CAROLYN IL GRANDE and
ALEXANDER IL GRANDE, her
husband per quod, ALEXIS ANNE
IL GRANDE, an infant by her
Guardian ad litem, CAROLYN IL
GRANDE, individually and in
their own right,
Plaintiffs-Appellants,
v.
ROBERT DiBENEDETTO, M.D.,
Defendant-Respondent,
and
M. HORN, M.D. (first name
unknown) and ST. BARNABAS
MEDICAL CENTER,
Defendants.
___________________________________
Argued October 16, 2003 - Decided February 19, 2004
Before Judges Carchman, Wecker and Weissbard.
On appeal from Superior Court of New Jersey, Law Division, Essex County, Docket
No. L-11072-99.
Cynthia A. Matheke argued the cause for appellants (Lum, Danzis, Drasco & Positan,
attorneys; Dennis J. Drasco, Ms. Matheke and Lisa A Firko, of counsel; Kevin
J. O'Connor and Erik C. Acosta, on the brief).
Thomas J. Pyle, Jr., argued the cause for respondent (Post, Polak, Goodsell, MacNeill
& Strauchler, attorneys; Mr. Pyle, on the brief).
The opinion of the court was delivered by
CARCHMAN, J.A.D.
This appeal requires us to consider whether a defendant doctor is entitled to
compel a plaintiff to undergo an invasive procedure to allow the doctor to
defend the underlying medical malpractice action. We hold that such an application requires
a motion judge to carefully balance whether the probative value of the proposed
invasive procedure outweighs any danger or extraordinary discomfort to plaintiff that may be
associated with the procedure. Where a R. 4:19 medical examination involves an invasive
procedure, we conclude that if plaintiff moves for a protective order, R. 4:10-3
and R. 4:19, the burden of coming forward to establish the probative value
of such procedure rests with defendant; plaintiff then must produce evidence that the
proposed procedure presents a risk to plaintiff's health or is of such a
nature that it will create substantial discomfort or distress; thereafter, the burden shifts
back to defendant to establish the safety and reasonableness of the procedure. The
judge must then engage in the weighing process that we have described, and
if the judge concludes that the benefits outweigh the risks as we define
them, the judge may issue an appropriate order having due regard for plaintiff's
safety and comfort. In all instances, the judge must consider whether such application
or objection is made in good or bad faith.
See footnote 1
We reverse and remand. We conclude that here, the motion judge failed to
consider all of the appropriate factors and to make sufficient findings, and thus
did not adequately engage in this weighing process. We further conclude that she
abused her discretion when she barred plaintiff's claim if plaintiff failed to submit
to the procedure. We hold that a defendant's remedy, where defendant has failed
to meet his burden to compel such an examination, is to challenge plaintiff's
expert on cross-examination. Where a plaintiff fails to submit to an invasive procedure
that a judge has determined to be warranted, possible remedies include, but are
not limited to, questioning both parties' experts as to the nature of the
proposed procedure and commenting to the jury as to plaintiff's refusal to submit
to the procedure. Only in the exceptional case may a judge impose the
sanction of barring plaintiff's claim.
Defendant consulted with urologist David Saypol, M.D., who advised that an independent medical
examination (IME) was necessary "to determine the nature and extent of her actual
damage due to the subjective nature of plaintiff's complaints." Accordingly, defendant requested plaintiff
to make an appointment with Dr. Saypol for an independent cystoscopy and videotape
urodynamic study. Dr. Saypol stated that "to determine if [a deformity of the
bladder as described in Dr. Boorjian's report] persists, and if her voiding dysfunction
is presently causally related to her surgery, I would need to perform a
cystoscopic examination in the office using local lidocaine jelly anesthesia." Dr. Saypol also
asserted that "a video urodynamic study with water manometrics is mandatory," as the
study done by Dr. Boorjian "was a non-video study using CO2 as opposed
to water," which Dr. Saypol found to "represent[] a less than adequate evaluation
to determine causation." Dr. Saypol expressed his belief that he could perform the
studies "with minimal discomfort to the patient," as Dr. Boorjian had indicated "no
urethral abnormality" when he performed the prior cystoscopy. In response, plaintiff filed a
Notice of Motion for Protective Order to deny defendant's request.
