SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-4389-97T3
A-4393-97T3
CHARLES CEDENO,
Plaintiff-Respondent,
v.
MONTCLAIR STATE UNIVERSITY, a
corporation of the State of
New Jersey, and RAYE JEAN
MASTRANGELO,
Defendants-Appellants.
____________________________________
Argued September 28, 1998 - Decided March 9, 1999
Before Judges Skillman, P.G. Levy and
Lesemann.
On appeal from the Superior Court of New
Jersey, Law Division, Essex County.
Steven J. Zweig, Deputy Attorney General,
argued the cause for appellant Montclair
State University (Peter Verniero, Attorney
General, attorney; Joseph L. Yannotti,
Assistant Attorney General, of counsel; Mr.
Zweig, on the brief).
Howard M. Nirenberg argued the cause for
appellant Raye Jean Mastrangelo (Nirenberg &
Varano, attorneys; Sandra N. Varano and Mr.
Nirenberg, of counsel and on the brief).
John G. Geppert, Jr. argued the cause for
respondent (Wiley, Malehorn and Sirota,
attorneys; Mr. Geppert, of counsel; Eugene
Huang and Arla D. Cahill, on the brief).
The opinion of the court was delivered by
SKILLMAN, J.A.D.
The issue presented by this appeal is whether a person who
is statutorily disqualified from obtaining public employment as a
result of a criminal conviction may maintain an action for an
alleged wrongful discharge, in violation of the Conscientious
Employee Protection Act (CEPA), N.J.S.A. 34:19-1 to -8, or the
Law Against Discrimination (LAD), N.J.S.A. 10:5-1 to -42. We
hold that such an action may not be maintained and consequently
reverse the denial of defendants' motions for summary judgment.
Between 1973 and 1979, plaintiff was employed by the
Southeastern Pennsylvania Transportation Authority (SEPTA), an
agency of the Commonwealth of Pennsylvania, as its Director of
Purchasing. On June 10, 1981, a Pennsylvania grand jury returned
a presentment recommending that plaintiff be charged with
nineteen counts of bribery in official and political matters, in
violation of 18 Pa. Cons. Stat. § 4701. This presentment was
based on testimony by four vendors that they had paid kickbacks
to plaintiff to obtain contracts from SEPTA or to increase the
volume of their sales to SEPTA. The total amount of these
kickbacks, which were paid over a six year period, exceeded
$15,000. Plaintiff was subsequently charged in accordance with
this presentment, and on November 9, 1982, he pled nolo
contendere to four counts of bribery. The court sentenced
defendant to a five year term of probation and a $2,500 fine on
one count of bribery and a suspended sentence on the remaining
counts.
After plaintiff left his position at SEPTA, he became
employed by Fairfax County, Virginia, as Director of its
Purchasing and Supply Management Agency. On June 30, 1980, the
Fairfax County Board of Supervisors unanimously voted to
discharge plaintiff. This discharge was based on a
recommendation by the Acting County Executive, who reported that
plaintiff "intimidated his staff, ... was profane, vulgar and
abusive in his speech, ... [and had brought] discredit on himself
and discredit and embarrassment to his agency and to the County
Government."
In 1986, plaintiff applied for the position of Director of
Purchasing at Montclair State University (MSU). The job
application form which plaintiff was required to complete asked
whether he had any "criminal convictions." In response,
plaintiff checked the line which said "No." In response to
another question which asked an applicant to set forth the names
of prior employers, plaintiff disclosed his employment with SEPTA
but did not set forth his employment with Fairfax County. After
plaintiff was interviewed by Dr. Barry Cohen, MSU's Assistant
Vice President of Administration and Finance, MSU hired him under
a one-year employment contract which was subject to renewal on an
annual basis.
On November 7, 1989, Dr. Cohen, who was then plaintiff's
supervisor, recommended that his employment contract not be
renewed. Dr. Cohen submitted a report which stated that "[i]n
the past year, Charles' performance has been significantly
impaired by repeated instances of poor judgment, inappropriate
behavior, and ... a failure to complete a particularly important
assignment." However, the President of MSU, who was newly
appointed, declined to accept this recommendation because he
himself had not yet had an opportunity to evaluate plaintiff.
In March of 1996, plaintiff's new supervisor, defendant Raye
Jean Mastrangelo, also recommended that plaintiff not be re-appointed. Mastrangelo cited numerous deficiencies in
plaintiff's job performance, including his failure to maintain a
cooperative relationship with other units of the University;
unauthorized use of a cellular phone; excessive use of the E-mail
system; failure to establish an effective property control
system; inappropriate behavior towards his supervisor;
adversarial interactions with colleagues; unscheduled absences;
and forcing the use of certain vendors who were neither cost
beneficial nor convenient. The President of MSU concurred with
this recommendation and plaintiff's employment contract expired
on June 30, 1996.
Prior to the termination of his employment, plaintiff filed
an internal complaint with the MSU Equal Opportunity/ Affirmative
Action Office alleging that Mastrangelo had harassed him and
discriminated against him on the basis of his national origin and
ancestry. Based on evidence presented at a fact-finding hearing
relating to this complaint, a hearing officer found that "there
were deficiencies in [plaintiff's] work performance during the
past year," and that his claims of "discrimination, harassment,
disparate treatment and retaliation" were "fundamentally without
merit." Plaintiff did not appeal this decision to the MSU Board
of Trustees or pursue any other avenue of administrative review.
While his internal complaint was still under consideration,
plaintiff filed the present action against MSU and Mastrangelo,
alleging a retaliatory discharge, in violation of CEPA, and
discrimination on the basis of ethnicity and age, in violation of
the LAD.See footnote 1 Plaintiff also asserted claims for intentional
infliction of emotional distress, conspiracy, invasion of privacy
and denial of his right to free speech. Although plaintiff was
still employed by MSU when the complaint was filed, he alleged
that defendants had "begun taking steps to terminate and replace"
him.
