State v. Mitchell.102290 State v. Barnes.102511 Louisburg Building & Development Co. v. Albright.102985 Trevizo v. El Gaucho Steakhouse, et al.104727 In re Adoption of I.H.H.L.
State: Kansas
Docket No: 101611
Case Date: 04/08/2011
Preview: No. 101,611 IN THE COURT OF APPEALS OF THE STATE OF KANSAS STATE OF KANSAS, Appellee, v. LEON MITCHELL, III, Appellant. SYLLABUS BY THE COURT 1. Under K.S.A. 22-3423(1)(c), a district court may order a mistrial at any time if prejudicial conduct, inside or outside the courtroom, makes it impossible to proceed without injustice to either party. Juror misconduct will not be a ground for mistrial, however, unless the party claiming error shows that such error substantially prejudiced his or her rights.
2. With regard to unauthorized juror communication, whether electronic or otherwise, it is the usual practice to question the juror involved in complaints alleging misconduct, but a trial court is within its discretion to deny a mistrial where the complaining party fails to request an interview of the juror or otherwise meet his or her burden of proving juror misconduct.
3. The best practice is for trial courts to prohibit access to mobile electronic communication devices by jurors during jury deliberation.
1
4. Under the third step in analyzing a challenge under Batson v. Kentucky, 476 U.S. 79, 106 S. Ct. 1712, 9. L. Ed. 2d 69 (1986), the district judge determines the ultimate question--whether the defendant has carried his or her burden of proving purposeful discrimination. The decision on this step hinges on credibility determinations and is reviewed for abuse of discretion.
5. To be valid under Batson, the prosecutor's explanation for a peremptory strike need not rise to the level justifying exercise of a challenge for cause. The purpose of a peremptory challenge is to strike prospective jurors not subject to challenge for cause but who are believed to be inclined against a party's interests.
6. Unless discriminatory intent is inherent in the prosecutor's explanation, the reason offered will be deemed race-neutral.
7. Tone of voice is a matter which the trial court may take into consideration in determining whether the prosecutor has a valid and neutral reason for striking the juror.
8. One factor to consider in determining whether the State's peremptory challenges are discriminatory is the presence of other members of the same minority on the jury and the failure of the State to remove such members when given the opportunity.
9. Instructing the jury that "another trial would be a burden on both sides" as contained in outdated PIK Crim. 3d 68.12 (2004 Supp.) is error. Under the clearly 2
erroneous standard of review, however, the error is not reversible when the instruction is given before jury deliberations began.
10. K.S.A. 21-4721(c)(1) precludes our jurisdiction to review a presumptive sentence. Kansas appellate courts have held that most constitutional challenges to a presumptive sentence may not be considered in a direct appeal.
11. An appellate court may review a claim that the sentencing court erroneously included recognition of a prior conviction notwithstanding the defendant's failure to object to his or her criminal history score.
Appeal from Sedgwick District Court; BENJAMIN L. BURGESS, judge. Opinion filed April 8, 2011. Affirmed.
Rachel L. Pickering, of Kansas Appellate Defender Office, for appellant.
Boyd K. Isherwood, assistant district attorney, Nola Tedesco Foulston, district attorney, and Steve Six, attorney general, for appellee.
Before GREENE, C.J., BUSER and ATCHESON, JJ.
GREENE, C.J.: Leon Mitchell, III, appeals his convictions and sentences for aggravated burglary and attempted aggravated robbery, arguing that the district court abused its discretion in denying his motion for mistrial due to juror misconduct, erred in denying his Batson challenge, erred in giving the jury an Allen-type instruction, and violated his due process rights at sentencing by conducting independent online research. Mitchell also argues cumulative error. Mitchell finally argues that the district court violated his Sixth and Fourteenth Amendment rights by enhancing his sentences without 3
requiring either the aggravating factors or his criminal history score to be proven to a jury beyond a reasonable doubt.
FACTUAL AND PROCEDURAL BACKGROUND After Mitchell came to Wanda Markham's home looking for her boyfriend, Andre Leon Williams, Mitchell returned the same day while Markham was on the phone with Williams. Markham testified that she heard the screen door open and looked around and saw Mitchell in the house. Markham screamed at Mitchell to get out of her house. Mitchell pulled a gun out of a white Wal-Mart sack, cocked it, and said he was going to "merk" Markham and her daughter, Loni. Loni started crying and screaming and attempted to leave the house through the back door when she saw the gun. Mitchell pointed the gun at Loni and told Markham to tell her daughter to "shut up and get back in here or I'm gonna merk her." Markham told Loni to go into Markham's mother's room, close the door, and lock it.
