SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-4605-93T2
ANGELICA JIMENEZ,
Plaintiff-Appellant,
vs.
GNOC, CORP., t/a BALLY'S GRAND HOTEL
AND CASINO, WESTINGHOUSE ELEVATOR
CORPORATION; and JOHN DOE I-X,
Defendants-Respondents.
Argued November 14, 1995 - Decided January 16, 1996
Before Judges Michels and Villanueva.
On appeal from Superior Court of New Jersey,
Law Division, Bergen County.
George Duggan argued the cause for appellant
(Mr. Duggan, attorney, of counsel and on the
brief).
Thomas J. Alworth argued the cause for
respondents (Shanley & Fisher, attorneys; Mr.
Alworth and Joseph M. Cerra, of counsel and
on the brief).
Sills, Cummis, Zuckerman, Radin, Tischman,
Epstein & GrossSee footnote 1 submitted a brief for GNOC,
Corp., t/a Bally's Grand Hotel and Casino
(Alan J. Cohen, of counsel; Mr. Cohen and N.
Lynne Hughes on the brief).
The opinion of the court was delivered by
VILLANUEVA, J.A.D.
Plaintiff Angelica Jimenez appeals from a judgment of
involuntary dismissal entered at the conclusion of her proofs in
this personal injury negligence/product liability action
instituted against defendants GNOC, Corp., t/a Bally's Grand
Hotel and Casino (Bally's), and Westinghouse Electric Corporation
(Westinghouse). We affirm.
On March 28, 1989, plaintiff and her daughter decided to
leave Bally's casino floor where they had been gambling and go
upstairs to get coffee. Plaintiff boarded upward escalator #1
behind her daughter and grasped the right handrail. According to
plaintiff, after the escalator advanced four or five steps the
right handrail stopped, and she was thrown backwards as the steps
continued to rise. Plaintiff's body twisted, and she lost her
balance and screamed for help. Two men, Henry Dumas and Walter
Jenkens, who were standing behind her, caught and supported
plaintiff while they rode to the top of the escalator. After
receiving minor medical aid from the casino staff for a small
cut, plaintiff went home. Thereafter, she experienced
intermittent lower back pain.
Jenkens' attention was concentrated on plaintiff after she
lost her balance, and he noticed nothing out of the ordinary
about the handrail. Dumas, who was behind Jenkens on the
escalator, did not notice anything amiss with the right handrail
which he, too, used during his ascent. Dumas said he did not
hear plaintiff scream or call for help.
The incident was captured by Bally's on a videotape which
was viewed by the trial judge and jury. An accident report
completed by the responding security personnel states, in part:
Sgt. DiEva and this officer checked the
escalator. The handrail on the right side of
Escalator #1 was not working at all.
Engineering Shift Superv. John DiDonato
responded and the escalator was shut down.
S/O Lyons and S/O Miller were posted at
different times to re-direct patrons away
from that section. Left handrail working
properly. Escalator #2's handrails working
properly also.
At trial, plaintiff called Theodore Moss, a licensed New
Jersey civil engineer, as an expert in safety engineering. Moss
gave his explanation of the videotape to the jury:
She's going up, okay. She's still here on
the handrail. Her body turns just like mine
did. She comes over it. Her feet kept going
up. Oh, she's stumbling backwards, moving
backwards because the feet have to come back
to where the hand was. Okay.
So, the escalator is moving up and the
handrail has definitely stopped. It's
stopped before the accident. It stopped as a
function of the escalator itself, not as a
function of her weight or her doing anything,
because it stopped before she did anything.
The only thing she's got is her hand and
maybe a tiny bit of leaning here, but
basically that's all she's doing, right.
She's not balancing herself on the handrail,
but when it stopped, it stopped before that.
According to Westinghouse's account of the videotape, it
shows that
Ms. Jimenez reached down before she boarded
the escalator to pick up something on the
floor. Then, after boarding the escalator,
she turned to face the right handrail, her
left foot one stair higher than her right.
