NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-1983-99T3
CAROL TROUM, Individually and
as Executrix of the Estate of
ARTHUR TROUM,
Plaintiff-Respondent,
v.
NEWARK BETH ISRAEL MEDICAL CENTER,
JOHN DOE PHYSICIANS 1-50, JOHN DOE/
JANE DOE MEDICAL TECHNICIANS 1-50,
JOHN DOE/JANE DOE NURSE/OTHER MEDICAL
CARE PROVIDERS 1-50, JOHN DOE/JANE DOE/
ABC CORPORATION 1-50, MANUFACTURERS
DISTRIBUTORS OF CRYOPRECIPITATE 1-50,
BLOOD BANKS 1-50, NORTH JERSEY BLOOD CENTER,
a business enterprise of the State of
New Jersey, AMERICAN ASSOCIATION OF
BLOOD BANKS, a national association member
of blood banks with office in the State
of Maryland, ISAAC GIELCHINSKY, M.D.,
KRONISH, SCHKEEPER AND LESSER, a professional
corporation of New Jersey, ERIC LENTZ, ESQ.,
an attorney at law of New Jersey,
Defendants,
and
LUIS RIVERA, M.D.,
Defendant-Appellant.
_______________________________________________
Argued January 31, 2001 - Decided March 5, 2001
Before Judges Baime, Carchman and Lintner.
On appeal from Superior Court of New
Jersey, Law Division, Essex County,
L-12039-94.
Jay Scott MacNeil argued the cause for
appellant (Post, Polak, Goodsell &
MacNeill, attorneys; Mr. MacNeil,
of counsel; Franca D. Maiorano, on the
brief).
James A. Mella argued the cause for
respondent (Mella & Dimiero, attorneys;
Mr. Mella and Laura M. Le Winn, on
the brief).
The opinion of the court was delivered by
BAIME, P.J.A.D.
Arthur Troum was infected with the human immunodeficiency
virus (HIV) when a tainted blood product was administered during
cardiothoracic surgery. The virus subsequently ripened into
acquired immunodeficiency syndrome (AIDS) resulting in Troum's
death. Plaintiff Carol Troum brought survival and wrongful death
actions contending that Dr. Luis Rivera committed medical
malpractice by unnecessarily ordering the tainted blood
transfusion. This appeal followed a jury verdict in plaintiff's
favor.
The principal question presented is whether the statute of
limitations expired. Defendant argues that plaintiff's survival
action accrued when the deceased tested positive for HIV and was
aware that his infection was attributable to the fault of
another. Plaintiff contends HIV and AIDS are separate diseases
and that the injury was the onset of AIDS, not the discovery of
the presence of the HIV infection.
Because the medical evidence establishes that HIV and AIDS
occur as a seamless progression of a single pathology, we reject
plaintiff's argument that each condition is a separate and
distinct illness triggering a new statute of limitations. We
hold that the survival action accrued when plaintiff tested
positive for HIV and knew that his infection was caused by
another's negligence. We also conclude that the deceased was
subjectively aware of the correlation between HIV and AIDS, and
that the survival action was not saved by the discovery rule.
And finally, we are satisfied that the wrongful death claim did
not require the availability of an action for damages by the
deceased at the time of his death, and was thus not barred by
expiration of the limitations period.
I. FACTS PERTAINING TO LIABILITY
Arthur Troum was a physician. Following a heart attack,
Troum terminated his private practice and commenced employment
with the Veteran's Administration.
In 1984, Dr. Isaac Gielchinsky performed a quadruple
coronary artery bypass on Troum at Beth Israel Hospital. At
trial, no one involved in the procedure had any independent
recollection of the operation. Medical records indicated that
the bypass was performed flawlessly. At the conclusion of the
procedure, Troum was injected with protamine, a drug designed to
promote clotting. Gielchinsky testified that this was a routine
technique, and that none of the medical records indicated that
Troum was bleeding excessively either during or after the
operation.
Troum was transferred to the coronary care unit in stable
condition. It was customary practice for the surgeon, the
attending resident, the anesthesiologist, the profusionistSee footnote 11, and
a nurse to remain with the patient for approximately one-half
hour. The doctors would then return to the operating room,
leaving the patient in the care of the resident in charge of the
coronary care unit.
Dr. Rivera was the resident on call in the coronary care
unit. He and two other residents had begun their cardiovascular
surgery residencies only three weeks earlier. Barbara Corvino-
Diaz was the registered nurse. Because of time constraints, she
would not record the name of the doctor giving specific orders at
the time the orders were issued. At the conclusion of her shift,
Corvino-Diaz would identify the resident on call as the doctor
who issued a particular order even though the order was actually
issued by another physician.
The medical records indicated that Dr. Rivera ordered the
administration of cryoprecipitate. It is undisputed that Troum
was administered ten units of cryoprecipitate while in the
coronary care unit shortly after completion of the bypass
procedure. Cryoprecipitate is an extract of clotting factors
from pooled blood. It is administered to promote clotting and
stop excessive bleeding. Each unit of cryoprecipitate comes from
a different donor. Thus, the risk of infection increases with
the number of units of cryoprecipitate administered.
Although the parties devoted substantial effort in
attempting to identify the physician who ordered the
cryoprecipitate from the laboratory, that fact appears to be
irrelevant. It is undisputed that the cryoprecipitate was
ordered from the laboratory while the operation was ongoing. It
is highly likely that Gielchinsky ordered the cryoprecipitate
while performing the bypass as a precaution in the event it was
needed later. Gielchinsky explained that it took between forty-
five minutes and one and one-half hours for the laboratory to
prepare the cryoprecipitate and deliver it to the patient. A
surgeon would routinely order cryoprecipitate in order to assure
its availability if the patient subsequently developed excessive
bleeding.
