SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-0056-01T1
BETZAIDA GONZALES, Co-Administrator
and Administrator Ad Prosequendum of
the Estate of GUSTAVO RODRIGUEZ and
as Guardian Ad Litem for the Minor
Child CESAR RODRIGUEZ; RAMONA CHECO,
Co-Administrator and Administrator
Ad Prosequendum of the Estate of
GUSTAVO RODRIGUEZ and as Guardian
Ad Litem for the Minor Children,
JEILYN RODRIGUEZ AND ROSELIN RODRIGUEZ;
and JULIO JACQUES,
Plaintiffs-Appellants,
v.
THE CITY OF CAMDEN; HERBERT LEARY,
Individually, and/or as Agent, Servant
and/or Employee of the City of Camden;
MIKE TORRES, Individually, and/or as
Agent, Servant and/or Employee of the
City of Camden; MARTIN JONES,
Individually, and/or as Agent, Servant
and/or Employee of the City of Camden;
DORIS ARCH, Individually, and/or as
Agent, Servant and/or Employee of the
City of Camden; LUZ TORRES, Individually,
and/or as Agent, Servant and/or Employee
of the City of Camden; and JOSE DELGADO,
Individually, and/or as Agent, Servant
and/or Employee of the City of Camden,
Defendants-Respondents.
__________________________________________
Argued November 13, 2002 - Decided February 6, 2003
Before Judges Skillman, Lefelt and
Winkelstein.
On appeal from Superior Court of New Jersey,
Law Division, Camden County, Docket No. 6481-99.
Mark S. D'Amore argued the cause for
appellants (John Calzaretto, attorney; Mr.
D'Amore, on the brief).
Marc A. Riondino, Assistant City Attorney,
argued the cause for respondents (Dennis G.
Kille, City Attorney, attorney; Jonathan E.
Diego, Assistant City Attorney, on the
brief).
The opinion of the court was delivered by
SKILLMAN, P.J.A.D.
In this appeal, we consider the "state-created danger"
doctrine, recognized by a majority of the federal circuit courts
of appeal, under which state and local officials who create a
danger of harm by private actors that otherwise would not have
existed may be held liable for a violation of the substantive due
process rights of the injured party. Although the Supreme Court
of the United States has not yet determined whether this is a
viable cause of action, we accept the doctrine as formulated by
the Third Circuit Court of Appeals. However, we conclude that
plaintiffs' claim, which rests upon local officials' insistence
upon inspecting a store in a high-crime neighborhood after its
normal closing hour and refusing to accompany the owner and his
employees to their car after the inspection, following which the
owner and an employee were shot, does not provide a basis for
imposition of liability under the state-created danger doctrine.
Gustavo Rodriguez owned a grocery store in a high-crime area
in the City of Camden. Rodriguez's brothers, Julio and Ricardo
Jacques, worked in the store. The three men would usually open
for business around 7:00 a.m. and close between 9:00 and 9:30
p.m.
Around 9:30 p.m. on March 13, 1998, while the brothers were
in the process of closing, a group of six to eight officials of
the City of Camden arrived at the store. These officials, who
apparently included representatives of the licensing, health,
fire and police departments, told Rodriguez they were there to
conduct an inspection. Expressing concern that a late-night
inspection would create an increased personal safety risk for him
and his brothers, Rodriguez asked the inspectors to return the
next morning when the store opened for business. However, the
inspectors insisted upon conducting the inspection that night.
When the inspection was completed approximately an hour-and-a-
half later, one of the inspectors issued Rodriguez a summons for
operating without a license. As the inspectors were getting
ready to leave, Rodriguez asked them to wait while he and his
brothers re-closed the store, so they could all leave together
under the protection of the armed members of the inspection team.
However, the inspectors refused to delay their departure and left
the store.
