SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-5616-00T1
CHARLES MAUDSLEY AND BARBARA MAUDSLEY,
Plaintiff-Respondents/Cross-Appellants,
v.
STATE OF NEW JERSEY, NEW JERSEY STATE POLICE
DEPARTMENT, TROOPER GARY D. RHILE, TROOPER
JOSEPH BROWN, TROOPER MARK WEEKS, TROOPER
BRIAN CRAIN, TROOPER JOHN HUNT, TROOPER
STEVEN J. COZZI, TROOPER DENNIS McNULTY,
TROOPER JOSEPH FARRO, SERGEANT JAMES KANZ,
AND R. MILITANO, IN THEIR OFFICIAL
CAPACITY AND INDIVIDUALLY, CAPE MAY COUNTY
PROSECUTOR'S OFFICE, CAPE MAY COUNTY
NARCOTICS TASK FORCE, ROBERT CRAMER, CAPE
MAY COUNTY NARCOTICS TASK FORCE INVESTIGATOR,
IN HIS OFFICIAL CAPACITY AND INDIVIDUALLY,
LIEUTENANT A. BARNETT, SUPERVISOR OF THE
CAPE MAY COUNTY NARCOTICS TASK FORCE, IN
HIS OFFICIAL CAPACITY AND INDIVIDUALLY,
LOWER TOWNSHIP POLICE DEPARTMENT,
DETECTIVE WILLIAM HINKLE OF THE LOWER
TOWNSHIP POLICE DEPARTMENT, IN HIS OFFICIAL
CAPACITY AND INDIVIDUALLY, AND CAPE MAY
COUNTY SHERIFF'S DEPARTMENT,
Defendant-Appellants/Cross-Respondents.
___________________________________________________________
Argued October 7, 2002 - Decided February 27,
2003
Before Judges Havey, Wells and Payne.
On appeal from Superior Court of New Jersey,
Law Division, Cape May County, Docket No. L-
884-93.
Susanna J. Morris argued the cause for
appellants (Budd, Larner, Gross, Rosenbaum,
Greenberg and Sade, attorneys; Ms. Morris, on
the brief).
Lawrence S. Lustberg argued the cause for
respondents (Gibbons, Del Deo, Dolan,
Griffinger & Vecchione, attorneys; Mr.
Lustberg, Kevin G. Walsh and Richard A.
Grossman, on the brief).
The opinion of the court was delivered by
WELLS, J.A.D.
Cape May County, Cape May County Prosecutor's Office, Cape May
County Narcotics Task Force, Robert Cramer and Steven McShaffry,
(the County defendants) appeal from the entry of a final judgment
against them and in favor of plaintiffs, Charles Maudsley, in the
sum of $100,000, and the Estate of his late wife, Barbara Maudsley,
in the sum of $25,000. While the judgment did not award any
prejudgment interest, it ordered defendants to pay $143,745.74 in
counsel fees and costs to plaintiffs.
The Maudsleys cross appeal from the judge's decision denying
punitive damages, prejudgment interest, and award of only one-half
of the counsel fees sought.
The factual background out of which the judgment under appeal
arises is described in our prior opinion, Maudsley v. State,
323 N.J. Super. 579 (App. Div. 1999). Briefly, Cramer, an agent of the
Cape May County Narcotics Task Force (Task Force), applied for and
obtained a search warrant for a vessel, the "Imperial," moored at
the Lobster House dock in Lower Township. Cramer prepared the
application based on information he received from McShaffry,
another agent with the Task Force. McShaffry had received a tip
from an unnamed informant that a large shipment of narcotics was
aboard the Imperial, which had just arrived from Florida, and that
its crew was heavily armed. Pursuant to a search warrant issued by
a tax court judge, a large contingent of police officers, including
State troopers, raided and searched the Imperial on October 2,
1991. After a forty-minute search, during which the owner and
captain, Charles Maudsley, was detained and frisked, nothing was
found.
The Maudsleys filed suit under
42 U.S.C. §1983 for
compensatory damages to themselves and to the Imperial, punitive
damages, prejudgment interest, and counsel fees. The County
defendants asserted that probable cause for the search warrant
existed, but even if it did not, they were afforded a qualified
immunity from liability under § 1983 protecting the officers. The
Maudsleys sought the name of the confidential informant who
supplied the tip and other discovery concerning the investigation
leading to the issuance of the warrant. The judge denied the
request for the name of the informant and eventually ruled that the
search was based upon probable cause. The plaintiffs' claims under
§ 1983 collapsed, and the trial proceeded only on their claims of
excessive force accompanying the search itself. The jury found no
cause for action as to those claims. The Maudsleys appealed.
We reversed, directing that the name of the informant be
produced. We stated:
In Point I, plaintiffs argue that the trial
court erred in dismissing the § 1983 claims
against the County defendants based on
defendants' qualified immunity. We decline to
address this point. In our view, after the
disclosure of the identity of the informant
and the plaintiffs have had an opportunity to
conduct discovery, the issue of the County
defendants' qualified immunity should be
revisited by the trial court. At that point,
the trial court should reconsider whether
summary judgment in favor of the County
defendants is appropriate. If not, the matter
must be retried as to the County defendants.
[Maudsley, supra, 323 N.J. Super. at 594.]
Following our decision, the name of the informant, George
McClain, was produced. Further discovery ensued revealing the
details of the Task Force investigation leading to the issuance of
the search warrant. The County defendants then filed a motion for
summary judgment to dismiss the complaint. Because the most
current precedent involving claims for damages under § 1983 holds
that the issue of qualified immunity should be presented "'at the
earliest possible stage in the litigation,'" Schneider v. Simonini,
163 N.J. 336, 356 (2000) (quoting Hunter v. Bryant,
50 U.S. 224,
227,
112 S. Ct. 534, 536,
116 L. Ed.2d 589, 595 (1991), cert.
denied,
531 U.S. 1146,
121 S. Ct. 1083,
148 L. Ed.2d 959 (2001)),
and because the issue is one for the court not the jury, id. at
357, the motion and its result are a significant threshold to later
rulings in the case.
