SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-1024-97T1
COOPER PITTS,
Plaintiff-Respondent,
v.
NEWARK BOARD OF EDUCATION,
Defendant,
and
JOSEPH PARLAVECCHIO,
Defendant-Appellant.
________________________________________
Submitted January 31, 2001 - Decided February
23,2001
Before Judges Keefe and Eichen.
On appeal from the Superior Court of New
Jersey, Law Division, Essex County, L-6692-95.
Evangeline V. Tutt, attorney for appellant.
Hunt, Hamlin & Ridley, attorneys for
respondent (Ronald C. Hunt, of counsel and on
the brief).
No other parties participated in this appeal.
The opinion of the court was delivered by
EICHEN, J.A.D.
This is an action brought under the New Jersey Tort Claims
Act, N.J.S.A. 59:1-1 to 12-3 (the Tort Claims Act). Defendant
Joseph Parlavecchio appeals a judgment in favor of plaintiff Cooper
Pitts following a jury verdict that awarded plaintiff $10,000 in
punitive damages on his defamation cause of action.See footnote 11 We reverse.
The action stems from an altercation between plaintiff, the
head custodian at the Dayton Street Grammar School in Newark, and
defendant, the principal of the school. The incident culminated in
defendant's filing of a criminal complaint against plaintiff
alleging criminal trespass based on plaintiff's alleged refusal to
leave the school building. At trial, plaintiff contended that "the
filing of a criminal complaint [is] ... defamation per se" and that
defendant acted with "malice" in filing the complaint. On appeal,
he argues that the allegation of criminal trespass set forth in the
complaint is a defamatory statement and constitutes slander per se.
These are the material facts. On June 23, 1993, defendant
summoned plaintiff to his office for a meeting to address the
recurring problem of access to school supplies. On days when
plaintiff was absent, he often failed to leave the keys to supply
rooms in a designated "key closet," thereby preventing defendant,
or a replacement custodian, from accessing the supply areas. Two
assistant principals were present during the meeting. Defendant
suggested to plaintiff that plaintiff would be required to store
his keys in the principal's office.
Plaintiff and defendant presented two disparate versions of
what transpired after defendant explained his dissatisfaction with
the situation. Defendant and an assistant principal testified that
plaintiff refused the principal's suggestion and became "defiant,"
"loud," and "overly aggressive," refusing to surrender his keys,
and stating that he "didn't have to answer to anybody." They
claimed plaintiff was so loud he could be heard in the main office
and in the hallways. Defendant testified that plaintiff "started
to rant and rave and scream and yell," stating that he did not have
to listen to defendant. Defendant described plaintiff as "very
agitated," "extremely hostile," and "quite aggressive." According
to defendant, after he informed plaintiff that he would not
tolerate his behavior, plaintiff "started throwing profanities at
me." Defendant claims he then ordered plaintiff to surrender his
keys, leave his office, and report to Custodial Services, which was
located off-premises, but that plaintiff refused. Plaintiff then
left defendant's office "ranting and raving," and returned to his
office in the school's basement. Believing plaintiff had refused
to leave the building and that he was potentially violent,
defendant summoned the police, who upon arrival, arrested and
handcuffed plaintiff, leading him out the front of the building
while students and teachers watched. Thereafter, at police
insistence, defendant signed a criminal complaint against plaintiff
charging him with criminal trespass.
Plaintiff denied that he refused to surrender the keys to
defendant, denied defendant's description of his conduct as
hostile, and denied that he was ever ordered to leave the building.
He also presented witnesses who testified to his mild demeanor and
disposition. He further testified that he felt humiliated by the
treatment accorded him by defendant and had to seek medical
attention because he was so upset. Accordingly, he filed a
counter-complaint in the municipal court against defendant alleging
harassment. Both complaints were later withdrawn.
Subsequently, plaintiff filed a complaint in the Law Division
in which he named the Newark Board of Education (the Board) and
Parlavecchio as defendants. The complaint alleged malicious
prosecution (count one), defamation (count two), and intentional
infliction of emotional distress (count three). Defendants filed
an answer denying the allegations and asserting a variety of
defenses including the immunities under sections N.J.S.A. 59:3-2a
and b and 59:3-8 of the Tort Claims Act. After the Board was
dismissed from the action on its motion for summary judgment, a
trial was commenced before a jury. At the close of plaintiff's
proofs, defendant moved for an involuntary dismissal on the ground
that there was insufficient proof to support any of plaintiff's
claims. The court dismissed only count three,See footnote 22 and defendant
proceeded to present his evidence on the remaining counts.