Approximately five minutes later, as they were re-closing
the store, the brothers heard the sound of the alarm in
Rodriguez's car. When Julio went outside to investigate, he
observed "side-swipe" damage to the car and a man who Julio could
not understand, due to his limited comprehension of English,
apparently trying to tell him something about the damage. Julio
went back into the store to get his brother. When Julio and
Rodriguez left the store to look at the damage to the car and
speak to the man, they were both shot. As Julio was running back
into the store, he saw Rodriguez heading in the direction of the
shooter. Julio survived the shooting, but the police discovered
Rodriguez's lifeless body a block from the store around 11:45
p.m. According to Julio, the shooting occurred approximately ten
minutes after the inspection team left the store. The person who
shot Rodriguez and Julio was never apprehended.
Plaintiffs Betzaida Gonzales and Ramona Checo, as co-
administrators of Rodriguez's estate and guardians ad litem for
his minor children, and Julio Jacques, brought this action
against the City of Camden and the alleged individual members of
the inspection team. Plaintiffs' complaint asserted claims under
the Civil Rights Act,
42 U.S.C.A.
§1983, as well as under State
law.
After expiration of the time for discovery, defendants moved
for summary judgment. In opposition to the motion, plaintiffs
relied upon affidavits by Julio and Ricardo Jacques recounting
what occurred on the evening of the shootings.
The trial court concluded in an oral opinion that defendants
could not be held liable under the state-created danger doctrine
because plaintiffs' proofs could not support a finding that
defendants' actions created an opportunity that otherwise would
not have existed for the commission of a crime, that defendants
"wilfully disregarded" the brothers' safety by refusing to stay
until they re-closed the store, or that Rodriguez's death and
Julio's injuries were a "direct result" of defendant's actions.
Accordingly, the court granted summary judgment dismissing
plaintiffs' complaint.
The Civil Rights Act,
42 U.S.C.A.
§1983, provides in
pertinent part:
Every person who, under color of any
statute, ordinance, regulation, custom, or
usage, of any State . . . , subjects, or
causes to be subjected, any citizen of the
United States or other person within the
jurisdiction thereof to the deprivation of
any rights, privileges, or immunities secured
by the Constitution and laws, shall be liable
to the party injured in an action at law,
suit in equity, or other proper proceeding
for redress.
Section 1983 does not create any substantive rights; it only
establishes remedies for deprivations of rights established
elsewhere in the United States Constitution or federal statutes.
Baker v. McCollum,
443 U.S. 137, 144, n.3,
99 S. Ct. 2689, 2694,
61 L. Ed.2d 433, 442 (1979).
Plaintiffs assert that the inspection team's insistence upon
inspecting Rodriguez's grocery store after its normal closing
hour, and subsequent refusal to wait until Rodriguez and his
brothers re-closed the store to provide them with an armed escort
to Rodriguez's car, constituted a violation of their substantive
due process rights protected by the Fourteenth Amendment.
Plaintiffs claim that this constitutional violation subjects the
members of the inspection team and the City of Camden to
liability for Rodriguez's death and Julio's personal injuries
resulting from the shootings.
In DeShaney v. Winnebago County Dep't of Soc. Servs.,
489 U.S. 193, 195-96,
109 S. Ct. 998, 1003,
103 L. Ed.2d 249, 258-59
(1989), the Court held that a State's failure to protect its
citizens from acts of violence by private parties does not
violate the Due Process Clause of the Fourteenth Amendment:
[N]othing in the language of the Due Process
Clause itself requires the State to protect
the life, liberty, and property of its
citizens against invasion by private actors.
The Clause is phrased as a limitation on the
State's power to act, not as a guarantee of
certain minimal levels of safety and
security. It forbids the State itself to
deprive individuals of life, liberty, or
property without "due process of law," but
its language cannot fairly be extended to
impose an affirmative obligation on the State
to ensure that those interests do not come to
harm through other means. . . . Its purpose
was to protect the people from the State, not
to ensure that the State protected them from
each other.
Consistent with this view of the Due Process Clause, the
Court in DeShaney held that social workers employed by a county
agency, who had reason to believe a father was physically abusing
his young son but failed to take any steps to remove the child
from the father's custody, could not be held liable for injuries
the child suffered as a result of beatings by the father. In
reaching this conclusion, the Court stated:
[T]he harms Joshua suffered occurred not
while he was in the State's custody, but
while he was in the custody of his natural
father, who was in no sense a state actor.
