People v. Fako, No. 2-99-0124
2nd District, 15 March 2000
| THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v. EDWARD FAKO, Defendant-Appellant. | Appeal from the Circuit Court of McHenry County. No. 97--CF--1054 Honorable Ward S. Arnold, Judge, Presiding. |
PRESIDING JUSTICE BOWMAN delivered the opinion of the court:
Defendant, Edward Fako, was ticketed for, among other things, the misdemeanor offense of driving while his driver'slicense was revoked (625 ILCS 5/6--303(a) (West 1998)). Before defendant's scheduled court date, the State dismissed themisdemeanor charge and indicted defendant for the felony offense of driving while his license was revoked (625 ILCS 5/6--303(d) (West 1998)). On defendant's scheduled court date, defendant, who was unaware of the indictment and the dismissal,pled guilty in municipal court to the lesser offense of driving without a valid driver's license (625 ILCS 5/6--101(b) (West1998)). Defendant was fined $250 and given court supervision. After defendant was made aware of the indictment, he fileda motion to dismiss the indictment, arguing that double jeopardy precluded the State from seeking to convict him of thefelony charge. The trial court denied the motion. Defendant appeals, arguing that double jeopardy precludes the State fromprosecuting him for the felony offense and that the trial court erred in refusing to enforce the plea agreement into which heand the municipal prosecutor entered. We affirm.
Around August 30, 1993, McHenry County State's Attorney Gary Pack sent a letter to Colin MacMeekin, who was aprosecuting attorney for the City of McHenry. In this letter, Pack told MacMeekin that the municipal prosecutors of the Cityof McHenry had the authority to prosecute state violations, such as driving while license revoked, that occurred within thecity limits of McHenry. The letter further stated that, unless Pack heard from MacMeekin in writing that MacMeekin wasnot prosecuting a particular state charge, Pack would assume that the municipal prosecutors would prosecute the specifiedstate violations, including driving while license revoked.
On July 31, 1997, defendant was arrested for the misdemeanor of driving while his driver's license was revoked. Defendantwas also ticketed for other offenses, but those offenses are unknown from the record. Because of these violations, defendantwas scheduled to appear in the municipal court on August 25, 1997.
On August 21, 1997, before defendant appeared in the municipal court to dispose of his tickets, the McHenry County State'sAttorney's office decided to indict defendant for the felony of driving while his license was revoked. As part of thisindictment, defendant's misdemeanor ticket for driving while his license was revoked was dismissed, and the other ticketshe was issued were joined with his felony indictment.
On August 25, 1997, defendant appeared in the municipal court to dispose of the tickets he was issued on July 31, 1997.Allegedly, pursuant to negotiations between defendant's attorney and the municipal prosecutor, defendant pled guilty todriving without a valid driver's license, was fined $250, and was given court supervision until February 23, 1998. The orderprovided that defendant did not need to appear in court on February 23, 1998, if he paid the $250 fine before this date.According to the record, neither defendant nor the municipal prosecutor knew that the McHenry County State's Attorney'soffice had dismissed his misdemeanor ticket for driving while his license was revoked and that defendant had been indictedfor the felony of driving while his license was revoked.
On December 2, 1998, defendant filed a motion to dismiss the indictment, arguing that prosecuting him for the felonywould amount to double jeopardy. On December 24, 1998, a hearing was held on defendant's motion, and the trial courtdenied the motion, stating that double jeopardy did not attach. The trial court stated that the acts of the municipalprosecutors would normally bind the State's Attorney's office, but the municipal prosecutor's actions did not bind theMcHenry County State's Attorney's office here because when the municipal prosecutor negotiated the plea with defendantno charge was pending. Thus, double jeopardy could not attach when there is no charge pending to which defendant couldplead guilty.
On January 8, 1999, defendant filed a motion to enforce the plea agreement, and, soon afterwards, defendant also filed amotion to reconsider the trial court's order denying his motion to dismiss the indictment. A hearing was held on themotions, and the trial court denied both motions. In making its ruling, the trial court stated that defendant's double jeopardyargument would have prevailed if defendant had pled guilty to the charge before the State dismissed the misdemeanorcharge of driving while his license was revoked. This timely appeal followed.
