SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-5546-00T2
ANTHONY STEVENS,
Plaintiff-Respondent/
Cross-Appellant,
v.
NEW JERSEY TRANSIT
RAIL OPERATIONS,
Defendant-Appellant/
Cross-Respondent.
Submitted October 23, 2002 - Decided
January 2, 2003
Before Judges King, Wecker and Lisa.
On appeal from Superior Court of New Jersey,
Law Division, Hudson County, L-3577-99.
David Samson, Attorney General, attorney for
appellant/cross-respondent (Michael J. Haas,
Assistant Attorney General, of counsel; Roopa
Bariya, Deputy Attorney General, on the
brief).
David Tykulsker, attorney for respondent/
cross-appellant.
The opinion of the court was delivered by
LISA, J.A.D.
Defendant, New Jersey Transit Rail Operations, appeals from a
$150,000 judgment for personal injuries entered pursuant to a jury
verdict in favor of plaintiff, Anthony Stevens, in this action
under the Federal Employer's Liability Act,
45 U.S.C.A.
§§51 to 60
(FELA). On appeal, defendant argues (1) its motions for summary
judgment and involuntary dismissal should have been granted because
without expert testimony plaintiff failed to establish a prima
facie case of negligence to establish a design defect, and (2)
defendant was unfairly prejudiced by the cumulative effect of (a)
plaintiff's failure to inform defendant prior to trial of his
intended change in testimony, (b) violations of two in limine
orders, and (c) improper summation remarks inviting the jurors to
put themselves in plaintiff's place in rendering a verdict and
award of damages. Defendant argues we should reverse the trial
court judgment and enter judgment in its favor, or, alternatively,
order a new trial. We reject these arguments and affirm.
Plaintiff filed a protective cross-appeal seeking to bar certain
evidence in the event we ordered a retrial. Because of our
disposition, we do not address and dismiss the cross-appeal.
Plaintiff was employed by defendant as a storekeeper at
defendant's facility where trains are repaired. Parts are stored
on shelving racks thirty to thirty-six feet high. Plaintiff's job
duties required him to retrieve parts. A manlift machine, known as
a Hefty Herman machine, is used for this purpose. This is a
motorized platform, which can be driven to the desired location
within the storage racks and then elevated, lifting the operator to
the necessary height to reach the needed parts. One machine owned
by defendant was the Hefty Herman #3.
In its "down" position, the machine's platform is about five
feet off the ground. Above the platform, flush with the side where
the machine is mounted and dismounted, is a moveable safety cross-
bar, which can be slid up to the location of a higher fixed cross-
bar.See footnote 11 In mounting the machine, the operator must place one foot on
the step, which is about two to three feet off the ground. While
stepping up to the platform he must push the moveable safety bar
upward with both hands. While continuing to move his body upward,
the operator must engage in an awkward twisting motion of his upper
body under the bar, which he is holding with both hands. He then
lowers the safety bar behind him as he gets onto the platform.
Dismounting requires a similar process in reverse.
Plaintiff and many other storeroom employees constantly
complained to their supervisors about the difficulty in mounting
and dismounting the machine. They received no training on mounting
and dismounting techniques. Although their supervisors regularly
observed them mounting and dismounting the machine, the supervisors
never informed plaintiff or his co-workers they were getting on or
off incorrectly.
Prior to December 1995, the Hefty Herman #3 had no step
attached. One of plaintiff's co-workers, Robert Woodson, testified
at trial about the injury he suffered on December 6, 1995 in
dismounting the machine:
Well, I was dismounting the Hefty Herman,
which is a[n] awkward machine to begin with.
Always said you had to be a contortionist to
get off that machine. And you literally had
to propel yourself off, swing out. And in
doing so, there was a[n] oil spot and I
slipped and hurt myself in the groin area.
Shortly after Woodson's accident, defendant welded a step on the
Hefty Herman #3. At about the same time, defendant ordered a newer
version of the machine, which came equipped with a ladder for
mounting and dismounting. When the new machine, known as the
Genie, arrived and was placed into service, defendant's supervisors
instructed plaintiff and his co-workers to use the Genie whenever
possible because it is safer to mount and dismount; the Hefty
Herman #3 was to be used only if the Genie was unavailable.