During discovery, defendants became aware of plaintiff's
employment by Fairfax County and his bribery conviction.
Consequently, defendants filed motions for summary judgment on
the ground that plaintiff's wrongful discharge claims were barred
because he was disqualified from public employment pursuant to
N.J.S.A. 2C:51-2(d). Defendants also asserted that plaintiff's
action was barred under the doctrines of res judicata and
collateral estoppel based on the rejection of his internal
discrimination and harassment complaint.
The trial court issued a written decision denying
defendants' motions. First, the court ruled that plaintiff's
claims were not barred under the doctrines of res judicata and
collateral estoppel because the hearing at MSU had not
"provide[d] [him] a 'full and fair' opportunity to litigate the
matter." Second, the court decided that plaintiff's criminal
conviction in Pennsylvania did not bar him from maintaining a
wrongful discharge claim because it constituted "after-acquired
evidence." The court relied upon cases such as McKennon v.
Nashville Banner Publ'g Co.,
513 U.S. 352,
115 S. Ct. 879,
130 L.
Ed.2d 852 (1995), which hold that after-acquired evidence is
irrelevant in the liability stage of a discrimination case.
Although there is no reported decision in this State which has
endorsed this rule, the trial court concluded that in view of
federal precedent and the important public policies behind the
LAD and CEPA, New Jersey would not allow an employer to avoid
liability under the these statutes based on after-acquired
evidence. The court also stated that it was "tempted to make an
exception" to this rule based on plaintiff's disqualification
from holding public employment as a result of his criminal
conviction as well as his failure to disclose the conviction on
his employment application. However, the court concluded that
"if such an exception is to be made it has to be made by a higher
Court."
Defendants filed motions for leave to appeal from the orders
denying their motions for summary judgment. We granted the
motions and consolidated the appeals.
We conclude that a person who is statutorily barred from
obtaining public employment as a result of a criminal conviction
may not maintain an action for an alleged wrongful discharge from
that position. Our conclusion that plaintiff is barred from
maintaining this action makes it unnecessary to consider
defendants' alternative argument that because plaintiff's claims
were rejected in the MSU administrative proceeding, he is barred
under the doctrines of res judicata and collateral estoppel from
pursuing those same claims in this action.
The Supreme Court of New Jersey "has repeatedly emphasized
the strong public policy ... against employment discrimination"
expressed in the LAD. Andersen v. Exxon Co.,
89 N.J. 483, 492
(1982). The Court has also indicated that CEPA was enacted to
effectuate similar "important public policies." Abbamont v.
Piscataway Township Bd. of Educ.,
138 N.J. 405, 418 (1994).
"Both CEPA and LAD ... seek[] to overcome the victimization of
employees and to protect those who are especially vulnerable in
the workplace from the improper or unlawful exercise of authority
by employers." Ibid. In view of the important public policies
served by the LAD and CEPA, we have no hesitancy in concluding
that an employer ordinarily may not defeat a wrongful discharge
claim under either of these statutes simply by showing that the
employee made a misrepresentation on an employment application
which, if it had been discovered during the employment, would
have resulted in the employee's discharge. See Massey v. Trump's
Castle Hotel & Casino,
828 F. Supp. 314, 324-35 (D. N.J. 1993)
(predicting that Supreme Court of New Jersey would hold that
after-acquired evidence of employee misconduct which would have
justified discharge does not bar a claim under LAD); In re
Jackson,
294 N.J. Super. 233, 237 (App. Div. 1996) (stating in
dictum that alleged misconduct of an employee in 1996 was not
relevant to a determination of whether his removal from public
employment in 1993 violated the LAD), certif. denied,
149 N.J. 141 (1997); cf. Nicosia v. Wakefern Food Corp.,
136 N.J. 401,
417-21 (1994) (discussing the case law and scholarly commentaries
relating to the after-acquired evidence doctrine but declining to
pass on its applicability in New Jersey because the issue was not
directly presented).See footnote 2
However, this case involves exceptional circumstances.
Plaintiff did not simply make a misrepresentation on his
employment application which would have provided a basis for his
discharge. Instead, as a result of his conviction for bribery,
plaintiff was statutorily barred from ever obtaining any public
employment in New Jersey.
N.J.S.A. 2C:51-2(d) (formerly N.J.S.A. 2C:51-2(c)) provides
in pertinent part that "any person convicted of an offense
involving or touching on his public office, position or
employment shall be forever disqualified from holding any office
or position of honor, trust or profit under this State or any of
its administrative or political subdivisions." A conviction for
bribery based on acts committed in the course public employment
clearly constitutes "an offense involving or touching on
[plaintiff's] public office, position or employment," and the
position of Director of Purchasing which plaintiff held at MSU
constituted a "position of honor, trust or profit under this
State." See Moore v. Youth Correctional Inst. at Annandale,
119 N.J. 256, 266 (1990); Pastore v. County of Essex,
237 N.J. Super. 371 (App. Div. 1989), certif. denied,
122 N.J. 129 (1990); State
v. Musto,
187 N.J. Super. 264, 310 (Law Div. 1982), aff'd,
188 N.J. Super. 106 (App. Div. 1983). Thus, at the time of his
application for employment and throughout the course of his
employment, plaintiff was absolutely disqualified by statute from
holding the position from which he claims to have been discharged
in violation of the LAD and CEPA. Consequently, MSU's
administrators were prohibited by statute from hiring plaintiff,
and if they had become aware of his conviction at any time during
his employment, they would have been required to summarily
discharge him.See footnote 3
Plaintiff concedes that the disqualification from public
employment imposed by N.J.S.A. 2C:51-2(d) would preclude an order
mandating his reinstatement to the position of Director of
Purchasing even if he could show that his discharge violated the
LAD or CEPA. However, plaintiff argues that he is entitled to
maintain a claim for back pay for the period between the
termination of his employment and MSU's discovery of his criminal
conviction. Plaintiff relies upon McKennon v. Nashville Banner
Publ'g Co., supra, which held that a discharged employee can
maintain an action under the federal Age Discrimination in
Employment Act (ADEA), 29 U.S.C. §§ 621-634, even though the
employer subsequently discovers evidence which would have
provided "lawful and legitimate grounds" for the discharge, and
that the employee could seek recovery for "backpay from the date
of the unlawful discharge to the date the new information was
discovered." 513 U.S. at 362, 115 S. Ct. at 886, 130 L. Ed.
