SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-4632-94T2F
B.F. and K.L.F., a Minor by
her next friend, B.F.,
Plaintiffs-Appellants,
v.
DIVISION OF YOUTH AND FAMILY
SERVICES, WILLIAM WALDMAN, SUSAN
DURGY, SUZANNE LA TOURNOUS, MANUEL
RODRIGUEZ, CAROL PRINTZ, CYNTHIA
D.H. SMITH, RICHARD PURCELL, MARY
TERRITO, JODI PATTON, KAREN BACKIEL,
and MARY NICASTRO, employees or
former employees of the Division
of Youth and Family Services, each
in their individual capacity;
ROBERT DEL TUFO, LAUREN F. CARLTON,
MARCIA A. MEMBRINO, MAGALI M.
FRANCOIS, ANDREA M. SILKOWITZ, and
BARBARA A. HARNED, employees of
the Office of the Attorney
General, each in their individual
capacity, MARTHA H. PAGE,
Defendants-Respondents,
and
HACKENSACK MEDICAL CENTER, and
MARIA LOPEZ, employee and/or
agent of Hackensack Medical
Center, in her individual capacity,
and CAROL ANN PERSONETTE, former
acting Guardian Ad Litem for
K.L.F.,
Defendants.
Argued September 26, 1996See footnote 1 - Decided January 15, 1997
Before Judges Muir, Jr., Kleiner, and Coburn.
On appeal from Superior Court of New Jersey,
Law Division, Bergen County.
Patricia E. Apy argued the cause for
appellants (Paras, Apy & Reiss, attorneys;
Chattman, Gaines & Stern, of counsel; Ms. Apy,
Douglas J. Paul, Gary H. Levine, and Christine
C. Cockerill on the brief).
Paul R. Kenny, Deputy Attorney General, argued
the cause for respondents (Peter Verniero,
Attorney General, attorney; Mr Kenny, on the
brief).
The opinion of the court was delivered by
COBURN, J.S.C. (temporarily assigned).
Plaintiffs seek damages for alleged violations of their civil
rights under the Federal Civil Rights Act,
42 U.S.C.A.
§1983.
They also claim damages under the New Jersey Constitution and
various forms of tort. The state actions all concern the same
conduct of defendants which form the basis of the federal civil
rights action. The case arises from the unsuccessful efforts of
the Division of Youth and Family Services (DYFS) to terminate the
parental rights of plaintiff B.F. with respect to her daughter,
plaintiff K.L.F. This prior litigation was eventually resolved by
the Supreme Court of New Jersey. Matter of Guardianship of K.L.F.,
129 N.J. 32 (1992). In essence, relying upon statements of the
Court in K.L.F., plaintiffs contend that the defendants failed to
properly carry out the state statutory mandates governing actions
by DYFS for termination of parental rights.
The defendants remaining in the case, DYFS, DYFS employees,
the Attorney General and the deputy attorneys general who
represented DYFS in the prior litigation, moved for summary
judgment on a number of grounds, not including the entire
controversy doctrine, which had not been pled as a defense.
Nevertheless, the trial court, acting sua sponte, entered judgment
for defendants pursuant to its understanding of the entire
controversy doctrine and failed to resolve the grounds for summary
judgment pressed by defendants. Plaintiffs appeal.
The entire controversy doctrine is inapplicable. Thus, it
cannot support the judgment entered. However, "[a]n appellate
court is necessarily concerned with the propriety of the action
appealed from rather than with the reasons advanced by the court
below in support thereof . . . ." Marchitto v. Central R. Co. of
N.J.,
9 N.J. 456, 463 (1952), overruled on other grounds, Donelly
v. United Fruit Co.,
40 N.J. 61 (1963). Consequently, it is our
responsibility to "consider whether any of the grounds advanced by
the defendants in support of their motion justified the trial
court's judgment of dismissal." Ibid. Since we are satisfied
defendants were entitled to prevail, though not on the basis of the
entire controversy doctrine, the judgment is affirmed.
foster care. K.L.F., supra, 129 N.J. at 35. She never "abandoned"
her daughter. Id. at 38-39. However, eighteen months did pass
before she contacted DYFS in an effort to regain custody. Id. at
35. By then DYFS had decided to bring a legal action for
guardianship and so advised B.F. Id. at 35-36. Unfortunately,
another nine months passed before DYFS instituted the suit. Id. at
46. With respect to DYFS's response to B.F.'s request for
reunification with her daughter, the Court said.