She then reached over the right side of the
escalator in an apparent effort to pick up
something else. Ms. Jimenez, who is 5-foot-5
and weighed 235 pounds in March, 1989, was
thus positioned so that her waist met the
handrail. Her torso was extended over the
right side of the escalator so that the
handrail bore the entire weight of her upper
body. Having placed herself in this
precarious position, the tape shows that Ms.
Jimenez lost her balance and fell backwards
in [sic] the arms of a man riding the
escalator behind her.
From our review of the videotape we cannot determine whether
the right handrail was stopped before plaintiff started to turn
and fall backwards or whether the handrail stopped when plaintiff
leaned over it.
Moss testified that the "ultimate cause" of the accident was
"that the preventive maintenance wasn't properly done." He
opined that, had there been proper preventive maintenance the
handrail would not have stopped, nor would escalator #1 have had
three other recent problems involving the handrail. He concluded
that the stopping of a handrail in normal operation while the
steps continue to rise would not occur if there was due care in
the maintenance. Moss could not, however, specifically
articulate any mechanical root problems which caused the handrail
failure, nor could he describe what type of work would be
required to correct this so-called mechanical problem. Moss did
not ask plaintiff for her version of the accident, and he did not
view the accident scene. His entire expert opinion was based on
his experience, the repair record of the escalator, the testimony
of the people who worked on the escalator, and the videotape.
At the close of plaintiff's case before a jury, the trial
court granted Bally's motion for an involuntary dismissal on the
grounds that Bally's duty was only to exercise reasonable care
toward its casino guests and plaintiff had demonstrated no
negligence or breach of that standard. The trial court also
granted Westinghouse's motion to strike the testimony of
plaintiff's expert because it constituted a net opinion. As a
result, the trial court granted Westinghouse's motion for an
involuntary dismissal because he found that without the expert
testimony "the Doctrine of Res Ipsa Loquitur does not apply
here."
On appeal, plaintiff seeks to reverse the judgment of
involuntary dismissal and obtain a new trial, contending that (1)
her expert's testimony that negligent preventive maintenance
caused the handrail to stop during normal operation did not
constitute a net opinion and, therefore, the trial court erred in
striking the testimony; (2) the escalator handrail stopped while
the steps continued moving, which is an aberration from normal
operation of the escalator and, therefore, the doctrine of res
ipsa loquitur applied; and (3) the escalator was owned by Bally's
which had a non-delegable duty to exercise reasonable care to
keep the escalator in safe condition for use by plaintiff and
other invited guests.
alleged malfunction, he ceases to be an aid to the trier of fact
and becomes nothing more than an additional juror.
While plaintiff's counsel concedes in his brief that "Moss
was unable to pinpoint the exact cause of the right handrail
stopping," he argues on appeal that Moss's testimony is not a net
opinion since Moss concluded that Westinghouse's improper
preventative maintenance caused the condition which triggered
plaintiff's accident and injuries. Moss could not explain why
the preventative maintenance in this case was inadequate. He did
not even explain how improper maintenance could lead to a
mechanical problem that would cause a handrail to stop. Moss had
to concede that he could only "guess" what caused the handrail to
stop. In the end, all Moss said was that escalator handrails do
not stop unless there has been improper maintenance. Even in
offering this bare opinion, Moss did not explain why other
general theories of liability as easily identifiable as "improper
maintenance," e.g., design or manufacturing defects, were not the
alleged root problem.
Without providing any factual foundation, Moss testified
that improper maintenance could be inferred because Westinghouse
had worked on the escalator three times in the two months
preceding the incident. As the trial court noted, this
observation was misleading. Westinghouse's work reports indicate
the following: two employees each worked eight hours on March 9,
1989 and "replaced 4 drive rollers & 2 pressure roller units
Removed Righthand Rail & cleaned inside & tracking. Lube hand
rail Track, installed handrail"; two employees each worked three
hours on March 10, 1989, and "[r]emoved left hand rail - cleaned
out track & inside rail - lubed track. Installed hand rail
serviced unit, lubed rack & drivechains"; one employee worked two
hours on March 19, 1989, and reported, "[s]tairway making loud
noise with smoke and bad smell. Symtems [sic] gone on arrival[.]
