SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-1885-94T5
ANNA M. JONES, Individually,
and as Administratrix Ad
Prosequendum of the Estate of
Clayton C. Jones, Deceased,
Plaintiff-Appellant,
v.
OWENS-CORNING FIBERGLAS
CORPORATION,
Defendant-Respondent,
and
E.I. DUPONT de NEMOURS AND
COMPANY, INC.; OWENS-ILLINOIS,
INC.; GAF CORPORATION,
in itself and as successor to
RUBBEROID CORP.; KEENE
CORPORATION, in itself and as
successor to BALDWIN-EHRET
HILL, INC.; CELOTEX CORPORATION,
in itself and as successor to
PHILIP CAREY MFG. CO.; AC and S
INC.; EAGLE-PICHER INDUSTRIES,
INC.; FIBREBOARD CORPORATION;
PITTSBURGH CORNING CORPORATION,
in itself and as successor to
UNARCO; H.K. PORTER COMPANY;
ROCK WOOL MANUFACTURING COMPANY;
SOUTHERN TEXTILE CO., formerly
SOUTHERN ASBESTOS CO., a Division
of the H.K. PORTER COMPANY;
DELAWARE INSULATION COMPANY;
ARMSTRONG WORLD INDUSTRIES, INC.;
GARLOCK INC.; FLEXITALLIC GASKET
CO.; ATLAS ASBESTOS CO.; J.W.
ROBERTS, LTD., a Division of
TURNER & NEWALL, LTD.; JOHN DOE
CORPORATIONS (1-50); WILLIAM E.
NEELD, JR., M.D.; G.F. REICHWEIN,
M.D.; JOHN DOE, M.D.; and RICHARD
ROE, M.D.,
Defendants.
Argued February 15, 1996 - Decided March 8,
1996
Before Judges King, Kleiner and Humphreys.
On appeal from the Superior Court of
New Jersey, Law Division, Camden County.
Joshua M. Spielberg argued the cause for
appellant (Tomar, Simonoff, Adourian &
O'Brien, attorneys; Joseph J. Lisa, III, on
the brief).
Frederick E. Blakelock argued the cause for
respondent Owens-Corning Fiberglas
Corporation (Tucker, Biegel and Goldstein,
attorneys; Mr. Blakelock, on the brief).
The opinion of the court was delivered by
KLEINER, J.A.D.
Plaintiff Anna M. Jones, Individually and as Administratrix
Ad Prosequendum of the Estate of Clayton C. Jones, appeals the
dismissal of her complaint seeking damages attributable to the
death of her husband as a result of colon cancer allegedly caused
by exposure to asbestos. As of the date of trial, plaintiff's
claims against all other named defendants had been dismissed
voluntarily or as a result of orders granting summary judgment,
or had been settled. The only defendant remaining in the case
was defendant Owens-Corning Fiberglas Corporation (Owens or
defendant), a manufacturer of asbestos products.
After the jury was selected, but prior to opening
statements, defendant requested a hearing pursuant to N.J.R.E.
104 to determine the admissibility and adequacy of plaintiff's
expert testimony, which plaintiff planned to introduce at trial
through a de bene esse deposition taken six days prior to trial.
Defendant also moved for summary judgment contending that
plaintiff's medical proof of the cause of decedent's colon cancer
was inadequate and that without medical evidence of causation,
defendant was entitled to a dismissal of plaintiff's complaint.
The trial judge reviewed the expert's report, the transcript of
the expert's deposition testimony, and medical journals submitted
in support of the medical opinion of plaintiff's expert. The
judge allowed oral argument but concluded that an N.J.R.E. 104
hearing would be unnecessary. The judge found that the proposed
expert evidence was insufficient to support plaintiff's claim and
granted summary judgment to defendant.
We have considered the same information utilized by the
trial judge and have compared that material to the standards
enunciated in Landrigan v. Celotex Corp.,
127 N.J. 404 (1992),
and Grassis v. Johns-Manville Corp.,
248 N.J. Super. 446 (1991).
We conclude that plaintiff's proposed medical evidence was
sufficient to withstand a motion for summary judgment. We
reverse and remand this matter for trial.
functions, decedent had been required to "load asbestos debris
and also to bury asbestos waste," as a result of which he was
"exposed to asbestos dust pollution." During argument at the
motion hearing on November 29, 1994, plaintiff's attorney
asserted that he was prepared to submit evidence that Jones'
"exposure to asbestos was extremely heavy for approximately
thirty plus years of occupational employment."