During the hearing on the motion, the judge considered:
[W]hat do I do to be ultimately fair that preserves protects the client
more than preserves the plaintiff from any invasive, you know, harm or discomfort,
etc. And at the same time, give the defendant the benefit of being
able to counter the allegations of an injury. And it's all well and
good for and I forget which one of the experts submitted the document
on behalf of the plaintiff, saying that it's a clear-cut thing. Well, how
nice for him to say that. But, I mean, we all know that
somebody on the other side, I mean, intellectually, the person defending it and
the doctor who's being sued, he's responsible for whatever he did, no more
no less. And shouldn't he be able to dispute that or, at least,
see if there is a dispute.
The judge also posited a jury's adverse reaction to plaintiff if the protective
order were granted and the jury told of plaintiff's refusal to submit to
an IME to explain why "the defendant isn't putting any issue on." Plaintiff's
counsel responded: "Well, I think that that is a risk that the plaintiff
would take, and we have discussed this with the plaintiff, who's adamant that
the last procedure was so painful."
The judge then ordered the parties to submit additional medical information regarding the
relative accuracies of using CO2 and water in a urodynamic study. The judge
also requested that Dr. Saypol "in detail, indicate what it is about the
distinction between the way he wants to perform the test, as opposed to
the way Dr. [Boorjian] did it . . . [and] whether or not
his hesitancy of making an opinion is medically based with that information or
legally based."
Both parties' medical submissions revealed that while both gas or liquid are permissible
bladder fillings, gas is generally considered quicker and more hygienic, but that gas,
which is unphysiologic and compressible, "easily provokes detrusor
See footnote 4 overactivity" and "subtle changes in
bladder pressure may be missed." Furthermore, "rapid fill rates achieved [by using gas]
may artifactually change the normal bladder response" and "leakage is very difficult to
detect due to invisibility of the gas." Using gas, "[t]he bladder capacity is
often only 2/3 of the capacity measured with medium-fill water cystometry. Unstable detrusor
contractions are typically seen as a gradual increase in detrusor pressure without subsequent
decrease, but no essential differences exist between gas and water cystometry in the
classification of qualitative data." The medical submissions also recognized the range of urodynamic
procedures and recommended "more sophisticated tests [such as video-urodynamic studies] . . .
when the clinical examination and more simple tests are not sufficient to make
an accurate diagnosis or institute treatment." Moreover, regarding cystoscopies, plaintiff's report acknowledged "the
need for cystoscopy in patients with persistent symptoms of urgency and frequency, .
. . or voiding difficulties . . . ."
In addition, Dr Saypol clarified the need for the procedures, stating that "Dr.
Boorjian's report of his urodynamic study demonstrates no abnormalities other than reduced bladder
capacity, which can be easily explained by the use of CO2 and lacks
the requisite detail necessary for a proper diagnosis." Finding none of the characteristics
of "a patient with multiple voiding complaints," Dr. Saypol questioned "the authenticity of
the entire study and the patient's complaints."
When the motion hearing resumed, the judge explained, "the doctor has the right
to have somebody of his own choosing [examine plaintiff], and a jury has
the right to make that evaluation." Allowing the jury to hear all of
plaintiff's evidence, only to be next told from defendant that "because of some
circumstances," plaintiff refused to undergo an IME, would deprive the jury of hearing
"both sides" of the argument, which in turn, would "diminish[] the whole integrity
of the system." In light of the competing considerations, the judge did not
compel plaintiff to submit to the procedures. However, the judge ruled "that if
the plaintiff does not submit to the urodynamic testing requested by the defendants,
the claim for damages relating to her complaints of bladder dysfunction and the
urinary tract complaints will not be submitted to the jury." We granted leave
to appeal.
On appeal, plaintiff asserts that the motion judge abused her discretion by barring
plaintiff's claim if she refuses to submit to the examination; the pain and
discomfort that plaintiff will suffer from the examination outweighs the probative value of
the examination to defendant; and a judge must balance the requested procedure against
the risks posed to plaintiff. Defendant counters that the trial judge properly exercised
her discretion in issuing the order, as she first explored the alternatives; plaintiff
has already undergone the requested studies by her doctor but that the examination
was "admittedly flawed and inaccurate"; the studies may reveal findings that refute plaintiff's
claims and thus are critical to the defense; and defendant cannot obtain the
sought-after information any other way.