Could find no reason. Put call in for escaltor [sic] mech. or
supervisor with no response. `Left stairway down for Monday
service, as per Bally Grand'"; and two employees each worked
eight hours on March 21, 1989, to "[r]eplace broke assy, speed
sensor & dc power supply & adjust."
With respect to the right handrail, Westinghouse's
maintenance records show only that on March 9, 1989, its
servicemen performed preventative maintenance on the right
handrail. There is no indication that the right handrail ever
stopped previously, much less while the escalator continued
running, as alleged by plaintiff.
In granting a judgment of involuntary dismissal in favor of
Westinghouse the trial court reasoned that Moss's expert
testimony amounted only to a "net opinion" and therefore, should
be stricken from evidence, stating:
It is unusual in a case like this that the
expert would not come in with some type of
drawing and say you see this cog, this was
broken and they should have repaired this.
Or you see this piece of metal, it wasn't
strong enough and it should have been made of
a stronger design. Or you see this pulley,
it wasn't tight enough, it was too loose. Or
the gears should have been close together.
Something mechanical above the ability of a
normal juror to understand which points with
specificity to a defect.
Moss's testimony has the same maladies found to be fatal to
the expert opinions in Nesmith v. Walsh Trucking Co.,
123 N.J. 547 (1991); Vuocolo et rel Vuocolo v. Diamond Shamrock Chems.
Co.,
240 N.J. Super. 289 (App. Div.), certif. denied,
122 N.J. 333 (1990); and Pelose v. Green,
222 N.J. Super. 545 (App. Div.),
certif. denied,
111 N.J. 610 (1988).
Moss conceded he could only speculate as to what actually
occurred and, like the expert in Pelose, could only offer in the
most general terms that defendants must have been at fault simply
because the event happened. See Pelose, supra, 222 N.J. Super.
at 550. This speculation was properly rejected by the trial
court even though it was "surrounded by expertise." Id.
Although Moss did purport to identify relevant safety standards,
he never explained how Westinghouse deviated from those standards
or provided facts to support his opinion. Thus, Moss's opinion
was no better than that of the expert in Nesmith, who offered no
basis from the factual record for his opinions. Nesmith, 123
N.J. at 549. Finally, since Moss could not specify any conduct
of Westinghouse which caused the incident, his testimony was
worth no more than that of the Vuocolo expert in that it was
comprised of guesswork and conjecture. See Vuocolo, 240 N.J.
Super. at 299-300.
In sum, Moss offered the opinion that Westinghouse must have
been at fault because it was under contract to maintain the
escalator. In offering his opinion Moss demonstrated no
expertise; he merely stated what any lay person without any
expert knowledge might guess was a potential cause. His
testimony is nothing more than an effort to shift the burden of
proof to defendants by suggesting that the mere fact of an
incident is indicative of Westinghouse's negligence. Therefore,
his testimony is mere net opinion properly stricken by the trial
judge.
The three elements which must be established before res ipsa
loquitur applies are as follows:
"(1) the accident which produced a person's
injury was one which ordinarily does not
happen unless someone was negligent, (2) the
instrumentality or agent which caused the
accident was under the exclusive control of
the defendant, and (3) the circumstances
indicated that the untoward event was not
caused or contributed to by any act or
neglect on the part of the injured person."
[Eaton v. Eaton, supra, 119 N.J. at 638
(quoting Lorenc v. Chemirad Corp., supra,
37 N.J. 56, 70 (1962)).]
The first factor, which is referred to as the "ordinarily
bespeaks negligence" factor, means that the plaintiff must show
that the "balance of probabilities" weighs "in favor of
negligence" on the defendant's part. Id. at 638-39. See also
Buckelew, supra, 87 N.J. at 526. Examples of instances which
bespeak negligence are "an automatic door closing like a vise
upon a person attempting to enter an elevator," Allendorf v.