The issue presented in this cause is whether or not double jeopardy attaches when a defendant pleads guilty to a charge inthe municipal court after the McHenry County State's Attorney's office dismisses the charge. Neither of the briefs addresseda case that was factually on point, and our own research did not uncover any cases from Illinois that resolved this issue.However, we do find an out-of-state case (People v. Carter, 134 Misc. 2d 878, 513 N.Y.S.2d 331 (1987)) instructive.
In Carter, the defendant pled guilty to a misdemeanor count of possessing a controlled substance, and he was sentenced.Carter, 134 Misc. 2d at ___, 513 N.Y.S.2d at 333. However, four days before the defendant pled guilty to the misdemeanorcharge, the defendant was indicted for 14 counts of various narcotics offenses. Carter, 134 Misc. 2d at ___, 513 N.Y.S.2d at333. At the time the defendant pled guilty to the misdemeanor charge, the prosecutor did not know that the defendant hadbeen indicted. Carter, 134 Misc. 2d at ___, 513 N.Y.S.2d at 332. The trial court vacated the misdemeanor plea andsentence, and defendant argued that he could not be prosecuted on the 14-count indictment because double jeopardy hadattached when he pled guilty to the misdemeanor charge. Carter, 134 Misc. 2d at ___, 513 N.Y.S.2d at 333.
The reviewing court concluded that the State was not precluded from prosecuting the defendant on the felony indictment.Carter, 134 Misc. 2d at ___, 513 N.Y.S.2d at 335. The reviewing court reasoned that double jeopardy had not attachedbecause the trial court had no jurisdiction over the misdemeanor charge once the defendant was indicted. Carter, 134 Misc.2d at ___, 513 N.Y.S.2d at 334. This conclusion was based on a state statute that provided that the criminal courts were tobe divested of jurisdiction once an indictment was filed. Carter, 134 Misc. 2d at ___, 513 N.Y.S.2d at 334. The reviewingcourt also noted that double jeopardy had not attached because the state statute on double jeopardy provides that doublejeopardy cannot attach when a defendant is prosecuted in a court that lacks jurisdiction over the defendant or the offense.Carter, 134 Misc. 2d at ___, 513 N.Y.S.2d at 335.
Here, as in Carter, double jeopardy did not attach because the municipal court did not have jurisdiction over themisdemeanor offense to which defendant pled guilty in the negotiated plea agreement. Specifically, in Illinois, section 3--4(d)(1) of the Criminal Code of 1961 (720 ILCS 5/3--4(d)(1) (West 1998)) provides as follows:
"[A] prosecution is not barred within the meaning of [the double jeopardy statute] if the former prosecution:
(1) Was before a court which lacked jurisdiction over the defendant or the offense[.]"
Once defendant's misdemeanor ticket for driving while his license was revoked was dismissed, there was no misdemeanorcharge pending, and, thus, the trial court did not have and could not have jurisdiction over the dismissed charge.
Defendant next argues that the trial court erred in refusing to enforce the plea agreement into which he and the municipalprosecutor entered. The State argues that this court lacks jurisdiction to address this issue. Specifically, the State points outthat defendant appealed under Supreme Court Rule 604(f) (145 Ill. 2d R. 604(f)). The scope of review under Rule 604(f) islimited to former jeopardy claims and does not extend to claims that cannot independently form the basis for review underRule 604(f). See People v. Schram, 283 Ill. App. 3d 1056, 1061-62 (1996) (in a case appealed under Rule 604(f) nojurisdiction existed for the appellate court to review defendant's due process arguments and his claim that the indictmentfailed to state a cause of action for forgery).
Here, in contrast to Schram, the plea agreement is the basis upon which defendant claims former jeopardy. Defendant'sentire brief alleges that double jeopardy attached once the plea agreement was made. Thus, we conclude that we havejurisdiction under Rule 604(f) to address this issue.
