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People v. Crowe
State: Illinois
Court: 1st District Appellate
Docket No: 1-99-0419, 1-99-0955 cons. Rel
Case Date: 02/11/2002

FIRST DIVISION

FEBRUARY 11, 2002




Nos. 99-0419 and 99-0955 (consol.)

 

THE PEOPLE OF THE STATE OF ILLINOIS, )
)

Appeal from the

                       Plaintiff-Appellee,  ) Circuit Court of
) Cook County.
)
            v.  ) No. 98 CR 3865
)
JOHN CROWE,  ) Honorable
) Edward M. Fiala
                         Defendant-Appellant. ) Judge Presiding

JUSTICE TULLY delivered the opinion of the court:

Following a bench trial, defendant, John Crowe, was found guilty of first degree murder and sentenced to 50 years'imprisonment. On appeal, defendant contends the trial court erred in granting the State's motion to disqualify defense counsel, therebydepriving defendant of his sixth amendment right to counsel of choice. This court has jurisdiction pursuant to Supreme Court Rule 603(134 Ill. 2d R. 603)). For the reasons set forth below, we reverse and remand for a new trial.

Background

On January 28, 1998, defendant, John Crowe, his brother, Stephen Crowe, Carlos Sanchez, Shane Masini, and Michael Riverawere charged by indictment with first degree murder in the shooting death of Marcus Lee. Defendant and Stephen Crowe were to betried jointly and retained Edward Edens (Edens) as their counsel. On July 6, 1998, after several continuances, the trial court set a trialdate of August 10, 1998. On August 10, 1998, however, the day trial was set to begin, the State presented a motion to disqualify Edensas defense counsel. The State maintained there was a potential conflict of interest, in violation of Rule 3.7 of the Illinois Rules ofProfessional Conduct, because Edens could be called by the State to testify as a rebuttal witness against his clients.(1) Specifically, theState proffered that on January 20, 1998, Edens came to the Area Three police station and spoke to two police officers, DetectivesSchorsch and Aiken, and related to them certain information he obtained from his clients, the Crowe brothers. The State representedthat the information purportedly related by Edens, and memorialized in a police report, was as follows.

Late in evening on January 9, 1998, defendant and Stephen Crowe went to a party on Laramie Street. Several persons werepresent whom defendant and Stephen knew by the nicknames of Wolfie, Ice Mike, Joker and Little Suzie. At approximately 3 a.m.,defendant and Stephen left the party in a van driven by Wolfie. Wolfie sat in the driver's seat, Little Suzie sat in the front middle seat,and Ice Mike sat in the front passenger seat, while defendant, Stephen and Joker sat in the back seat. Wolfie drove to the Lathrophousing project, stopped the van suddenly, and Ice Mike jumped out. Stephen and defendant heard several gunshots after which IceMike returned to the van. Wolfie drove away and eventually left Stephen and defendant in an alley near Belmont and Leavitt Streets.Stephen and defendant met a friend known as "Dice," which was also Stephen's nickname, who drove defendant and Stephen back tothe party.

The State proffered that after relating this information, Edens informed the detectives that his clients were afraid to comeforward to the police and state what they knew about the incident because they feared gang retaliation. Edens informed the detectivesthat he would attempt to locate defendant and Stephen Crowe and bring them to the police station.

In response to the State's proffer, Edens proffered that the detectives with whom he spoke on January 28, 1998 were mistaken asto whom had given him the information he related to them. Edens stated that he told the detectives only that he obtained theinformation from a client. Edens speculated that the detectives mistakenly assumed John and Stephen Crowe were the clients to whomhe was referring and their police report reflected this mistaken assumption. Edens stated, in actuality, at the time he spoke with thedetectives, he had not yet been retained by or spoken to defendant or Stephen Crowe. Rather, the manner in which Edens came topossess the information he related to the detectives was as follows.

On January 28, 1998, Israel Jobert, a client whom Edens represented in an unrelated matter, called Edens regarding thepossibility of representing the Crowe brothers. Edens told Mr. Jobert that he needed more information about the case, and agreed tomeet at a nearby tavern. At the tavern, Edens was met by Stephen Crowe's wife and several other individuals who were members of anassociation to which defendant and Stephen Crowe also belonged. It was these individuals, not the Crowe brothers, who related theinformation which Edens later related to the police. Edens stated that at the time he spoke with the detectives, he had neither seen normet with defendant or Stephen Crowe and was not sure how to locate either of them.