2d
at 863. The Court stated that "[t]he private litigant who seeks
redress for his or her injuries vindicates both the deterrence
and the compensation objectives of the ADEA," and concluded that
"[i]t would not accord with this scheme if after-acquired
evidence of wrongdoing that would have resulted in termination
operates, in every instance, to bar all relief from an earlier
violation of the Act." 513 U.S. at 358, 115 S. Ct. at 884, 130
L. Ed.
2d at 861; see also Wallace v. Dunn Constr. Co., supra,
62 F.3d 374 (holding that the principles set forth in McKennon apply
with equal force to actions under Title VII,
42 U.S.C. §2000e to
e-17, and the federal Equal Pay Act,
29 U.S.C. 13 § 206(d)(1)).
However, the Court in McKennon also stated that "[i]n
determining the appropriate order for relief, the court can
consider taking into further account extraordinary equitable
circumstances that affect the legitimate interests of either
party." 513 U.S. at 362, 115 S. Ct. at 886, 130 L. Ed.
2d at
863. The Court further observed that "[t]he proper boundaries of
remedial relief in the general class of cases where, after
termination, it is discovered that the employee has engaged in
wrongdoing must be addressed by the judicial system in the
ordinary course of further decisions, for the factual
permutations and the equitable considerations they raise will
vary from case to case." Id. at 361, 115 S. Ct. at 886, 130 L.
Ed.
2d at 863. Therefore, McKennon does not establish a blanket
rule that any plaintiff in a wrongful discharge case brought
under federal discrimination laws can maintain a claim for back
pay for the period between the discharge and the employer's
discovery of wrongdoing which would have provided legitimate
grounds for discharge. Instead, McKennon recognizes that courts
should consider the equitable circumstances of each individual
case.
In this case, the award of back pay to plaintiff for the
period of time up to MSU's discovery of his criminal conviction
not only would be plainly inconsistent with the legislative
directive of N.J.S.A. 2C:51-2(d) that "any person convicted of an
offense involving or touching his ... public employment should be
forever disqualified" from public employment, but also would be
highly inequitable. Due to plaintiff's failure to disclose his
criminal conviction on his employment application,See footnote 4 he has
already received a state salary for ten years. Even assuming
that those past salary payments cannot be recouped, any award of
back pay for a portion of the period subsequent to plaintiff's
discharge would have the inequitable consequence of allowing him
to derive additional profit from the misrepresentations on his
employment application. Therefore, we are satisfied that this is
a case where the effectuation of the legislative policies of
N.J.S.A. 2C:51-2(d) and equitable circumstances dictate the
denial of any award of back pay.
Furthermore, there is no basis for allowing plaintiff to
pursue a claim for any other form of monetary relief. The
decision whether to impose monetary liability for an alleged
violation of either the LAD or CEPA is "influenced by
considerations of public policy." Abbamont v. Piscataway
Township Bd. of Educ., supra, 138 N.J. at 417. In this case the
dominant public policy consideration is the legislative mandate
of N.J.S.A. 2C:51-2(d) to disqualify any person who has been
convicted of an offense involving or touching public employment
from any further public employment. In our view, this policy
would be seriously undermined if plaintiff were allowed to pursue
any form of monetary claim against the State.
We can conceive of other circumstances, such as the
aggravated sexual harassment alleged in Lehmann v. Toys 'R' Us,
Inc.,
132 N.J. 587 (1993), where the need to vindicate the
policies of the LAD or CEPA and to compensate an aggrieved party
for tangible physical or emotional harm could lead to the
conclusion that even a person who was absolutely disqualified
from holding public employment should be allowed to seek
compensation for harm suffered during that employment. However,
this is not such a case. Although defendants' motions for
summary judgment were based solely on plaintiff's
disqualification from public employment and the alleged
preclusive effect of the internal hearing before MSU, we are
satisfied, based on our own review of substantial excerpts from
the depositions in this case and the transcript of the complete
hearing before MSU, that even if plaintiff's allegations could be
substantiated, there would be no basis for finding the kind of
severe physical or emotional harm to plaintiff or aggravated
wrongdoing which might warrant an award of monetary relief other
than back pay.
Our conclusion that the absolute disqualification from
public employment imposed by N.J.S.A. 2C:51-2(d) precludes
plaintiff from maintaining a wrongful discharge action under the
LAD or CEPA is supported by Camp v. Jeffer, Mangels, Butler &
Marmaro,
41 Cal. Rptr.2d 329 (Ct. App. 1995). The plaintiffs in
that case, a husband and wife who had been convicted of
conspiracy to use false information to defraud a federally
insured bank, falsely stated on their employment applications
that they had never been convicted of a felony. Their employer
had a contract with a federal agency, the Resolution Trust
Company (RTC), which required a certification that none of its
employees had been convicted of a felony. Relying upon
plaintiffs' employment applications, the employer made this
certification to the RTC. After one of the plaintiffs allegedly
brought information to the employer's attention concerning
insider trading, they were both discharged. Plaintiffs then
brought a wrongful discharge action, alleging a "whistleblower"
claim based on the insider trading complaint. During pretrial
discovery, the employer became aware of plaintiffs' criminal
convictions and successfully moved for summary judgment on that
basis. Although the California courts had rejected the after
acquired evidence doctrine in other contexts, the court of appeal
affirmed the summary judgment on the ground that plaintiffs "were
not lawfully qualified for [their] job[s]" because they
"misrepresented a job qualification imposed by the federal
government." Id. at 338. In distinguishing McKennon, the court
stated:
[T]he equities compel a different result
where an employee who is disqualified from
employment by government-imposed requirements
nevertheless obtains a job by misrepresenting
the pertinent qualifications.
