SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-592-94T3
ANTOINETTE NISIVOCCIA,
an individual and
LAWRENCE NISIVOCCIA,
her husband, per quod,
Plaintiffs-Respondents,
v.
ADEMHILL ASSOCIATES,
a business entity, and
JACKSON CROSS COMPANY,
Defendants-Appellants.
__________________________________________________
Argued: November 13, 1995 - Decided: January
5, 1996
Before Judges Petrella and P.G. Levy.
On appeal from Superior Court, Law Division,
Middlesex County.
John F. O'Donnell argued the cause for
appellant (O'Toole and Couch, attorneys;
William L. O'Reilly, on the brief).
Neil A. Malvone argued the cause for
respondent (Lombardi & Lombardi, attorneys;
Mr. Malvone, on the brief).
The opinion of the court was delivered by
PETRELLA, P.J.A.D.
This appeal deals with the application of the procedures in State v. Clawans, 38 N.J. 162 (1962), in a civil case, as they pertain to summation comments by one party about the failure of
an adversary to produce a witness at trial, and where there is no
request for an adverse inference charge.
Plaintiffs moved for a new trial after a jury had no-caused
their negligence action by assessing comparative negligence of
57" against plaintiff Antoinette Nisivoccia.See footnote 1 They based their
motion upon the failure of defendants' attorney to obtain a
Clawans charge before he commented upon plaintiffs' nonproduction
of a certain witness. Holding that the comments had prejudiced
the jury's verdict and thereby caused a miscarriage of justice,
the trial court granted plaintiffs' motion, from which defendants
now appeal. We reverse.
A jury trial, lasting less than two days, established that
around 9:30 a.m. on the rainy morning of May 10, 1990, Nisivoccia
left her home to shop with her friend, Jane Komoviski.See footnote 2 The two
women went first to drop off a form for plaintiff's son at a
second floor office in a building owned by Ademhill Associates
(Ademhill) and managed by Jackson Cross CompanySee footnote 3 at 5001 Hadley
Road in South Plainfield. Upon arriving, they found no one in
that office. Nisivoccia then followed Komoviski down the stairs
to leave when she slipped and fell, fracturing a small bone in
her left foot.
At trial, Nisivoccia described her accident as follows:
All of a sudden I felt my foot sliding,
caught onto the rug, and I went sliding, and
I hit that metal stripping there, but my
girlfriend already had the door open. ...
She broke my fall, and I fell.
After her fall, Nisivoccia testified that she and her friend had
again walked up to the second floor to try to find someone to
whom they could report her accident.
Vigorously contesting the issue of liability, defendants'
attorney brought out various inconsistencies in Nisivoccia's
testimony. For example, plaintiff insisted at trial that she did
not have an umbrella with her on the day in question, although
she professed her uncertainty on the point at her deposition.
Nisivoccia later asserted that the mat upon which she had
allegedly tripped was not embedded into the floor, and had slid
with her when she fell, despite the fact that an indentation had
been cut into the floor to hold the mat in place. She also
denied having entered the building with an investigator to take
photographs of the scene for trial, only to contradict that
statement by admitting that she did show him where the accident
had occurred. In addition, Nisivoccia testified that she had
driven her friend to Komoviski's home after the fall, yet in her
deposition she said that her friend had walked home from
plaintiff's house.
In his summation, Ademhill's attorney indicated that he did
not call any witnesses because the only one present at the
accident who could be brought in as a witness was Komoviski.
Nisivoccia had asserted on cross-examination, however, that her
friend, who she had asked to testify, and who was interviewed for
that purpose, had not witnessed her fall because she was facing
the other way. The defense attorney primarily relied upon his
cross-examination of Nisivoccia and her safety expert in arguing
that they lacked credibility and that plaintiff had negligently
caused herself to fall. Defendants' attorney questioned
Nisivoccia's credibility by comparing her deposition testimony
that Komoviski had walked home, with her trial testimony that
despite her injured condition, she had driven Komoviski home.
The attorney remarked:
They walk out get in the car. She drives. I
said, you drive? She said, oh, that doesn't
look good. I drove. And I drove Jane home,
too. And then I go home. I don't go to a
hospital or anything. I'm even driving the
car. And, oh, Jane doesn't drive. You mean,
Jane-- well, I don't think Jane drives.
Where's Jane, ladies and gentlemen? Where is
she? (Emphasis supplied).