The relevant questions were (1) whether the cryoprecipitate
should have been administered to the patient, and (2) who
actually ordered the blood transfusion. Plaintiff's expert, Dr.
John Hutchinson, testified that administration of cryoprecipitate
to Troum constituted a deviation from the accepted standard of
care. At the time of the operation, the risk of HIV infection
was just beginning to become known. However, it was common
knowledge among physicians that the risk of administering
cryoprecipitate included infecting the patient with hepatitis and
other viruses and bacteria. Hutchinson explained that
cryoprecipitate should be administered only to stem excessive
bleeding and only after it is determined that the use of
protamine has not had the desired effect of promoting clotting.
Based on the medical records, Hutchinson concluded that
Troum's "drainage" during the first two hours after the surgery
was moderate and was well within normal limits. Hutchinson did
not alter his opinion when confronted with Corvino-Diaz's notes,
which indicated that there was "increased bleeding" from the
patient's chest tube.
Defendant's expert, Dr. Joseph Cohen, disagreed with
Hutchinson's conclusion that administration of cryoprecipitate
was "contraindicated." Cohen explained that at the time of the
operation there was no medical consensus as to the use of blood
products for post-operative fluid replacement. Nor were there
any governing standards. Cohen testified that the medical
records suggested Troum suffered from abnormal bleeding.
Evidence of this possibility included the fact that the
cryoprecipitate was ordered while the bypass procedure was being
conducted, and the fact that a fibrinogen test, which is used to
measure the clotting factor in blood, was ordered immediately
following the surgery.
Defendant denied ordering the administration of
cryoprecipitate. He explained that the cardiovascular surgery
residency program at Beth Israel Hospital was closely supervised.
The authority of the residents was narrowly circumscribed.
Defendant testified that in his third week of training he would
not have had the authority to order the administration of
cryoprecipitate to a patient. Only the attending physician, the
senior resident and the anesthesiologist would have such
authority.
Defendant's testimony was corroborated by all the medical
professionals associated with Troum's care. Gielchinsky
testified that a resident with three weeks experience would not
be permitted to order the administration of a blood product. Dr.
Akrom Bhatti, the chief cardiovascular surgery resident at the
time of Troum's surgery, found it "quite unlikely" that a junior
resident could independently give a patient cryoprecipitate
without consulting a supervising physician. Dr. Girya Surya, who
commenced his cardiovascular surgery residency on the same day as
defendant, testified that junior residents were instructed not to
make any significant decision, such as giving transfusions,
prescribing medications, or administering fluids, without
consulting the chief resident or attending physician. Corvino-
Diaz explained that she did not accept orders from junior
residents.
Troum remained in the hospital for nine days. He returned
to work three months after his discharge. In April 1987, it was
learned that Troum's blood transfusion was tainted with the HIV
virus. Troum was so informed and tested positive for HIV the
same month. We will describe Troum's emerging knowledge
concerning the ramifications of his infection in our recital of
the facts pertaining to the statute of limitations. It suffices
to note here that after a period in which he remained largely
asymptomatic, Troum's health rapidly deteriorated.
Troum began treatment with Dr. Jerome Levine, a specialist
in infectious diseases. Initially, Troum appeared stable with no
signs or symptoms of AIDS. At trial, Levine explained that HIV
was the infection and that AIDS was the manifestation of the
disease. Thus, Levine did not consider it unusual that Troum was
initially free of symptoms associated with AIDS. The doctor also
testified that while drugs could delay to some extent the onset
of AIDS, the medical profession was cognizant of the fact that
HIV-infected patients would eventually suffer from AIDS and die.
Levine explained that the virus attacks the part of the
human immunological system called lymphocytes, or specifically
the T-4 or CD-4 cells. The virus replicates itself, thus
destroying the body's capacity to maintain a normal cell count,
approximately 1000. As of September 1988, Troum's count was 782,
which Levine characterized as being within the lower limits of
the normal range. However, by October 1990, Troum's cell count
fell to 136 _ what the medical community now considers "full-
blown AIDS." Although Troum retired from his position with the
Veterans Administration in July 1991, he continued to work on a
part-time basis for approximately one year. By that time,
Troum's weight had dropped to 116 pounds, and he began suffering
bouts of disorientation.
Levine testified that Troum developed AIDS-related dementia
in August 1992. This condition occurs when the virus attacks,
and progressively destroys, the brain cells and neurologic
tissues. Troum's dementia required repeated hospitalizations.
Troum died on June 20, 1993. It is undisputed that Troum's
wasting syndrome, immune system destruction, and dementia were
all consequences of his HIV infection and were responsible for
his death.
II. FACTS PERTAINING TO STATUTE OF LIMITATIONS
Pursuant to
Lopez v. Swyer,
62 N.J. 267 (1973), the trial
court conducted an evidentiary hearing to resolve factual
questions relating to the statute of limitations. We recite the
salient facts.
On April 29, 1987, Troum received a letter stating that he
may have received contaminated blood during his bypass surgery.
Immediately thereafter, Troum was tested and was found to be
infected with HIV. Plaintiff learned that her husband was HIV
positive in September 1987.