[Id. at 339.]
See also Egbuna v. Time-Life Libraries, Inc.,
153 F.3d 184 (4th
Cir. 1998) (en banc) (holding that an undocumented alien is
barred from maintaining an action under Title VII for alleged
discrimination in hiring because she is ineligible for employment
within the United States), cert. denied, ___ U.S. ___, ___ S. Ct.
___, ___ L. Ed.2d ___ (1999).
The point is not, as conceived by the dissent, whether the
policies expressed in N.J.S.A. 2C:51-2(d) "outweigh[] the
policies embodied in the [LAD and CEPA]." (dissenting op. at
1).See footnote 5 Our courts have long recognized that the important public
policies underlying the LAD and CEPA require these laws to be
liberally construed. See, e.g., Abbamont v. Piscataway Township
Bd. of Educ., supra, 138 N.J. at 431; Zahorian v. Russell Fitt
Real Estate Agency,
62 N.J. 399, 409-13 (1973); Jackson v.
Concord Co.,
54 N.J. 113, 122-25 (1969). However, in construing
the LAD and CEPA, as in construing any other legislation, we
ultimately must determine the "probable legislative intent" with
respect to the specific issue before the court. Young v.
Schering Corp.,
141 N.J. 16, 25 (1995). Civil Rights laws, like
all other laws, "must be sensibly and practically applied."
Andersen v. Exxon, supra, 89 N.J. at 496. Moreover, in
determining legislative intent, a court should attempt to
harmonize the provisions of civil rights laws with other
legislative enactments. See Hinfey v. Matawan Reg'l Bd. of
Educ.,
77 N.J. 514 (1978). Thus, the question is not whether the
policies which underlie N.J.S.A. 2C:51-2(d) are more or less
important than the policies embodied in the LAD and CEPA, but
rather whether it can reasonably be concluded, in light of
N.J.S.A. 2C:51-2(d), that plaintiff must be allowed to pursue a
claim for money damages against the State to effectuate the
Legislature's intent in enacting the LAD and CEPA.
We are satisfied that it would be beyond the probable
legislative intent of the LAD and CEPA to allow a former public
employee to seek back pay and related damages based on
allegations that he was wrongfully discharged from a position he
was statutorily barred from obtaining. We of course recognize
that monetary awards under the LAD and CEPA are made not only to
compensate the alleged aggrieved party but also to deter conduct
that violates the prohibitions of these important laws. See
Abbamont v. Piscataway Bd. of Educ., supra, 138 N.J. at 418-21,
429-32; Lehmann v. Toys 'R' Us, Inc., supra, 132 N.J. at 623-25;
see also McKennon v. Nashville Banner Publ'g Co., supra, 513 U.S.
at 358-59, 115 S. Ct. at 884-85, 130 L. Ed.
2d at 861; Wallace v.
Dunn Constr. Co., supra, 62 F.
3d at 379. However, the pursuit of
a discrimination claim against the State by a convicted felon who
is disqualified from public employment is so unusual a
circumstance that the denial of any relief to such a plaintiff
does not create any realistic danger of undermining the effective
enforcement of the LAD or CEPA.
Finally, the same policy considerations which require the
dismissal of plaintiff's wrongful discharge claims under the LAD
and CEPA also require the dismissal of his claims based on an
alleged denial of his right to free speech, intentional
infliction of emotional distress, conspiracy and invasion of
privacy.
Accordingly, the orders denying defendants' motions for
summary judgment are reversed.
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-4389-97T3
A-4393-97T3
CHARLES CEDENO,
Plaintiff-Respondent,
v.
MONTCLAIR STATE UNIVERSITY, a
corporation of the State of
New Jersey, and RAYE JEAN
MASTRANGELO,
Defendants-Appellants.
____________________________________
LESEMANN, J.S.C., temporarily assigned, (dissenting)
The underlying premise of the majority's opinion is that
N.J.S.A. 2C:51-2(d) expresses a policy which outweighs the policies
embodied in the Law Against Discrimination, N.J.S.A. 10:5-1 to 42
(LAD) and the Conscientious Employee Protection Act N.J.S.A. 34:19-1 to 8 (CEPA). Because I cannot accept that premise, or the
conclusion that the majority sees flowing from that premise, I
dissent.
I know of no statement anywhere in the New Jersey Statutes
Annotated that equals in power, scope and impact the declaration
which the Legislature has set out in section 3 of the Law Against
Discrimination, N.J.S.A. 10:5-3:
The Legislature finds and declares that
practices of discrimination against any of its
inhabitants, because of race, creed, color,
[or] national origin ..., are a matter of
concern to the government of the State, and
that such discrimination threatens not only
the rights and proper privileges of the
inhabitants of the State but menaces the
institutions and foundation of a free
democratic State; ....
That declaration was contained in a 1977 amendment to LAD which,
like virtually every amendment to the Act since its adoption in
1945, has had the effect of "broadening its scope and increasing
available remedies." Montells v. Haynes,
133 N.J. 282, 289 (1993).
In 1990, when the Legislature clarified the rights of
discrimination victims to obtain legal or equitable relief which
predated LAD, it again spoke of "the harm suffered by both the
people and the State from the 'personal hardships,' caused by
discrimination":
The Legislature further finds that
because of discrimination, people suffer
personal hardships, and the State suffers a
grievous harm.