Towards the close of the defense attorney's summation, he again
focused the jury's attention on Komoviski's absence at trial:
They got the burden of proof. What have they
shown here? They've shown we've complied
with the standard relied upon by their own
expert. That's what they've shown. They've
come up here with a story that is whatever I
think the jury might want to hear. The
girlfriend who's with her, she's not here to
testify about [it]. She doesn't drive. I'll
bet. (Emphasis supplied).
Plaintiffs' attorney did not object to any of the statements
in defendants' summation. Instead, he initially responded during
his closing summation to his adversary's comments by explaining
that Komoviski was not called because she had not witnessed the
accident. He said:
She's with her friend Jane. As they're
walking out, the fall occurs. What about
Jane? Plaintiff from this box told you Jane
had her back to her when the fall occurred.
Jane didn't witness the accident. Jane did
not witness the accident. She was holding
the door open. She had her back to her.
That was plaintiff's own words. [If] Jane
saw it, don't you know I would have had her
in here immediately to testify? But she
didn't. She had her back to her when the
fall occurred.
The jury returned its verdict finding plaintiff 57" negligent and defendant 43" negligent. Thereafter, plaintiffs moved for a new trial based upon the allegedly prejudicial effect on the jury's verdict of defense counsel's summation comments about the nonproduction of plaintiff's girlfriend as a witness. At oral argument on plaintiffs' motion, their attorney acknowledged that his reference to the fact that Komoviski had not witnessed the accident was a "curative measure." He insisted that his adversary's comments had nevertheless created an inference in the jury's mind that her failure to appear was calculated to prevent his adversary from impeaching her credibility. He blamed his failure to make a timely objection on the fact that he was intensely focused on what he characterized to be outrageous comments by the defense attorney. The defense attorney answered that he had never intended to ask for an
adverse inference charge, and that his comments were directed
solely at plaintiff's credibility.
Rejecting the defense attorney's assertion that plaintiffs'
attorney would not have called Komoviski even if he had been
given notice, the trial judge emphasized that "[w]e will never
know that because that is why you are supposed to tell them
before they rest so that they do have an opportunity to call the
witness that you intend to bring in." The judge continued:
[m]aybe the jury chose not to believe her
[Komoviski] because they wondered what the
witness would have said or why the witness
wasn't called and that is why you have to
give your adversary an opportunity before
they rest to call that witness you intend to
comment about.
A trial judge may vacate a jury verdict only if it results
from misunderstanding, bias or prejudice. Roman v. Mitchell,
82 N.J. 336, 347 (1980). Inasmuch as plaintiffs' motion for a new
trial expressed their first objection to the defense attorney's
summation remarks, we will consider the present appeal under the
plain error standard. See R. 2:10-2. The issue in this appeal,
therefore, is whether the comments of defendants' attorney in
summation constituted plain error because they had the capacity
to prejudice the jury so as to cause a miscarriage of justice.
We hold that they did not.
In resolving this issue, we consider the ramifications for
civil trials of State v. Clawans, supra (
38 N.J. 162). In
Clawans, the defendant was an attorney who had represented a
suspect arrested for allegedly supplying narcotics to a third
party who testified against her client at the suspect's
preliminary hearing. At the hearing, the witness recanted her
signed, sworn statement to the police that implicated the
suspect. Attorney Clawans was later indicted for subornation of
false swearing.
The recanting witness testified at Clawans' criminal trial
that the attorney had approached her on three separate occasions
to persuade her to change her story. Two detectives also
testified in the State's case, however, the State did not call
either a prisoner or a prison matron, both of whom had observed
the conversations between the recanting witness and Clawans. The
Court was of the view that the prison matron's proximity afforded
her the best opportunity to overhear the discussion.
On Clawans' appeal, she argued that the trial judge had
erred in refusing her request to instruct the jury that it could
draw a negative inference favorable to her cause from the State's
failure to call those two witnesses. Although vastly narrowing
the charge requested by Clawans, the Supreme Court agreed,
reasoning that the
failure of a party to produce before a trial
tribunal proof which, it appears, would serve
to elucidate the facts in issue, raises a
natural inference that the party so failing
fears exposure of those facts would be
unfavorable to him. [Id. at 170].
The Court said that the principles governing the nonproduction of a witness applied to both criminal and civil trials. Id. at 171; see Model Jury Charges [Civil] § 1.18 (1995) (acknowledging
applicability of the Clawans charge in civil cases by providing
guidelines and cautions for its use).