Following Edens' proffer, the trial judge commented that even assuming for purposes of argument that Edens' version of eventswas true, the State still would not be precluded from calling Edens as a rebuttal witness in the event the Crowes elected to testify, inwhich case, it would be a question for the trier of fact to determine credibility, whether or not Edens made the statement, and underwhat circumstances the statement was made. The court further commented that the potential conflict was a serious concern, in view ofthe nature and the gravity of the charges against the defendants. Edens responded that the likelihood of an actual conflict arising wasremote, in that his clients from the inception of the case indicated they did not intend to testify. Edens further noted that while hisclients were aware of the potential conflict, they strongly desired that he remain as their counsel. For purposes of clarification, the courtdetermined to hold an evidentiary hearing and allow the testimony and cross-examination of the detectives with whom Edens spoke onJanuary 28, 1998.

At the hearing, Detective Schorsch testified on behalf of the State. Detective Schorsch stated that on January 20, 1998, he,Detective Labee, Detective Aiken, and Detective Gorski were assigned to investigate the shooting death of Marcus Lee. Atapproximately 3:20 p.m., Edens arrived at the Area Three police station and asked the detectives if they were looking for John andStephen Crowe in relation to the Lathrop Housing Project homicide. Detective Schorsch informed Edens that defendant and StephenCrowe were wanted for questioning in connection with the homicide. Edens informed Detective Schorsch that he had spoken to Johnand Stephen Crowe, and related to him the information as previously proffered by the State. Detective Schorsch testified that Edensspecifically stated he obtained this information from speaking with his clients, defendant and Stephen Crowe. Detective Schorschfurther stated that his conversation with Edens lasted about five to ten minutes, and that in his 25 years as a police officer, he had neverknown an attorney to come forward to the police to relate information confided to him by a client.

On cross-examination, Detective Schorsch denied that Edens told him simply that he had obtained the information from a"client." Rather, Detective Schorsch maintained that Edens specifically stated that he obtained the information from speaking withdefendant and Stephen Crowe. Detective Schorsch agreed that Edens told him he would try to locate defendant and Stephen Crowe.Detective Schorsch denied that Edens qualified his statements to police by stating that he believed his rendition of events would beconsistent with what defendant and Stephen would tell the police if they were located and came forward. Detective Schorsch stated hebelieved that Edens had contact with defendant and Stephen Crowe, prior to speaking to the detectives, because Edens specificallystated that he obtained the information from speaking with defendant and Stephen Crowe.

At the close of the hearing, the State argued that although the Crowe brothers indicated they would not testify at trial, theycould change their minds and testify, in which case, Edens could be called as a rebuttal witness by the State. Edens submitted that hisclients were aware of the potential conflict, but had great confidence in his ability to represent them and desired to retain him as theircounsel in spite of the potential conflict. Edens further argued that the probability that his clients would testify at trial was extremelyremote and, in any event, it would be unnecessary for the State to call him as a witness, as the State could call the individuals withwhom Edens spoke at the tavern to testify in his stead. Edens also represented that in the event his clients decided to testify, he wouldhave another attorney take over the case at that point, and that he knew a prospective co-counsel who was familiar with the case whowas prepared to do so. Edens resubmitted that the information he related to the detectives was not obtained from his clients, the Crowebrothers, but from other persons.

Based on the arguments and evidence presented, the trial court concluded "there was a conversation," the nature and extent ofwhich the trier of fact would have to determine. The court held that because Edens could be called to testify against his clients if theyelected to testify, he could not serve as defense counsel and was subject to disqualification. Defendant and Stephen Crowe thereafterretained new counsel, and on October 14, 1998, a joint bench trial commenced. Defendant ultimately was found guilty of first degreemurder under an accountability theory and sentenced to 50 years' imprisonment, while Stephen Crowe was acquitted of all charges.

Discussion

Defendant contends the trial court erred in granting the motion to disqualify Edens, thereby denying him of his sixth amendmentright to counsel of choice. Specifically, defendant maintains the court's ruling was error, as it was premised on the erroneous legalconclusion that Edens' testimony would have been admissible, when in fact such testimony would have been inadmissible hearsay orbarred under the attorney-client privilege. Defendant further contends the trial court's decision should be reviewed de novo, rather thanfor an abuse of discretion, because whether disqualification was warranted hinged upon whether Edens' testimony would have beenadmissible, a purely legal question. In addition, defendant maintains numerous other factors militated against disqualification,including: (1) the untimeliness of the State's motion; (2) the remoteness of the possibility of Edens being called to testify; (3) theavailability of measures less drastic than disqualification to protect defendant and the integrity of the judicial process; (5) defendant'swillingness to waive the right to conflict free representation.