[Id. at 288 (quoting L. 1990, c. 12, § 1).]
Our Supreme Court has been no less emphatic in its expressed
commitment to those ideals. In Goodman v. London Metals Exchange,
Inc.,
86 N.J. 19, 30 (1981), the Court noted that by its
pronouncements, "The Legislature has given the Law Against
Discrimination a special niche in the legislative scheme ...." And
in Montells v. Haynes, supra, 133 N.J. at 290, the Court quoted and
emphasized its own earlier language in Fuchilla v. Layman,
109 N.J. 319, 334-35 (1988), cert. denied,
488 U.S. 826,
109 S. Ct. 75,
102 L. Ed.2d 51 (1988):
[T]he clear public policy of this State is to
abolish discrimination in the work place.
Indeed, the overarching goal of the Law is
nothing less than the eradication of 'the
cancer of discrimination' .... Employment
discrimination is not just a matter between
employer and employee. The public interest in
a discrimination-free work place infuses the
inquiry.
Certainly those pronouncements are more than empty rhetoric. See footnote 6
They are profoundly important in describing where we, as a state
and a nation, have been and in determining where we are going.
Race was an unresolved problem for the founders of our nation.
It has continued to haunt us through a civil war, through the
turmoil and traumas of the next 100 years, into the crises and
climaxes of the 1960's, and to the present day. It is not an
overstatement to suggest that our ability to resolve our race
related problems may well determine what kind of a nation (and
state) we will be over the next century.
The problems of race have not abated. If anything, they have
intensified. And complicating our racial tensions, this "nation of
immigrants" now deals with a new group of immigrants, not from the
European stock that dominated the first 200 years of our history,
but in ever increasing numbers from so-called Third World
Countries. Civil rights laws such as LAD, Title VII of the Civil
Rights Act of 1964, 42 U.S.C.A. § § 2000e to -17, and similar acts
of the federal government, this State and other states, represent
governmental commitments to assure fairness and non-discriminatory
treatment for those groups as well as for racial or ethnic
minorities. At the same time, increased sensitivity to the needs
of other groups have led to their inclusion as "protected classes"
so that LAD (and many other civil rights statutes) now prohibit
discrimination because of age, marital status, sexual orientation,
gender, familial status or handicap. See, N.J.S.A. 10:5-4 and 4.1.
As the cases noted above (as well as countless others) make
clear, private enforcement of anti-discrimination laws vindicate
important public interests. The award of damages or other relief
under statutes such as LAD does more than benefit an individual
employee. It also deters further violations and alerts employers
to the existence of discriminatory practices within their own
sphere of authority - a function which is particularly important
when the employer in question is an agency of the state itself.
N.J.S.A. 2C:51-2(d) also embodies a state policy. It provides
that one who commits certain criminal offenses is disqualified from
holding any "office or position of honor, trust or profit" within
the government of the state or any of its subdivisions. That
policy seems clear and, of course, it is the obligation of the
judiciary to give effect to that legislative determination.
However, I can conceive of no basis to elevate that policy
determination to a dominant position over the moral and legal
principles of the Law Against Discrimination. I see no "special
niche" created for N.J.S.A. 2C:51-2(d). If N.J.S.A. 2C:51-2(d) did
not exist, I suspect that nothing in this state would change very
much. On their own initiative, most state or municipal agencies
would probably decline, or at least limit, employment opportunities
for convicted felons. And if some such felons were hired, that
would hardly change the lives of anyone, except perhaps the
employees involved.
If LAD did not exist, however, this state would be profoundly
different. That statute provides vital daily protections for
substantial numbers of our citizens. Cases applying and
interpreting our statute and those of the United States and other
states are on the cutting edge of law and society today and they
are likely to remain so in the coming years. In recent years, for
example, they have dealt with such widely divergent issues as a
scout master deprived of his position with the Boy Scouts because
of his sexual orientation (Dale v. Boy Scouts of America,
308 N.J.
Super. 516 (App. Div.), certif. granted,
156 N.J. 381, (1998));
creation of a hostile work environment because of sexual harassment
(Lehman v. Toys 'R' Us., Inc.,
132 N.J. 587 (1993)); claims of
discrimination in the provision of low and moderate housing (In re
Township of Warren,
132 N.J. 1 (1993)); work place discrimination
against the handicapped (Andersen v. Exxon Co.,
89 N.J. 483
(1982)); and the rights of girls to play Little League baseball
(National Org. for Women v. Little League Baseball Inc.,
127 N.J.
Super. 522 (App. Div.), aff'd,
67 N.J. 320 (1974)). They have
effected significant changes over the last thirty plus years, and
hopefully, they will do even more in the future.
I do not contend that the policy of LAD should apply to the
exclusion of that embodied in N.J.S.A. 2C:51-2(d). Rather, I
believe we should be guided by those cases which, in comparable
situations, have reconciled those opposing policies so as to take
account of both. However, if for some reason we must choose to
enforce just one of those conflicting policies I can conceive of no
reason why we should enforce the one with less social significance
and ignore the one with overriding social importance. See footnote 7
The United States Supreme Court dealt with this issue in
McKennon v. Nashville Banner Pub. Co.,
513 U.S. 352,
115 S. Ct. 879,
130 L.Ed.2d 852 (1995). There, an employee, McKennon, filed
a complaint alleging that she had been discharged because of her
age in violation of the Age Discrimination in Employment Act of
1967 (ADEA),
29 U.S.C. §621. During pretrial discovery her
employer learned that during her employment McKennon had copied
several confidential documents, an offense which (the Court assumed
for purposes of its opinion) was "so grave that McKennon's
immediate discharge would have followed its disclosure." Based on
that after acquired evidence, the District Court granted the
employer's motion for summary judgment and the Court of Appeals
affirmed.