We first set forth our standard of review as well as the relevant
rule governing protective orders. A trial judge's "disposition of discovery matters, including the
formulation of protective orders," normally is given deference by a reviewing court, absent
an abuse of discretion. Payton v. New Jersey Tpk. Auth.,
148 N.J. 524,
559 (1997). However, "deference is inappropriate if the court's determination in drafting its
order is based on a mistaken understanding of the applicable law." Ibid. A
judge abuses her discretion when she fails "to exercise discretion because the court
did not realize it has such discretion." Alk Assocs. v. Multimodal Applied Systems,
Inc.,
276 N.J. Super. 310, 314-15 (App. Div. 1994).
The general rule regarding adverse medical examinations is found in R. 4:19. Under
that rule, where a party asserts a claim for personal injuries or where
the "physical condition of a party is in controversy, the adverse party may
require the party whose physical . . . condition is in controversy to
submit to a physical . . . examination by a medical or other
expert." Upon receipt of such a request from an adversary, a party may
move for a protective order pursuant to R. 4:10-3 (stating in part: "Upon
motion by a party . . . from whom discovery is sought, and
for good cause shown, the court may make any order which justice requires
to protect a party . . . from . . . undue burden.").
Thus, "the burden of seeking relief from the court is placed on the
noncomplying party," Pressler, Current N.J. Court Rules, comment on R. 4:19 (2003), who
must move for a protective order and show "good cause" to support the
granting of such an order. See R. 4:10-3; Kerr v. Able Sanitary and
Envtl. Servs., Inc.,
295 N.J. Super. 147, 155 (App. Div. 1996) (finding "[i]mplicit
in R. 4:10-3 [] the notion that the movant bears the burden of
persuading the court that good cause exists for issuing the protective order").
One New Jersey court has addressed the issue in dispute. In Duprey v.
Wager,
186 N.J. Super. 81 (Law Div. 1982),
See footnote 5
the Law Division judge was
confronted with a plaintiff who alleged "injury to her reproductive organs" and objected
to a hysterosalpingography, an invasive procedure that "necessitate[d] rupture of her hymen." Id.
at 84-85, 89. Citing decisions of other jurisdictions, the judge evaluated the parties'
competing interests by weighing the reasons for defendant's request against the reasonableness of
plaintiff's refusal to submit to the examination. Duprey, supra, 186 N.J. Super. at
86-90.
In Duprey, the judge explained that to establish "good cause," the requesting party
must show a need for the examination. Relevant factors include whether defendant is
able to obtain the information by alternative means, whether plaintiff had previously undergone
a similar examination, and whether an examination is "necessary to determine the extent,
nature and permanency of alleged injuries." Id. at 86-87. Then, whether plaintiff's refusal
to undergo the examination is reasonable depends on the potential risk the examination
presents to plaintiff, and the harm plaintiff is likely to suffer therefrom. Id.
at 87. Important considerations include safety, substantial "inconvenience and deleterious effect . .
. that [] reach beyond minor pain or discomfort," and "threat posed to
[plaintiff's] health and well-being." Id. at 86, 88. "When the potential physical and
mental consequences appear to outweigh the probable benefits to the interests of justice,
the court will be constrained to deny the examination sought by defendant." Id.
at 87.
In Duprey, after discussing these factors, the judge identified the following general guidelines:
1. The power to order a physical examination must be exercised with great
restraint and with careful attention to the rights of the plaintiff.
2. The application must be supported by affidavit setting forth pertinent facts and
reasons to justify the examination.
3. The physical examination should not be ordered where it appears that the
information to be elicited would be merely cumulative.
4. Compelling considerations of justice on behalf of the defendant-applicant must be established.
5. The burden is upon the defendant-applicant to affirmatively establish that the requested physical
examination can be conducted without considerable pain and danger to the plaintiff.
6. Adequate and appropriate precautions should be imposed so that privacy of the person
is insured.
[Id. at 90 (citing Richardson v. Johnson,
444 S.W.2d 708, 710 (Tenn. Ct.
App. 1969))].
Applying these principles, the judge particularly noted that plaintiff had not previously "voluntarily
submitted herself to an internal examination" and the effects of the procedure "would
have far-reaching cultural dimensions in [her] ability to contract marriage." Id. at 89-90.
Given the special harm plaintiff was likely to suffer and noting defendant's failure
to show that such an order was "necessary to afford [him] justice," as
an alternative procedure apparently existed, the judge found that the risks of the
procedure outweighed "any benefits to justice to defendant" and denied defendant's motion. Id.
at 85, 89-90.