Plaintiff injured his shoulder on November 2, 1997 while
mounting the Hefty Herman #3. He tore his rotator cuff, requiring
two surgeries. In his trial testimony, plaintiff described the
mounting procedure:
Yes. You -- you have to have one foot on
that. You have to hold up the cross bar with
two hands to pull it up to the top. So the
cross bar don't come down on your head. Then
you have to pull yourself up under, release
and go under the cross bar so the bar will be
behind your neck like this.
When asked why both hands are needed to push up the cross bar,
plaintiff explained:
Because to balance your -- see I -- I
mean, I'm pretty heavy, so one hand won't --
won't be able to pull myself up -- up on the
platform, so I would have to use two hands to
hold the cross bar. Plus turn myself under,
underneath the cross bar to get on top of the
platform. You have to hold both bars up to
the stationary bar, come under, release the
left hand and come under like this. 'Cause
I'm a right hand person. That's the way it
have to be done for me to get on the platform
of this machine.
Plaintiff further testified that the addition of the step after
Woodson's injury did not solve the problem. Although "[i]t gave
you more footing, . . . you would still have to push up the moving
bar and twist your body under the -- underneath the machine to get
on board . . . ." The Genie, with its ladder, which provided
direct access to the platform, required no pushing up of a bar, no
twisting motion, and no ducking of the operator's head underneath
anything.
Plaintiff and his co-workers continued to complain about the
difficulties after the step was added. When plaintiff specifically
stated he did not want to use the Hefty Herman #3, his supervisor
responded, "You're going to use that machine, if you need to use
that machine, you're going to use that machine or you'll be brought
up on charges or you'll be disciplined." On November 2, 1997,
according to plaintiff, the hydraulic lift on the Genie was not
working and he was required to use the Hefty Herman #3. Plaintiff
testified as he was boarding the machine, while pushing the bar up
and coming under the bar, "I heard something snap in my right
shoulder." He called out to his supervisor that "Something [is]
wrong with my shoulder. I can't move my shoulder."
Plaintiff brought this action under the FELASee footnote 22, alleging
defendant negligently failed to provide him a reasonably safe
workplace, which resulted in his injury. In pertinent part, the
FELA provides:
Every common carrier by railroad . . . shall
be liable in damages to any person suffering
injury while he is employed by such carrier
. . . for such injury or death resulting in
whole or in part from the negligence of any
officers, agents, or employees of such
carrier, or by reason of any defect or
insufficiency, due to its negligence, in its
cars, engines, appliances, machinery . . . or
other equipment.
[
45 U.S.C.A.
§51.]
In FELA cases, the burden is on the plaintiff to produce
evidence of employer negligence. Rogers v. Missouri Pac. R.R. Co.,
352 U.S. 500, 508,
77 S. Ct. 443, 449,
1 L. Ed.2d 493, 500 (1957).
Plaintiff's burden may be met either through direct or
circumstantial evidence, but must be sufficient to provide an
inference of employer negligence. Ibid.
[W]hen Congress enacted FELA in 1908, its
"attention was focused primarily upon injuries
and death resulting from accidents on
interstate railroads." Cognizant of the
physical dangers of railroading that resulted
in the death or maiming of thousands of
workers every year, Congress crafted a federal
remedy that shifted part of the "human
overhead" of doing business from employees to
their employers.
[Consolidated Rail Corp. v. Gottshall, 512
U.S. 532, 542,
114 S. Ct. 2396, 2403-04,
129 L. Ed.2d 427, 439 (1994) (citations
omitted).]
The Court made clear that although the FELA did abolish
certain defenses, common law principles of tort liability still
govern where the FELA is silent. Id. at 544, 114 S. Ct. at 2404,
129 L. Ed 2d at 440-41. The FELA is not a workers' compensation
statute; it does not impose additional obligations on the employer,
and it does not make the employer "the insurer of the safety of his
employees while they are on duty." Id. at 543, 114 S. Ct. at 2404,
129 L. Ed.
2d at 440 (quoting Ellis v. Union Pac. R.R. Co.,
329 U.S. 649, 653,
67 S. Ct. 598, 600,
91 L. Ed. 572, 574 (1947)).
Under the FELA, "[t]he basis of [the employer's] liability is his
negligence, not the fact that injuries occur." Ibid.