If the agency wanted to retain custody despite
her request, it was required to seek a court
order authorizing it to do so. N.J.S.A.
30:4C-12. To the extent the Division's
decision to refuse B.F. custody or contact
with her child was based on its doubts about
B.F.'s parental fitness, it was obliged by
law to obtain a court order authorizing its
own continued and exclusive custody over the
child. DYFS was not empowered unilaterally to
displace B.F. as a parent without judicial
approval. See N.J.S.A. 30-4C-12 (conditioning
order taking custody of child on finding that
"parent . . . is grossly immoral or unfit.");
N.J.S.A. 30:4C-58 (requiring periodic review
of Child Placement Review Board to determine
whether out-of-home placement is in the
child's best interest); see also Santosky v.
Kramer,
455 U.S. 745, 753,
102 S.Ct. 1388,
1395,
71 L. Ed.2d 599, 606 (1982)
(constitutional protection afforded to rights
of natural parents is not diminished by fact
that "they have not been model parents or have
lost temporary custody of their child to the
State").
The conduct of DYFS was also criticized in Justice Clifford's
concurring opinion:
More specifically: (1) as a matter of
law, DYFS's efforts at reunification during
the one-year period preceding its decision to
forego reunification plans fell short of the
diligent-efforts standard of N.J.S.A. 30:4C-15(d), and (2) none of the evidence below
indicated that the child had suffered damage
from her non-existent relationship with B.F.,
see J.C., supra, 129 N.J. at 29-30,
608 A.2d 1312 (Clifford, J., concurring). Thus,
because the psychological bonding between
K.L.F. and her pre-adoptive family during the
period following DYFS's refusal to allow
visitation resulted from an improper denial of
visitation rights, consideration of that
bonding by the trial court would similarly
have been improper.
I note as well that the agency failed to
demonstrate compliance with the Child
Placement Review Act, N.J.S.A. 30:4C-50 to -65, including those provisions requiring
periodic review of agency strategy. See
N.J.S.A. 30:4C-58.1. Had DYFS properly
undertaken that review in this case, the
Family Part might have thwarted the bonding
that occurred after an unjustified abandonment
of the statutory goal of reunification.
Although plaintiffs complain here about the original placement
as being something other than voluntary, voluntariness was fully
litigated and determined in K.L.F. The balance of their case
relies upon the above mentioned criticisms of DYFS and their
assertion that DYFS and its employees and the Attorney General and
his deputy attorneys general should be held responsible for damages
because they continued to litigate the case to the Supreme Court
after having lost in the trial court and then in the Appellate
Division.
II
We have previously noted our appreciation of the "far reach
accorded the entire controversy doctrine" by the Supreme Court.
Perry v. Tuzzio,
288 N.J. Super. 223, 228 (App. Div. 1996).
However, we have also concluded that in some circumstances the
nature of the prior litigation prohibited application of the
doctrine as a bar to the subsequent proceeding. Cafferata v.
Peyser,
251 N.J. Super. 256 (App. Div. 1991); Perry v. Tuzzio,
supra. In Prevratil v. Mohr,
145 N.J. 180, 195 (1996), the Court
approved Cafferata expressly and Perry by implication. These cases
indicate that the entire controversy doctrine is inapplicable to
actions brought by DYFS for the termination of parental rights
pursuant to N.J.S.A. 30:4C-15 and 20.