Kaiserman Enters.,
266 N.J. Super. 662, 669 (App. Div. 1993), or
"the collapse of a stairway," Brown v. Racquet Club of Bricktown,
95 N.J. 280, 287 (1984), or the unexplainable departure of a car
from the roadway, Eaton v Eaton, supra, 119 N.J. at 639.
An example of an accident which does not bespeak negligence
is offered by Dombrowska v. Kresge-Newark, Inc.,
75 N.J. Super. 271, 274-75 (App. Div. 1962). There, plaintiff fell down an
escalator after experiencing what she described as a "jerk" or
"vibration." The incident was uncorroborated by eyewitnesses or
expert testimony, and thus there was insufficient evidence for a
jury to reasonably infer that defendant was negligent. Id. at
275.
The requirement for expert testimony in complex
instrumentality cases results logically from New Jersey law that
res ipsa loquitur is inapplicable where the injured party fails
to exclude other possible causes of the injury. See Hillas v.
Westinghouse Electric Corp.,
120 N.J. Super. 105, 114 (App.
Div.), certif. denied,
62 N.J. 82 (1972) (citing Jakubowski v.
Minnesota Mining and Mfg.,
42 N.J. 177, 183 (1964)). While the
plaintiff need not reduce altogether the possibility of other
causes, she must bring forth affirmative evidence that tends to
"exclude other possible causes of the injury." Id. at 114.
Clearly, then, a plaintiff is not entitled to bring her case
to a jury under res ipsa loquitur any time there is an
unexplained accident for which a defendant might plausibly be
responsible. Rather, a plaintiff has the burden of producing
evidence that reduces the likelihood of other causes so "that the
greater probability [of fault] lies at defendant's door." Eaton,
supra, 119 N.J. at 640 (quoting 2 F. Harper, F. James, & O. Gray,
The Law of Torts, Section 19.7 at 46 (1986)). Only then may a
jury properly draw an inference of negligence. Without an
expert, or even with an expert whose testimony constitutes only a
net opinion, the plaintiff has not excluded possible causes of
the alleged incident and thus cannot take advantage of res ipsa
loquitur.
In addition, a plaintiff relying on res ipsa loquitur must
produce expert opinion that would guide the jury in determining
whether the incident occurred, more likely than not, as a result
of defendant's negligence. See Allendorf v. Kaiserman Enters.,
supra, 266 N.J. Super. at 668 (testimony of professional
engineering expert that the cause of elevator doors closing on
plaintiff was most likely attributable to failure of an electric
eye safety device, which was known to be, inter alia, out of
working order); Buckelew v. Grossbard, supra, 87 N.J. at 526 (the
circumstantial evidence must be sufficient to conclude that the
balance of probabilities favors negligence); Dombrowska v.
Kresge-Newark, Inc., supra, 75 N.J. Super. at 274-75 (expert
testimony that a worn wheel mechanism can cause a "bumpy" motion
in an escalator was insufficient proof of malfunction where no
evidence was produced to show that any of the approximately 280
such wheels on the escalator in question was worn); Pisano v. S.
Klein On the Square, supra, 76 N.J. Super. at 396 (plaintiff's
proofs sufficient to invoke res ipsa loquitur when the jerk of an
escalator was tied to probable malfunction by "detailed expert
testimony").
We distinguished the outcome in Pisano from that in
Dombrowska by emphasizing, inter alia, that in the latter,
plaintiff failed to present evidence to show that a jerk or
vibration involved an unusual motion, while in the former case
plaintiffs provided "detailed expert testimony . . . [to]
support[] their charge that the unusual operation of the
escalator bespoke its malfunction." Pisano, 78 N.J. Super. at
396.