In short, plaintiff must come forward with
evidence to establish the existence of an
element essential to his case. In so doing,
he must establish negligence under the FELA.
His task is relatively simple: to show that
defendant's negligence played any part, even
the slightest[,] in producing the injury for
which damages are sought. Having said that,
however, it is well to remember that
speculation, conjecture and possibilities are
still not enough.
[Beeber v. Norfolk Southern Corp.,
754 F.
Supp. 1364, 1368 (N.D. Ind. 1990) (emphasis
added) (citations omitted).]
Under the FELA standard, which is more liberal than generally
provided by the common law of negligence, recovery may be had where
the proofs justify with reason the conclusion
that employer negligence played any part, even
the slightest, in producing the injury or
death for which damages are sought. It does
not matter that, from the evidence, the jury
may also with reason, on grounds of
probability, attribute the result to other
causes, including the employee's contributory
negligence. Judicial appraisal of the proofs
to determine whether a jury question is
presented is narrowly limited to the single
inquiry whether, with reason, the conclusion
may be drawn that negligence of the employer
played any part at all in the injury or death.
Judges are to fix their sights primarily to
make that appraisal and, if that test is met,
are bound to find that a case for the jury is
made out whether or not the evidence allows
the jury a choice of other probabilities. The
statute expressly imposes liability upon the
employer to pay damages for injury or death
due "in whole or in part" to its negligence.
[Rodgers v. Missouri Pac. R.R. Co., supra, 352
U.S. at 506-07, 77 S. Ct. at 448-49, 1 L. Ed.
2d at 499-500 (emphasis added).]
"Consequently, 'the quantum of evidence required to establish
liability in [a] FELA case is much less than in an ordinary
negligence case.'" Kapsis v. Port Auth. of New York and New
Jersey,
313 N.J. Super. 395, 403 (App. Div. 1998) (quoting Harbin
v. Burlington N. R.R. Co.,
921 F.2d 129, 131 (7th Cir. 1990).
FELA plaintiffs must prove the traditional common law elements
of negligence: duty, breach, foreseeability, and causation.
Aparicio v. Norfolk and Western R.R. Co.,
84 F.3d 803, 810 (6th
Cir. 1996). The FELA establishes a duty on the part of a common
carrier to use reasonable care in providing employees a safe work
environment. Bailey v. Central Vermont R.R.,
319 U.S. 350, 352,
63 S. Ct. 1062, 1064,
87 L. Ed. 1444, 1447 (1943). Ensuring that
employees have proper equipment with which to perform their work
assignments falls within this non-delegable duty. Hose v. Chicago
Northwestern Transp. Co.,
70 F.3d 968, 978 (8th Cir. 1995);
Rodriguez v. Delray Connecting R.R.,
473 F.2d 819, 821 (6th Cir.
1973). The availability of safer alternative equipment is
evidential on this issue. Rodriguez v. Delray Connecting R.R.,
supra, 473 F.
2d at 821.
Applying these standards, we are satisfied plaintiff's
evidence was sufficient to present a jury issue. For the same
reasons, defendant obviously was not entitled to summary judgment
or to judgment pursuant to R. 4:37-2.
Defendant tried this case on the premise that plaintiff's
accident did not happen at all or, at best, it did not happen as
plaintiff said it did. Although the FELA provides for diminution
of damages recoverable based on comparative negligence,
45 U.S.C.A.
§53, the trial judge determined there was no evidence of
negligence on plaintiff's part and did not submit the issue of
comparative negligence to the jury. Defendant does not challenge
that ruling on appeal. Defendant presented only two witnesses, and
through them presented to the jury videotape evidence derived from
a nine-camera multiplex system in the facility where the accident
occurred. This system is not a continuous recording device. Each
camera takes snapshots, in sequence, at two-second intervals. With
nine cameras, each camera takes a snapshot every eighteen seconds.
The tape was played for the date of plaintiff's accident.
Defendant argued to the jury that portions of the tape that
captured plaintiff's movements were inconsistent with his testimony
about his activities that day and did not show him mounting Hefty
Herman #3 and being injured. Defense counsel concluded his
summation by stating "it didn't happen. Now, ladies and gentlemen,
seeing is believing. Those pictures are worth more than Mr.