In Cafferata we held plaintiff's medical malpractice case was
not barred by the entire controversy doctrine by reason of his "pro
se settlement of a prior Special Civil Part action brought by the
defendants-physicians' professional association to recover its bill
for services for the same medical procedure of which the
malpractice suit complains." 251 N.J. Super. at 257. We observed:
In sum, the problems inherent in an
inequality of forum, which concerned the Court
in Thornton, supra, are at the heart of the
matter here as well. The ability of the
judicial system to cope effectively with the
volume of minor commercial litigation with
which it must deal is advanced by the
informality of mediation-type proceedings in
which pro se litigants are able quickly,
inexpensively, expeditiously, and with minimum
resort to legal counsel and judicial
intervention, to resolve specifically stated
and narrowly defined small claims, whether or
not instituted in the small claims division.
These proceedings were never intended to have
preclusionary consequences beyond their own
scope. It is not only unfair that they should
do so, but if they do, the legitimacy of small
claims processing will be seriously
undermined. It would obviously be
counterproductive in the extreme were a
preclusionary rule enforced in such a way as
to penalize, without any concomitant benefit
to the parties or to the system, a pro se
litigant's participation in the small claims
mediation process or other expedited
processing mechanism. Such enforcement would
convert the entire controversy doctrine into a
trap for the unsuspecting. That is not its
function.
We doubt that the entire controversy
doctrine was ever intended to go this far
since its application in that situation is so
basically inconsistent with the limited nature
of an accounting proceeding.
With the principles of Cafferata and Perry in mind, we turn to
the nature of actions for the termination of parental rights under
N.J.S.A. 30:4C-15 and 20.
In New Jersey Div. of Youth and Family Services v. A.W.,
103 N.J. 591, 599 (1986), the Court noted that "[t]ermination of
parental rights presents the legal system with an almost insoluble
dilemma." The Court further explained:
On the one hand, we emphasize the
inviolability of the family unit, noting that
"[t]he rights to conceive and to raise one's
children have been deemed 'essential,' * * *
'basic civil rights of man,' * * * and
'[r]ights far more precious * * * than
property rights' * * *." Stanley v. Illinois,
405 U.S. 645, 651,
92 S. Ct. 1208, 1212,
31 L.
Ed.2d 551, 558 (1972) (citations omitted).
The interests of parents in this relationship
have thus been deemed fundamental and are
constitutionally protected. On the other
hand, it has been recognized "that a state is
not without constitutional control over
parental discretion in dealing with children
when their physical or mental health is
jeopardized."
Because of the supreme gravity of these actions, the Court Rules and the case law emphasize the importance of expeditious resolution. A complaint instituted by DYFS for termination of parental rights is a summary action. R. 5:12; R. 4:67. Furthermore, R. 5:12-4(a) expressly requires "prompt disposition" of the case and R. 5:8-6 provides that custody cases shall be set for trial "no later than 3 months after the last responsive pleading." The Supreme Court has reiterated the importance of swift disposition of these cases. Matter of Guardianship of J.C., 129 N.J. 1, 45-46 (1992); K.L.F., supra, 129 N.J. at 46; A.W., supra, 103 N.J. at 618. Requiring motion practice for the purpose of avoiding the preclusive effect of the entire controversy
doctrine would obviously cause unwarranted delay in these cases so
sensitive to the effects of delay.
Since these are summary actions, we also note there is "no
readily apparent procedural mechanism" for joining new parties,
despite defendants' claim here that the failure to so join them
should bar this subsequent civil rights and tort suit. Perry v.
Tuzzio, supra, 288 N.J. Super. at 231. This additional reason for
rejecting a role for the entire controversy doctrine in termination
cases is not inconsistent with Perretti v. Ran-Dav's County Kosher,
289 N.J. Super. 618 (App. Div. 1996). That case only required that
the defendant in a summary action bring any counterclaims to the
court's attention. It did not involve, as does this case, third-party actions. Moreover, the defendants here who are insisting
that they should have been third-parties in the termination case do
not even qualify as "parties with a material interest, i.e., those
who can affect or be affected by the judicial outcome of the
controversy." Circle Chevrolet v. Giordano, Halleran & Ciesla,
142 N.J. 280, 289 (1995). The effect upon them of the prior litigation
could be at most indirect, which we believe is beyond the concerns
of Circle Chevrolet.