The Court also indicated, however, that certain conditions
must exist before an inference may be drawn, subject to an
explanation sufficient to demonstrate a more plausible reason for
the nonproduction of the witness. Id. at 170-171. Specifically,
the Court required that the witness must be "within the power of
the party to produce" and that the proffered testimony must be
"superior to that already utilized in respect to the fact to be
proved." Id. at 171.
Clawans observed that application of these concepts "is
particularly perplexing and difficult where a litigant requests a
charge to that effect." Id. at 172. The Clawans Court
appreciated that normally such requests come without warning at
the conclusion of the entire case, and that the allegedly
defaulting party has no opportunity to justify or to explain his
failure to call the non-produced witness. Ibid. Given these
circumstances, the Court announced procedures for deciding
adverse inference charge requests:
It is conceivable that the factual situation
involved in the litigation and the
relationship of the parties to the witnesses,
are such that the trial judge may properly
reach a conclusion as to whether an inference
could arise without the necessity of proof in
explanation and therefore without prior
warning of the intention to request a charge.
The better practice, however, is for the
party seeking to obtain a charge encompassing
such an inference to advise the trial judge
and counsel out of the presence of the jury,
at the close of his opponent's case, of his
intent to so request and demonstrating the
names or classes of available persons not
called and the reasons for the conclusion
that they have superior knowledge of the
facts. This would accord the party accused
of nonproduction the opportunity of either
calling the designated witness or
demonstrating to the court by argument or
proof the reason for the failure to call.
Depending upon the particular circumstances
thus disclosed, the trial court may determine
that the failure to call the witness raises
no inference, or an unfavorable one, and
hence whether any reference in the summation
or a charge is warranted. [Ibid. (emphasis
supplied)].
In Hickman v. Pace,
82 N.J. Super. 483, 488-492 (App. Div.
1964), we affirmed the preclusion of a plaintiff's attorney's
comment in summation regarding the failure of a defendant to
testify about the events of an automobile accident. Id. at 489-490. After the trial judge had allowed defense counsel to
explain to the jury that his client had nothing to add to the
facts adduced at trial, the plaintiffs' attorney began his
summation by commenting that he would have been given an
opportunity to cross-examine the defendant if she had testified.
Id. at 488-489. We agreed with the trial judge that the
attorney's attempt to suggest an adverse inference concerning the
failure to testify was inappropriate because the defendant's
testimony was cumulative and inferior to that already presented
from other witnesses. Id. at 490-491. While recognizing that
this worked to deny the inference sought, we did not consider
whether such comments first required the attorney to request an
adverse inference charge. See id. at 490.
On the other hand, in Wild v. Roman,
91 N.J. Super. 410
(App. Div. 1966), we reversed a no-cause verdict because the
trial judge gave a pretrial Clawans charge when none was
warranted. The judge had erred because he neither forewarned the
plaintiffs of his intention to charge an adverse inference nor
given them an opportunity to be heard on its propriety.
In Witter by Witter v. Leo,
269 N.J. Super. 380, 384 (App.
Div. 1994), we applied the Clawans factors in determining that
the trial judge had erred in refusing a requested adverse
inference jury instruction regarding defendant's failure to
produce her son to testify. Because the son had superior
knowledge of the events concerning the alleged negligence, we
ordered a new trial on the ground that the error was clearly
capable of producing an unjust result. Id. at 393 (citing R.
2:10-2). Neither Wild nor Witter by Witter, however, resolve the
issue now before us.
In the criminal context, Justice Clifford confirmed that the
Clawans criteria apply to statements made during summation that
implicate an adverse inference. See State v. Irving,
114 N.J. 427, 442 (1989). He wrote that parties should generally refrain
from summation comments about any negative inference until they
have requested such an inference from the trial judge, who "`only
after all the particulars are disclosed ... may properly
determine whether the inference should be urged in summation.'"
Ibid. (quoting State v. Carter,
91 N.J. 86, 128 (1982)).
Nevertheless, despite the prosecutor's noncompliance with Clawans
procedures before commenting upon the defendant's nonproduction
of the only witness who could have corroborated his alibi, the
Court in Irving found no reversible error.
