SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2291-95T5
BRANDON CANESI, a minor by his
parents, Melissa and Sebastian
Canesi, as Guardian Ad Litem;
MELISSA and SEBASTIAN CANESI,
Individually,
Plaintiffs-Appellants,
v.
JAMES A. WILSON, M.D., RONALD
LOWE, M.D., JOHN DOE PHYSICIAN
(2-10), JOHN DOE DRUG MANUFACTURER
(1-10),
Defendants-Respondents.
___________________________________________
Argued November 7, 1996 - Decided November 27, 1996
Before Judges Shebell, Baime and P.G. Levy.
On appeal from the Superior Court of
New Jersey, Law Division, Atlantic County.
Jay L. Hundertmark argued the cause for
appellants (Valore Law Firm, attorneys;
Mr. Hundertmark, of counsel, and on the
brief).
Robert E. Paarz argued the cause for
respondents (Paarz, Master & Koernig,
attorneys; Mr. Paarz, of counsel; Mary Ann
O'Brien, on the brief).
Orlovsky, Grasso & Bolger, filed a brief on
behalf of defendant-respondent, Robert E.
Loewe, M.D. (Donald J. Grasso, of counsel;
Nina M.C. Halpin, on the brief).
The opinion of the court was delivered by
SHEBELL, P.J.A.D.
Plaintiffs appeal the dismissal by summary judgment of their
medical malpractice action. On December 21, 1992, plaintiffs
filed suit against defendant, Dr. James Wilson, alleging medical
malpractice. On March 4, 1994, plaintiffs filed an amended
complaint that added Dr. Ronald LoeweSee footnote 1 as a defendant. On
September 1, 1995, defendant, Dr. Wilson, moved for summary
judgment. Defendant, Dr. Loewe, subsequently joined in the
motion. The judge granted defendants' motions on November 15,
1995. Plaintiffs moved for reconsideration, and on December 15,
1995, their motion was denied. Plaintiffs appeal.
On July 1, 1991, plaintiff, Mrs. Melissa Canesi, then 11
days overdue for her menstrual period, visited defendant, Dr.
Wilson, a specialist in obstetrics and gynecology to have a
pregnancy test. A few days earlier, she had taken a home
pregnancy test which was negative. Dr. Wilson gave her a
urinalysis pregnancy test, which also indicated she was not
pregnant. The doctor then prescribed Provera which he told her
would bring on her period. He gave her a packet of 10 pills and
told her to take one a day for ten days, but to stop taking it if
she felt like she was getting her period. She said he told her
not to read the pamphlet that comes with the packet because it
would scare her. Dr. Wilson conceded that he may have said that.
Mrs. Canesi began taking the Provera on July 2, 1991 and
continued for eight days. She started feeling "crampy," but did
not begin her period, so she finished the packet. Because she
was spotting but had not gotten her period, Mrs. Canesi was sent
by Dr. Wilson for a blood serum pregnancy test. On July 18,
1991, he told her the test was positive. After she learned she
was pregnant, Mrs. Canesi expressed concern to Dr. Wilson that
she had taken pills while she was pregnant. He allegedly told
her there was nothing to worry about.
Dr. Wilson admitted he never apprised Mrs. Canesi of any
risk to the fetus related to Provera either when it was
prescribed or after he learned that she was pregnant. He did
have a copy of the Physicians Desk Reference (PDR) at the time
and was aware of the "bordered box"See footnote 2 warning therein. The 1991
PDR "bordered box" warning for Provera contains the following:
THE USE OF PROGESTATIONAL AGENTS DURING THE
FIRST FOUR MONTHS OF PREGNANCY IS NOT
RECOMMENDED. Progestational agents have been
used beginning with the first trimester of
pregnancy in an attempt to prevent habitual
abortion or treat threatened abortion. There
is no adequate evidence that such use is
effective and there is evidence of potential
harm to the fetus when such drugs are given
during the first four months of pregnancy.
Furthermore, in the vast majority of women,
the cause of abortion is a defective ovum,
which progestational agents could not be
expected to influence. In addition, the use
of progestational agents with their uterine-relaxant properties, in patients with
fertilized defective ova may cause a delay in
spontaneous abortion. Therefore, the use of
such drugs during the first four months of
pregnancy is not recommended. Several
reports suggest an association between intra-uterine exposure to female sex hormones and
congenital anomalies, including congenital
heart defects and limb reduction defects.