The present record does not give us precisely what the judge
considered on the motion. We, however, are assured from his ruling
that he considered the depositions of both McShaffry and Cramer;
an affidavit from Dennis Jones, an officer from Ocean City who
vouched for McClain; an affidavit from an assistant prosecutor who
reviewed by telephone the affidavit in support of the warrant
before it was submitted to the judge; the affidavit presented to
the tax court judge in support of the search warrant; McShaffry's
investigative reports for the four days immediately prior to the
search itself, September, 27, 28, 30 and October 1, 1991; and an
affidavit from Maudsley.
Based on these submissions, the judge denied the County
defendants' motion. He specifically concluded that the affidavit
in support of the search warrant was insufficient to support a
finding of probable cause to search the Imperial. He concluded
that evidence of reliability of the informant was lacking. He also
found a fact issue existed surrounding the "state of the officer's
knowledge regarding the arrest and convictions as the result of
information provided from . . . this particular informant." The
judge stated:
The depositions disclose that McShaffry and/or
Cramer did some investigation into the
reliability of this informant. In this
regard, McShaffry relied on Cramer to check
the informant's criminal record. Cramer
thought he checked the record. Both officers
thought that the informant had minor
violations, but not criminal convictions. It
turns out that in 1986 there was a conviction
for burglary. There was also a -- an arrest
then pending, an arrest which had recently
been made in June of 1991 for an assault,
which was apparently never mentioned to
McShaffry or Cramer. This assault charge was
ultimately downgraded, and according to the
depositions of McShaffry and Cramer, neither
had knowledge of that particular action.
These officers also relied on telephone calls,
as I have said, to officers in Lower Township
and Ocean City about the reliability of this
informant. Detective Dennis Jones, in
particular, of Ocean City, has submitted an
affidavit in conjunction with this motion that
he had knowledge of the informant and that
based upon his own use of this informant,
Detective Jones believed him to be reliable.
This affidavit in this Court's view, however,
is totally lacking in specificity and of
little use on the issues before this court. I
understand and do realize that it is true that
this affidavit came some nine years after the
events in this particular case. But it's
generality, nonetheless is inexcusable. If
the content of that affidavit is all that was
given to McShaffry, then our standard of
probable cause has been substantially eroded.
No information has been provided by Detective
Martin from Lower Township regarding his use
of this informant. Although, McShaffry claims
to have relied upon that information as well.
. . . .
In addition, in regard to that particular
affidavit, while the affidavit alleges
numerous arrests and convictions, it does not
mention any investigation into the informer's
reliability or the contact with other officers
at the time -- or at this particular time, or
at any prior time; that is, namely the Ocean
City or Lower Township officers. But the
affidavit certainly, as I've indicated --
indicated in 5A that there had been numerous
arrests and convictions. There's no
information in the affidavit stating that
McShaffry had reason to believe that the
informer was reliable, other than as based
upon an inference which may be drawn, of
course, from the statement contained in 5A,
that numerous -- numerous arrests and
convictions had been made based upon
information provided by this particular
informant.
The judge also found the facts surrounding the officers'
independent investigation of McClain's tip either inconclusive or
disputed in material respects. First, a fact issue remained "as to
whether Officer McShaffry actually saw the informant enter the
vessel in question." The judge reviewed the evidence on that
point:
McShaffry, in response to the request,
transported the agent (sic) and watched him
walk to the rear of the docks to meet an
allegedly Hispanic individual and board a
boat with a black hull. And I know that
there's some controversy factually about those
circumstances that day. Sometime later, and
according to the defendant's submissions,
approximately 3 1/2 hours later, McShaffry was
informed that the informant had been taken to
the cargo hold of the boat and that he was
shown a large amount of cocaine packaged in
kilo gram form -- bags in the form of bricks.
The informant also said that he observed
several automatic weapons on board, including
many machine guns, extra ammunition, 9
millimeter machine pistols and a revolver that
the captain allegedly wore in a holster -- or
had in a hols -- shoulder holster on the
vessel. These facts are again disputed by the
captain who says no one was aboard his vessel
the entire day preceding or the entire day in
question other than his own crew. McShaffry
then alleges that the informant identified the
boat in which he had witnessed the drugs and
the automatic weapons, and this was a black
hulled boat named The Imperial. He identified
The Imperial, according to McShaffry, as the
boat containing the contraband.
Secondly, the judge concluded that the officers failed to
reach out to other law enforcement agencies such as the Coast
Guard, the DEA or the State Police to verify McClain's tip.
Thirdly, the judge rejected the argument that the County
defendants could rely on an assistant prosecutor's review of the
affidavit to be submitted to the judge in support of the warrant.
The judge stated:
Reliance is also placed by the defendants upon
the assistant prosecutor's review of the
affidavit in support of the search warrant.
The assistant prosecutor, who at the time was
James Herlihy, submitted an affidavit in
respon -- in support of this particular motion
for summary judgment regarding his
recollection of his particular review. He
states that he reviewed the affidavit and
approved probable cause. However, his
recollection of the events was not very clear.
Again, I realize that that was nine years ago.
He did not see the application and believes it
was read to him over the phone. He believed
the informant had previously given him
information resulting in arrests and
convictions. He did not address in his
affidavit, nor does the defense present any
information to this court that the information
in the affidavit was such as to give a basis
for belief that this informer had the context
and the ability to be involved, and to
infiltrate the drug operation alleged to be
occurring aboard The Imperial.
Fourthly, the judge found the evidence of a claim of exigent
circumstances in obtaining the warrant unsupported. He stated:
Lastly, the defendant claimed that exigent
circumstances justify any shortfall in their
investigation and sufficient exigent
circumstances to support a reasonable belief
and the existence of probable cause. Here
again, I have to repeat that the operation
began with some information being provided as
early as September 27th, 1991. The search
took place on October 2nd. Admittedly, the
bulk of the information and the hustle and
bustle occurred on October 1st. There was,
nonetheless, better than four days for
investigation into the basis of knowledge of
this particular informant. The defendants
claim that the basis of knowledge, which they
accepted, if it found to be true, is that this
informer reported actually seeing a large
quantity of drugs and an arsenal of weapons.
Defendant accepted that statement without
question. Given the amount of time between
the first notice of drug activity and the
ultimate search, it is not this Court's --
this Court cannot say that exit -- exig --
exigent circumstances could reasonably exist
in that context.