There is at least one other reason for rejecting application
of the entire controversy doctrine in termination cases: by and
large the parent and child are represented by court appointed
rather than privately retained counsel. Furthermore, the services
of these appointed attorneys "are neither compensable nor payable
by any state entity." New Jersey Div. of Youth & Family Services
v. D.C.,
219 N.J. Super. 644, 647, 653-63 (App. Div. 1987), aff'd,
118 N.J. 388 (1990). It would be unfair to burden such attorneys
with the additional work of pursuing other causes of action.
Finally, we observe that the entire controversy doctrine is an
affirmative defense which is "waived if not pleaded or otherwise
timely raised." Brown v. Brown,
208 N.J. Super. 372, 384 (App.
Div. 1986). Thus, in this case the trial court erred in raising
the matter on its own motion.
to overcome the "good-faith" defense of
qualified immunity by establishing that a
government official had acted with "malice."
Harlow, supra, 457 U.S. at 817, 102 S.Ct. at
2737, 73 L. Ed.
2d at 410. Second, until
Harlow, by asserting that a government
official had acted maliciously, a plaintiff
could raise disputed questions of fact that
precluded summary judgment and required
resolution by the jury. Id. at 816, 102 S.Ct.
at 2737, 73 L. Ed.
2d at 409. The
"substantial costs" that "attend the
litigation of the subjective good faith of
government officials," the court found,
imposed too high a social cost. Henceforth,
"bare allegations of malice," id. at 817, 102
S.Ct. at 2738, 73 L. Ed.
2d at 410, would not
suffice, and a government official would be
entitled to qualified immunity unless his or
her conduct violated "clearly established
statutory or constitutional rights of which a
reasonable person would have known." Id. at
818, 102 S.Ct. at 2738, 73 L. Ed.
2d at 410.
The test was to be whether the currently
applicable law was clearly established at the
time the action occurred, an issue that could
be determined on a motion for summary
judgment. Ibid. By so formulating the test,
the court intended to "avoid excessive
disruption of government and permit the
resolution of many insubstantial claims on
summary judgment." Ibid. If the law was
clearly established, the immunity defense
would ordinarily fail. Id. at 818-19, 102
S.Ct. at 2738, 73 L. Ed.
2d at 411.
There is no contention here that any federal statute is involved. Consequently, we must consider whether a clearly established constitutional right existed. Plaintiffs assert, in essence, a constitutional right to "familial integrity." The difficulty with that position is that all of the authorities submitted for our consideration reject the concept as a basis for a Section 1983 case. See, e.g., Hodge v. Jones, 31 F.3d 157 (4th
Cir. 1994); Frazier v. Baily,
957 F.2d 920 (1st Cir. 1992);
Gardner By Gardner v. Parson,
874 F.2d 131 (3rd Cir. 1989);
Meyers v. Contra Costa County Dept. of Soc. Serv.,
812 F.2d 1154
(9th Cir. 1987), cert. denied,
484 U.S. 829,
108 S. Ct. 98,
98 L.
Ed.2d 59 (1987). In Frazier the court said:
We agree with other courts that while
there may be a due process right of "familial
integrity" of some dimensions, the dimensions
of this right have yet to be clearly
established. Moreover, to the extent it is
well-defined, the liberty interest is not
absolute but rather balanced against the
governmental interest. In such circumstances
we find that Frazier has failed to show that
the steps taken by Stevens and Flinker in
responding to the allegations of sexual abuse
"violated the nebulous right of family
integrity." Because the right to family
integrity has not been so particularized as to
put defendants on notice that their conduct
was unlawful, Stevens and Flinker are entitled
to qualified immunity as a matter of law.
Nor has our independent research revealed the existence of any case
which would support the plaintiffs' Section 1983 action.