Before addressing the merits of defendant's assertions, we believe a review of the general principles governing the right tocounsel of choice is instructive to an understanding of this case.

The sixth amendment right to assistance of counsel (U.S. Const., amend. VI) encompasses both the right to effectiverepresentation by competent counsel and the right to select and be represented by one's chosen attorney. People v. Howery, 178 Ill. 2d1, 49 (1997); People v. Holmes, 141 Ill. 2d 204, 217(1990). The right to choose one's own counsel is not absolute, however, but iscircumscribed in several important respects, which may include the disqualification of chosen counsel if an actual conflict of interestexists or a serious potential for conflict exists. Holmes, 141 Ill. 2d at 217-18, citing Wheat v. United States, 486 U.S. 153, 159, 100 L.Ed. 2d 140, 148 (1988), 108 S. Ct. 1692, 1697. Ordinarily, an accused may exercise the right to counsel of choice, even where itjeopardizes the accused's right to effective assistance of counsel, if the accused makes a knowing, voluntary, and intelligent waiver ofthe latter right. Holmes, 141 Ill. 2d at 218. Nevertheless, a trial court has substantial latitude to refuse such waiver not only where anactual conflict exists, but also where a potential for conflict exists which may or may not burgeon into an actual conflict as the trialprogresses. Holmes, 141 Ill. 2d at 223, citing Wheat, 486 U.S. at 163, 100 L. Ed. 2d at 151, 108 S. Ct. at 1699.

While the sixth amendment includes the right of an accused to select his attorney, the essential aim of the amendment is to"guarantee an effective advocate for each criminal defendant rather than to ensure that a defendant will inexorably be represented by thelawyer whom he prefers." Wheat, 486 U.S. at 159, 100 L.Ed. 2d at 148, 108 S. Ct. at 1697. Balanced against an accused's right tochoose his own attorney, courts have an independent interest in ensuring that criminal trials are conducted within the ethical standardsof the profession, that their judgments remain intact on appeal, and to avoid even the appearance of impropriety in the legal proceedingsbefore them. People v. Barrow, 133 Ill. 2d 226, 253 (1989); People v. Troutt, 172 Ill. App. 3d 668, 671 (1988). Although courts mustrecognize a presumption in favor of petitioner's counsel of choice, the trial court is in the best position to weigh and evaluate the factsand circumstances and to weigh the interests in the particular case to determine if disqualification is indicated. Holmes, 141 Ill. 2d at223, citing Wheat, 486 U.S. at 164, 100 L. Ed. 2d at 152, 108 S.Ct. at 1700. Accordingly, a trial court's decision to deny a defendant'scounsel of choice will not be disturbed on review absent a clear abuse of discretion. Holmes, 141 Ill. 2d at 223.

With these principles in mind, we turn to the arguments presented.

The first issue raised on appeal concerns the appropriate standard of review. Here, the State, citing the Illinois Supreme Court'sdecision in Holmes, maintains that the trial court's decision to disqualify Edens must be reviewed for abuse of discretion. Defendant, inturn, acknowledges that a trial court's decision to disqualify counsel is ordinarily reviewed for abuse of discretion. However, defendantmaintains that under the particular circumstances of this case de novo review is appropriate because here the trial court's exercise ofdiscretion hinged upon the erroneous legal conclusion that Edens' testimony would have been admissible.

Even accepting defendant's position that the trial court's decision regarding disqualification hinged upon the a determinationregarding admissibility, we note that decisions regarding the admissibility of evidence, like decisions regarding the disqualification ofcounsel, are also reviewed for an abuse of discretion. People v. Jones, 306 Ill. App. 3d 793, 799, (1999). Only when no fact orcredibility issues are involved is de novo review appropriate. People v. Dilworth, 169 Ill. 2d 195, 201 (1996). When reviewing a trialcourt's evidentiary rulings, a reviewing court employs a de novo standard of review in only limited instances. People v. Caffey, No.86975, slip op. at 21 (October 18, 2001). For example, a trial court's decision that a statement is hearsay may be reviewed de novowhen that determination does not involve fact finding or weighing the credibility of the witnesses. People v. Aguilar, 265 Ill. App. 3d105, 109 (1994). Thus, the exception to the general rule of deference on issues of admissibility will apply only in cases where "a trialcourt's exercise of discretion has been frustrated by an erroneous rule of law." People v. Williams, 188 Ill. 2d 365, 369 (1999).