In addressing this issue, we again find Carter instructive because the facts in Carter and the present cause are very similar.In Carter, the reviewing court concluded that the defendant was not entitled to enforce the plea agreement into which heand the State entered. Carter, 134 Misc. 2d at ___, 513 N.Y.S.2d at 337. In reaching this conclusion, the court noted threebases that supported its position. Carter, 134 Misc. 2d at ___, 513 N.Y.S.2d at 337. First, the court noted that enforcing theplea agreement would subvert the action the grand jury took and contravene the legislature's express intent to penalizeindividuals who commit felony offenses. Carter, 134 Misc. 2d at ___, 513 N.Y.S.2d at 337. Here, as in Carter, enforcingthe plea agreement would only serve to undermine the grand jury's action and negate the legislature's intent to moreseverely penalize recidivists who drive while their licenses are revoked. See 625 ILCS 5/6--303(d) (West 1998)(drivingwhile driver's license is revoked becomes a felony when an individual is charged more than once for driving while licenserevoked).
Second, the Carter court noted that the plea agreement should not be enforced because the defendant, by pleading guilty tothe misdemeanor charge, was not placed in a position where he could not obtain a fair trial or defend himself against thefelony charges. Carter, 134 Misc. 2d at ___, 513 N.Y.S.2d at 337. Likewise, here, by pleading guilty to the misdemeanorcharge, defendant was not placed in a position where his ability to defend himself and obtain a fair trial was affectednegatively. For example, we note that Supreme Court Rule 402(f) (177 Ill. 2d R. 402(f)) provides that a defendant's guiltyplea cannot be used against him, and we caution the State that it must refrain from using the guilty plea if or whendefendant is reprosecuted.
Third, in Carter the court relied on a promissory estoppel argument and stated that the plea agreement should not beenforced because the defendant did not detrimentally rely on the plea agreement. Carter, 134 Misc. 2d at ___, 513 N.Y.S.2dat 337. The court noted that no detrimental reliance arose because, when the defendant's sentence was vacated, thedefendant was placed in exactly the same position he was in before he pled guilty to the misdemeanor charge. Carter, 134Misc. 2d at ___, 513 N.Y.S.2d at 337.
Here, as in Carter, we also must note that under a promissory estoppel argument defendant cannot claim that the pleaagreement should be enforced. Promissory estoppel arises when (1) an unambiguous promise was made, (2) the defendantrelied on the promise, (3) the defendant's reliance on the promise was reasonable, and (4) the defendant suffered adetriment. People v. Raymond, 202 Ill. App. 3d 704, 708 (1990). In determining whether the defendant suffered a detriment,the court must decide whether enforcing the promise is the only way that the detriment can be avoided. Parkside SeniorServices, L.L.C. v. National Development & Consultants, Ltd., 303 Ill. App. 3d 1022, 1026 (1999). If the enforcement of thepromise is the only way that the defendant can avoid a detriment, then the promise should be enforced. Parkside, 303 Ill.App. 3d at 1026.
Here, we believe that defendant has not suffered a detriment because defendant can be placed in the same position he was inbefore he pled guilty to the misdemeanor charge. Specifically, the trial court's order, which was entered pursuant to theparties' negotiated plea agreement, assessed a fine of $250 against defendant. The trial court's order provided that defendantwould be placed on court supervision until February 23, 1998, but defendant did not have to come to court on the Februarydate if he paid his fine. Thus, once defendant paid his fine, his period of court supervision was terminated. Because thepayment of the fine was defendant's only sentence besides a period of supervision and giving defendant back his $250 finemoney places defendant in the same position he was in before he pled guilty, we believe that defendant suffered nodetriment. Based on the above stated principles, and in accordance with Carter, we believe that the plea agreement shouldnot be enforced.
With this in mind, we must note that the trial court's order denying defendant's motion to dismiss the indictment and hismotion to enforce the plea agreement fails to provide that defendant's sentence of supervision is vacated and that his $250fine must be returned. Pursuant to Supreme Court Rule 366(a)(5) (155 Ill. 2d R. 366(a)(5)), we vacate the previoussupervision order that the trial court entered and order that the $250 fine defendant allegedly paid as part of his supervisionbe returned to him.
For these reasons, the judgment of the circuit court of McHenry County is affirmed.
Affirmed.
McLAREN and GALASSO, JJ., concur.