Finally the judge carefully reviewed both our opinion and the
opinion in Schneider. He announced that the test for granting
qualified immunity rested on whether the officers had an
objectively reasonable basis to apply for a search warrant. He
concluded that he could not determine the issue as a matter of law
because it essentially turned on the question of whether the
officers adequately investigated McClain's reliability and the
basis of his knowledge about the Imperial, its crew, and cargo. He
ruled:
Significant here is the fact that neither
McShaffry nor any other law enforcement
official conducted any independent
investigation of the information given by the
informant regarding The Imperial, Maudsley or
his crew.
Thereafter, between February 20, 2001 and February 28, 2001,
the judge presided over a bench trial. On March 14, 2001, in an
oral decision, he denied the County defendants' motion to dismiss
the complaint on the defense of qualified immunity. On March 23,
2001, the judge awarded damages to the Maudsleys in the sum of
$100,000 to Charles and per quod damages to the late Barbara
Maudsley in the sum of $25,000. At the same time, he denied an
award of punitive damages. In a later ruling in May 2001, the
judge denied prejudgment interest as a matter of law and in his
signed judgment awarded plaintiffs $143,745.74 "as proportional
reimbursement" for legal fees and costs.
We recite the evidence as it emerged at the February 2001
trial as we glean it from the record. McShaffry and Cramer first
came into contact with George McClain in June 1991, when McClain
offered to serve as a confidential informant for the Narcotics Task
Force. When McClain first met with McShaffry and Cramer, he told
them that he wanted to volunteer information simply because he
wanted to help stop drug traffic. McClain did not request to be
paid for his information. McClain told the officers that he had
used drugs in the past, and that he had previously provided
information regarding illegal activity to other police officers.
Specifically, McClain stated that he had provided information to
Detective Dennis Jones of the Ocean City Police Department and
Detective Robert Martin of the Lower Township Police Department.
McClain also stated that he had been arrested previously. Before
the meeting ended, McClain stated that he would try to set up a
narcotics buy and would be in contact with them.
Sometime after this meeting, Cramer did a criminal history
check on McClain which revealed that he had been convicted on a
burglary charge and that he had a pending assault charge. It is
unclear whether McClain told the officers about the burglary
charge; however, he did not tell the detectives about the pending
assault charge.See footnote 11 Cramer did not inform McShaffry about McClain's
past record. Meanwhile, McShaffry contacted Detective Jones from
Ocean City and Detective Martin from Lower Township. According to
McShaffry, both of these officers vouched for McClain, stating that
he had given them information leading to arrests and convictions.
McShaffry advised Cramer about these conversations.
From July 1991 through October 1991, McShaffry was in almost
daily contact with McClain. Moreover, from July 3, 1991 to August
16, 1991, McClain arranged five street level drug buys with
McShaffry acting, undercover, as a buyer. The buys totaled about
$900, the sellers were arrested, but the record does not reveal
whether the sellers were ever convicted. Based on these buys,
McShaffry indicated that McClain's tips up to that about the
Imperial had been accurate.
On September 27, 1991, McClain informed the prosecutor's
office that he possessed information regarding an unsolved child
molestation/murder case. He also claimed that a man named "John,"
who had recently been arrested, was importing hashish into the
Wildwood area. McShaffry checked the information and determined
that a John Leszanski had been arrested in August 1991.
Nevertheless, the record reveals no further investigation, charges,
arrests, or convictions followed as a result of these two tips. On
the same day, McClain also informed the officers that a large
shipment of cocaine would soon be arriving in Cape May aboard a
fishing boat from Florida.
On September 28, 1991, McClain told McShaffry that he had
been in touch with a subject named "John" who was dealing drugs
from the Lobster House docks in Cape May and who was "capable of
setting up narcotics transactions from the docks." McClain
asserted that he could not supply "John's" last name because he was
"terrified" of being killed. On September 30, 1991, McClain called
McShaffry stating that he would be in contact with "John" on
October 1, 1991 to set up a meeting with the captain of the Florida
fishing vessel for the purpose of purchasing a large quantity of
cocaine. No additional independent investigation was done by any
detectives concerning "John," the arriving vessel, or the
circumstances surrounding the basis of McClain's knowledge of John
or of the substance of the tip.
On October 1, 1991, McClain telephoned McShaffry to tell him
that the fishing boat had docked and that he wanted to meet with
McShaffry. McShaffry conferred with Cramer. McShaffry then met
and spoke with McClain beneath the Cape May bridge where, at that
time, McClain told McShaffry that he had arranged a meeting with
the captain of the boat. McShaffry drove McClain to the dock at
approximately 3:15 p.m. From a vantage point in the parking lot of
the Lobster House, McShaffry, using binoculars, observed McClain
meet a Hispanic male and enter a vessel with a black steel hull.
McShaffry then left the scene. McShaffry acknowledged that he did
not see the name of the vessel.
About three hours later, McShaffry picked McClain up. McClain
told McShaffry that he had been introduced to a Latin male named
"John Walker." John Walker was McClain's contact and the person
who knew the crew of the vessel. After meeting Walker, McClain
stated that he was taken to the cargo hold of the boat where a
"large" amount of cocaine was packaged in kilogram bags. While
below, he met the captain and other crew members. He then taste
tested the cocaine and arranged for the purchase of a kilo of
cocaine for $20,000. McClain was instructed to arrive with a buyer
at 1:00 p.m. the next day. According to McClain, he also observed
several automatic weapons aboard and noted that the captain wore a
revolver in a shoulder holster.
After McShaffry reported to Cramer, he drove McClain to a
vantage point opposite the dock where McClain identified the
"Imperial" as the boat he boarded containing cocaine in the cargo
hold. From there, McShaffry observed the name Imperial on the bow
of the boat. The two then returned to the prosecutor's office
where they met with Cramer, Lieutenant Barnett, in charge of the
Task Force, and Captain Rybicki, and explained what had occurred.
Based on the information provided by McShaffry and McClain, Barnett
and Rybicki believed that the Task Force had probable cause to
request a search warrant. They instructed Cramer to prepare a
search warrant application. The application was telephonically
reviewed by an assistant prosecutor, and submitted to a Tax Court
judge at about 2 a.m. on the morning of October 2, 1991.