According to Markham, Mitchell then told her that he was there to get drugs that Williams had stolen from Mitchell's cousin, and he demanded money as well. Mitchell told her that he would kill her if she did not give him the drugs and the money. Mitchell became nervous and left the house after Williams' mother arrived and called 911.
Mitchell was charged with aggravated burglary and attempted aggravated robbery. He was found guilty as charged by a jury and sentenced to 136 months' imprisonment for the aggravated burglary and 34 months for the attempted aggravated robbery, with the sentences to run consecutively.
Mitchell appeals both his convictions and his sentences.
4
DID THE DISTRICT COURT ABUSE ITS DISCRETION IN DENYING MITCHELL'S MOTION FOR MISTRIAL DUE TO JUROR MISCONDUCT? At the start of the second day of trial, outside of the presence of the jury, Mitchell's counsel asked for a mistrial based on juror misconduct because he was "led to believe" that juror number one was text messaging during the trial. The court noted that "led to believe is something different from any observation of" the juror actually text messaging and asked defense counsel if he had any direct evidence that the juror was texting. Defense counsel stated that he observed the juror slumped down in her seat below the rail in front of the jury box, but that he did not know what she was doing. He said he moved for a mistrial "grudgingly, because [he] favored this jury" and that he was "satisfied with the other jurors," who had "been attentive and participated fully in the case."
The prosecutor stated that she did not notice the juror texting, but that she did not look at the jury during trial. She added, "So I don't know if you want to bring her out here and ask her or what." The judge noted that his bailiff had advised him that juror number one was texting during jury selection, and that he had noticed the juror's hands were below the rail and that her focus was down towards her lap during the first day of the trial, although the judge could not see if the juror was text messaging.
The court denied the motion for mistrial but admonished all the jurors collectively to make sure their cell phones were turned off, not just set to vibrate. On appeal, Mitchell argues that the district court should have granted his motion for mistrial.
Applicable standards of review have been stated by our Supreme Court. "Communication between jurors and third parties is broadly termed juror misconduct." State v. Overton, 279 Kan. 547, 557, 112 P.3d 244 (2005). Under K.S.A. 22-3423(1)(c), a district court may order a mistrial at any time if prejudicial conduct, inside or outside the courtroom, makes it impossible to proceed without injustice to either party. Juror 5
misconduct will not be a ground for mistrial, however, unless the party claiming error shows that such error substantially prejudiced his or her rights. State v. Wimbley, 271 Kan. 843, 852, 26 P.3d 657 (2001). A motion for mistrial is reviewed under an abuse of discretion standard, and the party alleging the abuse bears the burden of proving that his or her rights to a fair trial were prejudiced. State v. McReynolds, 288 Kan. 318, 329, 202 P.3d 658 (2009).
"A high degree of appellate deference is allowed a trial judge's exercise of discretion in assessing the texture and feel of the trial, the credibility of witnesses, and the perceived impact of an allegedly prejudicial event. In these circumstances, appellate decisions often recognize a presumption of validity in the exercise of discretion because of the superior vantage point of the trial judge. The judge's decision will be affirmed even though the appellate tribunal might otherwise be inclined to take a precisely opposite view of the matter." Saucedo v. Winger, 252 Kan. 718, 731, 850 P.2d 908 (1993).
With regard to unauthorized juror communication, whether electronic or otherwise, our appellate courts have held that "[i]t is the usual practice to question the juror involved in complaints alleging misconduct," but the trial court was within its discretion to deny a mistrial where the complaining party failed to request an interview of the juror or otherwise meet his or her burden of proving juror misconduct. State v. Macomber, 244 Kan. 396, 407-08, 769 P.2d 621, cert. denied 493 U.S. 842 (1989), overruled on other grounds by State v. Rinck, 260 Kan. 634, 923 P.2d 67 (1996). Our Supreme Court has also held that even where the trial court denies such a request, prejudice will not be presumed where the complaining party failed to pursue his or her claim by utilizing the posttrial procedure to recall the juror or jurors and question them pursuant to K.S.A. 60-441. State v. Fulton, 269 Kan. 835, 844, 9 P.3d 18 (2000).
Here, Mitchell failed to request any inquiry into the alleged misconduct and failed to utilize any posttrial procedure to investigate the matter. Although it may have been the better practice for the trial court to have made the inquiries, we are unable to conclude 6
that no reasonable person would take the view adopted by the district court. See State v. Moses, 280 Kan. 939, 945, 127 P.3d 330 (2006). The trial court did not abuse its discretion in denying Mitchell's motion for a mistrial on the basis of juror misconduct.