That same month, plaintiff and Troum visited Troum's
internist, Dr. Michael Markowitz. He advised the couple that
Troum could remain asymptomatic for nine or ten years. Based
upon their consultations with Dr. Markowitz and reading various
articles, plaintiff and Troum knew that the HIV infection would
ultimately progress to the AIDS virus. Plaintiff testified that
she and her husband knew that the illnesses were "connected."
They were aware of the fact that Troum would "eventually get"
AIDS.
According to plaintiff, it was not until 1989 that she and
her husband realized someone was at fault for ordering the
administration of the tainted blood product. Before that time,
the couple knew that Troum had been infected with HIV by reason
of the blood product that had been given to him in the course of
his bypass surgery, but assumed that this unfortunate event was
merely the product of "bad luck." Because they felt like
"victims," plaintiff and Troum consulted with an attorney who
brought suit against Beth Israel Hospital and various fictitious
defendants on March 30, 1990.
After being served with interrogatories, however, the couple
directed their lawyer to dismiss the suit. They chose that
course because Troum was depressed with the deterioration of his
physical condition and did not want to spend his remaining days
fighting a contentious lawsuit. Plaintiff and her husband were
told that a suit alleging medical malpractice had to be
instituted within two years of the date they learned of the
departure from a recognized standard of care and its relationship
with Troum's disease. They were also advised that the voluntary
dismissal was without prejudice to their rights "with the
exception of the statute of limitations defense." A stipulation
of dismissal was filed on September 20, 1990, in which plaintiff
and her husband declined to preserve the deposition of Dr. Troum,
"either by way of transcript or videotape."
The couple reconsidered their decision in the winter of
1993. By that time, Troum's physical condition had substantially
worsened. Troum was particularly concerned with how his death
would affect his children and grandchildren. Plaintiff and her
husband consulted with an attorney and discussed the possibility
of filing suit after Troum's death. However, no further action
was taken until September 8, 1994, some fifteen months after
Troum's death. On that date, plaintiff filed the present
action.See footnote 22
Much of the evidence pertained to the relationship between
HIV and AIDS. Plaintiff's infectious disease expert, Dr. Allan
Pollock, testified that HIV and AIDS are not equivalent. He
explained that an individual who becomes infected with HIV may be
asymptomatic for a substantial period of time. The witness
observed that in 1987, it could not be predicted with any degree
of medical certainty that a person infected with HIV would
ultimately develop AIDS. While there was an emerging body of
knowledge correlating HIV with AIDS, there was no way to predict
the manifestation of the disease or its impact on the patient.
Pollock testified that the definition of AIDS has changed
over the years. In 1987, the Center for Disease Control utilized
a two-pronged test in defining AIDS: (1) the patient had to have
one of the "indicators" or "marker" diseases associated with AIDS
and (2) the patient must have tested positive for the HIV
antibody. According to Pollock, a low CD-4 count, standing
alone, was not considered a sufficient basis upon which to
predicate a diagnosis of AIDS. In 1993, the Center modified its
baseline definition of AIDS. The definition was expanded to
include all patients whose CD-4 count fell below 200.
Applying the definition that was controlling between 1987
and 1990, Pollock concluded that Troum did not suffer from any of
the enumerated "indicator" or "marker" diseases until the summer
of 1992, when he developed dementia. However, if the 1993
definition were applied retrospectively, Troum would be
considered to have begun suffering from AIDS in October 1990,
when his CD-4 count first fell below 200.
Defendant's infectious disease expert, Dr. Alexander Kisch,
disagreed with Pollock's application of the 1987 definition. He
concluded that Troum's demonstrated wasting syndrome, swollen
glands and decreased T-cell count served as "indicator" or
"marker" conditions, which combined with the patient's positive
test for HIV, made him eligible for a diagnosis of AIDS as early
as 1990, which was the "beginning of that progression."
Kisch testified that HIV and AIDS are not separate diseases,
but merely "two stages on the same spectrum." In expressing this
view, Kisch acknowledged that the New Jersey Department of Health
issued literature to physicians in 1987, advising them to tell
their patients that most people infected with HIV were not
expected to develop AIDS. Kisch insisted, however, that this
information was not true. He believed that the Department's
statements were designed to prevent patients from becoming
suicidal or refusing treatment.
According to Kisch, a survey conducted in 1988 and published
the same year disclosed that ninety percent of all HIV positive
patients progressed to full-blown AIDS within a three year
period. Kisch testified that he was aware of no scientific study
deviating from the conclusion that almost all people infected
with HIV ultimately develop AIDS and die. The witness added that
more recent studies indicate that only two to three percent of
HIV positive patients do not later develop AIDS.
Dr. Donald Louria, another infectious disease expert,
substantially corroborated Kisch's conclusion that HIV and AIDS
constitute different stages of a single pathology. Louria also
agreed with Kisch's view that as of 1987 it was generally known
that almost all patients infected with the HIV virus would
develop AIDS and would die from that disease. Louria testified
that Troum suffered from AIDS beginning in October 1990, when the
deceased's CD-4 count fell below 200. While acknowledging that
the Center's 1987 definition of AIDS would not be satisfied by a
low CD-4 count, Louria emphasized that medical experts working
with HIV patients in the 1980's knew that a CD-4 count below 200
signified that the infection had progressed to full-blown AIDS.
According to the witness, the Center's 1993 definition merely
memorialized what everyone dealing with AIDS already knew.