Therefore, these defendants are entitled to qualified immunity as
a matter of law.
DYFS itself is absolutely immune because it is not a "person"
under Section 1983. Fuchilla v. Layman,
109 N.J. 319, 324 (1988),
cert. denied,
488 U.S. 826,
109 S. Ct. 75,
102 L. Ed.2d 51 (1988).
The Attorney General is absolutely immune with respect to this
claim since there is no allegation of personal involvement.
Respondeat superior cannot support a Section 1983 action. Rizzo v.
Goode,
423 U.S. 362, 370-71,
96 S.Ct. 598, 603-04, 561, L. Ed.2d
561, 569 (1976).
The deputy attorneys general have an additional basis for
absolute immunity, as well, because they were clearly performing a
judicial function in initiating and litigating the termination
case. Hayes v. Mercer County,
217 N.J. Super. 614, 619-20 (App.
Div.), certif. denied,
108 N.J. 643 (1987).
Under this section, immunity may be established "if the public
employee can show either objective or subjective good faith."
Bombace v. City of Newark,
125 N.J. 361, 374 (1991).
In Hayes v. Mercer County, supra, the court said:
To prevail on a motion for summary
judgment, a public employee need not establish
his subjective, i.e., actual, good faith if
his conduct was objectively reasonable.
Subjective good faith nevertheless remains
available to a public employee as a second
line of defense, which he may raise at trial
even if he was not acting reasonably.
The claim of the DYFS defendants that their actions were
objectively reasonable might at first seem inconsistent with the
Supreme Court's criticisms in the termination litigation. See
discussion supra, part I. However, those criticisms do not amount
to charges of "crime, actual fraud, actual malice or willful
misconduct." N.J.S.A. 59:3-14. They are at most assertions of
negligence.
In Fielder v. Stonack,
141 N.J. 101, 123-25 (1995) the Court
endorsed the view that ordinary negligence is an insufficient basis
for holding liable a public employee involved in the execution of
the law under N.J.S.A. 59:3-3. And in Hayes, supra, 217 N.J.
Super. at 623, and Brayshaw v. Gelber,
232 N.J. Super. 99, 110
(App. Div. 1989), we held that the "good faith" of a public
employee under N.J.S.A. 59:3-3 was to be judged in relation to
whether his act violated N.J.S.A. 59:3-14 in that it involved
"crime, actual fraud, actual malice or willful misconduct."
In this case, plaintiffs allege actual malice and willful
misconduct, but in support of those claims they rely entirely upon
the criticisms of DYFS contained in Matter of K.L.F., supra, which,
as we have noted, fall far short of even implying that level of
wrong-doing.
In resisting the motion for summary judgment, plaintiffs
emphasize that the defendants' motion was brought prior to the
exchange of discovery. The implication, of course, is that
defendants have access to critical facts which would supposedly
support plaintiffs' case. Judson v. Peoples Bank and Trust Co. of
Westfield,
17 N.J. 67, 76 (1954). However, that is hardly the
situation here. In this case the facts were fully explored in the
prior termination action; and apart from the use of the pejorative
conclusions set forth in the complaint and repeated in plaintiff's
briefs, there are no additional facts either suggested or to be
discovered. Plaintiffs appear to recognize this when they assert:
The instant litigation is an attempt to
determine the exact identity and
responsibility among the multitude of
individuals who had something to do with the
handling of this case with a view to
apportionment of liability for what has
already been determined by the other courts to
be improper conduct by one or more of the
Defendants-Respondents.
As we noted in Brayshaw v. Gelber, supra:
We must not lose sight of the fact that our
Supreme Court has encouraged the utilization
of the summary judgment proceeding in cases of
this kind.