In addition, expert testimony is often necessary to afford
the jury an understanding of the mechanical intricacies of the
instrumentality. The expert may not be able to pinpoint the
causal negligent act, but must be instrumental in providing an
explanation in lay terms of the possible ways in which the
accident could have occurred in order to inform the jury how the
accident more likely than not was attributable to defendant's
negligence. See Rose v. Port of New York Auth.,
61 N.J. 129,
137-38 (1972) (plaintiff's proofs properly went to jury where he
produced expert testimony that, although not explaining the
precise nature of the malfunction that caused automatic elevator
doors to close on plaintiff, offered explanations that suggested
defendant's fault); Scanlon v. General Motors Corp.,
65 N.J. 582,
596-97 (1974) (defendant's motion for judgment at the close of
all the evidence properly granted in the absence of expert
testimony that would have guided jury's understanding as to why
car suddenly accelerated); Consalo v. General Motors Corp.,
258 N.J. Super. 60, 67 (App. Div.), certif. denied,
130 N.J. 597
(1992) (motion for involuntary dismissal was appropriately
granted where plaintiff's expert could offer no explanation of
sudden acceleration of car).
To permit this case to go the jury would be inimical to the
holdings of Dombrowska and Pisano, which highlight the need for
expert testimony to establish a circumstantial case. Here the
jury would be required to engage in "sheer speculation" as to the
potential causes of the alleged malfunction, Dombrowska, supra,
75 N.J. Super. at 274-75. As the trial court appropriately
queried:
Why didn't Mr. Moss tell this jury there are
only -- I'll make up the numbers for sake of
this argument -- five causes for the handrail
to stop. I am going to explain the five
causes to you, and I'm going to knock out why
it couldn't be three. It must have been one
of the other two. Why didn't he do that?
Moss's testimony falls woefully short of the requirement of
"detailed expert testimony" required in complex instrumentality
cases and therefore was merely a net opinion. In addition,
plaintiff failed to eliminate the possibility of other causes to
show "that the balance of probabilities favors" Westinghouse's
negligence.
Bally's contends that res ipsa loquitur cannot be applied
against it because it relinquished control of the escalators to
Westinghouse. Westinghouse signed an exclusive maintenance
agreement for maintenance of the escalator. As a result, many of
the settings in the escalator were done in Westinghouse's factory
and could only be affected, if at all, by a Westinghouse employee
with access to the internal mechanism.
Therefore, with respect to Bally's, plaintiff did not
satisfy the second prong of the res ipsa loquitur test, i.e.,
exclusive control by the defendant.
The "exclusive control" (second) prong
does not require that a plaintiff "exclude
all other possible causes of an accident as a
condition of entitlement to the doctrine,
provided he can show that it is more probable
than not that the defendant's negligence was
a proximate cause of the mishap." The
evidence must merely afford a rational basis
to conclude that defendant's control over the
instrumentality was such that some act of
negligence on defendant's part was a
contributing cause of the resulting accident.
[Bahrle v. Exxon Corp.,
279 N.J. Super. 5, 35
(App. Div.) 1995), certif. granted sub nom.,
140 N.J. 326 (1995) (citations omitted).]
Finally, the third requirement for the res ipsa loquitur
doctrine is that plaintiff did not cause or contribute to the
accident. Although plaintiff, arguably, may have satisfied this
requirement based upon the conflicting testimony and the
videotape, we need not decide this issue.
Thus, the trial court correctly concluded that plaintiff did
not satisfy the requirements for res ipsa loquitur and she had
not proved the negligence of either Bally's or Westinghouse.
Bally's hired a company, whose competence has never been
questioned, to maintain exclusive control of its escalators. At
the trial, plaintiff failed to offer any proof that Bally's
breached the duty it owed to plaintiff as a patron of its casino.
During argument after all the testimony, plaintiff's counsel
acknowledged that "[t]here is no evidence of negligence" on the
part of Bally's.
Even accepting as true all facts and reasonable inferences
in favor of plaintiff, there is no prima facia negligence case
against Bally's on this record and, therefore, the trial court
properly granted Bally's motion for an involuntary dismissal.
Furthermore, Bally's was not a guarantor of the safety of
everyone who used its escalators.
Affirmed.
Footnote: 1 At oral argument, we were advised that the indemnification issue between Bally's and Westinghouse has been settled and therefore defense of both is now made by Shanley & Fisher.