In his application, Cramer described the Imperial in
considerable detail. The evidence to be seized was referred to as
various controlled dangerous substances, weapons and "unidentified
persons at the premises. . . ." Cramer prepared the application in
support of the warrant based upon McClain and McShaffry's
information. The following facts were set forth:
(a) On September 27, 1991 a confidential
informant [hereafter] referred to as CI-1, who
has provided information in the past that has
led to the arrest and conviction of numerous
persons for violations of controlled dangerous
substance laws. Contacted Agent McShaffry of
the Cape May County Narcotics Task Force and
stated that within the next few days a large
shipment of Cocaine would be coming into the
Lobster House docks on a fishing boat. CI-1
stated that the shipment would be coming from
the south possibly Florida. CI-1 stated that
he might be able to make an introduction to
the people on this boat and arrange for the
purchase of several kilos of Cocaine.
(b) On October 1, 1991 CI-1 contacted Agent
McShaffry of the Cape May County Narcotics
Task Force and stated that the boat with the
shipment of Cocaine had arrived and was now
tied up at the Lobster House dock in Lower
Twp. CI-1 told Agent McShaffry that he needed
a ride to the dock so that he could meet with
the people on the boat. Agent McShaffry drove
the CI to the Lobster House dock and dropped
him off, and watched him walk to a large black
steel [hulled] boat where he met with a Latin
male.
. . . .
This unidentified Latin male spoke to the CI
briefly. Then the unidentified Latin male
took CI-1 onto the boat and down into a cargo
hold and showed him a pallet of clear plastic
bags that contained Kilo Grams of Cocaine.
CI-1 stated that the unidentified latin male
told him that he would sell the Cocaine for
$20,000.00 (Twenty Thousand Dollars) a Kilo.
CI-1 states that there was a large quantity of
Kilo bags of Cocaine piled up in the hold of
the boat.
(c) CI-1 told Agent McShaffry that while he
was on the fishing boat at the Lobster House
dock he/she personally observed 4 (four)
automatic weapons that included 2 mini 14 type
assault weapons with two 50 round clips taped
together. CI-1 stated that he saw four other
crew members on the boat. All the crew
members were said to be Latin possibly Cuban.
(d) CI-1 and Agent McShaffry went to an area
of the docks where CI-1 showed Agent McShaffry
a large fishing vessel with a black hull with
the name 'Imperial' in white letters painted
on the bow.
(e) On October 1, 1991 Agent[s] of the Task
Force conducted surveillance of the area of
the Lobster House dock, between the hours of
8:00 p.m. and 11:59 p.m. During this time
they observed a large black steel [hulled]
boat with a white pilot house. This boat had
the name 'IMPERIAL' painted in white on the
bow. This boat was approx. 80 to 90 feet in
length.
While Cramer was securing the search warrant, the Task Force
contacted several other agencies for support, and by 6 a.m. on
October 2, 1991, the amassed force executed the warrant. After
searching the Imperial for forty minutes, the Task Force uncovered
absolutely no evidence of drugs, weapons or Latin crew members.
In addition to these details of the investigation, the trial
judge also heard impressive and detailed testimony from two experts
on the adequacy of that investigation. The County defendants
called Edwin Stier, a former Deputy Director of the Division of
Criminal Justice. Stier testified to a wide variety of training
and experience in a career spanning nearly thirty-five years in law
enforcement, particularly in narcotics investigations and drug law
enforcement. Stier reviewed a long list of affidavits,
depositions, and reports associated with the investigation in this
case, most, if not all of which, were before the court. He then
answered following series of questions:
Q. In reviewing these materials, have you
reached any conclusion with respect to
the reasonableness of the officers and
the like?
A. Yes.
Q. And, what is that conclusion?
A. My conclusion is that their conduct in
using the informant in proceeding to
obtain a search warrant was within the
bounds of reasonable conduct for law
enforcement officials.
Q. And, on what facts do you base the
conclusion?
A. Well, in my -- in my judgment based on
the history of the relationship between
McShaffry and the informant, that is that
the informant had actually made
introductions to McShaffry to drug
dealers. He had made buys. Those buys
proved to be narcotics. I'm inferring
that from -- I don't think that there's a
specific report, a lab report in here,
but I'm referring -- inferring that from
the totality of the evidence that I've --
that I've reviewed.
McShaffry and his superiors had the right
to believe that the informant was
providing them with reliable information.
I saw nothing in the -- in the evidence
that was provided to undermine their
confidence in -- in the informant to the
point where they would -- it would be
likely to doubt his -- his word.
When the informant provided them with
information about what was essentially a
higher level of narcotics trafficking.
That is a large quality of cocaine on a -
- on a fishing vessel. In my view that
would raise a question about why -- how
the informant could obtain information at
that level of narcotics dealing when he
was providing information previously
about street level dealing.
But the story that the informant provided
appeared to be plausible. He described
an individual who had worked on a fishing
vessel who had been in possession -- been
arrested in possession of hashish. And,
indeed, such an individual had been
arrested for possession of hashish. His
explanation of how they obtained the
hashish appeared to be plausible.
. . . .
The most striking thing about the record
to me was that McShaffry took the
informant to the location where he was
supposed to meet somebody and board a
boat and, indeed, he observed the
informant meet somebody and go board a
boat. It -- it tended to confirm that
the informant was prepared to do what he
said he was gonna do.
Once that happened it -- the -- the
result of that information seemed quite
typical to me of many investigations that
I've participated in. Investigations
that I know of from my role in law
enforcement that people under my
supervision participated in. It was not
unusual that you would take the word of
an individual like this and obtain a
search warrant.
Q. Was the nature of the information being
provided by the informant on this
occasion different than information that
had been supplied to him in the past?
A. Yes.
Q. In what way?
A. He was providing information about what
appeared to be a higher level of drug
trafficking than that which he had been
providing information about previously.
Although it may be a little bit except
the fact that somebody has a large
quality of cocaine in their possession
doesn't mean that they're necessarily
part of a very sophisticated narcotics
distribution ring. Narcotics, unfortun-
ately is readily accessible throughout
the world. And, there are many entre-
preneurs who will be in possession of
large quantities of cocaine for a variety
of reasons.