In that regard in Delbridge v. Schaeffer,
238 N.J. Super. 323
(Law Div. 1989), aff'd in an unreported decision Docket No. A-2997-89 (App. Div. 1993), certif. denied, sub nom A.D. v. Franco,
135 N.J. 467, cert. denied, ___ U.S. ___,
115 S. Ct. 108,
130 L. Ed.2d 56 (1994), a case similar to this, the court said:
Plaintiffs' claim of malice as to the
public employees, based merely upon an
allegation of subjective bad faith, is
rejected for fear of significantly detracting
from the vitality of the Act's immunities by
requiring the trial of all tort suits brought
against public employees.
Since that is precisely the circumstance which we face here, and
since we agree with Delbridge, we conclude that summary judgment
should have been granted below to DYFS and its employees with
respect to the state causes of action based on the immunities
contained in the Tort Claims Act.
The immunity claimed by the deputy attorneys general stands,
if anything, on stronger ground since the only allegation against
them is that they wrongly instituted and appealed the termination
case. N.J.S.A. 59:3-8 provides:
A public employee is not liable for injury
caused by his instituting or prosecuting any
judicial or administrative proceeding within
the scope of his employment.
Again, the immunity does not extend to conduct amounting to a crime
or constituting actual malice, actual fraud, or willful misconduct.
N.J.S.A. 59:3-14. But, as with DYFS and its employees, there is
nothing in this case to suggest any serious wrongdoing other than
plaintiffs' conclusory assertions. For the reasons stated above,
they are not a sufficient hook on which to hang a lawsuit against
these public servants.
of course, requires filing within two years after accrual of the
action. Wilson v. Garcia,
471 U.S. 261,
105 S.Ct. 1938, 1942-43,
85 L. Ed.2d 254 (1985)(as to Federal Civil Rights Actions under
42 U.S.C.A.
§1983); Montells v. Haynes,
133 N.J. 282, 292-93 (1993)
(as to the state law claims).
This action was filed on June 30, 1994. Plaintiff B.F.
asserts the cause of action did not arise until June 30, 1992, the
date the Supreme Court issued its opinion in the termination case.
The defendants contend the action accrued no later than October 21,
1991, the day DYFS applied to the Supreme Court for certification.
We need not for purposes of this opinion fix the precise date on
which the alleged causes of action accrued other than to note that
plaintiff was well aware of them long before June 30, 1992. Her
reliance upon the appellate process as extending the statute is a
concept rejected by the Court in Grunwald v. Bronkesh,
131 N.J. 483
(1993):
Delaying the accrual of a cause of action
until the appellate process on the underlying
claim has been completed undermines the
principal consideration behind the statutes of
limitations: fairness to the defendant.
This plaintiff also asserts her claims are derivative of those made on behalf of her daughter and therefore the statute of limitations is tolled, pursuant to N.J.S.A. 2A:14-2.1 because of her daughter's minority. However, the claims are not derivative as a matter of law since they involve allegations of direct injury to
this plaintiff's own independent rights. Procanik by Procanik v.
Cillo,
97 N.J. 339, 355-56 (1984).
VI
Defendants' motion for summary judgment also relied upon the
doctrine of collateral estoppel. This argument was based upon two
points of reference: the termination proceedings themselves and
plaintiffs' subsequent application in the trial court for fee
sanctions under the Frivolous Pleading Statute, N.J.S.A. 2A:15-59.1. Matter of K.L.F.,
275 N.J. Super. 507 (Ch. Div. 1993).
First, defendants note the trial court found as a fact in the
termination case that the initial placement of K.L.F. was pursuant
to a voluntary agreement and "was certainly appropriate at the
time." The Supreme Court confirmed that finding of fact. Matter
of Guardianship of K.L.F., supra, 129 N.J. at 35, 38.
Second, defendants rely upon these findings of the trial court
on plaintiffs' application for sanctions under the Frivolous
Pleading Statute, N.J.S.A. 2A:15-59.1:
In fact, through the presentation of its case,
DYFS was able to demonstrate what this court
perceived to be the agency's genuine interest
in the psychological welfare of K.L.F. and its
fear of the potentially adverse consequences
of removing her from her second set of foster
parents.