Dr. Kenneth Weiss, a psychiatrist, testified that Troum's
ability to pursue a legal remedy was affected by the depression
and anxiety that began when the deceased learned he was HIV
positive. Weiss noted that Troum was treated by a psychiatrist
for approximately six months in 1987. By 1992, Troum had
developed a severe psychiatric disturbance, which included
hallucinations, disorientation and paranoia. Weiss concluded
that from some point in 1990 until his death, Troum was severely
"incapacitated" and "insane."
III. THE JUDGE'S DECISION ON THE STATUTE OF LIMITATIONS
The Law Division judge concluded that the statute of
limitations with respect to the survival action did not begin to
run until Troum was diagnosed with AIDS. Citing toxic tort
decisions, the judge determined that the statute does not
commence in a case involving a latent disease until there is a
clinical manifestation of the illness or a reasonable medical
probability that the plaintiff will become symptomatic. The
judge stressed that "between May 1987 and August 1992, Troum was
merely HIV positive [and] had not developed the disease of AIDS."
The judge noted that "[i]t was not until August or September 1992
that [Troum] developed his first clinical symptoms of AIDS which
was the AIDS-related dementia/encephalopathy." Applying the 1987
definition of AIDS promulgated by the Center for Disease Control,
the judge reasoned that Troum knew he had AIDS in the autumn of
1992. By that time, Troum suffered from a "marker" or
"indicator" illness and tested positive for HIV.
The judge further concluded that Troum had no reason to
institute suit when he first became aware he tested positive for
HIV. The judge emphasized that Troum was entirely asymptomatic
at that time, and that "the development of AIDS from HIV
infection was by no means certain" in 1987. The judge cited the
New Jersey Department of Health letter to physicians, which
stated that "most people affected with the HIV virus are not
expected to develop AIDS, and many may remain totally
asymptomatic." The judge reasoned that "if the medical community
could not have predicted with medical probability that Troum
would develop AIDS, it [would be] unreasonable and unfair to
expect or require Troum to have such knowledge."
It is against this factual backdrop that we address the
issues raised.
IV. REJECTION OF THE SEPARATE DISEASE THEORY
Medical malpractice actions must be commenced within two
years of the alleged negligence.
N.J.S.A. 2A:14-2. However, the
discovery doctrine "postpone[s] the accrual of a cause of action"
so long as a party reasonably is unaware either that he has been
injured, or that the injury is due to the fault or neglect of an
identifiable individual or entity.
Vispisiano v. Ashland Chem.
Co.,
107 N.J. 416, 426-27 (1987). "'Critical to the running of
the statute is the injured party's awareness of the injury and
the fault of another.'"
Martinez v. Cooper Hospital,
163 N.J. 45, 52 (2000) (quoting
Baird v. American Med. Optics,
155 N.J. 54, 66 (1998)). The question is whether the facts presented
would alert a reasonable person exercising ordinary diligence
that he was injured due to someone else's fault.
Ibid. The
standard is basically an objective one _ whether the plaintiff
"knew or should have known" of sufficient facts to start the
statute of limitations running.
Ibid. "That does not mean that
a plaintiff must have knowledge of a specific basis for legal
liability or a provable cause of action before the statute of
limitations begins to run."
Ibid. (citing
Savage v. Old Bridge-
Sayreville Med. Group,
134 N.J. 241, 248 (1993)). It does,
however, require knowledge not only of the injury but also that
another is at fault.
Ibid.;
see also Lynch v. Rubacky,
85 N.J. 65, 70 (1981). Both are critical elements in determining whether
the discovery rule applies.
Martinez v. Cooper Hospital, 163
N.J. at 52;
see also Mancuso v. Neckles ex rel. Neckles,
163 N.J. 26, 29 (2000);
Gallagher v. Burdette-Tomlin Mem. Hosp., 163
N.J.
38, 43 (2000).
For that analysis, plaintiffs are divided into two classes:
those who do not know that they have been injured and those who
know they have suffered an injury but do not know that it is
attributable to the fault of another.
Lopez v. Swyer, 62
N.J. at
274. Here, it is undisputed that by 1989 the Troums were aware
that an identifiable entity or person was responsible for the
administration of the tainted cryoprecipitate. It was at this
time that they consulted a lawyer for the purpose of bringing
suit. In a similar vein, the Troums knew in 1987 that Dr. Troum
had suffered an injury. By September 1987 both Troum and
plaintiff were aware that Troum tested positive for HIV.
The question then is what a plaintiff must "discover" before
he will be deemed to have a cause of action for wrongful
transmission of the AIDS virus. Stated somewhat differently, at
issue is whether the statute of limitations "clock begin[s] to
run when the plaintiff is infected with HIV or when the plaintiff
actually develops AIDS." Catherine Colyer, "Wrongful Infection
with the HIV Virus: When Should the Clock Start Ticking on the
Statute of Limitations?," 4
Va. J. Soc. Pol'y & L. 235, 236
(1996) (Coyler, "Wrongful Infection").
We have found no reported New Jersey decision dealing with
this precise issue. In a somewhat related context, however, our
Supreme Court has held in
Mauro v. Raymark Industries, Inc.,
116 N.J. 126 (1989), that in order to recover damages for the
enhanced risk of contracting a future disease caused by exposure
to a dangerous substance, the plaintiff must prove that the
prospective illness is at least reasonably probable to occur.
The Court observed that "limiting recognition of enhanced-risk
claims to those that prove to a reasonable medical probability
the likelihood of future injury" is supported by important public
policy considerations.