Q. Was it unreasonable in your opinion for
the officers who believe since the
information was different?
A. No.
Q. Why not?
A. He had demonstrated his past reliability.
He certainly indicated that he had
obtained his information in a reliable
way. He said he was on the boat and made
these observations personally. So he
wasn't passing on information that he had
obtained from some third party. And,
McShaffry observed the informant go onto
a boat as the informant said he was going
to do. And when he got back as he had
said he had done.
Maudsley called Adam Mangino, a former agent of ten years
experience with the Federal Drug Enforcement Agency (DEA). Among
Mangino's responsibilities was training agents and police officers
in New York and New Jersey in drug investigations and running basic
and/or advanced narcotic training classes at police academies.
While with the DEA, Mangino helped establish the Narcotics Task
Forces in Monmouth and Somerset Counties and had a desk in the
Middlesex County Task Force for many years. He testified as to
wide experience in undercover work and in the use of informants.
Mangino, who like Stier, reviewed in detail the record of the
investigation, answered a series of questions about the quality of
the investigation and for a variety of reasons found it wanting. He
then answered the following series of questions:
Q. Considering everything that we've gone to
in this matter, and the material that
you've read which is all these reports
that are in evidence, do you have an
opinion that a narcotic task force
officer under these circumstances prior
to the search warrant being obtained,
would reasonably have believed that
probable cause existed to get a search
warrant?
A. No. I have an opinion but I don't think
that they have probable cause.
Q. And, for what reason?
A. First the reliability of the information
and then the corroboration of the
information that was provided which
turned out to be zero. I mean the only
thing they corroborated was the fact that
he stepped on a boat that -- that, you
know, the police officer could actually
see him on a boat at some point in time
meeting with somebody. But as far as all
the other parts of the story, they had
someone who they knew had lied to them
from the first day, as to the police
involvement. Who actually had been
controlling whatever investigation they
were doing in this matter. And -- and
without any attempt made to find out
whether or not the boat just arrived. To
find out whether or not the person who
owned the boat or was on the boat was of
record with their office, or any other
record. They never bothered to check
their own indices to find out whether the
files of the Cape May County Prosecutor's
office contained a prior reference to
that guy, to that boat, to that dock
being a facility being used frequently by
drug traffickers. There's a whole series
of things that were not done that would
have clearly shown whether or not they
should have proceeded with the case.
And, I'm not saying that -- that the case
couldn't have proceeded from there. You
know, once they got it and if they had
established an observation post and saw
people going on and off that were drug
dealers. And, you know, the boat
arriving on the right day and all those
kinds of things, now you're starting to
corroborate what someone had told you
that in the past had given you bad
information.
Q. Mr. Edwin Stiers testified for the
defense in this case that in his
experiences wasn't the worse case of
investigation that he's ever seen. Is
this the worse case of investigation you
have ever seen?
A. Well at this level, yes. At other
levels, no. I mean, I've seen worse than
this at levels closer to the street. But
once the smuggling gets involved agencies
know to call the authorities that deal
with cases that involve smuggling and
those people do a good job.
At the conclusion of the hearing on the motion to dismiss on
March 14, 2001, the judge found that (1) McShaffry had no special
training in narcotics investigation or the proper use of
confidential informants, but the other officers did; (2) prior to
the investigation and search of the Imperial, McClain facilitated
less than $900 worth of drug buys for the Task Force; (3) McClain
lied about his arrest record and failed to disclose a pending
charge; (4) Cramer knew of McClain's past criminal record, but
McShaffry was not informed of it; (5) McClain's past contact with
officers from Ocean City and Lower Township was at least five years
earlier; (6) on September 27, 1991, McClain offered the
prosecutor's office information regarding a homicide, which was
never substantiated by the Task Force as accurate, true, or useful;
(7) after receiving the initial tip on September 27, 1991 regarding
the fishing boat loaded with cocaine, neither Cramer nor McShaffry
sought to confirm the tip or initiate an investigation; (8) neither
investigator scrutinized the informant's subsequent, more detailed
tip about the same boat; and (9) after receiving information from
McClain that the Imperial was loaded with cocaine and weapons,
neither Cramer nor McShaffry investigated McClain's basis of
knowledge. The court further found that while McShaffry did see
McClain enter a vessel, that vessel was not the Imperial.
The court framed the issue as "whether the officers
responsible for obtaining a search warrant . . . were objectively
reasonable in their belief in the existence of probable cause; that
is, whether they have qualified immunity." The court then noted
the County defendants' reliance on defendants' prior dealings with
McClain, other officers vouching for McClain, the prosecutor's
review of the search warrant, and exigent circumstances. With
regard to the prosecutor's review of the search warrant, the court
stated:
The assistant prosecutor who reviewed the
application . . . in this Court's view, does
not support, nor does it allow for a
reasonable belief in probable cause,
(indiscernible) a trained officer taken by
himself or in conjunction with the other
aspects of this investigation. I say that
because his review was a cursory review, which
was limited to what he called the probable
cause paragraph. He testified he listened to
hear the magical words, and when he heard
reliable informant he was satisfied. The
irony is here that, in effect, his review was
a rubber stamp of the investigation, and
reliance here was not the reliance by the Task
Force upon the prosecutor, but the
prosecutor's reliance upon certain unspoken or
unidentified factual foundational information.
[emphasis added].
With regard to whether exigent circumstances existed, the
court stated:
[Here,] there was clearly four days that went
by and no investigation into anything the
informant mentioned.
. . . .
It is clear that any exigent circumstances
. . . was completely self-created and is not a
basis upon . . . which a reasonable belief and
probable cause can be supported. Exigent
circumstances certainly does not excuse the
lack of probable cause. It excuses the
issuance of a warrant, but you still need
probable cause. Nor does self-created
exigency . . . create any basis for a
reasonable belief in . . . the existence of
probable cause.
With regard to McClain's reliability, the court
discussed defendants' reliance on the two officers McShaffry
spoke with. The court stated:
Detective Jones' present recollection of
events -- of the events understandably is not
very clear. He does say he had no personal
experience with this informant, but that
others in his department have successfully .
