SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-0951-95T3
ANTWYNE LITTLE, BRANDON LITTLE,
DAMIANE LITTLE, and SHASHOWNIE
LITTLE, minors, by their
mother and guardian ad litem,
LAVORIA LITTLE,
Plaintiffs-Respondents,
v.
JAMES and LESLIE McINTYRE, husband
and wife, as owners and landlords of
274 Littleton Avenue, Newark, New
Jersey; NIMER ELSAMNA, as owner and
landlord of 18 Brenner Street, Newark,
New Jersey; PIRDIE and ALEAN BELL, hus-
band and wife, as owners and landlords
of 139 Hudson Street, Newark, New Jersey;
J.R. BARRON CORPORATION, as owner and
landlord of 641 Grove Street, Irvington,
New Jersey; EDWARD RUBIN, individually,
as owner and landlord of 641 Grove
Street, Irvington, New Jersey, and as
principal agent, employee, servant, or
representative of J.R. BARRON CORPORATION,
and CITY OF NEWARK,
Defendants,
and
JAMES and LESLIE McINTYRE,
Defendants/Third-Party Plaintiffs-Appellants,
v.
POON CHI KUN, MEI YING, and 971
BERGEN ST. CORP.,
Third-Party Defendants.
________________________________________
Argued February 27, 1996 - Decided March 25, 1996
Before Judges Baime, Villanueva, and Kimmelman.
On appeal from the Superior Court of New
Jersey, Law Division, Essex County.
Roger C. Wilson argued the cause for
appellants James and Leslie McIntyre
(Zucker, Facher & Zucker, attorneys;
Mr. Wilson, on the brief).
Lisa Hendricks Richardson argued the
cause for respondent Lavoria Little
(Rutgers Environmental Law Clinic,
attorneys; Ms. Richardson, on the
brief).
Barry R. Sugarman argued the cause for
respondents minors (Wilentz, Goldman &
Spitzer, attorneys; Neil T. Leifer, of
counsel; Mr. Sugarman, on the brief).
Seton Hall Law School Center for Social
Justice, attorneys for amicus curiae
Housing Clinic at the Center for Social
Justice (Gwen E. Orlowski, on the brief).
The opinion of the court was delivered by
KIMMELMAN, J.A.D. (temporarily assigned).
In this toxic-tort matter involving lead poisoning of four
minor plaintiffs, the court is asked to reconsider its order of
October 3, 1995, summarily reversing the trial court's order
granting defendants James and Leslie McIntyreSee footnote 1 the right to conduct
a psychological evaluation of the mother of plaintiffs, Lavoria
Little, who brings this suit as guardian ad litem.
The minor plaintiffs allege by their mother that they ingested
lead-based paint chips while tenants at various properties owned by
the defendants/landlords and, as a result, have suffered cognitive
and behavioral impairments. This litigation is presently in the
discovery stage. Defendants sought an order to have an expert
perform a psychological evaluation of the mother Lavoria Little
hoping to prove that the minor plaintiffs' cognitive and behavioral
impairments are genetic defects inherited from their mother, rather
than solely caused by the ingestion of the lead-based paint chips.
The trial court entered an order requiring the mother to submit to
a psychological evaluation and further ordered the release of the
school records of the mother and those of her children. Following
an emergent application for leave to appeal and for a stay of the
order pending appeal, this court summarily reversed that part of
the order requiring the mother to submit to a psychological
evaluation.
We have reconsidered this matter, and we reaffirm our original
summary ruling. Our reasoning follows.
At issue is the extent of discovery which may be permitted
under the circumstances of this case. Our discovery rules are far
reaching and are liberally construed to secure for the parties "a
just determination, simplicity in procedure, fairness in
administration and the elimination of unjustifiable expense and
delay." R. 1:1-2. In general, a party "may obtain discovery
regarding any matter, not privileged, which is relevant to the
subject matter involved in the pending action," unless "limited by
order of the court in accordance with [the] rules." R. 4:10-2(a).