We agree with the Indiana Supreme Court that the best practice is to prohibit such use of electronic devices by jurors.
"We additionally observe that permitting jurors, other trial participants, and observers to retain or access mobile telephones or other electronic communication devices, while undoubtedly often helpful and convenient, is fraught with significant potential problems impacting the fair administration of justice. These include the disclosure of confidential proceedings or deliberations; a juror's receiving improper information or otherwise being influenced; and a witness's or juror's distraction or preoccupation with family, employment, school, or business concerns. These and other detrimental factors are magnified due to swift advances in technology that may enable a cell phone user to engage in text messaging, social networking, web access, voice recording, and photo and video camera capabilities, among others. The best practice is for trial courts to discourage, restrict, prohibit, or prevent access to mobile electronic communication devices by all persons except officers of the court during all trial proceedings, and particularly by jurors during jury deliberation." (Emphasis added.) Henri v. Curto, 908 N.E.2d 196, 202-03 (Ind. 2009).
We encourage our PIK committee to consider a revision to the general instruction on juror communication along the lines of that utilized in New York:
"'Jury Admonitions in Preliminary Instructions' to include specific instructions to jurors not to use 'internet maps or Google Earth' as well as not to actually visit any place mentioned during the trial, not to use 'the internet' to do any research about the case, and not to use 'text messages, email, internet chat rooms, blogs or social websites, such as Facebook, MySpace, or Twitter' as well as face-to-face conversations to discuss the case." People v. Jamison, No. 8042/06, 2009 WL 2568740 (N.Y. Sup. Ct., Misc. 3d 2009) (unpublished opinion).
7
DID THE DISTRICT COURT ERR IN DENYING MITCHELL'S BATSON CHALLENGE? Mitchell argues that the district court erred in denying his challenge to the State's peremptory strike of an African-American juror under Batson v. Kentucky, 476 U.S., 79, 106 S. Ct. 1712, 90 L. Ed. 2d 69 (1986).
At Mitchell's trial, three African-Americans were present for jury selection. X.H., an African-American potential juror was excused by agreement because of her age. F.A., an African-American, was selected to be on the jury. During jury selection, the prosecutor, C.J. Rieg, asked if any of the potential jurors knew anyone that was or had been in prison. After the third African-American, R.A., answered that she had a cousin in jail, Rieg asked her if this would affect her ability to be fair and impartial, and R.A. replied, "Not sure." R.A. stated that Mitchell was a black man and that she thinks the system is sometimes unfair. The following exchange then occurred:
"MS. RIEG: Okay. Do you think you can be fair and impartial to the State and to the defendant in this particular case? "[R.A.]: I think I'm a trustworthy and honest person, so I would have to say yes. I think I may dissect the evidence a lot more than maybe just an average person. "MS. RIEG: To convince yourself more that of guilt-- "[R.A]: Guilty or not guilty, correct. "MS. RIEG: The bottom line is will you hold the State to a higher standard? "[R.A.]: When you say higher standard, higher than what? "[R.A.]: [The transcript indicates R.A. was speaking, but it appears that it was the prosecutor]: Beyond a reasonable doubt. "[R.A.]: Yes. "MS. RIEG: Thank you for your honesty, I appreciate it."
The State challenged R.A. for cause, stating, "[B]because she will hold me to a higher standard than beyond a reasonable doubt." The State noted that it did not object to 8
R.A.'s statement that she would scrutinize the evidence. The district court gave Mitchell's counsel, Randall Price, the chance to rehabilitate R.A. The following conversation occurred:
"MR. PRICE: . . . [R.A.], I'm not clear about your answer. You indicated that, in response to a question from Ms. Rieg, that if you were asked to decide this case and were asked to find that the State was required to prove guilt beyond a reasonable doubt, you would hold the State to a higher standard? "[R.A.]: I don't think I said that. "MR. PRICE: Okay, I didn't think you did, either, but I just want to make sure that we were clear about your answer real quickly. Have you formed an opinion about whether or not Mr. Mitchell is guilty or not guilty? "[R.A.]: No, I have not. "MR. PRICE: Will you agree that you should follow the judge's instructions as given? "[R.A.]: Of course. "MR. PRICE: And do you feel that you can act impartially and without prejudice? "[R.A.]: Yes."
The district court then had the following conversation with R.A.:
"THE COURT: . . . The question, [R.A.] is whether or not you would hold the State to the standard they're required to prove, that is proof beyond a reasonable doubt and not any higher standard? "[R.A.]: Correct "THE COURT: You could do that? "[R.A.]: Yes. "THE COURT: Okay, Well I will not honor the for cause challenge on that--on [R.A.]"