Likewise, an alleged procedural error by a prosecutor who
failed to follow the Clawans procedures prior to mentioning two
non-produced witnesses during summation was held to be harmless
error in State v. Wilson,
128 N.J. 233, 244-245 (1992), where the
defendant had relied upon the witnesses and their testimony could
have corroborated his alibi.
For purposes of determining whether to permit comment upon
the nonproduction of an alibi witness, we reviewed the Clawans
procedure in State v. Hickman,
204 N.J. Super. 409 (App. Div.
1985), and held that Clawans imposed upon a trial court the
responsibility to determine on the record:
(1) that the uncalled witness is peculiarly
within the control or power of only the one
party, or that there is a special
relationship between the party and the
witness or the party has superior knowledge
of the identity of the witness or of the
testimony the witness might be expected to
give; (2) that the witness is available to
that party both practically and physically;
(3) that the testimony of the uncalled
witness will elucidate relevant and critical
facts in issue[;] and (4) that such testimony
appears to be superior to that already
utilized in respect to the fact to be proven.
[Id. at 414].
Hickman had insisted that he was with his girlfriend, and later had a conversation with a long-time friend in front of witnesses when the robbery with which he was charged had occurred. Defense counsel mentioned the long-time friend as an alibi witness during
summation. The prosecutor asked in his summation, "why aren't
they [the other witnesses] here testifying today." Id. at 413.
In deciding the comments were not prejudicial, we considered that
the relationship between the witness and the defendant and "`that
the anticipated testimony of the uncalled witnesses will
elucidate the transaction'" both favored permitting the summation
comment. Id. at 414.
In the present controversy, defendants' attorney never
requested an adverse inference and did not expressly argue in his
summation that the jury should draw an adverse inference.
Contending that he had no intention of seeking an adverse
inference charge, defense counsel pointed out that plaintiff's
friend had not testified at trial. The issue is whether he was
required to seek such a charge or court approval of his comments
before being permitted to comment on Komoviski's nonappearance at
the trial. We hold that defendants' attorney was not required to
seek an adverse inference charge or permission from the court
before commenting on Komoviski's absence. We agree that "the
better practice," in accordance with Clawans and Wild, suggests
that an attorney who seeks to comment upon the nonproduction of a
witness advise the trial judge and opposing counsel of his
intention before summation. This will alert the judge to a
potential inference issue and provide a final opportunity to the
opposing party either to seek to reopen its case or to present an
explanation in a form of rebuttal. Nevertheless, neither Clawans
nor its progeny mandate that defendants' attorney have done so
here.
As our cases illustrate, the failure to adhere to the
Clawans procedure does not necessarily control the grant or
denial of a new trial. State v. Irving and State v. Wilson
equally demonstrate that, notwithstanding the failure to fully
comply with the Clawans procedure, comment upon the nonproduction
of a witness may amount to harmless error in a criminal case.
See also Murin v. Frapaul Construction Co.,
240 N.J. Super. 600,
612-613 (App. Div. 1990) (failure to adhere to Clawans procedure
deemed harmless error where plaintiffs' attorney commented during
summation that defense attorney had right to have plaintiff
examined by doctor of his own choice).
Aside from the harmless impact on the jury of defendants'
noncompliance with Clawans, we regard the judge's remarks as
sheer speculation. We also note that there are practical
problems with the pre-notification procedure suggested by the
judge. In civil trials, one party is not obligated to help the
other party's case. To the extent the judge was of the view that
it is the obligation of a defense attorney before the plaintiff
rests in a civil case to give notice to an adversary of an intent
to comment upon the failure to call a witness, the judge was
mistaken. Our cases do not so hold. See State v. Irving, supra
(114 N.J. at 443-444) (considering obligation imposed by Clawans
to refrain from comments upon nonproduction of a witness until
requesting adverse inference charge to be "a matter of
professional conduct" rather than a "requirement"); Clawans,
supra (38 N.J. at 172) (characterizing as "the better practice,"
but not mandating, the notification of court and adversary at
close of opponent's case of an intention to seek adverse
inference charge).
All attorneys in civil cases are charged with knowledge that
an adversary may focus on the failure to call a witness. Indeed,
to countenance such an approach would in effect require attorneys
at the beginning of a trial to serve notice on their adversaries
that if a person listed as a witness is not called, or perhaps
some evidence is not produced that was referred to in the opening
statements, an adverse inference charge would be requested or the
attorney would seek to comment upon that fact in summation, or
both.