In this case, the record indicates the trial court determined to disqualify Edens based on its determination that Edens could becalled to testify as a rebuttal witness if defendant elected to testify. The trial court did not make a factual finding as to whether it foundEdens' version of events to be true, that is, that the information he related to the detectives came from conversations with persons otherthan defendant, as opposed to Detective Schorsch's version of events, that is, that Edens obtained the information from conversationswith defendant. At the close of the disqualification hearing, the court concluded only, "there was a conversation." The court reasonedthat disqualification was necessary, however, because even assuming Edens' version of events to be true, the State could still call Edensto testify as a rebuttal witness if defendant elected testified.

We agree with defendant that this determination was in error. Whether applying a de novo or an abuse of discretion standard, wereach the same conclusion. Assuming Edens' version of events to be true, his testimony could not have been admitted. Even ifdefendant had determined to testify at trial and testified inconsistently with the version of events related by Edens to the police, Edenscould not be called as a rebuttal witness by the State to testify to facts related to him by persons other than defendant. Such testimonywould clearly constitute inadmissible hearsay.

Hearsay is an out-of-court statement that is offered to prove the truth of the matter asserted therein and dependent for its valueon the credibility of the out-of-court declarant. People v. Sims, 285 Ill. App. 3d 598, 608 (1996). The fundamental basis for excludingsuch a statement is the lack of an opportunity to test the credibility of the statement through cross-examination. People v. Rodriguez,312 Ill. App. 3d 920, 928 (2000). Section 115-10.1 of the Code of Criminal Procedure of 1963 creates a statutory hearsay exception forprior inconsistent statements of a witness in a criminal case under certain circumstances (725 ILCS 5/115-10.1 (West 1998)). Thatsection provides that a prior inconsistent statement is not made inadmissible by the hearsay rule if (1) the statement is inconsistent withthe witness' testimony at trial; (2) the witness is subject to cross-examination concerning the statement; (3) the statement describes anevent of which the witness had personal knowledge; and (4) the statement is proved to have been accurately recorded (725 ILCS5/115-10.1 (West 1998)). Even if a prior inconsistent statement does not meet the standard set forth in section 115-10.1 of the Code,however, it still may be used for impeachment (725 ILCS 5/115-10.1 (West 1996) (last paragraph)). To be admissible as impeachmentthe statement must truly be inconsistent with the trial testimony and must deal with a matter that is more than collateral. People v.Wilson, 302 Ill. App. 3d 499, 511 (1998). Further, before a prior inconsistent statement may be admitted, a proper foundation must belaid. Wilson, 302 Ill. App. 3d at 511.

Here, assuming Edens' version of events to be true, his testimony regarding statements made to him by persons other thandefendant concerning information purportedly related to those persons by defendant would constitute double hearsay. It would notqualify as substantive evidence of a prior inconsistent statement, an exception to the hearsay rule, or as competent evidence to impeachdefendant's testimony. Although defendant additionally contends, even assuming Detective Schorsch's version of events to be true,Edens' testimony still would have been barred by the attorney-client privilege, we need not reach this issue. Again, we observe the trialcourt made no determination as to whether it found Edens' narrative, as opposed to Detective Schorsch's narrative, to be more credible. Rather, the trial court reasoned that disqualification was necessary because, under either scenario, Edens still could be called to testifyon rebuttal if defendant elected to testify. The court's decision to disqualify Edens was an abuse of discretion, however, as it wasfounded on the erroneous assumption that Edens could be called to testify on rebuttal to information conferred by persons other thandefendant. Consequently, defendant's sixth amendment right to counsel of choice has been thwarted, and the cause must be reversedand remanded for a new trial. Because we find reversal is warranted on these limited grounds, we do not address defendant's remainingarguments.

Reversed and remanded.

McNULTY, and COUSINS, JJ., concur.

1. Rule 3.7(b) of the Illinois Rules of Professional Conduct (134 Ill. 2d R. 3.7 (b)) provides in pertinent part:

"If a lawyer knows or reasonably should know that the lawyer may be called as a witness other than on behalf of theclient, the lawyer may accept or continue the representation until the lawyer knows or reasonably should know that thelawyer's testimony is or may be prejudicial to the client."

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