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2/13/2009 "See News Release 009 for any Concurrences and/or Dissents."

SUPREME COURT OF LOUISIANA NO. 08-B-2424 IN RE: AUDWIN L. JACKSON

ATTORNEY DISCIPLINARY PROCEEDINGS

PER CURIAM
This disciplinary matter arises from formal charges filed by the Office of Disciplinary Counsel ("ODC") against respondent, Audwin L. Jackson, a suspended attorney.

PRIOR DISCIPLINARY HISTORY Before we address the current charges, we find it helpful to review respondent's prior disciplinary history. Respondent was admitted to the practice of law in Louisiana in 1987. In 1991, while on active duty as an attorney in the United States Navy Reserve, respondent was convicted of two counts of knowingly making false official statements and two counts of wrongfully using controlled dangerous substances (cocaine and marijuana) in violation of the Uniform Code of Military Justice. In 1995, this court suspended respondent from the practice of law for two years based on this misconduct. In re: Jackson, 94-2261 (La. 9/15/95), 660 So. 2d 838 (hereinafter referred to as "Jackson I"). Although respondent filed an application

for reinstatement from his suspension in Jackson I, he withdrew his application before being reinstated. In 2003, this court suspended respondent for an additional two years, with all but one year and one day deferred, for engaging in the unauthorized practice of law on two occasions while he was still suspended pursuant to Jackson I. In re: Jackson, 02-3062 (La. 4/9/03), 843 So. 2d 1079 (hereinafter referred to as "Jackson II"). Respondent did not seek reinstatement after serving the active portion of his suspension in Jackson II, and thus, he remains suspended from the practice of law.

UNDERLYING FACTS While respondent was suspended from the practice of law, he was involved in an improper business relationship with attorney Edwin Wilson.1 Mr. Wilson assigned files to respondent, which allowed respondent to engage in the unauthorized practice of law by providing legal advice to clients and by negotiating settlements with insurance claim adjusters. When Mr. Wilson assigned cases to respondent,

Mr. Wilson collected 2/3 of the attorney's fees while respondent collected 1/3 of the attorney's fees. However, on cases brought in or referred to the office by respondent, Mr. Wilson only collected 1/3 of the attorney's fees while respondent collected 2/3 of the attorney's fees.
In 2004, Mr. Wilson consented to be permanently disbarred for, among other things, improperly sharing attorney's fees with respondent while respondent was suspended from the practice of law and facilitating respondent's unauthorized practice of law. In re: Wilson, 04-1734 (La. 9/24/04), 882 So. 2d 547. 2
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After Ronald Lathan was involved in an automobile accident in September 2000, a co-worker referred him to respondent. Mr. Lathan initially met with respondent, who presented Mr. Lathan with the attorney-client contract, explained same to him, answered his questions about the matter, and questioned him and discussed his medical treatment. Usually, when Mr. Lathan had a question about the case, he spoke to respondent, who answered and advised him. Mr. Lathan did not meet Mr. Wilson until Mr. Lathan's deposition was taken. After the settlement of Mr. Lathan's case, both respondent and Mr. Wilson met with Mr. Lathan for the disbursement in December 2002. Respondent handled the disbursement process and explained the settlement documents and process to Mr. Lathan. Of the $62,000 settlement, Mr. Lathan received $17,753.43, and respondent received a total of $17,339.31 in three checks payable to him from Mr. Wilson's trust account, which amount was $39.31 more than 100% of the attorney's fees from Mr. Lathan's settlement. In a written response to the ODC, dated September 23, 2004, respondent's counsel indicated that, during 2002, while respondent was providing Mr. Wilson with "law clerk-like services," Mr. Wilson was unable to pay him. Therefore, respondent kept hourly records for the work he performed and billed Mr. Wilson over time. However, in an April 6, 2005 sworn statement to the ODC, respondent indicated that he did not keep any written records of the time he worked or the amounts Mr. Wilson paid him.

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Furthermore, respondent indicated that the IRS audited him for the tax years 2002 and 2003. He also indicated that, while he filed a tax return for 2002, he did not report at least $19,174.31 in income he received from Mr. Wilson, and he did not file a tax return for 2003. The IRS audit for 2002 determined that respondent owed approximately $12,000 to the United States government. When the ODC requested copies of his 2002 and 2003 tax returns and documentation of the IRS audits, respondent could not provide them. Instead, he signed an authorization allowing the ODC to request the documents from the IRS.