In any event, we are further persuaded that in applying
Clawans a distinction must be recognized between a criminal case
and a civil case so that attorneys may generally make appropriate
comments in civil case summation without prior notification of
the adversary. In State v. Irving and State v. Wilson, the
State, as the party with the burden of proof, was the last party
to address the jury. Hence, without notice of an intention to
comment in summation, the criminal defendants would have had no
opportunity to rebut those comments. Conversely, the plaintiffs
in the present case had the last word and thus had the
opportunity to address the defense attorney's comments about
their failure to produce Komoviski as a corroborative witness.
Whereas a defendant in a civil suit could be disadvantaged by a
plaintiff's summation comment unless defense counsel anticipates
and addresses the issue first, the reverse is much less likely to
be the case. We are, therefore, persuaded that the remarks by
defendants' attorney during summation did not prejudice the jury
against plaintiffs due to any absence of an authorized Clawans
charge or pre-approved summation comment.
Moreover, the comments here could hardly be considered
prejudicial. The Clawans criteria would indicate that defendants
might have been able to argue that they should have been entitled
to an adverse inference charge under the reasoning used in
criminal trials. Indeed, plaintiff's attorney, an experienced
trial attorney, had to have realized from his adversary's cross-examination of his client that the failure to call Komoviski
might be an unanswered question in the jury's mind, except
perhaps for plaintiff's own testimony that her friend did not see
the fall.
Our review of the record, guided by the plain error
standard, persuades us that the defense attorney's comments were
reasonably based upon the trial testimony and were not capable of
producing an unjust result. See R. 2:10-2. There was sufficient
evidence to support the jury's verdict. The claimed error, even
if it were error, was not capable of causing the jury to arrive
at a result that it would not otherwise have reached.
Plaintiff's case could not be described as a strong one. Cf.
Wild v. Roman, supra (91 N.J. Super. at 418) (unauthorized
adverse inferences improperly prejudiced jury verdict where
plaintiff presented a "strong case of malpractice").
The trial judge's decision to set aside the jury's verdict
and grant a new trial, based upon the defense attorney's comments
about a witness not being produced, thus caused a miscarriage of
justice. See Dolson v. Anastasia,
55 N.J. 2, 7 (1969); R. 4:49-1. Although an appellate court should defer to decisions
predicated upon the trial judge's "feel of the case," Caldwell v.
Haynes,
136 N.J. 422, 432 (1944) (quoting Dolson, supra (55 N.J.
at 6)), we may render our own determination based upon factors
"transmitted by the written word," Mahon v. Reilly's Radio Cabs,
Inc.,
212 N.J. Super. 28, 37 (App. Div. 1986) (quoting Dolson,
supra (55 N.J. at 6-7)).
The trial judge's decision here is not entitled to deference
because it involved "tangible considerations," "apparent from the
face of the record," which this court may equally adjudicate.
Caldwell v. Haynes, supra (136 N.J. at 432) (quoting Dolson,
supra (55 N.J. at 7)). Given the traditional presumption of
correctness accorded to jury verdicts, Baxter v. Fairmont Foods
Co.,
74 N.J. 588, 598 (1977), the motion granting a new trial
cannot stand absent a showing that the verdict was so contrary to
the evidence presented as to indicate prejudice toward
respondents. Kassick v. Milwaukee Elec. Tool Corp.,
120 N.J. 130, 134 (1990).
The jury in this case had sufficient basis to render its
verdict as it did. No grounds exist to disturb that verdict.
See McDonald v. Mianecki,
159 N.J. Super. 1, 25 (App. Div. 1978),
aff'd,
79 N.J. 275 (1979). The record demonstrates neither
"clear error [n]or mistake" by the jury in reaching its
determination. See Carrino v. Novotny,
78 N.J. 355, 360 (1979).
We reverse and remand to the Law Division with direction to
reinstate the jury verdict.
Footnote: 1Reference to the plaintiff or Nisivoccia in the singular is to plaintiff Antoinette Nisivoccia. Plaintiff Lawrence Nisivoccia asserted a per quod claim. Footnote: 2We need not detail all of the facts developed as to the issues of liability and damages in view of the somewhat narrow issue involved. Footnote: 3Defense counsel explained to the judge that, despite a receivership by Ademhill, he represented both defendants for purposes of the trial. Thus, for simplicity we refer merely to Ademhill.