In general, the factors enumerated in Duprey are consistent with those considered in
other jurisdictions whose courts have conducted a similar fact-sensitive, risk-benefit analysis. This analysis
balances the specific potential harm and risk to the objecting party against the
need of the requesting party, as well as equity and fairness concerns, to
determine whether good cause exists for ordering a party to submit to an
invasive or risky medical examination. See, e.g., McQuillen v. City of Sioux City,
306 N.W.2d 789, 789-91 (Iowa 1981) (finding the trial court properly exercised its
discretion in ordering plaintiff to submit to a coronary arteriography, where the procedure
would elicit information regarding plaintiff's alleged condition, risk of complications was placed "at
less than one and one-half percent" and plaintiff failed to show "that the
risk of serious complications reached that level or that plaintiff would have peculiar
susceptibility to risk"); Cardinal v. Univ. of Rochester,
271 A.D. 1048 (N.Y. App.
Div. 1947), aff'g
188 Misc. 823 (N.Y. Sup. Ct. 1946) (affirming the order
compelling plaintiff to submit to an invasive procedure and expressly allowing defendant leave
to seek an order to compel plaintiff to submit to a bone marrow
biopsy by showing the necessity of the procedure, presenting detailed information about the
procedure, how frequently it is performed, and any known risks and after-effects).
Decided after Duprey and suggesting a different analytical methodology, Lefkowitz v. Nassau County
Med. Ctr.,
94 A.D.2d 18 (N.Y. App. Div. 1983), utilized a burden-shifting approach
in addition to the risk-benefit analysis. In Lefkowitz, defendants sought to compel plaintiff
to submit to a hysterosalpingogram, the same procedure at issue in Duprey, involving
an "X-ray examination of the uterus and fallopian tubes after injection of a
radiated opaque medium." Id. at 18-19. Where a party objects to a procedure
because of its possible danger, the Lefkowitz court articulated the burden shifting between
the parties. Id. at 21. First, the plaintiff has "the burden of showing
that the proposed test is prima facie potentially dangerous." Ibid. (citations omitted). If
this burden is met, then "the burden shifts to the party seeking the
test to demonstrate its safety." Ibid.
The necessary evidentiary showing, the court explained, includes "proof 'showing the necessity for
such examination, the details of the procedure employed in making it, the frequency
with which it has been done, together with the experience and observations which
have been made by physicians as to pain, harm, or after results of
any nature, occurring to persons so examined.'" Ibid. (citing Cardinal, supra, 271 A.D.
at 1048). As defendants offered only "conclusory statements of [their] counsel," the court
found they failed to meet their burden of showing that the proposed test,
the safety of which was still unsettled, would not be harmful. Ibid. Thus,
Lefkowitz, which has been followed in New York and by other jurisdictions, requires
a particular showing of harm or safety, supported by more than conclusory statements.
See Langelier v. Ford,
159 A.D.2d 851, 852-53 (N.Y. App. Div. 1990) (finding
that defendant met its burden, under Lefkowitz, of showing the safety of MRI
and CAT scans, where plaintiff's expert conceded that any complications were "reversible with
proper treatment" and "he had never had a patient suffer permanent injury from
the procedure"); Thomas v. John T. Mather Mem'l Hosp.,
162 A.D.2d 521, 522-23
(N.Y. App. Div. 1990) (upholding the order to compel plaintiff to submit to
a CAT scan under sedation, where defendants' presentation established the safety of the
procedure, which is "a conventionally accepted method of determining the nature and extent
of the plaintiff's neurological damage," the relatively mild sedative was frequently used with
"few 'unfavorable' side-effects," plaintiff had been prescribed more potent medications, and plaintiff had
previously undergone CAT scans while sedated, while plaintiff submitted only "a conclusory affidavit
from his neurologist" without detailing the harm plaintiff would suffer). See also Pena
v. Troup,
163 F.R.D. 352, 353, 355 (D. Colo. 1995) (adopting "the Lefkowitz
burden-shifting approach to decide cases such as [the present] one," where defendants sought