While the State may have been aware of the
dangers that Joshua faced in the free world,
it played no part in their creation, nor did
it do anything to render him any more
vulnerable to them.
[489 U.S. at 201, 109 S. Ct. at 1006, 103 L.
Ed.
2d at 262.]
Since DeShaney, a majority of federal circuit courts of
appeal, relying upon the Court's observation that the defendant
social workers in DeShaney "played no part in . . . creation" of
the dangers faced by the young son at the hands of his father,
ibid., have concluded that state and local officials may be held
liable under section 1983 for death or injury suffered as a
result of a "state created danger." See, e.g., Butera v. Dist.
of Columbia,
235 F.3d 637, 647-54 (D.C. Cir. 2001); Kallstrom v.
City of Columbus,
136 F.3d 1055, 1066 (5th Cir. 1998); Uhlrig v.
Hardner,
64 F.3d 567, 572-74 (10th Cir. 1995), cert. denied,
516 U.S. 1118,
116 S. Ct. 924,
133 L. Ed.2d 853 (1996); Kneipp v.
Tedder,
95 F.3d 1199, 1205-09 (3d Cir. 1996); Dwares v. City of
New York,
985 F.2d 94, 98-99 (2d Cir. 1993); L.W. v. Grubbs,
974 F.2d 119, 121-22 (9th Cir. 1992), cert. denied,
508 U.S. 951,
113 S. Ct. 2442,
124 L. Ed.2d 660 (1993); Freeman v. Ferguson, 911
F.2d 52, 54-55 (8th Cir. 1990); see generally, Joseph M.
Pellicciotta, "State-Created Danger," or Similar Theory, Basis
for Civil Rights Action under
42 U.S.C.A.
§1983,
159 A.L.R. Fed.
37, 50-55 (2000); David Pruessner, The Forgotten Foundation of
State-Created Danger Claims,
20 Rev. Litig. 357, 365-74 (2001).
Because the Supreme Court has not yet recognized a cause of
action for a "state-created danger," there is no consensus among
the federal circuits concerning its precise elements. See
generally, Jeremy Daniel Kernodle, Note, Policing the Police:
Clarifying the Test for Holding the Government Liable under
42 U.S.C.
§1983 and the State-Created Danger Theory,
54 Vand. L.
Rev. 165, 166-87 (2001). Plaintiffs rely upon the Third
Circuit's formulation of this doctrine in Kneipp, which requires
a party asserting a state-created danger claim to establish four
elements:
(1) the harm ultimately caused was
foreseeable and fairly direct; (2) the state
actor acted in willful disregard for the
safety of the plaintiff; (3) there existed
some relationship between the state and the
plaintiff; (4) the state actors used their
authority to create an opportunity that
otherwise would not have existed for the
third party's crime to occur.
[95 F.
3d at 1208 (quoting Mark v. Borough of
Hatboro,
51 F.3d 1137, 1152 (3d Cir.), cert.
denied,
516 U.S. 858,
116 S. Ct. 165,
133 L.
Ed.2d 107 (1995).]
This court is not required to follow the decisions of the
Third Circuit or any other lower federal court on a question of
federal law. Dewey v. R.J. Reynolds Tobacco Co.,
121 N.J. 69,
78-80 (1990). However, we are satisfied that the state-created
danger doctrine constitutes a proper interpretation of the Due
Process Clause, and we accept the Third Circuit's analytical
framework for application of the doctrine.
The kind of factual circumstances that may provide a
foundation for a claim under the state-created danger doctrine
are illustrated by Kneipp and Wood v. Ostrander,
879 F.2d 583
(9th Cir. 1989).
In Kneipp, the plaintiff and her husband were stopped by
police officers for causing a disturbance while walking home from
a bar. The plaintiff, who was considerably more intoxicated than
her husband, was apparently the primary cause of the disturbance.