9 F.3d 539 (1993). The Supreme Court reversed.
In language which could almost have been written for this
case, the Court spoke of the policy underlying the ADEA. It
described that statute as,
part of an ongoing congressional effort to
eradicate discrimination in the work place,
[which] reflects a societal condemnation of
invidious bias in employment decisions. The
ADEA is but part of a wider statutory scheme
to protect employees in the work place
nationwide.
[513 U.S. at 357, 115 S. Ct. at 884, 130 L.Ed.
2d at 860.]
It noted that for violation of the Act a federal court may award
"reinstatement, back pay, injunctive relief, declaratory judgment,
and attorneys fees." Ibid. And it also noted that the
availability of such relief to an individual plaintiff-employee was
an important part of the ADEA as well as its cognate statute, Title
VII of the Civil Rights Act of 1964,
42 U.S.C.A.
§2000e-2(a)(1):
[C]ongress designed the remedial measures in
these statutes to serve as a "spur or
catalyst" to cause employers "to self-examine
and to self-evaluate their employment
practices and to endeavor to eliminate, so far
as possible, the last vestiges" of
discrimination. . . . Deterrence is one object
of these statutes. Compensation for injuries
caused by the prohibited discrimination is
another. . . . The private litigant who seeks
redress for his or her injuries vindicates
both the deterrence and the compensation
objectives of the ADEA. . . . "[T]he private
litigant . . . not only redresses his own
injury but also vindicates the important
congressional policy against discriminatory
employment practices."
[513 U.S. at 358, 115 S. Ct. at 885, 130 L.Ed.
2d at 861. (Citations omitted.)]
Thus, the Court concluded,
It would not accord with this scheme if after-acquired evidence of wrongdoing that would
have resulted in termination operates, in
every instance, to bar all relief for an
earlier violation of the Act.
[Ibid.]
Disclosure of an incident of discrimination, said the Court,
furthers the policy of the Act. Suppression does not:
The objectives of the ADEA are furthered
when even a single employee establishes that
an employer has discriminated against him or
her. The disclosure through litigation of
incidents or practices which violate national
policies respecting nondiscrimination in the
work force is itself important, for the
occurrence of violations may disclose patterns
of noncompliance resulting from a
misappreciation of the Act's operation or
entrenched resistence to its commands, either
of which can be of industry-wide significance.
The efficacy of its enforcement mechanisms
becomes one measure of the success of the Act.
[513 U.S. at 358-59,
115 S. Ct. 885, 130 L.Ed.
2d at 861.]
The Court acknowledged, however, that the employee's
wrongdoing must also be taken into account. That wrongdoing,
discovered after termination, could not constitute a defense to the
charge of discrimination, but it should be considered in fashioning
an appropriate remedy. As a general rule, said the Court,
In cases of this type, neither reinstatement
nor front pay is an appropriate remedy. It
would be both inequitable and pointless to
order the reinstatement of someone the
employer would have terminated and will
terminate, in any event and upon lawful
grounds.
[513 U.S. at 361-62, 115 S. Ct. at 886, 130
L.Ed.
2d at 864.]
As a further general rule, the Court held, back pay should be
calculated "from the date of the unlawful discharge to the date the
new information was discovered." Ibid. While a court can consider
"extraordinary equitable circumstances that affect the legitimate
interest of either party,"
An absolute rule barring any recovery of back
pay . . . would undermine the ADEA's objective
of forcing employers to consider and examine
their motivations, and of penalizing them for
employment decisions that spring from age
discrimination.
[513 U.S. at 362, 115 S. Ct. at 886, 130 L.Ed.
2d at 864.]
Those principles have been applied in several well considered
opinions by federal courts of appeal. In Wallace v. Dunn Constr.
Co. Inc.,
62 F.3d 374 (11th Cir. 1995), the court held that while
McKennon dealt specifically with the ADEA and concerned a wrongful
act committed during employment, it also applied to cases under
Title VII of the Civil Rights Act of 1964,
42 U.S.C.A.
§2000, and
to fraudulent information set out on an employment application. In
reaching that last conclusion the court dealt with an argument
similar to that made by the employer here,
That "one who obtains a job or employment
contract by misrepresentation has no
employment contract, no employee status and no
standing to sue for alleged employment related
wrongs."
[Id. at 378.]
The court rejected that argument, emphasizing the "twin objectives"
of the statute by which "the private litigant who seeks redress for
his or her injuries vindicates both the deterrence and the
compensation objectives of the [Acts]." Id. at 379. It applied
the general rule laid down in McKennon, under which back pay is
normally awarded from "the date of the unlawful discharge to the
date the new information was discovered." Id. at 380.
The Third Circuit case of Mardell v. Harleysville Life Ins.
Co.,
65 F.3d 1072 (3rd Cir. 1995) is similar. It too concludes
that if a plaintiff in a discrimination case establishes his claim,
he should not be barred from all relief because of
misrepresentations made in his job application even if he would
never have obtained the job but for those misrepresentations:
The protections of Title VII and the ADEA are
grounded not in a plaintiff's "right" to a
particular job but in a federal proscription
of discrimination in employment, ... See footnote 8
[65 F.
3d at 1074.]