In 1969 or 1971, Jones underwent a partial gastrectomy and
gastrojejunostomy to correct medical problems related to "peptic
ulcer disease."
In 1974, at the age of fifty-seven, Jones was diagnosed as
having pulmonary asbestosis. At that time, he discontinued his
years-long habit of smoking three to four cigarettes per day. He
did not consume alcoholic beverages. His family medical history
indicated that his mother and father had died of "natural
causes."
In May 1985, Jones was diagnosed with "carcinoma of the
cecum" or cancer of the colon. By August 1987, the cancer had
spread to his lungs and brain, and he died a few months later.
Malignancy Review and Meta-Analysis" in the American Journal of
Industrial Medicine.
The article reflected Frumkin's research into, inter alia,
colon cancer causation by way of a "meta-analysis," that is, by
way of "a study that analyzes the results of other studies in a
systematic manner." As a result of his research and meta-analysis, Frumkin concluded that:
when all of the studies were combined
systematically and when attention was
confined to the studies with substantial
asbestos exposure and to the studies that
took account of latency, there was an
increase in the rate of colorectal cancer
related to asbestos exposure, compared to
what was expected in the general population.
At his de bene esse deposition, Frumkin testified that he
had reviewed Jones' medical records dating from 1985 forward,
many of which were hospital records. Frumkin had also reviewed
Jones' medical records from a Dr. Charles A. Egoville, dating
from 1982, as well as "radiology reports from over the years."
Based on his review of those records, Frumkin opined on
direct examination that, "[a]ssuming that Mr. Jones was heavily
exposed to asbestos, as described in your previous question, I
believe that his asbestos exposure was a substantial contributing
factor in the development of his colon cancer." Frumkin also
testified that based on his meta-analysis, the "SMR, the
Standardized Mortality Ratio, was 1.61, representing a 61 percent
increase in the risk of colorectal cancer mortality -- 61 percent
increase[d] chance of dying from cancer of the colon or rectum
following substantial asbestos exposure."
When asked about other risk factors that increased a
person's chances of developing colon cancer, Frumkin testified
that "[d]ietary factors," such as a "high fat diet, a diet high
in red meat, a diet low in fiber, these are risk factors for
colon cancer also." Frumkin also identified "genetic factors,"
"rare diseases," and a "sedentary lifestyle without much
exercise" as additional "risk factors for colon cancer."
Moreover, Frumkin testified that, "[i]f somebody has more than
one risk factor, then the risk [of developing colon cancer] would
be even greater than if a person had only one risk factor."
When Frumkin was asked whether he would change his opinion
that asbestos exposure was a substantial contributing factor to
the development of Jones' colon cancer if he learned that there
were other risk factors present, Frumkin replied that he would
not. Frumkin explained that, "[i]f Mr. Jones had other risk
factors for colon cancer -- and he very likely did, being an
American and eating the same kind of diet that we all do -- that
wouldn't change the fact that his asbestos exposure posed a
risk."
On cross-examination, Frumkin testified that he had not
diagnosed Jones' cancer or provided any medical treatment to
Jones. The focus thereafter turned to cancer causation,
whereupon defendant's counsel inquired:
[Owens]: Okay. And you stated on your
direct examination that all exposures
contribute to the cumulative risk of
developing colon cancer from asbestos
exposure. Did I paraphrase that fair, fairly
enough?
[Frumkin]: Yes.
[Owens]: Okay. But what you didn't say, did
you -- I don't think I heard you say that all
exposures somehow contribute to actually
cause the colon cancer. Am I correct?
[Frumkin]: The best way to try to explain
that thought is that what we know from the
epidemiologic data is that a large cumulative
exposure to asbestos increases a person's
risk of getting colon cancer. It's
impossible to say that this exposure or that
exposure was worse. All of the exposures
taken together, in the aggregate, are what
put a person into a higher risk category.
[Owens]: I understand that your answer
relates to risk, but my question has to do
with cause. Not all of the asbestos that was
breathed in by Mr. Jones combined to cause
his colon cancer, correct?