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Thereafter, the parties exercised their peremptory challenges, and Rieg used a challenge on R.A. Price indicated that he wished to make a Batson challenge. The jury was excused, and the court asked to hear from counsel on the Batson issue. The following exchange occurred:
"MS. RIEG: Judge, I requested of Ms. Miles to pull just the questioning by me of [R.A.], because when she was talking to Mr. Price that just was not my recollection of what she said. And this transcript--this is what I recall her saying, that she--I think I may dissect the evidence a lot more than maybe just an average person. And the dissection of evidence doesn't give me concern; however, I'm a little concerned that she thinks she's--I don't know, different than an average person. "But what really concerns me is that I asked her, the bottom line is will you hold the State to a higher standard. And she responded, when you say higher standard, higher than what? Beyond a reasonable doubt. Yes. Okay. Thank you. So and the way it--with her tone and everything, I took it to be that she would hold me to a higher standard than beyond a reasonable doubt is the way the colloquy, the flow of it went, that-- "THE COURT: Well, this transcript, of course, does speak for itself. Following this exchange with [R.A.] there were some additional questions asked by Mr. Price and by the Court and I don't have the transcript of that, but I do recall that she was asked if she understood what the beyond a reasonable doubt standard was. I told the jury as a whole that there was no legal definition that I could give them. And she did indicate that she would follow the beyond a reasonable doubt standard. "MS. RIEG: Correct. "THE COURT: So how do you--what additional argument do you have in conjunction or in relation to the rehabilitation that was done in the manner that I've just described? "MS. RIEG: Well, she said she could follow the law, but when we were--when we were talking, just this, in conjunction with her saying that she would hold me to the higher standard and she'd do a lot more than the average person, that just gives me concern."
Our Supreme Court recently outlined the three distinct steps of analysis and the standard of review to be applied to each step of a Batson challenge: 10
"In Batson v. Kentucky, 476 U.S. 79, 90 L. Ed. 2d 69,106 S. Ct. 1712 (1986), the United States Supreme Court held that the Equal Protection Clause of the Fourteenth Amendment prohibits the use of peremptory challenges to strike potential jurors on the basis of race. Analysis of a Batson challenge, such as that pursued by [the defendant] here, involves three distinct steps, with different standards of review applied to each step. See State v. Angelo, 287 Kan. 262, 272, 197 P.3d 337 (2008) (discussing State v. Pham, 281 Kan. 1227, 1237, 136 P.3d 919 [2006]). "The first step in the Batson analysis requires that a defendant make a prima facie showing that the prosecutor has exercised a peremptory challenge on the basis of race. Appellate review of the district judge's decision on this step is plenary. Angelo, 287 Kan. at 271. "Second, once a defendant makes a prima facie showing, the burden shifts to the prosecutor to articulate a race-neutral explanation for striking the prospective juror. The prosecutor's burden is one of production, not persuasion. Thus the explanation does not have to be persuasive, or even plausible; it need only be facially valid. Unless discriminatory intent is inherent in the prosecutor's explanation, the reason offered will be deemed race-neutral. Angelo, 287 Kan. at 271. '[T]he ultimate burden of persuasion rests with, and never shifts from, the opponent of the strike.' Angelo, 287 Kan. at 272. "Third, the district judge determines the ultimate question--whether the defendant has carried his or her burden of proving purposeful discrimination. 287 Kan. at 272 (quoting Pham, 281 Kan. at 1237). The decision on this step hinges on credibility determinations and is reviewed for abuse of discretion. See Pham, 281 Kan. at 1237, (quoting Hernandez v. New York, 500 U.S. 352, 364-65, 114 L. Ed. 2d 395, 111 S. Ct. 1859 [1991]) (Decisive question in typical peremptory challenge inquiry whether counsel's race-neutral explanation should be believed; seldom much evidence bearing on issue; best evidence often demeanor of attorney exercising challenge; evaluation of such demeanor 'peculiarly within a trial judge's province'); compare Thaler v. Haynes, __U.S.__, 175 L. Ed. 2d 1003, 130 S. Ct. 1171 (2010) (when demeanor of venire member placed in issue by Batson challenge, ruling judge need not have observed or remember venire member's demeanor)." State v. Hill, 290 Kan. 339, 358-59, 228 P.3d 1027 (2010).
