS and QUINCE, JJ., concur.
ANSTEAD, J., specially concurs with an opinion.
WELLS, J., concurs in result only with an opinion.
NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION, AND IF
FILED, DETERMINED.
ANSTEAD, J., specially concurring.
I concur in the majority opinion and write separately only to note my view
that while it is clear that the tape recording was sufficiently audible to be admitted, a
transcript of the tape recording made in this case should not be used for any purpose
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upon retrial.   It is for the jury to determine what is contained in the tape recording.
Of course, those that listened to the conversation being recorded can testify to what
they heard.   But permitting that testimony is far different than presenting the jury
with a tangible transcript that contains statements that the jurors themselves cannot
hear when listening to the recording.   The recording “speaks for itself,”  and is the
best evidence of what it says.
WELLS, J., concurring in result only.
I concur only in the result in this case.   I conclude that the opinion of the
police officer does create the same serious adverse effect which concerned the
United States Supreme Court in United States v. Young, 470 U.S. 1, 18-19 (1985).
At trial, the force of the police officer’s opinion of guilt is prejudicially irrelevant in
favor of the unique responsibility of the jury to make that decision.
I do not join in the argument portion of the opinion.   I do not join in what I
am concerned is an expansion of the doctrine of fundamental error as it relates to
closing argument.
I do not join in that portion of the opinion with respect to the use of a
transcript that sets out a procedure for the future use of such transcripts.   While I do
not take particular issue with any part of the procedure, I believe the establishment
of such procedures should be done by rule and not by opinion.   By proposing a rule,
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the pros and cons of various parts of a procedure are able to be thought through so
that potential problems with the procedure will be better understood.   That does not
happen when we do this in an opinion.   I am wary of unintended consequences.
Therefore, I cannot join.
An Appeal from the Circuit Court in and for Hillsborough County,
Hon. J. Rogers Padgett, Judge - Case No. 96-1465
Peter Raben of the Law Offices of Peter Raben, P.A., Miami, Florida,
for Appellant
Robert A. Butterworth, Attorney General, and Candace M. Sabella, Assistant Attorney
General, Tampa, Florida,
for Appellee
Sharon L. Kegerreis and Mayda Prego of Hughes Hubbard & Reed, LLP, Miami,
Florida,
for Ilustre Colegio De Abogados De Madrid (“Madrid Bar Association”)
Amicus Curiae
-32-

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