Her husband told the officers that the couple had a babysitter
watching their child, and asked for permission to return home so
the babysitter could go home. The police officers agreed, but
continued to detain plaintiff. According to plaintiff's husband,
he assumed when he left the scene that, because plaintiff was
highly intoxicated, the police would bring her to the police
station or a hospital. However, shortly after he left, the
police released plaintiff to walk home by herself. An hour-and-
a-half later, she was found at the bottom of an embankment close
to her apartment suffering from hypothermia, which resulted in
permanent brain damage.
The Third Circuit concluded that these factual allegations
stated a prima facie case against the police officers for
violating the plaintiff's liberty interest in personal security
protected by the Due Process Clause. In reaching this
conclusion, the court stated:
The conduct of the police, in allowing
[plaintiff's husband] to go home alone and in
detaining [plaintiff], and then sending her
home unescorted in a seriously intoxicated
state in cold weather, made [plaintiff] more
vulnerable to harm. . . . As a result of the
affirmative acts of the police officers, the
danger or risk of injury to [plaintiff] was
greatly increased.
. . . .
. . . That they failed to take the
appropriate measures, knowing that
[plaintiff] was severely intoxicated, shows
that the police officers acted with reckless
disregard for her safety.
[Id. at 1209-10.]
In Wood, the plaintiff was a passenger in a car being
operated by a person arrested for driving while under the
influence at 2:30 a.m. The arresting officer directed the
plaintiff to get out of the car, which he impounded. The officer
then placed the driver in the patrol car and drove away.
According to the plaintiff, there were no open businesses in the
area where the police officer left her, which had the highest
violent crime rate in the county outside the City of Tacoma. The
temperature was fifty degrees and plaintiff was wearing only a
blouse and jeans. After starting to walk in the direction of her
home, which was five miles away, the plaintiff accepted a ride
from an unknown man, who drove to a secluded area and raped her.
In concluding that plaintiff had stated a viable claim of a
substantive due process violation by the police officer who left
her stranded on a highway in a high-crime area, the Ninth Circuit
stated:
[Plaintiff] has raised a triable issue
of fact as to whether [defendant's] conduct
"affirmatively placed the plaintiff in a
position of danger." . . . The fact that
[defendant] arrested [the driver], impounded
his car, and apparently stranded [plaintiff]
in a high-crime area at 2:30 a.m.
distinguishes [plaintiff] from the general
public and triggers a duty of the police to
afford her some measure of peace and
safety. . . .
. . . Moreover, the inherent danger
facing a woman left alone at night in an
unsafe area is a matter of common sense.
[879 F.
2d at 589-90.]
This case does not involve the same kind of aggravated
official wrongdoing that was found to support the claimed
violations of substantive due process rights in Kneipp and Wood.
Even viewing the evidence in a light most favorable to
plaintiffs, as required on a motion for summary judgment by
defendants, Brill v. Guardian Life Ins. Co.,
142 N.J. 520, 540
(1995), plaintiffs could not establish two elements of a claim
under the state-created danger doctrine _ that the members of the
inspection team "used their authority to create an opportunity
that otherwise would not have existed for the third party's crime
to occur" and that they "acted in wilful disregard for the safety
of the plaintiff[s]."See footnote 11 Kneipp, supra, 95 F.
3d at 1208.
The underlying dangerous circumstance that created the
opportunity for the shootings of Rodriguez and Julio Jacques was
their employment in a store located in a high-crime neighborhood.
On a normal day, they did not close the store until sometime
between 9:00 and 9:30 p.m., when it is dark outside most of the
year. At that time, Rodriguez and Julio would have to walk to
Rodriguez's car parked outside or to their homes located a few
blocks away. Thus, the only difference between the dangers posed
by this daily routine and the situation on the day of the
shootings is that Rodriguez had to close the store approximately
an hour-and-a-half later than normal. Although we assume there
is some incremental increase in the dangers encountered by
pedestrians in a high-crime neighborhood between 9:30 and 11:00
p.m., plaintiffs did not present any evidence from which a
finding could be made concerning the magnitude of that increased
danger. In fact, the only evidence plaintiffs presented of a
higher violent crime rate late at night related to the hours
after midnight. Furthermore, the three brothers could have
walked the short distance to Rodriguez's car or their homes
together. Thus, the inspection team's refusal to remain until
the brothers re-closed the store to provide them with an armed
escort to Rodriguez's car did not create a situation of isolation
and vulnerability comparable to the female passenger in Wood, who
was placed in a position where she had to walk five miles by
herself in a high-crime area to reach her home. Therefore,
plaintiffs' proofs could not support a finding that the members
of the inspection team "used their authority to create an
opportunity that otherwise would not have existed for the third
party's crime to occur." Kneipp, supra, 95 F.