to compel plaintiff child to submit to an MRI "under sedation or general
anesthesia"); Stasiak v. Illinois Valley Cmty. Hosp.,
590 N.E.2d 974, 978-79 (Ill. App.
Ct. 1992) (applying Lefkowitz and finding that the court abused its discretion when
it ordered an MRI of infant plaintiff while under sedation as, unlike in
Sarka, defendant failed to show that plaintiff's medical records are deficient, "that the
MRI will provide additional necessary evidence," or "that the MRI results will resolve
any major legal issue"); Sarka v. Rush Presbyterian-St. Luke's Med. Ctr.,
566 N.E.2d 301, 304, 308 (Ill. App. Ct. 1991) (adopting Lefkowitz's rationale and finding no
abuse of discretion by the trial court when it "granted defendants' motion to
compel [plaintiff child] to submit to a CT scan under sedation" after properly
weighing the risks); St. Clair v. Hatch,
62 P.3d 382, 384, 386 (Ok.
2002) (adopting the Lefkowitz burden-shifting approach, but finding that under Oklahoma law, the
objecting party always has the burden of persuasion to prove "the risk to
the party to be examined outweighs the benefit to be derived from the
examination").
Plaintiff criticizes defendant's reliance on decisions that concerned sedation, rather than invasive procedures.
However, courts have engaged in the same analysis with respect to both types
of procedures, suggesting that the risk, rather than the invasiveness, is the critical
issue. See generally Steven R. Gabel, IME's: Are Invasive Techniques and Sedation Permissible?,
75 Mich. B.J. 836 (1996) (discussing sedation and invasive procedures in the context
of IMEs, finding that courts must conduct a fact-sensitive inquiry when faced with
a request that involves either issue in the absence of specific governing law,
and suggesting that Michigan follow the New York burden-shifting approach and risk-benefit analysis).
The interests critical to the analysis, then, are specific potential harm or risk
to plaintiff in light of plaintiff's right to safety and health; defendant's need
for the examination, i.e., whether the information is obtainable from other sources or
is cumulative; and fairness concerns, i.e., whether the examination is required to place
the parties on equal footing because the examination goes to a critical issue
of the case.
Plaintiff claims that where the procedures are invasive and potentially harmful, such that
the detriment to plaintiff "far outweighs the [examination's] limited probative value," the judge
may not then condition plaintiff's ability to present her injury claims on her
voluntary submission to that examination.
Plaintiff further argues that the invasive procedures "would cause [plaintiff] great pain, discomfort
and anxiety," that her pain would necessitate the procedures be done under general
anesthesia, thereby subjecting her "to the risks inherent in the administration of general
anesthesia," and that the procedures would additionally subject her "to the risk of
urinary tract infection and/or bleeding."
Defendant counters that plaintiff has presented "no confirmed medical or physical reason why
[she] cannot undergo the requested studies" and "relies upon her subjective complaints of
pain and scare tactics relating to risks of anesthesia." Defendant moreover points to
Dr. Saypol's opinion that the "two studies could be performed in [his] office
with minimal discomfort to the patient," as "Dr. Boorjian described no urethral abnormality
at the time of his cystoscopic examination."
The risk and pain an invasive procedure potentially presents to the objecting party
are foremost concerns, given plaintiff's right to health, safety and well-being. See Duprey,
supra, 186 N.J. Super. at 90; Simms v. Montana Eighteenth Judicial Dist. Court,
68 P.3d 678, 682-84 (Mont. 2002) (explaining that to determine whether good cause
exists, the court must weigh defendant's request, including "[t]he time, place, manner, conditions
and scope of [the] examination" and whether defendant can "obtain the information necessary
to an informed defense" by other means, against the state constitutional rights to
privacy, safety, health, and happiness). Indeed, extreme risk to plaintiff has been a
sufficient ground for denying an order to compel submission to a physical examination.
See Carrig v. Oakes,
259 A.D. 138, 138-39 (N.Y. App. Div.), appeal denied,
259 A.D. 798 (N.Y. 1940) (refusing to compel plaintiff to submit to a
cystoscopic examination, described as "'a major operation[,] . . . most painful .
. . [and] known to cause death,'" while noting that a court may
now compel a party "to submit to the taking of X-ray pictures," when
once they were deemed too harmful).
Dr. Boorjian's first attempt at passing the catheter to perform the cystoscopy and
urodynamic studies was unsuccessful due to either "a mechanical obstruction of some sort
. . . [or] a contraction of the pelvic musculature secondary to anxiety."