Id. at 142-43. Specifically, "[t]hose
claims that fail to meet this standard, if presented to juries,
would require damage awards for diseases that are prospective,
speculative, and less than likely to occur."
Id. at 143.
Moreover, "[t]he more speculative the proof of future disease,
the more difficult would be the juries' burden of calculating
fair compensation."
Ibid. Inevitably, damage awards would be
rendered for diseases that never actually occur, "exacting a
societal cost in the form of higher insurance premiums and higher
product costs."
Ibid. The Court noted that where the plaintiff
is unable to demonstrate a reasonable probability he will suffer
a future disease, there remains available the later opportunity
to assert such a claim if and when the illness occurs.
Ibid. In
that respect, the Court observed that "removal of the statute of
limitations . . . doctrine[] as a bar to the institution of suit
when the disease for which plaintiff is at risk ultimately occurs
[will] enhance[] the quality of the remedy that tort law can
provide in such cases."
Ibid.
The Court relied heavily on its earlier decision in
Ayers v.
Jackson Tp.,
106 N.J. 557 (1987). That case involved a nuisance
action against a municipality arising out of the contamination of
its water supply by toxic pollutants. The Court held that the
plaintiffs could not recover damages for the enhanced risk of
contracting cancer absent quantification of the increased risk.
Id. at 598-99. The Court stated that the enhanced risk claim was
not cognizable absent testimony that there was a "reasonable
probability" the plaintiffs would contract the disease in the
future.
Id. at 598-99. The Court stressed that a timely filed
cause of action prompted by future discovery of the disease would
not be barred by the statute of limitations.
Id. at 583.
We had occasion to apply these principles in
Karol v.
Berkow,
254 N.J. Super. 359 (App. Div. 1992). There, the
plaintiff consulted a doctor in 1983 regarding a cyst. One year
later, a biopsy disclosed a malignancy. Two years after that
disclosure, the plaintiff brought suit for failure to properly
diagnose the cyst, claiming that the delay increased the risk of
his dying within the next seven years from three percent to
twenty-three percent. The plaintiff subsequently dismissed that
suit without prejudice. Three years later, he was given a
diagnosis of metastatic malignant melanoma. Within two years of
that diagnosis, plaintiff brought a new suit, claiming that his
risk of death had increased to seventy percent. We concluded
that the plaintiff's increased-risk-of-harm cause of action did
not accrue until he was diagnosed with metastatic cancer.
Id. at
362. In reaching that conclusion, we reasoned that when the
plaintiff initially filed suit, the increased risk of his dying,
from three percent to twenty-three percent, "would not support a
finding that the apprehended consequence,
i.e., recurrence of the
melanoma was 'reasonably probable' . . . ."
Id. at 368.
Cf.
Devlin v. Johns-Manville Corp.,
202 N.J. Super. 556 (Law Div.
1985) (where claim against manufacturers and distributers of
asbestos-related products for increased risk of cancer, as part
of an asbestosis claim, was rejected for failure to show
reasonable medical probability of future cancer, the entire
controversy doctrine would not bar any subsequent action if the
claimant actually contracted the disease).
The cases we have cited define when a plaintiff may bring a
lawsuit for the enhanced risk of contracting a future disease.
As phrased by plaintiff, however, the question presented here is
when a plaintiff must bring an action for a future illness or
suffer the consequences of a dismissal based upon the statute of
limitations. The issues are closely connected, but are not
necessarily the same. We need not decide whether a person must
bring suit whenever he is aware of a reasonable probability that
he will contract a disease in the future because of another's
negligence or fault.See footnote 33 That is not the question with which we are
presented because it is undisputed that Dr. Troum had the disease
already. This case does not involve a question of increased
risk. Rather, the issue is whether HIV and AIDS are distinct
illnesses or simply different stages of the same pathology.
We do not view the HIV infection and the AIDS virus as
distinct illnesses, each representing a separate cause of action
and triggering a new statute of limitations. The available
evidence abounds the other way. HIV causes AIDS. They are
different stages of a single pathology. According to Dr. Kisch,
ninety percent of all HIV positive patients progress to full-
blown AIDS within three years. More recent studies show that
"[a]n average of ten years lapses between the time an individual
is infected with the HIV virus and the time that individual is
diagnosed as having AIDS." Coyler, "Wrongful Infection," 4
Va.
J. Soc. Pol'y & L. at 248. "During that ten year period, most
individuals do not remain asymptomatic."
Id. at 248-49.
Instead, once a person is infected with HIV, he may contract
multiple diseases before the T-cell count ever drops below 200 or
"before [the person] contracts one of the twenty-six specific
diseases that will result in a diagnosis of AIDS."
Id. at 249.
Faced with this reality, other jurisdictions have held that
the statute of limitations for the wrongful transmission of AIDS
begins to run when the plaintiff knows that he has been infected
with the HIV virus and is aware, or should reasonably be aware,
that his injury is attributable to the fault or neglect of
another.
See, e.g.,
Nelson v. American Nat. Red Cross,
26 F.3d 193, 197 (D.C. Cir. 1994);
Smith v. American Red Cross,
876 F.Supp. 64, 67 (E.D. Pa. 1994);
Doe v. Cutter Biological,
813 F.
Supp. 1547, 1555 (M.D. Fla. 1993),
aff'd,
16 F.3d 1231 (11th Cir.
1994);
Berrios v. Miles, Inc.,
226 Mich. App. 470, 476,
574 N.W.2d 677, 680 (Mich. App. 1997);
DiMarco v. Hudson Valley Blood
Services,
147 A.D.2d 156, 162,
542 N.Y.S.2d 521, 524-25 (N.Y.
App. Div. 1989);
Doe v. University Hosp.,
148 Misc.2d 756, 758,
561 N.Y.S.2d 326, 328 (N.Y. Sup. Ct. 1990);
Murray v. Hamot Med.