A psychologist retained by defendants is of the opinion that
heredity is the primary influence on the development of an infant's
cognitive abilities and urges that there be a psychological
evaluation of the mother of such infants to determine what role
heredity may have played in their cognitive development apart from
the effects of the alleged lead poisoning. A brief interview with
the mother here leads the psychologist to feel that this mother,
herself, may have cognitive limitations. Accordingly, based upon
the psychologist's certification, defendants made an application to
compel the mother's examination pursuant to R. 4:19.
That rule, in pertinent part, provides:
In an action to which a claim is asserted
by a party for personal injuries or in which
the mental or physical condition of a party is
in controversy, the court in which the action
is pending may from time to time order the
party to submit to a physical or mental
examination by a medical or other expert.
Such examination may include the taking of X-rays and other tests of physical or mental
condition. The order may be made only on
motion for good cause shown, supported by
affidavit stating the party's refusal to
submit to an examination upon the movant's
request, and upon notice to the party to be
examined and to all other parties. . . .
[R. 4:19 (emphasis added).]
The reach of this rule is subject to clearly expressed
limitations. Before a court may order a party to submit to a
physical or mental examination, the party must be asserting a claim
for personal injuries, or the mental or physical condition of a
party must be in controversy. Additionally, the movant must make
a showing of good cause before the order may be entered.
Here, no claim for personal injuries is being made by the
mother,See footnote 2 who solely acts as the guardian ad litem for the minor
plaintiffs. Nor does she assert any claim which affirmatively puts
her mental condition in controversy. Rather it is defendants who
seek to put her mental condition in controversy by way of defense,
based upon their psychologist's theory of causation. In this
regard, the position of the defense is without merit.
Beyond that, R. 4:19 plainly applies only to a party in the
pending action. The minor plaintiffs may not bring this action in
their own names. R. 4:26-2(a). A guardian ad litem is needed for
that purpose. We do not regard the mother as a party to this
litigation. She claims no physical injury and seeks no damages for
herself. She is at most a nominal party. 4A Moore's Federal
Practice ¶ 35.03[2] (2d ed. 1995).
R. 4:19 is the state analog to and is substantially identical
to Fed. R. Civ. P. 35. In Schlagenhauf v. Holder,
379 U.S. 104,
85 S. Ct. 234,
13 L. Ed.2d 152 (1964), the Supreme Court analyzed the
factors necessary to invoke the application of Fed. R. Civ. P. 35.
It held that (1) the mental condition of a party must be in
controversy; and (2) good cause apart from mere relevance must be
shown. Id. at 118-19, 85 S. Ct. at 242-43, 13 L. Ed.
2d at 163-64.
In Schlagenhauf, a bus had collided with the rear of a slow-moving
tractor-trailer. The bus driver was made a party to the personal
injury action brought by the passengers on the bus. The tractor-trailer owner asserted that the bus driver's negligence caused the
accident and that he was not "physically or mentally" capable of
driving the bus at the time of the accident. The Court denied the
request for a physical examination of the driver, holding that
while his physical or mental condition might have mere relevance to
the case, those conditions were not genuinely in controversy having
not affirmatively been put in issue by the driver in support of or
in defense of a claim. Id. at 118-19, 121, 85 S. Ct. at 242-43,
244, 13 L. Ed.
2d at 164, 165. Schlagenhauf, although not
controlling on R. 4:19, is nevertheless highly instructive.
While "good cause" must also be shown to support an order for
a physical examination under R. 4:19, our view that Lavoria Little
is not a "party" under the rule and that her mental condition is
not in controversy does not require a discussion as to what kind of
good cause showing must be made. We do observe, however, that the
defense has been able to resort to other, less-intrusive means,
such as school records and extensive deposition testimony, all or
part of which may be germane to the issue of the mother's
psychological evaluation.
Accordingly, we adhere to our October 3, 1995, summary
disposition of the issue before the court.
Footnote: 1 Although there are several defendants, reference in this opinion to "defendants" is to James and Leslie McIntyre, the only defendants involved in the instant appeal. Footnote: 2 Actually, Ms. Little had asserted a claim for damages for emotional distress, which claim was withdrawn prior to oral argument.