Plaintiff's certification states that she was in "severe pain" during this attempt, but
that Dr. Boorjian subsequently explained to her "that there was no obstruction but
that [she] was experiencing severe pain from post traumatic stress" from the cesarean
section. Plaintiff further acknowledged that while "[t]he subject procedure may be a routine
procedure for most patients seen by the defendant's expert, [it is] not for
me." However, during the subsequent, successful attempt at these procedures, Dr. Boorjian inserted
the catheter twice with only local anesthesia and with only discomfort noted; the
cystoscopy was conducted while plaintiff was under general anesthesia. One of the supplemental
medical submissions also indicated that cystoscopy is "routine [] for the evaluation of
both men and women with urinary incontinence" and that as we previously noted,
"there does not appear to be any controversy about the need for cystoscopy
in patients with persistent symptoms of urgency and frequency." Furthermore, "synchronous multichannel video-urodynamics
[is believed to] offer the most comprehensive, artifact-free means of arriving at a
precise diagnosis" and is conducted "routinely when urodynamics are indicated."
Based on this record, then, the trial judge could have concluded that plaintiff's
pain is psychogenic and the procedures defendant seeks to perform on plaintiff are
medically routine. Furthermore, plaintiff had previously undergone the procedures while under general anesthesia,
and defendant points out that "plaintiff has undergone [six] procedures utilizing general anesthesia
and has never had an anesthesia-related complication."
Plaintiff's interest, however, must then be balanced against defendant's interest in obtaining an
independent medical examination to mount an adequate defense and defendant's need for the
information. See, e.g., Taylor v. Morris,
62 S.W.3d 377, 378-80 (Ky. 2001) (finding
that "even the production of voluminous records by plaintiff does not necessarily negate
the defendant's interest in an independent examination of plaintiff" and upholding an order
compelling plaintiff to submit to an invasive examination to maintain the parties' equal
opportunity to assess plaintiff's physical condition); Thomas, supra, 162 A.D.
2d at 522 (recognizing
"a need as well as a benefit to be derived from the [requested]
CAT scan, since it may enhance the defendants' ability to prepare a defense").
In fact, while plaintiff relies on Carrig, supra,
259 A.D. 138, which described
a cystoscopy as "'a major operation . . . known to cause death,'"
another court in Klein v. Yellow Cab Co.,
7 F.R.D. 169, 169-70 (N.D.
Ohio 1944), granted defendant's motion to order plaintiff to submit to an examination
that included a cystoscopy. As plaintiff alleged "serious injury to his pelvis, groin,
genital organs, [] bladder, and [] permanent injury to the urethra, prostate gland,
and sexual function," the court found that the examination was necessary for defendant
to "meet the issue as to the nature and extent of the injuries,"
despite plaintiff's objection that the examination would be "too painful . . .
with [] the probability of serious or painful consequences." Ibid.
Defendant's need, therefore, must be adequately considered. Here, plaintiff argues that "[d]efendant has
failed to show that the requested examination procedures are required in the interest
of justice," as copies of Dr. Boorjian's reports and plaintiff's medical records, interrogatory
answers and deposition have all been provided to defendant. Defendant counters that the
studies conducted by Dr. Boorjian were inadequate, preventing Dr. Saypol, defendant's expert witness,
from "reach[ing] a determination as to whether [p]laintiff's symptoms are related to the
bladder injury and what the extent, nature and cause of the bladder condition
are."
Where the examination would yield no results of probative value, defendant has little
basis to compel plaintiff to undergo the examination. See Ex parte Wal-Mart Stores,
Inc.,
729 So.2d 294, 298 (Ala. 1999) (finding that defendants had not established
actual need for the requested examination, as defendants' expert witness had already reviewed
plaintiff's medical records, which he used to formulate his opinion as to the
cause of plaintiff's physical discomfort, and it was not "established that the requested
examination would provide any specific additional information that is not available from another
source").
To show that defendant lacks sufficient interest in the procedures, plaintiff relies on
the statement, "[u]nstable detrusor contractions are typically seen as a gradual increase in
detrusor pressure without subsequent decrease, but no essential differences exist between gas and
water cystometry in the classification of qualitative data." However, plaintiff alleges that defendant's
negligence in incising her bladder has caused various urological problems, including "urinary frequency,
incontinence, painful urination, and smaller bladder"; therefore, not only would qualitative data appear
to be necessary, but also quantitative data, as to which plaintiff's medical submission
states that when gas is used, "[a]n artefactual, initial pressure increase may be
seen," and that "bladder capacity is often only 2/3 of the capacity measured
with medium-fill water cystometry."