Ctr. of Erie,
633 A.2d 196, 202 (Pa. Super. Ct. 1993),
appeal
denied,
658 A.2d 796 (Pa. 1994).
In
Nelson v. American Nat. Red Cross,
26 F.3d 193 (D.C. Cir.
1994) the plaintiff received a blood transfusion during abdominal
surgery in order to terminate excessive bleeding. Approximately
one year later, the plaintiff was informed that the blood had
been drawn from an individual who later tested positive for the
HIV virus. The plaintiff was immediately tested, resulting in a
positive finding of HIV infection. Some eighteen months later,
the plaintiff became symptomatic. Two years later, the plaintiff
developed AIDS. Suit was commenced two years after the onset of
AIDS. The plaintiff's survival action was dismissed based upon
the statute of limitations. On appeal, the plaintiff argued that
the survival action did not accrue when the plaintiff learned
that he was HIV positive, but rather when he was informed that he
was suffering from AIDS. The District of Columbia Circuit Court
rejected that contention, holding that "a plaintiff is injured
when he becomes HIV positive and that the statute of limitations
begins to run as soon as the plaintiff discovers his injury
through an HIV positive result."
Id. at 196-97.
A similar result was reached in
Smith v. American Red Cross,
876 F. Supp. 64 (E.D. Pa. 1994). The deceased was transfused
with a tainted blood product in the course of coronary bypass
surgery which took place in 1984. Three years later, she tested
positive for HIV and was told that she had been given tainted
blood during the earlier surgery. Although the deceased was
asymptomatic for several years, she ultimately developed AIDS and
died. A survival action was commenced in 1993. The defendants
moved to dismiss, maintaining that the cause of action accrued in
1987, when the deceased learned that she was HIV positive and
that the cause of her illness was the 1984 blood transfusion.
The plaintiff argued that HIV and AIDS were "separate and
distinct illnesses," with each supporting a separate and distinct
limitations period.
Id. at 67. The district court was
unpersuaded by the plaintiff's contention and dismissed the
survival action.
Id. at 69-70. The court reasoned that unlike
asbestos exposure, which can result in a number of separate and
distinct diseases, HIV and AIDS represent different stages of the
same illness.
Id. at 69. In reaching this conclusion, the court
noted that, although "HIV infection progresses very slowly in a
small percentage of individuals who may never develop AIDS . . .,
it is not sheer speculation . . . that HIV infection will
ultimately result in full-blown AIDS as a definite and clearly
defined medical connection exists between the two conditions."
Ibid.
In
Doe v. Cutter Biological,
813 F. Supp. 1547 (M.D. Fla.
1993), the plaintiff, a hemophiliac, was transfused with a
tainted blood product. The plaintiff tested positive for HIV in
1985, and his physician informed him that the infection probably
was caused by the earlier transfusion. Although armed with this
knowledge, the plaintiff did not institute suit until he was
later diagnosed with AIDS. He argued that for the purpose of the
statute of limitations, the injury was the onset of AIDS, not the
discovery of the presence of HIV infection. The district court
dismissed the plaintiff's suit, holding that the limitations
period began to run when the plaintiff discovered his injury
through an HIV positive test result.
Id. at 1555.
These decisions are highly persuasive. A requirement that a
person must bring suit within two years of learning that he is
HIV positive because of a tainted blood transfusion is supported
by substantial public policy concerns and comports with the
objectives underlying the statute of limitations. A statute of
limitations has several salutary purposes. "The most important
of these purposes recognizes that eventual repose creates
desirable security and stability in human affairs."
Galligan v.
Westfield Centre Service, Inc.,
82 N.J. 188, 191-92 (1980);
see
also Tevis v. Tevis,
79 N.J. 422, 430 (1979);
Farrell v. Votator
Div. of Chemetron Corp.,
62 N.J. 111, 115 (1973);
State v. U.S.
Steel Corp.,
22 N.J. 341, 358 (1956). Time restrictions
"'penalize dilatoriness.'"
Ochs v. Federal Ins. Co.,
90 N.J. 108, 112 (1982) (quoting
Farrell v. Votator Div. of Chemetron
Corp., 62
N.J. at 115). By penalizing unreasonable delay, "such
statutes induce litigants to pursue their claims diligently so
that answering parties will have a fair opportunity to defend."
Galligan v. Westfield Centre Service, Inc., 82
N.J. at 192;
see
also Union City Housing Auth. v. Commonwealth Trust Co.,
25 N.J. 330, 335 (1957). So too, statutes of limitations "spare the
courts from litigation of stale claims."
State v. Standard Oil
Co.,
5 N.J. 281, 295 (1950) (quoting
Chase Security Corp. v.
Donaldson,
325 U.S. 304, 314,
65 S. Ct. 1137, 1142,
89 L.Ed. 1628, 1635 (1945),
aff'd sub nom. Standard Oil Co. v. New Jersey,
341 U.S. 428,
71 S. Ct. 239,
95 L.Ed. 1078 (1951)). "Once
memories fade, witnesses become unavailable, and evidence is
lost, courts no longer possess the capacity to distinguish valid
claims from those which are frivolous and vexatious."