One study estimated a 4.7-fold increased risk
of limb reduction defects in infants exposed
in utero to sex hormones (oral
contraceptives, hormone withdrawal tests for
pregnancy, or attempted treatment for
threatened abortion). Some of these
exposures were very short and involved only a
few days of treatment. The data suggest that
the risk of limb reduction defects in exposed
fetuses is somewhat less than 1 in 1,000.
If the patient is exposed to PROVERA Tablets
(medroxyprogesterone acetate) during the
first four months of pregnancy or if she
becomes pregnant while taking this drug, she
should be apprised of the potential risks to
the fetus.
[Emphasis added.]
In 1993 the PDR "bordered box" warning was revised as
follows:
THE USE OF PROVERA (MEDROXYPROGESTERONE
ACETATE) DURING THE FIRST FOUR MONTHS OF
PREGNANCY IS NOT RECOMMENDED.
Progestational agents have been used
beginning with the first trimester of
pregnancy in an attempt to prevent habitual
abortion. There is no adequate evidence that
such use is effective when such drugs are
given during the first four months of
pregnancy. Furthermore, in the vast majority
of women, the cause of abortion is a
defective ovum, which progestational agents
could not be expected to influence. In
addition, the use of progestational agents
with their uterine-relaxant properties, in
patients with fertilized defective ova may
cause a delay in spontaneous abortion.
Therefore, the use of such drugs during the
first four months of pregnancy is not
recommended.
Several reports suggest an association
between intrauterine exposure to
progestational drugs in the first trimester
of pregnancy and genital abnormalities in
male and female fetuses. The risk of
hypospadias, 5 to 8 per 1,000 male births in
the general population, may be approximately
doubled with exposure to these drugs. There
are insufficient data to quantify the risk to
exposed female fetuses, but insofar as some
of these drugs induce mild virilization of
the external genitalia of the female fetus,
and because of the increased association of
hypospadias in the male fetus, it is prudent
to avoid the use of these drugs during the
first trimester of pregnancy.
If the patient is exposed to PROVERA Tablets
(medroxyprogesterone acetate) during the
first four months of pregnancy or if she
becomes pregnant while taking this drug, she
should be apprised of the potential risks to
the fetus.
This revised warning makes no mention of a risk of limb reduction
defects, nor has any subsequent edition of the PDR.
Soon after Mrs. Canesi found out that she was pregnant, she
began seeing Dr. Loewe for obstetrical care. She said that at
her initial visit with Dr. Loewe on July 25, 1991, he said he
could not understand why Provera or any synthetic hormone would
be prescribed for her, but that it was nothing to worry about.
Dr. Loewe stated at his deposition that in his practice he used
the PDR "to check on a medicine" and knew about Provera, but was
not sure if he knew about the "bordered box" warning. He did not
recall whether he warned Mrs. Canesi about taking Provera but
stated that it was not his practice to list every possible defect
that there could be with the fetus for the possible drugs that a
patient may have taken. On March 18, 1992, Mrs. Canesi delivered
Brandon, who was normal except for "limb reduction" involving his
hands and fingers.
Plaintiffs utilized two experts to support their case. The
first, Dr. William Vilensky, D.O., noted that he was not
rendering an opinion regarding a causal relationship between
Provera and birth defects. He only rendered an opinion on the
standard of care required of the doctors under the circumstances,
and concluded there was negligence due to failure to inform the
patient of the PDR warnings. Plaintiffs' second expert, Dr.
Deborah Consoli, M.D., testified that in 1991 the opinions of the
medical community were divided as to whether limb reduction could
be a consequence of taking Provera during pregnancy. Therefore,
not only was there a warning of possible limb reduction in the
PDR, but in her view it was also necessary for a physician to
inform a patient of the possible risk to the fetus related to use
of Provera. She also testified that subsequent to 1991, further
medical studies showed that the concern that Provera could cause
limb reduction abnormalities was unfounded.
It must be concluded on the record presented to the motion
judge and this court that currently the general consensus of
medical opinion is that there is no valid evidence of a cause and
effect relationship between Provera and limb reduction
abnormalities. Beginning with the 1993 PDR, the warning
regarding Provera causing limb reduction abnormalities in unborn
fetuses was eliminated and has not returned. As no evidence of a
cause and effect relationship exists in the record, plaintiffs'
direct claims that Brandon's deformity was caused by the
prescribing of Provera were properly dismissed.