Defendant's medical submission also indicated the following disadvantages of using gas: "[r]apid filling
[of gas] may [] lead to erroneous diagnosis of reduced bladder compliance. It
is not suitable for studying voiding, and leaking is very difficult to detect
due to invisibility of gas. Gas cystometry is not reliable [] and thus
not recommended." Dr. Saypol indicated that the only abnormality shown in Dr. Boorjian's
report is "reduced bladder capacity, which can be easily explained by the use
of CO2 and lacks the requisite detail necessary for a proper diagnosis." Apparently,
then, the use of gas versus liquid can yield significantly different results. Furthermore,
the judge specifically asked plaintiff's counsel whether another medical procedure is available to
find out the same information, but received no answer. As defendant sought the
examination to determine "the extent, nature and cause of the bladder condition" and
could not obtain the information by alternative means, the trial judge could have
concluded that defendant has a strong interest in independently examining plaintiff.
The judge saw the issue as a need to weigh plaintiff's resistance to
the requested procedures due to the anticipated pain against defendant's need for the
procedures. The judge noted that defendant's need for the information sought by conducting
an IME must be sufficient to order plaintiff to submit to the exam.
Indeed, the judge suspended ruling on the motion pending additional submissions by the
parties regarding the accuracy of urodynamic studies when gas is used, versus when
liquid is used, stating "if it's a minimal difference, then we're we're wasting
our time." The judge also specifically averred that "[e]ven if [plaintiff's] discomfort is
all in her head, it's something that I still have to deal with
because it's in her head."
Ultimately, although the judge identified many of the issues, she failed to engage
in the weighing process necessary to either authorize the procedure - a conclusion
that the balance weighed in defendant's favor - or deny defendant's right to
the procedure - a conclusion that the balance weighed in plaintiff's favor. She
also concluded, erroneously, that she could not compel the exam but entered an
order barring the claim if plaintiff failed to submit.
A judge determining an application of this nature must engage in this weighing
process and consider the factors that we have enunciated - there must be
an inquiry as to the risk and legitimacy of the proposed procedure and
then whether the test would produce the results sought. And, of course, specific
findings are imperative not only to insure proper review, but to inform the
litigants, as well. If defendant fails to demonstrate the second prong, or "the
need factor," plaintiff should not be compelled to comply no matter how high
or low the risk. These issues must be resolved on remand.
Footnote: 1 This determination, as well as the balancing process that we describe may, in
appropriate cases, require more than consideration of conflicting certifications. The judge then may
at his or her discretion order a hearing to resolve these issues.
Footnote: 2 Plaintiff Alexander Il Grande, Carolyn's husband sought
per quod damages. All references to
plaintiff shall refer to plaintiff Carolyn Il Grande.
Footnote: 3
"Diaphoretic" is increased perspiration.
Webster's Third New Int'l Dictionary 624 (1981).
Footnote: 4
The "detrusor" is "the outer largely longitudinally arranged musculature of the bladder
wall."
Webster's Dictionary, supra, at 617.
Footnote: 5
Duprey was decided before the latest revision of R. 4:19. The prior version
of R. 4:19 permitted a judge to order a party, whose physical condition
was in controversy in a claim for personal injuries, to submit to a
physical examination "only on motion for good cause shown." R. 4:19 (1972), amended
2000; see Duprey, supra, 186 N.J. Super. at 85. Thus, the Law Division
judge placed the burden on defendant to demonstrate that "the requested physical examination
can be conducted without serious pain or danger to plaintiff," and that "an
order [is] necessary to afford justice to defendant." Duprey, supra, 186 N.J. Super.
at 85, 90. Notably, however, as a result of the 2000 amendment, R.
4:19 and R. 4:10-3 place the ultimate burden of persuasion on the objecting
party to demonstrate good cause for granting a protective order. R. 4:10-3; R.
4:19; Pressler, Current N.J. Court Rules, comment on R. 4:19 (2003).
Footnote: 6
A Hobson's Choice is "an apparently free choice that offers no actual alternative."
Webster's II New College Dictionary 526 (1999). Its etymology is from Thomas Hobson
(1544-1631), an English keeper of a livery stable, who would require that "customers
take either the horse nearest the stable door or none." Ibid.
Footnote: 7
We do not suggest that the jury be charged as to a negative
inference.
Cf. State v. Clawans,
38 N.J. 162 (1962); Wild v. Roman,
91 N.J. Super. 410 (App. Div. 1966).