. . -- utilized the informer. It is noted,
too, that McShaffry indicates that his
recollection of that conversation, which is
undocumented again, was contrary to what
Detective Jones now says, because he recalls
Detective Jones saying that he personally used
the informer. In any event, the information
upon which reliability as far as Jones is
concerned was, to say the least, stale
information at the time, being more than eight
to ten years old. Detective Martin's
information however, was with personal use, in
exchange for the payment of money. The bulk
of [McClain's] activity with . . . Detective
Martin was also eight to ten years prior to
1991, with one contact having been stated to
have been made, which I think was involved
with stolen property sometime in 1989.
The court further stated:
In this case, given the staleness of the
information, a reasonably prudent, a
reasonably trained, objectively trained
officer must proceed with caution.
. . . .
Caution [in this case] was not exercised.
This type of investigation would be adequate
for street-level purchases such as was
accomplished in July and August of 1991. It
is not a basis to believe that the informant
has accurate information about the purchase
and . . . sale of kilos of cocaine. The basis
of this informer's knowledge of the who, the
what, the when, the where and the why of his
knowledge was clearly never questioned, not by
. . . McShaffry, not by Cramer, . . . [or] . .
. Lieutenant Barnett. Likewise, with the
defense's reliance on the prior dealings to
establish reliability, because of the vast
differences in purchasing street-level
narcotics to the purchase of kilos of cocaine,
that reliance is . . . misplaced. Any
trained, objectively reasonable officer would
know that more is required. This case is not
simply a mistake based upon a faulty
reasonable investigation. This factual
situation is one in which the . . .
investigators paid lip service to the
requirements of the law of probable cause.
The investigation into the reliability of the
informant and the basis of his knowledge, I
repeat, was minimal. While the bar is low for
the defense to establish an objective
reasonable belief in probable cause, it is not
non-existent.
The court then concluded:
It is true that reasonable mistakes are
anticipated in these kinds of investigations
and should be forgiven for the sake of law
enforcement and of our criminal laws, and,
therefore, for the public good. On balance,
therefore, there is this issue of qualified
immunity. However, in this factual context it
is a mistake that a reasonably objective
trained officer would not have made had good
police procedure been followed.
The court then discussed the experts produced on police procedure
and addressed the specificity of McClain's information. Regarding
McShaffry's and Cramer's lack of further investigation following
McClain's tips, the court stated:
[T]hese investigators had all the resources
available to them to perform these background
and corroborative checks. They failed to ask
the questions. They failed to pursue
reasonable resources before subjecting
property and people such as the plaintiff to
search. Qualified immunity applies to
investigations that infringe on individual
rights when proper police procedure was
followed and the acts or omissions are
objectively reasonable to a trained officer.
In this case, there was a lack of affirmative
acts and a series of omissions amounting to an
objectively unreasonable investigation such
that qualified immunity does not apply to the
failure to perform the necessary actions in
the investigation.
Finally, the judge amplified his decision by discussing and
distinguishing Schneider. He stated:
That Supreme Court case is a little bit
complicated because of the way it ended up
with two Justices being divided on the issue
of probable cause and reasonable belief in
probable cause. At first blush one might
think that the situation is the same, but it
really is not. With regard to the Schneider
case, it was misidentification of a person
after there was an attempt to identify the
proper person by use of driver's licenses and
whatever other information. But at least it
was some attempt. So that was some -- And
there was a mistake, which was viewed as
reasonable under the circumstances. And that
was the reason, in my view, why that Court
believed and held that under those
circumstances it was an objectively reasonable
belief in probable cause that existed aside
from the host of other issues that were
addressed. Now in this Maudsley case, we
don't have that. We have a total, in this
Court's view, lack of foundational information
which the officers should have looked into.
They looked into some things, but simply
relied on everything that the informer said
based upon their believing that the informer
actually saw something. Clearly that is not
what the law requires in this Court's view.
So I don't see the two cases as an analogous
at all, and I just wanted to further amplify
my decision in that regard.
We affirm the judgment on liability and the award of damages
to Charles Maudsley. We accept the judge's conclusion that there
was no probable cause to search the Imperial, his factual findings
that the underlying investigation was faulty, and his legal
conclusion that the officers were not cloaked with qualified
immunity. We also affirm the denial of punitive damages
substantially for the reasons stated by the judge. We are,
however, constrained to reverse the award of per quod damages to
the estate of Barbara Maudsley. Finally, we reverse the award of
prejudgment interest and counsel fees and remand as to those issues
for further proceedings.
I
To establish his § 1983 claim, Maudsley was required to prove
that defendants deprived him of a federal right while they were
acting under color of state law. See Gomez v. Toledo,
446 U.S. 635, 640,
100 S. Ct. 1920, 1923,
64 L. Ed.2d 572, 577 (1980); Kirk
v. Newark,
109 N.J. 173, 185 (1988). Plaintiff alleges that the
County defendants' actions violated his constitutional right to be
free from an unreasonable search and seizure. A search is
unreasonable if it lacks probable cause and is not justified by
exigent circumstances or special governmental needs beyond those of
normal law enforcement. See State v. Smith,
155 N.J. 83, 91
(1998), cert. denied,
525 U.S. 1033,
119 S. Ct. 576,
142 L. Ed.2d 480 (1998); State v. Novembrino,
105 N.J. 95, 105 (1987).
The law of probable cause sufficient to issue a search warrant
is well established in New Jersey. "When determining whether
probable cause exists, courts must consider the totality of the
circumstances, and they must deal with probabilities." Schneider
v. Simonini,
163 N.J. 336, 361 (2000) (citing Illinois v. Gates,
462 U.S. 213, 230-31, 238,
103 S. Ct. 2317, 2328, 2332,
76 L. Ed.2d 527, 543-44 (1983)); Novembrino, supra, 105 N.J. at 122
(adopting totality of the circumstances test). "Probable cause
exists if at the time of the police action there 'is a well
grounded suspicion that a crime has been or is being committed.'"