Plaintiffs argue, however, that the issue of whether Provera
caused the child's limb deformities was only one of the three
bases for their contention that the defendants are liable. The
second basis is that the defendants were negligent in their
failures to inform and warn Mrs. Canesi that the drug
manufacturer and PDR had issued clear warnings that Provera
should not be taken during early pregnancy because Provera was
believed to have the potential to cause defects in fetuses,
including limb reduction deformities. Plaintiffs argue that this
failure to advise Mrs. Canesi deprived her of the opportunity to
elect to terminate her pregnancy. The third basis upon which it
is argued that Dr. Wilson may be held liable, even if Provera
does not cause limb deformities, is that prescribing it when Mrs.
Canesi was pregnant increased the risk that if she was carrying
an abnormal ova she would retain it, rather than spontaneously
abort the ova.
As to the argument that prescribing Provera to a pregnant
woman increased the risk that if she was carrying a defective ova
it would be retained rather than spontaneously aborted, the judge
stated:
There is no testimony to that in the case.
The Court views that as a type of complex
medical issue where expert testimony is
required and any statements to that effect in
the PDR would be inadequate to go to the
jury.
We concur in that ruling. Assuming that the PDR is admissible as a "learned treatise" (N.J.R.E. 803(c)(18)), its use as substantive evidence is limited to "`situations in which an expert is on the stand and available to explain and assist in the application of the treatise if desired.'" Jacober v. St. Peter's
Medical Ctr.,
128 N.J. 475, 491 (1992) (quotation omitted).
Accordingly, a party cannot generally introduce a treatise into
evidence as a substitute for expert testimony. Biunno, Current
N.J. Rules of Evidence, comment on N.J.R.E. 803(c)(18); Adamski
v. Moss,
271 N.J. Super. 513, 519-22 (App. Div. 1994). See
Morlino v. Medical Ctr., ___ N.J. Super. ___ (App. Div. 1996).
Moreover, there is no evidence here of a defective ova that
might, but for the use of Provera, have been spontaneously
aborted.
We next turn to plaintiffs' argument that the failure to
inform and warn Mrs. Canesi deprived her of the opportunity to
make a reasoned determination as to whether the pregnancy should
be terminated. The motion judge stated:
I view that as an argument that would
extend the parameters of current and existing
law or would fly in the face of current
existing law. The cases that I've read cited
by both parties with respect to failure to
warn all, without exception, involve failure
to warn of risks which ultimately involve the
patient suffering from one of the very risks
that she was not warned about. There hasn't
been one case in the reported decisions that
has deviated from that concept. This would
be that case
Under the present set of the proofs, in this
particular case, from the plaintiffs'
experts, it is -- it can fairly be concluded
that none of the experts can draw a
relationship between the ingestion of Provera
and the limb deficits that the child was born
with.
The question then becomes should liability
be imposed because of the failure to warn and
essentially whether it's founded or not
founded but because it appears in the PDR or
similar type of medical reference. And I
can't say that there's an obligation and a
duty by a doctor to do that. That's not, in
my opinion, the status where there has been
no causal relationship between the taking of
the medication and the defect complained of.
I don't think that's the status of our law.
It certainly doesn't appear in any of the
reported decisions. It certainly doesn't
appear in the concepts of probable cause that
we've read about
I view [causation] as the lack of a very
essential element for a cause of action to
accrue, and, therefore, contrary to existing
law.
Defendants conceded that for the purposes of the summary
judgment motion they had an obligation to warn Mrs. Canesi of the
dangers of taking Provera while pregnant and that a breach of the
duty of reasonable medical care can be found on the record
presented to the motion judge, although at trial they might
defend against that assertion. Thus, the present issue turns not
on duty, but on proximate cause.
While we agree with plaintiffs' assertion that breach of a
standard of care must be measured by the standard in effect at
the time it was allegedly breached, we hold that in these
circumstances causation is to be determined by up to date medical
and scientific evidence. Thus, current knowledge is highly
relevant to the issue of whether defendants' acts or omissions
"caused" the plaintiff harm. Causation in these circumstances is
not time-related, it must be viewed for our purposes as an
absolute truth, subject to discovery by proper investigation.