[Frumkin]: Well, I haven't used the word
"cause." The words that I've used have been
to substantially contribute to the
development of his cancer. I'm avoiding the
word "cause" because many things together,
diet, and other factors, combine to cause a
case of cancer. Cause is a complicated word
when you think about it. I do think that the
sum total of all of the asbestos that he
inhaled put him into a category where the
asbestos contributed to the development of
his cancer.
[Owens]: But you agree with me that not all
exposures combined to cause him his colon
cancer, correct?
[Frumkin]: No, I think the best way to state
my thought is that all of the exposures taken
together created his increased risk of colon
cancer and contributed to the development of
his colon cancer.
Subsequently, defendant's counsel asked Frumkin whether the primary risk factor for colon cancer was a person's diet. Frumkin testified that diet was the risk factor about which most
was known and "seems to be the risk factor associated with the
greatest variability in colon cancer." When then asked what
information Frumkin had been provided about Jones' dietary
habits, he replied that he had received "[n]one." Additionally,
when asked whether Jones' elevated cholesterol level was
consistent with a "high-fat diet," Frumkin replied that it was.
In deciding Owens' motion, the judge first determined that
Frumkin had failed to consider other possible causes of Jones'
cancer, such as family history, diet, alcohol consumption, and
"prior bowel diseases." The judge then noted that Frumkin had
not expressly stated that asbestos exposure had caused Jones'
cancer, but had only opined that Jones' asbestos exposure had
substantially contributed to the development of his colon cancer.
Finally, the judge determined that Frumkin had failed to
"quantify" the substantial contribution that Jones' asbestos
exposure or other possible causes had made to the development of
Jones' colon cancer.
The trial judge concluded that Frumkin's expert opinion
would be excluded. Defendant was therefore granted summary
judgment. We conclude that the trial judge erred in reaching its
three conclusions, and also in finding that Frumkin's testimony
would not aid the jurors, but rather would confuse them.
the evidence or to determine a fact in issue, a witness qualified
as an expert by knowledge, skill, experience, training, or
education may testify thereto in the form of an opinion or
otherwise." Frumkin's qualifications were not an issue.
The 1991 Supreme Court Committee Comment notes:
Rule 702 follows Fed. R. Evil. 702
verbatim . . . .
This rule intends to incorporate New
Jersey case law establishing the general
criteria for admissibility of expert
testimony articulated by State v. Kelly,
97 N.J. 178, 208 (1984). As restated by
Landrigan v. The Celotex Corporation,
127 N.J. 404, 413 (1992), these criteria include
the requirements that "(1) the intended
testimony must concern a subject matter that
is beyond the ken of the average juror; (2)
the field testified to must be at a state of
the art such that an expert's testimony could
be sufficiently reliable; and (3) the witness
must have sufficient expertise to offer the
intended testimony."
[Biunno, Current N.J. Rules of Evidence, 1991
Supreme Court Comment Committee comment on
N.J.R.E. 702 (1994).]
Epidemiologic studies, that is, "the studies of disease
occurrence in human populations," have been found to be
evidential and scientifically reliable in toxic tort litigation.
Landrigan, supra, 127 N.J. at 415. Frumkin is both a physician
and an epidemiologist, as was the expert in Grassis. 248 N.J.
Super. at 451. As in Grassis, Frumkin did not examine
plaintiff's decedent prior to his death, but was provided with
decedent's medical records, which contained substantial
information pertinent to decedent's lifestyle essential to
epidemiological evaluation. As noted in Landrigan,
"epidemiologists, like experts generally, must be able to
identify the factual bases for their conclusions, explain their
methodology, and demonstrate that both the factual bases and the
methodology are scientifically reliable." 127 N.J. at 417.
A review of decedent's medical records reveals the following
facts: (1) Jones had undergone abdominal surgery in 1969 or 1971
to correct complications arising from a peptic ulcer; (2) Jones'
parents had died as a result of "natural causes," their deaths
thus not being explicitly attributed to colon cancer; (3) Jones
did not consume alcoholic beverages; and (4) Jones' years-long
habit of smoking three to four cigarettes per day ended in 1974.