State v. Sullivan,
169 N.J. 204, 211 (2001) (quoting State v.
Waltz,
61 N.J. 83, 87 (1972)). It requires nothing more than "'a
practical, common sense decision whether, given all the
circumstances . . . there is a fair probability that contraband or
evidence of a crime will be found in a particular place.'" State
v. Demeter,
124 N.J. 374, 380-81 (1991) (quoting Gates, supra, 462
U.S. at 238, 103 S. Ct. at 2332, 76 L. Ed.
2d at 548). This
flexible, practical totality of the circumstances standard has been
adopted because probable cause is a "'fluid concept--turning on the
assessment of probabilities in particular factual contexts--not
readily, or even usefully, reduced to a neat set of legal rules.'"
Schneider, supra, 163 N.J. at 361 (quoting Gates, supra, 462 U.S.
at 232, 103 S. Ct. at 2329, 76 L. Ed.
2d at 544).
Information related by an informant, though hearsay, may
constitute a basis for probable cause, "'so long as a substantial
basis for crediting the hearsay is presented.'" Smith, supra, 155
N.J. at 92 (quoting Novembrino, supra, 105 N.J. at 111). The
sufficiency of the information related by the informant is measured
by consideration of all relevant circumstances. Ibid. Hence, the
reliability of an informant's tip must be analyzed under the
totality of circumstances. Gates, supra, 462 U.S. at 238, 103 S.
Ct. at 2332, 76 L. Ed.
2d at 548. Under this standard, courts
consider the informant's "'veracity'" and his or her "'basis of
knowledge.'" Smith, supra, 155 N.J. at 95-98. However,
[w]hen a search . . . occur[s] pursuant to a
warrant, the existence of probable cause is
presumed to have existed for purposes of a
Section 1983 cause of action based on an
alleged Fourth Amendment violation. A
plaintiff seeking recovery must then prove by
a preponderance of the evidence that probable
cause did not exist.
[Schneider, supra, 163 N.J. at 360.]
We are satisfied that applying these well-understood
principles, the judge was correct in determining that no probable
cause existed to issue a warrant to search the Imperial. In the
first place, the affidavit presented to the judge to obtain the
warrant failed to provide any factual support either for McClain's
reliability and veracity or the basis of his knowledge of the
matters upon which he was informing. McClain lied about his own
criminal history, a fact of which Cramer was aware but did not
disclose in the affidavit. In addition, the affidavit was
misleading in that neither McShaffry nor Cramer had ever verified
that any convictions resulted from information supplied by McClain.
Furthermore, the record supports the judge's finding that the
officers failed to independently corroborate McClain's story in
material respects. McClain approached the officers as a good
citizen informant and himself as a clean, former user. Yet neither
officer questioned McClain as to how he knew the five street
sellers or the details of their business dealings. When it came to
the developing story about the incoming boatload of cocaine,
McClain was never probed about the source of his knowledge about
the vessel or the details of his contacts with "John," who was
apparently supplying him the information about the Imperial.
Finally, there was not the slightest attempt to verify Maudsley's
background or reputation, that the Imperial had ever been engaged
in drug smuggling, or that it had ever been in Florida.
For the stated reasons, we concur with the judge's conclusion
that there was no probable cause to search the Imperial.
II
As a defense to civil liability for an unreasonable search,
the County defendants are entitled to assert that, even if
Maudsleys' allegations that the search lacked probable cause are
true, the officers were protected by virtue of the doctrine of
qualified immunity. See Malley v. Briggs,
475 U.S. 335, 344-45,
106 S. Ct. 1092, 1098,
89 L. Ed.2d 271, 278-81 (1986); Kirk,
supra, 109 N.J. at 179-80, 182. An officer will be afforded such
immunity if he or she "reasonably but mistakenly" concludes that
probable cause existed for a search. Anderson v. Creighton,
483 U.S. 635, 641,
107 S. Ct. 3034, 3039-40,
97 L. Ed.2d 523, 531
(1987). Moreover, qualified immunity protects "all but the plainly
incompetent or those who knowingly violate the law." Malley,
supra, 475 U.S. at 341, 106 S. Ct. at 1096, 89 L. Ed.
2d at 278.
Thus, in defense of a § 1983 claim based on an unreasonable
search and seizure, the officer being sued is entitled to judgment
if the officer can successfully prove: "(1) that he or she acted
with probable cause; or, (2) 'even if probable cause did not exist,
that a reasonable police officer could have believed in its
existence.'" Schneider, supra, 163 N.J. at 355 (quoting Kirk,
supra, 109 N.J. at 184).
We are mindful of the purposely high threshold this standard
sets in fixing the liability of law enforcement officers for the
violations of a citizen's rights. The standard buttresses a policy
aimed at preventing the chilling of effective law enforcement by
permitting facile awards of damages in civil cases, especially
where the law does not fix bright line rules; where prompt action
is required; and where judgment must be exercised upon often
incomplete and contradictory information.
At the same time, the threshold for § 1983 claims cannot be so
high that the legitimate privacy interests of citizens can never be
vindicated in the form of civil damage awards. While there is a
high public policy value in effective law enforcement, judicial
application of qualified immunity must not so enlarge the defense
as to swallow up all liability. Such a construction would derogate
from the salutary restraint embodied in § 1983 against the abusive
exercise of state police powers. Recall at one point in the
judicial history of § 1983 claims, proof of bad faith or actual
malice was the only standard upon which a victimized plaintiff
could prevail. See Schneider, supra, 163 N.J. at 354. That
standard was eventually perceived to be too onerous, and such
proofs were abandoned as the sole basis for recovery. History thus
suggests a standard short of malice and bad faith where, upon a
showing of faulty police work upon which no reasonable officer
could rely, a plaintiff may recover. We conclude the judge here
correctly determined this was such a case.
At the time of the summary judgment motion, the judge clearly
had misgivings about the quality of the investigation leading to
the search of the Imperial. The "who, what, where and why" kinds
of fact questions, id. at 359, concerning the investigation
remained disputed and, to some extent, unanswered. At trial, those
misgivings ripened into the judge's conviction that the
investigation was faulty in material respects, especially in light
of the expert testimony. Under our usual standards of appellate
review, the factual findings of the trial judge in a non-jury trial
merit deference when they are supported by substantial, credible
evidence. See Rova Farms Resort, Inc. v. Investors Ins. Co. of
Am.,
65 N.J. 474, 483-84 (1974). This is particularly the case
here, given the judge's power as trier of fact, to accept or
reject, in whole or in part, the testimony of one expert over that
of another. That testimony was properly limited to opinions about
the investigation, a question of fact, and did not tread upon the
judge's ultimate responsibility to determine the issue of whether
a qualified immunity existed. Schneider, supra, 116 N.J. at 359.