Stevens' words. The only answer to the question, did Mr. Stevens
get injured on a Hefty Herman on November 2nd, 1997, that makes any
sense, any common sense whatsoever, is no." The jury rejected this
argument.
As it argued in the trial court, defendant argues on appeal
that plaintiff's proofs were insufficient to make out a prima facie
case of negligence. It contends that without expert testimony to
establish a design defect, in light of industry standards and cost-
benefit analysis, plaintiff's case was fatally flawed. We do not
agree. Defendant offered no proof at trial to refute plaintiff's
evidence regarding the characteristics of Hefty Herman #3, the
mounting and dismounting requirements, the lack of training or
instructions regarding mounting and dismounting techniques, the
fact that plaintiff's injury was contemporaneously reported to his
supervisor and recorded in an official incident report, the
constant complaints by plaintiff and his co-workers (before and
after the addition of the step) regarding the difficulties in
mounting and dismounting Hefty Herman #3, the acquisition of a
newer model machine which did not require the awkward contortions
in mounting and dismounting, the failure to modify Hefty Herman #3
in a manner to obviate those contortions, the instructions by
supervisors to use the newer Genie machine unless it was
unavailable, and the directive to plaintiff that if he did not use
Hefty Herman #3 when ordered to do so he would be disciplined.
The contortions required to get on and off this machine were
readily apparent to any lay observer and could be rationally
evaluated by laypersons as to whether requiring plaintiff to engage
in this activity deprived him of a reasonably safe workplace.
Defendant was on notice of the condition constructively, by virtue
of the self-evident nature of the required awkward maneuver, and
actually, by virtue of the numerous complaints lodged by plaintiff
and his co-workers. The jury's finding that defendant breached its
duty of using reasonable care to provide plaintiff with a safe work
environment is supported by the evidence.
We next address the trial error issues raised by defendant.
Defendant made a post-trial motion for a judgment notwithstanding
the verdict, R. 4:40-2, or, in the alternative, for a new trial
because the verdict was against the weight of the evidence, R.
4:49-1. These motions were properly denied. Defendant argues
before us, as it did before the trial court, that the combined
effect of the three asserted transgressions by plaintiff entitle it
to reversal and either a judgment in its favor or, alternatively,
a new trial. Defendant's contentions on these points lack
sufficient merit to warrant extended discussion in a written
opinion. R. 2:11-3(e)(1)(E). We make the following brief
comments.
Any changes in plaintiff's testimony from his deposition to
trial were inconsequential and could have been reasonably
anticipated by defendant. Those changes were developed by
defendant as prior inconsistent statements and impugned plaintiff's
credibility. This created no prejudice to defendant, particularly
in light of its strategy of denying that the accident occurred. We
reject defendant's contention that plaintiff's counsel violated two
in limine orders by comments in his summation. The in limine order
that barred reference to defendant's size and financial condition
was not violated by counsel's passing reference that defendant
cared about money. Nor did counsel's arguments that Hefty Herman
#3 was unsafe violate the in limine order barring lay opinion
testimony that it was unsafe. Finally, plaintiff's counsel
admittedly violated the "golden rule" by suggesting the jurors
should place themselves in plaintiff's shoes in determining his
award. The trial judge immediately interceded, directed the jury
to disregard the remark, and gave a proper curative instruction.
None of these issues, individually or collectively, deprived
defendant of a fair trial so as to warrant reversal.
Affirmed on the appeal; dismissed on the cross-appeal.
Footnote: 1 1The record contains no measurements of the Hefty Herman #3. In his trial testimony, plaintiff's predominant testimony was that the platform was about five feet off the ground in its down position. At one point, he estimated it was only about three or four feet off the ground. In his certification in opposition to defendant's summary judgment motion, plaintiff stated the platform was "approximately three feet off the ground." There was no testimony estimating the height of the moveable cross-bar above the platform. Enlarged (20"x30") photographs of the machine were placed in evidence. From our review of the photographs, and considering plaintiff's testimony as a whole, including his undisputed testimony that the step was about two to three feet off the ground, the jury could have reasonably found that the platform, in its lowest position, was about five feet off the ground and the moveable safety bar was several feet above the platform. Footnote: 2 2State courts are vested with concurrent jurisdiction with federal courts to hear FELA cases. 45 U.S.C.A. §56.