Although Frumkin admitted that he was not supplied any
information concerning decedent's diet, he presumed that
decedent's diet was a risk factor which he would be required to
consider. He also admitted on cross-examination that decedent's
elevated cholesterol level was consistent with a "high-fat diet."
Frumkin clearly factored into his opinion deleterious aspects of
decedent's diet, yet he was able to conclude that decedent's
asbestos exposure was a substantial contributing factor to the
development of colon cancer. Thus, the judge was incorrect when
he determined that Frumkin failed to consider information about
Jones' family and personal medical history and his level of
alcohol consumption.
The trial judge predicated his decision, in part, on the
fact that Frumkin had not expressly stated that asbestos exposure
had caused decedent's colon cancer. However, an expert is not
required to phrase his conclusion in such a simplistic fashion.
In Grassis, we observed that the trial court's opinion appeared:
to be predicated upon a notion that there was
but a single cause of the particular cancer
condition. There is no requirement in the
law that a single cause be found and proven.
All that is required is that the plaintiff
show that a defendant's conduct or defective
product was a proximate cause of the
condition, i.e., a substantial factor in
bringing the condition about. . . .
Apparently, the "more likely than not" or 51" standard has in this and its companion cases
been thought of as applying to asbestos
exposure as the single cause of the disease,
rather than to the proof of a significant
factor in bringing about the disease. We do
not tell a jury that a significant factor
must be one that is 5%, 15%, 30" or 40%; we
merely tell a jury that it must be
"significant."
[248 N.J. Super. at 457 (emphasis added)
(citations and a footnote omitted).]
Furthermore, the trial judge here did not follow our
admonition in Grassis rejecting a 2.0 relative-risk factor as a
"threshold" to the admission of epidemiological evidence.
Additionally, the judge did not heed to the Supreme Court's
discussion of relative risk factors in Landrigan, in which
Justice Pollock noted:
Counsel acknowledged that under certain
circumstances a study with a relative risk of
less than 2.0 could support a finding of
specific causation. Those circumstances
would include, for example, individual
clinical data, such as asbestos in or near
the tumor or a documented history of
extensive asbestos exposure. So viewed, a
relative risk of 2.0 is not so much a
password to a finding of causation as one
piece of evidence, among others, for the
court to consider in determining whether the
expert has employed a sound methodology in
reaching his or her conclusion.
[127 N.J. at 419.]
Frumkin's opinion clearly "quantified" the substantial
contribution that decedent's exposure to asbestos made to the
development of his colon cancer. Frumkin opined that his
statistical meta-analysis revealed that persons subjected to
substantial asbestos exposure fell under a Standardized Mortality
Ratio of 1.61, "representing a 61 percent increase in the risk of
colorectal cancer mortality -- a 61 percent increase[d] chance of
dying from cancer of the colon or rectum following substantial
asbestos exposure." Frumkin testified that this increased risk
was "statistically significant," and he stated that asbestos
exposure remained a significant factor even when other risk
factors, e.g., diet, genetic factors, rare diseases, and
sedentary lifestyle, are taken into consideration. Frumkin then
related Jones' asbestos exposure to other cancer-causation risk
factors and testified that Jones' exposure "also posed a risk."
We also note that the trial judge did not conclude that
Frumkin's opinion had been based on an unsound methodology or on
a methodology that is unsupported by some consensus of experts in
the field. See Landrigan, supra, 127 N.J. at 420-21; Rubanick v.
Witco Chem. Corp.,
125 N.J. 421, 449-50 (1991). On remand,
before admitting Frumkin's testimony, the court may wish to
revisit the question of appropriate methodology particularly in
light of Frumkin's acknowledgment in his deposition that his
meta-analysis conclusion is not "universally shared" in the
medical community. Universal acceptance of a particular
methodology is not required before scientific opinion is
admitted, yet the opinion must have the support of a consensus of
experts in the field. Rubanick, supra, 125 N.J. at 449-50.
In sum, the decision to grant summary judgment was premised
on criteria that are not required and the judge failed to
consider that plaintiff's expert was fully apprised of decedent's
medical history and had factored into his conclusion a
presumption of an adverse diet. Under the circumstances, it was
error to grant summary judgment.
Reversed and remanded for further proceedings consistent
with this opinion.