Galligan
v. Westfield Centre Service, Inc., 82
N.J. at 192.
We are convinced that adoption of plaintiff's argument would
corrupt the purpose of the statute of limitations. Potential
defendants of such suits would be denied the benefit of repose,
since the progression of HIV to AIDS could take many years. In
order to promote finality, we cleave to the general principle
that the discovery of an injury, not its attainment of some
threshold status, commences the running of the statute of
limitations. Although a person infected with HIV may be
asymptomatic at an early stage of his illness, he nevertheless
has a substantial incentive to seek judicial relief. In today's
climate, such a person undoubtedly knows that the virus continues
to affect the host's immune system until it becomes so depressed
that a limitless number of infirmities may occur. Indeed,
treatment at this stage through newly developed drugs poses its
own set of risks. Unfortunately, the ultimate outcome for most
people inflicted with the HIV virus is full-blown AIDS and death.
The downward course of the disease varies from person to person
but is nevertheless sufficiently predictable to permit
compensation in terms of a jury award. Monetary damages are not
overly speculative. We perceive little danger of unfairly
excessive or inadequate damages. We thus conclude that a
plaintiff must ordinarily institute suit within two years of
learning that he is HIV positive as a result of another's fault,
or forego his claim because of expiration of the statute of
limitations.
V. THE TROUMS' SUBJECTIVE KNOWLEDGE
Plaintiff contends that the correlation between HIV and AIDS
was not a matter of public knowledge in 1987 when the Troums
learned that the deceased was HIV positive. She thus asserts
that neither she nor the deceased could have known with certainty
that Dr. Troum would ultimately develop AIDS. As we noted
earlier, the Law Division judge agreed with this argument. He
concluded that plaintiff had no duty to institute suit for
wrongful transmission of the AIDS virus because in 1987 there was
no medical consensus that HIV ultimately progressed to AIDS.
Although the question is novel in New Jersey, other
jurisdictions have differed respecting when the medical and
scientific communities reached a consensus that HIV and AIDS were
different stages of a single pathology.
Compare Spence v. Miles
Laboratories, Inc.,
37 F.3d 1185, 1187 (6th Cir. 1994) (1984
marks the time when the relationship between HIV and AIDS became
known);
McKee v. Cutter Laboratories,
866 F.2d 219, 224 (6th Cir.
1989) (same);
Berrios v. Miles, Inc., 226
Mich. App. at 476-77,
574
N.W.
2d at 680 (same),
with New v. Armour Pharmaceutical Co.,
67 F.3d 716, 721 (9th Cir. 1995) (none of the cases in 1989
showed that the symptoms of HIV inevitably presaged AIDS). We
need not resolve the issue here. Plaintiff testified
unequivocally that both she and the deceased knew that the HIV
infection would ultimately ripen into full-blown AIDS. According
to her testimony, the couple knew that HIV and AIDS were
"connected." They were fully aware of the fact that Dr. Troum
would "eventually get" AIDS. Based upon that knowledge, the
Troums brought suit on March 30, 1990. The complaint
specifically alluded to the possibility that Dr. Troum would
ultimately become symptomatic and suffer the affliction of AIDS.
Damages were sought on this basis. Moreover, it is evident from
the Troums' Stipulation of Dismissal that the couple anticipated
Dr. Troum's death. In that consent order, the Troums declined to
preserve Dr. Troum's testimony, either by way of transcript or
videotape.
While we are sympathetic to plaintiff and similarly situated
individuals, we cannot agree with the Law Division judge's
analysis. The Troums' subjective knowledge of the relationship
between HIV and AIDS was such as to preclude plaintiff from
obtaining the benefit of the discovery rule.
VI. REMAINING ARGUMENTS PERTAINING TO STATUTE OF LIMITATIONS
We turn to plaintiff's remaining arguments concerning the
statute of limitations. These contentions are: (1) plaintiff
substantially complied with the statute of limitations by
instituting suit on March 30, 1990, (2) the survival action
accrued in 1995, as mandated by
N.J.S.A. 2A:14-26.1(b), and (3)
Troum's mental incapacitation tolled the statute of limitations.
We also consider defendant's argument that the wrongful death
claim should be dismissed because it is derivative of the
survival action which is barred by the statute of limitations.
Although these arguments were advanced in the Law Division, the
judge had no occasion to address them.
We find no merit in plaintiff's claim of substantial
compliance. Plaintiff's argument rests on two Supreme Court
decisions. In
Negron v. Llarena,
156 N.J. 296 (1998), the
plaintiff, asserting federal diversity jurisdiction, brought suit
against the defendants in the district court within the
limitations period. The federal action was dismissed because of
the lack of subject matter jurisdiction. The plaintiff
immediately filed her complaint in the Law Division, but by that
time the statute of limitations had expired. The trial court
denied the defendants' motion to dismiss, but we reversed,
holding that the earlier filing in the federal court did not toll
the limitations period. The Supreme Court reversed our judgment
and reinstated the plaintiff's complaint.
Id. at 307. In
holding that the plaintiff had substantially complied with the
statute, the Court noted: (1) the earlier filing placed the
defendants on notice of the wrongful death claim, (2) the federal
complaint was filed within the appropriate time frame, and the
Law Division action was commenced immediately following its
dismissal, (3) the plaintiff's diligent filing of the complaints
complied with the purpose of the statute of limitations, and (4)
the defendants were not prejudiced because the discovery process
in the federal action afforded them the opportunity to
investigate the underlying facts.
Id. at 305.