See also, to the same general effect, Hawkins v. 1115 Legal Service
Care,
163 F.3d 684 (2d Cir. 1998); O'Day v. McDonnell Douglas
Helicopter Co.,
79 F.3d 756, 759-60 (9th Cir. 1996); Russell v.
Microdyne Corp,
65 F.3d 1224, 1238 (4th Cir. 1995); Coleman v.
Keebler Co.,
997 F. Supp. 1102, 1121-22 (N.D. 1998).
The majority apparently finds the McKennon line of cases
inapplicable because of a distinction between the employees'
actions there and the fact that here the employee was statutorily
disqualified from the job he actually performed for ten years. As
a defense to a discrimination claim, I see no difference between
the two. Neither in this case nor any of those cited was the
employer aware of the "wrongful" conduct at the time of the
employee's discharge. Thus in none of the cases could the improper
activity constitute a defense to the employer's discrimination, or
even mitigate the significance of that discrimination. In all of
the cases there was a strong governmental policy to be vindicated
regardless of whether the employee may have misbehaved: if there
was discrimination, the discrimination must be rooted out - and
that remains true whether we like, dislike, approve or disapprove
of the plaintiff.
I do not believe the majority has taken sufficient account of
the critical point, cited and repeated in cases under LAD, under
Title VII, under the ADEA and under every civil rights statute of
which I am aware, that individual enforcement proceedings under
those statutes are imbued with governmental and policy
significance. They exist and are applied in order to further the
policy of the statute and the welfare of society. They do not
exist solely for the benefit of an individual complainant, whether
Charles Cedeno or anyone else:
[T]he private litigant who seeks redress for
his or her injuries vindicates both the
deterrence and the compensation objectives of
[Title VII, the Equal Pay Act and the ADEA]. .
. .
[Wallace v. Dunn Construction Co., Inc.,
supra, 62 F.
3d at 379.]
That proposition is particularly significant here, where the
employer is the State and the alleged discriminator is an official
in a State university. That official hires and fires employees for
that university. While the majority apparently finds it
unconscionable that one holding a state position had pleaded guilty
to a disqualifying crime seventeen years ago, I find it more
unconscionable, and more dangerous, to conceive of a present state
university official who hires and fires while violating anti-discrimination laws. That, it seems to me, constitutes a social
and political evil that dwarfs any concern over plaintiff's having
improperly obtained his job ten years ago.
The majority also speaks of equities weighing against
plaintiff's right to enforce his discrimination claim. That
argument, however, not only overlooks the public interest inherent
in vindicating such a claim, but also ignores the fact that this
matter is before us on a grant of summary judgment. That being so,
neither the trial court nor this court has developed any feel or
flavor for the facts of the case. Nevertheless, the majority
discusses the case as though we have had a full trial and a full
development of the facts. Thus, it refers to "the inequitable
consequence of allowing [plaintiff] ... to derive additional profit
from the misrepresentations on his employment application." That
phrase suggests an employee in a soft job making a comfortable
salary. But we do not know that to be a fact. It is entirely
conceivable that his employer benefitted more from plaintiff's
efforts than he did from the employer's paycheck.
In fact, the only "equity" to which the majority can point is
plaintiff's violation of N.J.S.A. 2C:51-2(d) ten years ago, when he
did not disclose a conviction seventeen years ago for a crime
committed twenty years ago. While McKennon and its progeny do
refer to equitable considerations which might justify a variation
from the general rule, McKennon also rejects "[a]n absolute rule
barring any recovery of back pay." McKennon, supra, 513 U.S. at
362, 115 S. Ct. at 886, 130 L. Ed.
2d at 864. Here, the majority's
rejection of plaintiff's claim based only on the provisions of
N.J.S.A. 2C:51-2(d) amounts to precisely what was denounced in
McKennon: the unjustified adoption of an "absolute rule" barring
recovery of any back pay by plaintiff. See footnote 9 As the Supreme Court noted
in Albermarle Paper Co. v. Moody,
422 U.S. 405, 421,
95 S. Ct. 2362, 2373,
45 L. Ed.2d 280, 289-90 (1975), which dealt with a
Title VII action,
given a finding of unlawful discrimination,
backpay should be denied only for reasons
which, if applied generally, would not
frustrate the central statutory purposes of
eradicating discrimination throughout the
economy and making persons whole for injuries
suffered through past discrimination.
Finally, a word should be said concerning the California case
cited by the majority, Camp v. Jeffer, Mangels, Butler & Marmaro,
41 Cal. Rptr.2d 329 (Ct. App. 1995). There the court was not
concerned with an anti-discrimination statute. Rather, in addition
to some employment contract issues, it dealt with what it termed "a
common law claim of termination in violation of public policy"
the public policy apparently being something akin to our CEPA
statute. The employees had been ineligible for their employment
because of a prior criminal conviction and the fact that the
employer's contract with a governmental agency prohibited
employment of anyone with such a record. The court referred to the
doctrine of unclean hands and the fact that the employees were not
"lawfully qualified for their jobs." However, except in a limited
sense, it did not discuss the public policy vindication which forms
a critical basis for the decisions in McKennon, Wallace, Mardell
and similar cases. In the court's limited discussion of the policy
issue, it said its decision "adequately served" the state's public
policy by barring the employees' claims "and allowing them, if they
so desire, to report [the employer's] ... alleged wrongdoing to
the appropriate authorities." Id. at 340. While that suggestion
seems at best a half-hearted attempt at policy enforcement, it
would not seem applicable here in any event. While in Camp the
employer may have been guilty of criminal activity, and thus the
employee's reporting the incident might have furthered the policy
referred to, that concept does not seem applicable here where the
employer is not accused of a crime but simply an unlawful
discriminatory discharge. In short, Camp is distinguishable and,
to the extent it is not, I find it unpersuasive.
I would affirm.
Footnote: 1 Plaintiff states that he is Hispanic and in his
sixties.
Footnote: 2 Most decisions dealing with the applicability of the
after-acquired evidence doctrine involves one of two situations:
(1) the employer discovers after the discharge that the employee
engaged in improper actions in the course of his or her
employment; or (2) the employer discovers after the discharge
that the employee misrepresented information on his or her job
application. See Wallace v. Dunn Constr. Co.,
62 F.3d 374, 379
(11th Cir. 1995). This case involves a third situation: the
employer discovered after the discharge that the employee was
convicted of a criminal offense which statutorily disqualified
him from obtaining public employment.