The court rejected the application because plaintiffs had failed to meet the statutory requisites. In other words, they neither proved that the actions of DYFS were based on malevolent intent (N.J.S.A. 2A:15-59.1.b.(1)) nor that DYFS knew or should have known that its
actions had no reasonable basis in law, equity, or fact (N.J.S.A.
2A:15-59.1.b.(2)). Id. at 524-529.
The doctrine of collateral estoppel "bars relitigation of any
issue which was actually determined in a prior action, generally
between the same parties, involving a different claim or cause of
action." State v. Gonzales,
75 N.J. 181, 188 (1977); City of
Plainfield v. Public Service Elec. and Gas Co.,
82 N.J. 245, 257-58
(1980).
In Busch v. Biggs,
264 N.J.Super. 385 (App. Div. 1993), the
court held the following factors determine whether collateral
estoppel applied:
(1) the issue decided in the prior
adjudication was identical with the one
presented in the subsequent action;
(2) the prior action was a judgment on the
merits;
(i) the matter or fact was directly
at issue and necessary to support
the judgment rendered in the prior
action;
(ii) the matter or fact was actually
litigated and determined;
(3) the party against whom it was asserted
had been a party or in privity with a party to
the earlier adjudication.
And in United Rental Equip. Co. v. Aetna Life & Cas. Ins. Co.,
74 N.J. 92, 101 (1977), the Court adopted this principle from
Restatement (Second) of Judgments, § 88 (Tent. Draft No. 2 (April
15, 1975)):
A party precluded from relitigating
an issue with an opposing party,
[under the principle of res
judicata], is also precluded from
doing so with another person unless
he lacked full and fair opportunity
to litigate the issue in the first
action or unless other circumstances
justify affording him an opportunity
to relitigate the issue. * * *
Plaintiff B.F. claims she was denied a full and fair
opportunity to litigate the issue of DYFS' good faith in the
Frivolous Pleading case because she was represented by assigned,
pro bono counsel. However, she cites no authority for the
proposition that the doctrine of collateral estoppel is
inapplicable in such circumstances. Nor does she indicate any
manner in which her appointed counsel's representation fell short
of that which might have been provided by privately retained
counsel.
Recurring to the Busch v. Biggs, supra, factors to be
considered in determining whether collateral estoppel should apply,
we observe that the precise issue determined adversely to
plaintiffs in the Frivolous Pleading case, whether DYFS acted in
good faith or with malice or without a reasonable legal basis, is
the central issue in this case. The trial court determined that
issue on its merits and it was a matter or fact directly at issue
and necessary to support the judgment rendered. Under United
Rental Equip. Co., supra, the bar extends to protect the attorneys
who represented DYFS in the trial court as well as the DYFS
employees even though they were not parties to the action.
Plaintiffs' brief correctly notes that the court's findings in
the Frivolous Pleading case were expressly limited to the
activities of DYFS in the trial of the termination case. The court
made no ruling with respect to good faith, or a lack thereof, in
the prosecution of the appeals. Matter of K.L.F., supra, 275 N.J.
Super. at 525-26. Thus, the doctrine of collateral estoppel is no
bar to plaintiffs' claim that the appeals constituted bad faith
conduct for which defendants should be answerable in tort.
However, that claim is legally insupportable for reasons noted
earlier in this opinion.
In relation to the doctrine of collateral estoppel, the claims
of plaintiff K.L.F. must receive the same treatment as those of her
mother. By the time of the Frivolous Pleading action plaintiff
B.F. had full physical and legal custody of her daughter K.L.F.
Consequently, to the same extent that the doctrine of collateral
estoppel bars the claims of plaintiff B.F. so does it bar those of
plaintiff K.L.F. E.I.B. by I.J. v. J.R.B.,
259 N.J. Super. 99
(App. Div.), certif. denied,
130 N.J. 602 (1992).
Affirmed.
Footnote: 1 This appeal, originally scheduled to be argued Septem- ber 25, 1996, was argued telephonically September 26, 1996.