The Court was confronted with essentially the same facts in
Galligan v. Westfield Centre Service, Inc.,
82 N.J. 188 (1980).
The plaintiff's attorney incorrectly filed a wrongful death and
survival claim in the federal court. While that action was
pending and before the district court ruled on the defendants'
motion to dismiss, the plaintiff filed a complaint in the Law
Division. The Law Division dismissed the survival claim on the
basis of the statute of limitations, and we denied leave to
appeal. The Supreme Court reversed, holding that "[u]nswerving,
'mechanistic' application of [the] statute[] of limitations would
. . . inflict obvious and unnecessary harm . . . without
advancing [any] legislative purpose[]."
Id. at 192. In reaching
this conclusion, the Court stressed that "[t]imely notice of
plaintiff's survival claims _ albeit by the unconventional
vehicle of a jurisdictionally deficient complaint _ ha[d] alerted
defendants to the possibility of having to defend against the
allegations."
Id. at 193-94.
Plaintiff's reliance on these decisions is misplaced.
Plaintiff's earlier lawsuit alerted Beth Israel Hospital of her
claims only in the most ephemeral sense. The complaint was
voluntarily dismissed at plaintiff's behest, before discovery
proceedings were completed. The survival claim was renewed only
after the lapse of a substantial period of time. We deem
Negron
and
Galligan inapposite. Plaintiff did not substantially comply
with the requisites of the statute of limitations.
We are also unpersuaded by plaintiff's claim that the
survival action accrued in 1995 by reason of legislative
intervention. Plaintiff relies on
N.J.S.A. 2A:14-26.1(b), which
provides:
Notwithstanding the provisions of any
other law to the contrary, no action for
damages based upon personal injury,
survivorship or wrongful death brought
against a proprietary manufacturer of blood
products based on infusion of a blood product
resulting in contracting human
immunodeficiency virus (HIV) or acquired
immunodeficiency syndrome (AIDS) shall be
deemed to accrue prior to July 13, 1995.
By its express terms, the statute applies only to suits filed
against proprietary manufacturers of blood products. Although
the original bill would have reopened all claims against all
potential defendants, the proposed legislation was later amended
to delete hospitals, doctors and others.
See D.J.L. v. Armour
Pharmaceutical Co.,
307 N.J. Super. 61, 91 (Law Div. 1997). The
statute has no applicability here.
Equally unpersuasive is plaintiff's argument that the
statute of limitations was tolled by Dr. Troum's mental
incapacity. Nothing in the record suggests that Troum was
mentally incapacitated until he developed the symptoms of
dementia. This occurred in 1992, long after the limitations
period had expired.
We hold that plaintiff's survival action was barred by the
statute of limitations. Plaintiff's wrongful death claim is
unaffected by this conclusion.
See Miller v. Estate of Sperling,
___
N.J. ___ (2001).
VII. DEFENDANT'S OTHER CONTENTIONS
We find no merit in defendant's other arguments.
R. 2:11-
3(e)(2). Specifically, we reject defendant's argument that (1)
Dr. Hutchinson's opinion testimony should have been excluded, and
(2) the jury's verdict is against the weight of the evidence.
Dr. Hutchinson's conclusions were based on the facts
supplied to him by others and his own training and experience.
His testimony was properly admitted.
See Taylor v. DeLosso,
319 N.J. Super. 174, 181 (App. Div. 1999);
Crespo v. McCartin,
244 N.J. Super. 413, 422 (App. Div. 1990);
Bellardini v. Krikorian,
222 N.J. Super. 457, 463 (App. Div. 1988).
As to the efficacy of the jury's verdict, we agree with
defendant's contention that the evidence against him can fairly
be characterized as weak. However, it does not clearly and
convincingly appear that there was a miscarriage of justice under
the law.
Dolson v. Anastasia,
55 N.J. 2, 6-7 (1969). While the
evidence established that a junior resident did not have the
authority to order the administration of a blood product, the
jury could reasonably have found that defendant took it upon
himself to issue such an order.
The judgment is affirmed in part and reversed in part. The
matter is remanded to the Law Division for modification of the
judgment.
Footnote: 1 1The profusionist operated the heart/lung machine during the
surgery.
Footnote: 2 2We add the following facts for the sake of completeness. As we
noted, plaintiff's survival and wrongful death action was filed on
September 8, 1994. Named defendants were Beth Israel Hospital, Dr.
Gielchinsky, and various fictitious defendants. The complaint was
amended in June 1995 to add the North Jersey Blood Center and the
American Association of Blood Banks as defendants. The complaint was
again amended in November 1995 to add Dr. Rivera as a defendant. The
complaint was amended a third time in June 1996 to include a legal
malpractice claim against Kronisch, Schkeeper and Lesser, and Eric
Lentz. Plaintiff voluntarily dismissed her claims against Beth Israel
Hospital, Gielchinsky, and the attorneys. Her claim against the blood
bank defendants was settled. By the time of the trial, only Dr.
Rivera remained as a defendant.
Footnote: 3 3In Karol v. Berkow, we briefly addressed this issue. However,
we found it unnecessary to resolve the question. Specifically, we
noted that the facts of the case did not require a determination of
"whether or under what circumstances an increased-risk-of-harm cause
of action brought after the actual occurrence of harm may be held
time-barred upon a showing that plaintiff knew or ought to have known
more than two years earlier that the likelihood of future harm was
reasonably probable." Karol v. Berkow, 254 N.J. Super. at 368, n.2.