Footnote: 3 Plaintiff argues that his disqualification from any New
Jersey public employment was not an automatic consequence of his
Pennsylvania conviction but rather required the Attorney General
or a county prosecutor to bring a forfeiture proceeding in a New
Jersey court. Plaintiff relies upon N.J.S.A. 2C:51-2(b)(2),
which provides that the Attorney General or a county prosecutor
may apply to a court for an order of forfeiture of a public
office, position or employment "based upon a conviction of an
offense under the laws of another state." However, this case
does not involve the forfeiture of public employment which a
person held at the time of a criminal conviction but rather the
disqualification from future public employment based on a prior
criminal conviction. Therefore, this case is not governed by the
procedures set forth in N.J.S.A. 2C:51-2(b)(2) but rather by
N.J.S.A. 2C:51-2(d), which imposes an automatic disqualification
from public employment without the initiation of any court
proceeding. See State v. Musto, supra, 187 N.J. Super. at 318.
Footnote: 4 Plaintiff alleged in an affidavit submitted in
opposition to defendants' motions for summary judgment that
notwithstanding the representation on his employment application
that he had never been convicted of a crime, he disclosed the
Pennsylvania conviction to Dr. Cohen at his employment interview.
Dr. Cohen strongly denied this allegation at his deposition. In
any event, even if plaintiff could establish that he made a
verbal disclosure of his conviction to Dr. Cohen, that would have
no effect upon the outcome of this case. Dr. Cohen had no
authority to disregard the legislative mandate that persons
previously convicted of a crime involving or touching public
employment may not be employed in another public position, and
plaintiff is deemed to have full knowledge of his
disqualification from any public employment in New Jersey. Cf.
Walsh v. State,
147 N.J. 595 (1997), rev'g on dissent
290 N.J.
Super. 1, 16 (App. Div. 1996).
Footnote: 5 Although the dissent rests entirely on the LAD and
federal civil rights decisions, plaintiff's complaint is
essentially a whistleblower claim under CEPA. Specifically,
plaintiff claims that he was discharged because he raised
questions concerning an alleged personal relationship between his
supervisor, Mastrangelo, and the owner of one of MSU's suppliers
and also objected to certain of MSU's contracting and internal
auditing procedures. Consistent with this view of his case,
plaintiff's factual discussion in the brief filed with this court
relates solely to his CEPA claim. Moreover, we have been unable
to locate any evidence in the voluminous discovery materials
included in the parties' appendices which could support a finding
of discrimination on the basis of ethnicity or age. Under these
circumstances, it would seem more appropriate to focus upon CEPA
rather than the LAD.
Footnote: 6 Virtually all the arguments herein concerning LAD apply also
to CEPA. However, because the policies underlying LAD and the
arguments that flow from that policy seem particularly clear and
compelling, I shall refer primarily to LAD without continuing to
make simultaneous references to CEPA, and without submitting a
separate analysis concerning CEPA. Suffice it to note that the
Supreme Court has characterized CEPA as a civil rights statute
comparable to LAD and has expressed an equal commitment to its
policy:
The whistleblower statute [CEPA], like LAD, is a civil
rights statute. Its purpose is to protect and encourage
employees to report illegal or unethical workplace
activities and to discourage public and private sector
employers from engaging in such conduct. . . . Like LAD,
CEPA promotes a strong public policy of the State.
[Abbamont v. Piscataway Township Bd. of Educ.
138 N.J. 405, 431-32 (1994.) (Citations omitted.)]
Footnote: 7 The majority insists that "the point is not ... whether the
policies expressed in N.J.S.A. 2C:51-2(d) outweigh the policies
embodied in LAD and CEPA." Rather, it says it is simply
determining and applying the intent of the legislature and
harmonizing "the provisions of civil rights laws with other
legislative enactments." However, the result of that
harmonization, as carried out by the majority, is a total
subordination of LAD and CEPA to the provisions of N.J.S.A. 2C:51-2(d) and a conclusion that plaintiff's claims "may not be
maintained." I do not understand how one can reach those
conclusions except via a premise (as I suggested above) that
N.J.S.A. 2C:51-2(d) expresses a policy which outweighs those
embodied in LAD and CEPA.
Footnote: 8 In an earlier opinion at 31 F.3d. 1221 (3d Cir. 1994) which
predated McKennon, the Mardell court had reached a conclusion
similar to McKennon except that it permitted plaintiff to recover
back pay for the period between the date of discharge and the date
he filed his complaint. Based on McKennon, the court on remand
reduced the allowable back pay to terminate as of "the time that
the wrongdoing was discovered." 65 F.
3d at 1074.
Footnote: 9 The majority also engages in what seems to me unwarranted
fact finding when it discounts plaintiff's discrimination claim by
referring to its "own review" of depositions and transcripts which
satisfy it that plaintiff suffered no severe physical or emotional
harm to "warrant an award of monetary relief." I do not know to
what evidence the majority refers, nor do I see a need at this
point (on a motion for summary judgment) for a showing of some
severe or aggravated physical or emotional harm. In that respect,
compare the statement in Mardell, supra, 65 F.
3d at 1074 that a
"victim of discrimination suffers a dehumanizing injury as real as,
and often of far more severe and lasting harm than, a blow to the
jaw."
It should also be noted that the issue on defendants' motion
for summary judgment was not whether plaintiff could demonstrate a
factual basis for his LAD or CEPA claims under the standard of
Brill v. Guardian Life Ins. Co. of America,
142 N.J. 520 (1995).
Rather, it was whether plaintiff could prosecute those claims at
all, and the majority now holds that he may not, no matter how
strong or how extensive his claims may be.