DISCIPLINARY PROCEEDINGS In July 2006, the ODC filed one count of formal charges against respondent, alleging that his conduct violated Rules 5.4 (a) (a lawyer shall not share legal fees with a nonlawyer), 5.5 (engaging in the unauthorized practice of law), 8.1(a) (a lawyer shall not knowingly make a false statement of material fact in connection with a disciplinary matter), 8.1(c) (failure to cooperate with the ODC in its investigation), 8.4(a) (violation of the Rules of Professional Conduct), 8.4(b) (commission of a criminal act that reflects adversely on the lawyer's honesty, trustworthiness, or fitness as a lawyer), and 8.4(c) (engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation) of the Rules of Professional Conduct. Respondent, through counsel, answered the formal charges and denied any misconduct. The matter then proceeded to a formal hearing on the merits.
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Hearing Committee Report After reviewing the testimony and the evidence presented at the hearing, the hearing committee determined that respondent violated Rules 5.4(a), 5.5(a), and 8.4(a) of the Rules of Professional Conduct. With respect to Mr. Lathan's legal matter, the committee found that respondent rendered legal advice to Mr. Lathan, negotiated the matter on behalf of Mr. Lathan, received, disbursed, and handled Mr. Lathan's funds, and essentially handled Mr. Lathan's case from start to finish as an attorney. The committee also found that an improper, impermissible fee-splitting arrangement existed between respondent and Mr. Wilson. The committee did not find a violation of Rules 8.4(b), 8.4(c), and 8.1(c). With respect to respondent's tax matters, the committee found there is not clear proof that respondent's failures to report income and to file specific tax returns were done with a motive of dishonesty, fraud, deceit, or misrepresentation. The committee also found that, although

respondent could have and should have been more responsible in maintaining copies of his tax information, there is not clear and convincing evidence that he failed to cooperate with the ODC. The committee did not make any findings regarding the alleged violation of Rule 8.1(a). Turning to the issue of an appropriate sanction, the committee noted that this is the second time respondent has engaged in the unauthorized practice of law while suspended. Relying on Standard 8.1(b) of the ABA's Standards for Imposing Lawyer Sanctions, which states that disbarment is appropriate when a lawyer has been

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suspended for the same or similar misconduct and intentionally or knowingly engages in further similar acts of misconduct that cause injury or potential injury, the committee determined that the applicable baseline sanction is disbarment. The committee further determined that respondent's actions in this matter caused potential injury to Mr. Lathan, the public, the legal system, and the legal profession. Furthermore, given that respondent has been sanctioned on two prior occasions for serious offenses including the unauthorized practice of law, the committee felt that his actions in this matter were reckless and insulting. Under these circumstances, the committee recommended that respondent be disbarred. Both respondent and the ODC filed objections to the hearing committee's report and recommendation.

Disciplinary Board Recommendation After review, the disciplinary board found that the hearing committee's factual findings are not manifestly erroneous. Specifically, the board found that respondent shared legal fees with Mr. Wilson in violation of Rule 5.4(a). The board also found that, based on the testimony of Mr. Lathan and Mr. Wilson and the joint stipulation of facts presented with Mr. Wilson's petition for consent discipline, respondent engaged in the unauthorized practice of law in violation of Rule 5.5(a). The board further found that respondent committed a criminal act in violation of Rule 8.4(b) and

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engaged in dishonest conduct in violation of Rule 8.4(c) when he failed to report approximately $19,000 in income on his 2002 income tax return. Finally, the board found that respondent violated Rule 8.4(a) by violating the above rules. However, the board determined that respondent did not violate Rules 8.1(a) and 8.1(c). The board determined that respondent knowingly and intentionally violated duties owed to the public, the legal system, and the legal profession, causing actual and potential harm to these entities. The board agreed with the committee that the baseline sanction is disbarment. In aggravation, the board found prior disciplinary offenses, a dishonest or selfish motive, multiple offenses, and illegal conduct. The board found no mitigating factors present. Turning to the issue of an appropriate sanction, the board indicated that Guidelines 8 (engaging in the unauthorized practice of law) and 9 (serious attorney misconduct preceded by suspension or disbarment for prior instances of serious attorney misconduct) of the permanent disbarment guidelines listed in Appendix E of Supreme Court Rule XIX appear to be applicable. The board also cited the cases of In re: Thomas, 07-1616 (La. 1/16/08), 973 So. 2d 686, and In re: Lindsay, 07-1813 (La. 3/7/08), 976 So. 2d 1261. In Thomas, this court permanently disbarred an attorney who engaged in the unauthorized practice of law after he had been placed on interim suspension. Likewise, in Lindsay, this court permanently disbarred an attorney who engaged in the unauthorized practice of law after he had been disbarred.

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Under these circumstances, the board recommended that respondent be permanently disbarred. Neither respondent nor the ODC filed an objection to the disciplinary board's recommendation.

DISCUSSION Bar disciplinary matters fall within the original jurisdiction of this court. La. Const. art. V,

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