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Mitchell's challenge on appeal focuses on the third step of the analysis, the credibility of the State's proffered explanation for striking R.A. First, Mitchell argues that the State struck R.A. because of a fear that she would hold the State to a higher standard and this was purposeful discrimination because "defense counsel, with the court's assistance had clearly rehabilitated R.A." We recognize that there was some rehabilitation of R.A. on this issue and that the court ultimately denied a challenge for cause on this issue. Neither this rehabilitation nor the denial of a for cause challenge, however, is definitive on a Batson challenge. Our Supreme Court has been clear in holding that a survival of a challenge for cause does not make the juror immune to peremptory strike:
"It does not follow, however, that [the prospective juror's] survival of a challenge for cause made her immune to peremptory strike. The rejection of the State's challenge for cause does not mean that it could not employ similar reasoning as a basis for a legitimate peremptory challenge. To be valid under Batson, the prosecutor's 'explanation need not rise to the level justifying exercise of a challenge for cause.' Batson, 476 U.S. at 97. Moreover, the purpose of a peremptory challenge is to strike prospective jurors not subject to challenge for cause but who are believed to be 'inclined against' a party's interests. Morrison v. State, 818 So. 2d 432, 443-44 (Fla. 2002) (quoting Holland v. Illinois, 493 U.S. 474, 480, 107 L. Ed. 2d 905, 110 S. Ct. 803 [1990]) (not improper for State to '"exercise its peremptory challenges to strike prospective jurors who are opposed to the death penalty, but not subject to challenge for cause "')." Hill, 290 Kan. at 359-60.
Second, Mitchell argues that the alternative reason stated as a basis for peremptory strike was that R.A. said "she'd do a lot more than the average person" in reviewing the evidence. Although the prosecutor told the court during voir dire that she "was not objecting to the scrutinizing the evidence," R.A.'s statement was made in the context of her other statement about holding the State to a higher burden, so we understand it as heightening the concern about R.A.'s willingness to accept and follow instructions on burden of proof.
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Examining both of the stated reasons for the peremptory challenge, we conclude that there is no discriminatory intent in either of these explanations. Accordingly, we must deem the reasons to be race-neutral. See Hill, 290 Kan. at 358.
Two additional factors suggest no abuse of discretion. As noted by the State, the prosecution also noted R.A.'s tone. Our Supreme Court has recognized that although the trial court must be cautious in using body language, including tone of voice as the sole reason for striking a juror, tone of voice "'is a matter which the trial court may take into consideration in determining whether the prosecutor has a valid and neutral reason for striking the juror.'" Pham, 281 Kan. at 1238-39 (quoting State v. Hood, 245 Kan. 367, 374, 780 P.2d 160 [1989]).
Finally, our Supreme Court has noted that "[o]ne factor to consider in determining whether the State's peremptory challenges are discriminatory is the presence of other members of the same minority on the jury and the failure of the State to remove such members when given the opportunity." State v. Trotter, 280 Kan. 800, 812, 127 P.2d 972 (2006). Here, three African-Americans were present for jury selection. X.H., a potential African-American juror was excused because of her age. F.A., an African-American, was selected to be on the jury. The district court noted in its decision that its analysis would have been different if the prosecutor had struck both F.A. and R.A. and further noted that X.H. was excused with the concurrence of the parties.
Mitchell fails to show that the district court abused its discretion in determining that the State's strike of R.A. was constitutionally permissible.
13
DID THE DISTRICT COURT COMMIT REVERSIBLE ERROR IN GIVING AN ALLEN INSTRUCTION IN THE GENERAL PREDELIBERATION INSTRUCTIONS? Mitchell challenges the language found in Jury Instruction No. 2, an Allen-type instruction. See Allen v. United States, 164 U.S. 492, 17 S. Ct. 154, 41 L. Ed. 528 (1896). The instruction stated, in pertinent part:
"Like all cases, this is an important case. If you fail to reach a decision on some or all of the charges, that charge or charges are left undecided for the time being. It is then up to the state to decide whether to resubmit the undecided charge(s) to a different jury at a later time. Another trial would be a burden on both sides." (Emphasis added.)
The challenged language came from the outdated 2004 version of PIK Crim. 3d 68.12, commonly known as the "deadlocked jury" instruction. See PIK Crim. 3d 68.12 (2009 Supp.) (revised).
Counsel for Mitchell did not object to the issuance of the instruction. "An appellate court reviewing a district court's giving or failure to give a particular instruction applies a clearly erroneous standard where a party neither suggesting an instruction nor objected to its omission." State v. Martinez, 288 Kan. 443, 451, 204 P.3d 601 (2009); see K.S.A. 22-3414(3).
In State v. Salts, 288 Kan. 263, Syl.
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