The judge's legal conclusion of law that no qualified
immunity existed also merits our acceptance. It would be wrong to
conclude that the Task Force could reasonably believe it possessed
probable cause based upon the incomplete and faulty investigation
that occurred. The officers knew little about McClain's history
and had virtually no basis upon which to assess his reliability as
an informant about a major marine drug smuggling operation.
McClain only partially disclosed his arrest history. Additionally,
the record gives short shrift to his tip about a child
molestation/homicide investigation, the only other serious matter
about which he informed. The cursory vouching by other officers
was stale in time and unspecific in detail.
Further, the basis of McClain's current knowledge of drug
trafficking was suspect at best and in any event, gave no
indication that McClain was, himself, a player in cocaine
distribution or that he knew anyone above the street level who was.
True, under circumstances largely unexplained, McClain was able to
set up five street buys of suspected narcotics. However, from
whom, where, and when McClain came upon knowledge of a major marine
drug smuggling operation went uninvestigated by the Task Force.
Finally, McClain's sketchy knowledge of the Imperial went
completely uninvestigated by anyone in the Task Force. A very
short period of surveillance of the vessel revealed nothing; no
background check of Maudsley was ordered or considered; and no one
reached out for supportive information from the FBI, the Coast
Guard, or the State Police about the Imperial. In short, we find
no sound reason to depart from the judge's legal conclusion that
the County defendants cannot benefit from qualified immunity.
Accordingly, we affirm his judgment in that respect.
III
We are constrained to reverse the per quod award to the Estate
of Barbara Maudsley. We note that Barbara Maudsley died prior to
the second trial. However, both she and Maudsley had been deposed
and testified in the first trial.See footnote 22 The parties consented to the
judge's consideration of that evidence in the second trial. He
rested his decision about both liability for and the amount of the
per quod award on that evidence. The judge stated in his March 14,
2001 ruling:
I also find that Charles Maudsley suffered a
post-traumatic stress disorder as a result of
some period of -- or for some period of that
that -- and that it affected the marital
relation. I find that Mr. Maudsley and Ms.
Maudsley have been truthful and creditable
regarding the consequences each suffered.
A per quod claim is only maintainable by reason of a spouse's
personal injury and depends upon and is incidental to the spouses
personal injury action. Rex v. Hutner,
26 N.J. 489, 491-92 (1958).
We have characterized a per quod claim as a derivative claim, not
a separate cause of action. Tichenor v. Santillo
218 N.J. Super. 165, 173 (App. Div. 1987); Wimmer v. Coombs,
198 N.J. Super. 184,
188 (App. Div. 1985); Boyd v. Steele,
107 N.J. Super. 405, 410
(App. Div. 1969).
Plaintiff argues that a spouse may recover for egregious
constitutional violations visited upon her husband. Defendants'
argue that a claim for loss of consortium under New Jersey law is
a derivative claim and as such, is not actionable under § 1983.
Here, it is plaintiff, Charles Maudsley, who has allegedly suffered
injuries based on a deprivation of federal law. Barbara Maudsley's
loss of consortium claim does not represent an injury based on a
deprivation of her federal rights, rather, it is a derivative
claim.
Neither the Third Circuit, the New Jersey Supreme Court, nor
this court, has expressly held that a spouse's claim for loss of
consortium is cognizable under § 1983.
The Third Circuit has expressly declined to address the
viability of a loss of consortium claim brought by the spouse of an
injured § 1983 plaintiff. See Livingstone v. North Belle Vernon
Bor.,
12 F.3d 1205, 1215 n.10 (3d Cir. 1993), appeal after remand,
91 F.3d 515 (1992), cert. denied,
520 U.S. 1142,
117 S. Ct. 131
137 L. Ed.2d 474 (1997), appeal after remand
211 F.3d 1262 (2000),
cert. denied,
532 U.S. 906,
121 S. Ct. 1230,
149 L. Ed.2d 139
(2001) ("[Defendants] contend that [plaintiff's] claim for loss of
consortium is not recognized under section 1983 . . . . We do not
consider [this] argument[ ]."); Kulwicki v. Dawson,
969 F.2d 1454,
1457, 1467 n.15 (3d Cir. 1992) (noting that court will not address
merits of § 1983 claims, of which loss of consortium was one such
claim, on interlocutory appeal).
In addition, other federal circuit and district courts have
held that claims for loss of consortium are not cognizable under §
1983. See Niehus v. Liberio,
973 F.2d 526, 532-34 (7th Cir. 1992)
(in a § 1983 action, discussing the nature of a loss of consortium
claim and holding that spouse cannot recover damages under the
Constitution for loss of consortium); Berry v. City of Muskogee,
900 F.2d 1489, 1506-07 (10th Cir. 1990) (plaintiffs not entitled to
loss of consortium damages because § 1983 creates a federal remedy
only for the party injured); Stallworth v. City of Cleveland,
893 F.2d 830, 838 (6th Cir. 1990) (dismissing husband's request for
recovery for loss of consortium under § 1983 because wife, rather
than her husband, was the one who suffered a deprivation of her
civil rights); Wiers v. Barnes,
925 F. Supp. 1079, 1095-96 (D. Del.
1996) (no authority to consider a derivative loss of consortium
claim under § 1983); Verde v. Philadelphia,
862 F. Supp. 1329, 1337
(E.D. Pa. 1994)(loss of consortium claim cannot derive from § 1983
claim).
Thus, it seems to be well established that a spouse, like
Barbara Maudsley, has no standing to raise § 1983 claims resting on
violations of her husband's constitutional rights.
We are persuaded that per quod claims for loss of consortium,
purely derivative under New Jersey law, are not cognizable under §
1983. We accept the reasoning of those federal courts that have
spoken on the issue and expressly denied such awards. Here,
Barbara Maudsley did not c