Plaintiffs, however, assert that even if taking Provera did
not cause Brandon to be born with a limb reduction abnormality,
both defendants were negligent in not discussing with Mrs. Canesi
any of the PDR warnings because, if she had been made aware of
any potential for fetal abnormality, she would have aborted the
fetus. This deprived her of the choice or chance to abort the
pregnancy. Plaintiffs reason that this is what "caused" Brandon
to be born with a limb reduction abnormality. Simply stated, it
is plaintiffs' position that there is no legal requirement that
they prove that Provera directly caused Brandon's limb reduction
defect in the circumstances of this case.
Defendants counter by arguing that even as to the "lost
opportunity to abort" claim, plaintiffs must establish that the
taking of Provera caused Brandon's limb reduction abnormalities.
We agree, as we are convinced that plaintiffs' cause of action
cannot exist unless it is demonstrated that the undisclosed harm
or risk actually occurred and that defendant's negligence was a
proximate cause of the condition complained of.
We do not believe that legal acceptance of plaintiffs'
theory of causation is appropriate or desirable. Plaintiffs'
theory would impose liability for a failure to warn or to obtain
informed consent without regard to whether the ultimate
consequence in fact related to the condition of which the doctor
failed to warn or inform the patient. Moreover, it is clear in
this case that if the fetus had been aborted because of the
concerns expressed in the PDR, it would have been based on a
medical premise now found to be fallacious.
Proximate cause is a concept our law has developed to limit
recovery in certain circumstances notwithstanding that a cause in
fact may exist between the breach of duty and the damages
suffered. The determination of proximate cause is to be based
upon a mixed consideration of logic, common sense, justice,
policy and precedent. Caputzal v. Lindsay Co.,
48 N.J. 69, 77-78
(1966). Non-liability, in circumstances such as are presented
here, involves a question of policy and is a matter of law for
the court and not the factfinder. Id. at 75. Because Brandon's
deformity is not related to the drug to which the warning
pertained, we hold, as a matter of law, that legal or proximate
causation between the consequences of the birth and the failure
to warn, resulting in a lost opportunity to abort, may not be
found. To hold otherwise would lead to a multitude of tort
claims based on "chance occurrences," rather than legally
definable causal relationship.
Plaintiffs cite Berman v. Allan,
80 N.J. 421 (1979) and
Procanik v. Cillo,
97 N.J. 339 (1984), for the proposition that
failure to inform, resulting in a lost opportunity to abort
claim, does not require a causative link between Provera and the
limb reduction abnormality. In Berman, the pregnant plaintiff
was at risk due to her age, but she was not told of the
availability of an amniocentesis test. The test may have
detected chromosomal defects in the fetus indicative of Down's
Syndrome. Her baby was born with Down's Syndrome. She alleged
that if she had been told about the test, and had it come back
positive for Down's Syndrome, she would have aborted. Berman,
supra, 80 N.J. at 425. Our Supreme Court held that "wrongful
birth" is actionable and remanded for a trial. Id. at 432, 434.
In Procanik, the pregnant plaintiff consulted her doctors about
her recently having had measles. The doctors negligently failed
to detect that she had contracted German measles, and therefore
they did not tell her that the baby might have congenital rubella
syndrome. The baby was subsequently born with the condition.
Plaintiff alleged she was deprived of the choice of terminating
the pregnancy. Procanik, supra, 97 N.J. at 343-44. The Court
allowed the action stating that "[w]rongful birth" applies to the
cause of action of parents who claim that the negligent advice or
treatment deprived them of the choice of avoiding conception, or
as here, of terminating the pregnancy. Id. at 348, 356.
These cases are not helpful on the issue before us. In
Procanik, the harm could have been detected by the doctor in the
exercise of proper medical care; in Berman, the undetected German
measles was in fact the cause of the child's condition. Here,
there is no evidence that Provera can cause limb reduction
abnormalities and plaintiffs cannot show that the deformity is
detectable by a timely testing procedure. If plaintiffs had
demonstrated a causative link between Provera and the limb
abnormality, the defendants could be held to answer for their
breach. Plaintiffs, however, will not be allowed to use
defendants' breach to recover for a "chance occurrence" that was
not caused by defendant's failure to warn.
Affirmed.
Footnote: 1The caption and complaint misspell Dr. Loewe's name as "Lowe." Footnote: 2To emphasize the warning, the PDR prints it inside of a box with a black lined border on all four sides.