3d at 1208.
For similar reasons, we conclude that a trier of fact could
not find that defendants "acted in wilful disregard for the
safety of the plaintiffs." Ibid. In our view, the failure of
the officials who conducted the inspection to accede to the
brothers' request to remain a short while longer and escort them
to their car could be found to constitute negligence. However,
"the Constitution does not guarantee due care on the part of
state officials; liability for negligently inflicted harm is
categorically beneath the threshold of constitutional due
process." County of Sacramento v. Lewis,
523 U.S. 833, 849,
118 S. Ct. 1708, 1718,
140 L. Ed.2d 1043, 1059 (1998). The only
form of official conduct that can be found to violate the Due
Process Clause is conduct that is so "egregious[ly]" wrongful
that it "shocks the conscience." Id. at 846, 118 S. Ct. at 1716-
17,
140 L. Ed.2d 1057. Even a showing of "deliberate
indifference" to public safety may be insufficient in some
circumstances to satisfy this high threshold for liability under
the Due Process Clause. Id. at 849-54, 118 S. Ct. at 1718-21,
140 L. Ed.
2d at 1059-62. Therefore, the inspection team's
refusal to remain in the grocery store for the additional time
required to escort Rodriguez and his brothers to their car did
not create such a substantial risk of harm to them that it could
support a finding of a "wilful disregard" for their safety.
Plaintiffs also argue, without any citation to authority,
that if we reject their federal constitutional claim, we should
recognize a cause of action for a "state-created danger" under
the New Jersey Constitution.See footnote 22 We perceive no reason for the
recognition of a state constitutional tort that would impose
liability for state-created dangers under a broader range of
circumstances than have been recognized by the federal courts.
Although a state court is free to require greater protections
under its own constitution than are mandated by the United States
Constitution, see Robinson v. Cahill,
62 N.J. 473, 490-91 (1973),
the standards established in Kneipp for determining whether
official conduct violates the Due Process Clause sufficiently
protect personal security interests.
Affirmed.
Footnote: 1 1 Because we conclude that plaintiffs' proofs could not
be found to satisfy these two elements of a cause of action under
the state-created danger doctrine, we have no occasion to
consider whether plaintiffs' proofs could satisfy the other two
elements -- that is, a "foreseeable and fairly direct" causal
connection between the wrongful official conduct and "the harm
ultimately caused," and "some relationship between the state and
plaintiff." Ibid. Because plaintiffs' proofs could not be found
to establish a constitutional violation, we also have no occasion
to consider whether the individual defendants would be entitled
to qualified immunity. See Siegent v. Gilley,
500 U.S. 226, 231-
33,
111 S. Ct. 1789, 1793-94,
114 L. Ed.2d 277, 286-87 (1991).
In addition, we note that to establish a claim against the City,
plaintiffs would have to prove that the actions of the members of
the inspection team constituted official policy or custom or that
the City acted with deliberate indifference to its inhabitants'
rights in training them. See Bd. of County Comm'rs of Bryan
County v. Brown,
520 U.S. 397, 403-09,
117 S. Ct. 1382, 1388-91,
137 L. Ed. 626, 638-43 (1997).
Footnote: 2 2 Plaintiffs did not pursue the claims under the Tort
Claims Act, N.J.S.A. 59:1-1 to 12-3, asserted in their complaint
either in opposition to defendants' motion for summary judgment
or in their brief filed with this court.