The jury returned a no cause verdict on count one, but found
defendant liable on the defamation count, awarding plaintiff
punitive damages of $10,000, but no compensatory damages.See footnote 33
On appeal, defendant argues that the judge erred (1) in
submitting the defamation count to the jury because no defamatory
statement was made by defendant; (2) in failing to charge the jury
on the immunities available to public employees under the Tort
Claims Act, N.J.S.A. 59:3-2a and b and 59:3-8; and (3) in
submitting the malicious prosecution claim to the jury.
We address first defendant's argument that the defamation
claim should not have been submitted to the jury because plaintiff
did not allege a defamatory statement by defendant. Plaintiff's
defamation claim was based solely on defendant's filing of the
criminal complaint which he contends falsely accused him of
criminal trespass. Defendant counters that irrespective of the
truth or falsity of the allegations in the complaint, such a
complaint does not constitute a defamatory statement because the
complaint is absolutely privileged.
Criminal complaints are absolutely privileged. Piper v.
Scher,
221 N.J. Super. 54, 60 (App. Div. 1987) (observing that
defendant was entitled to dismissal of a defamation claim because
the plaintiff based it "solely upon the criminal complaints filed
against her which were absolutely privileged") (citing Lane v.
Brown,
199 N.J. Super. 420, 426 (App. Div. 1985)); see also
Rainiers Dairies v. Raritan Valley Farms, Inc.,
19 N.J. 552, 558
(1955); Restatement (Second) of Torts § 587 (1977). Such
complaints are privileged in order to protect the public interest
in freedom of access to the courts. Id. at § 587 comment a; see
also Piper, supra, 221 N.J. Super. at 60. "One who publishes a
slander that [falsely] imputes to another conduct constituting a
criminal offense" commits slander per se. Restatement (Second) of
Torts § 571 (1977). However, the filing of a criminal complaint
containing the same false imputation exonerates the publisher from
liability for defamation because of the absolute privilege. It is
not that the statement is not defamatory, but that its publication
is privileged. Of course, the party injured by the statement may
still assert a claim for malicious prosecution based on the
complaint. See id. at § 571 comment a. Plaintiff's reliance on
Arturi v. Tiebie,
73 N.J. Super. 217 (App. Div. 1962), is misplaced
because that case did not involve the filing of a criminal
complaint, but only the making of a verbal statement accusing
plaintiff of a crime.
Accordingly, based on the absolute privilege accorded
defendant's filing of the criminal trespass complaint, the
defamation claim should not have been submitted to the jury.
Alternatively, defendant was entitled to a dismissal of the case at
the close of plaintiff's proofs.See footnote 44
Additionally, defendant was entitled to an involuntary
dismissal at the close of plaintiff's proofs because plaintiff
failed to prove actual damage to his reputation. Ordinarily, in
the absence of slander per se, a plaintiff in a defamation case
must demonstrate special damages in the form of proof of pecuniary
or economic harm to his reputation. See Ward v. Zelikovsky,
136 N.J. 516, 542 (1994); see also Biondi v. Nassimos,
300 N.J. Super. 148, 153 (App. Div. 1997); McLaughlin v. Rosanio, Bailets & Talamo,
Inc.,
331 N.J. Super. 303, 313 (App. Div. 2000). Plaintiff argues
that because his claim is a slander per se claim, he did not have
to demonstrate harm to his reputation or actual damages. We
disagree.
As previously noted, this is not a slander per se situation,
but even if defendant's pronouncement to the police that plaintiff
had committed criminal trespass could be viewed as slander per se,
plaintiff was still required to prove actual damages. That is
because the potentially violent nature of the incident involved a
matter of public concern, namely, the safety and well-being of the
school children. In such a case, damages will not be presumed, and
a plaintiff must prove actual damages. See Rocci v. Ecole
Secondaire,
165 N.J. 149, 156 (2000) (holding that damages will not
be presumed where the speech implicates a matter of public concern,
namely, a teacher's care of her students). Therefore, the damages
award cannot stand.
There is another reason why the damages award was improper.
Punitive damages cannot be awarded in a tort action in the absence
of an award of compensatory damages. See Smith v. Whitaker,
160 N.J. 221, 239 (1999) (observing that punitive damages award is
improper where jury awarded $0 in compensatory damages). Here, the
jury awarded plaintiff punitive damages without awarding any
compensatory damages. Accordingly, the judgment awarding plaintiff
$10,000 in punitive damages award must be reversed.
In addition, defendant is entitled to relief from the judgment
because the judge failed to charge the jury on the qualified
immunity under N.J.S.A. 59:3-8. The judge should have instructed
the jury that, as a public employee, defendant could not be found
"liable for injury caused by his instituting or prosecuting any
judicial or administrative proceeding [if he was acting] within the
scope of his employment," N.J.S.A. 59:3-8, unless he acted with
"actual malice." N.J.S.A. 59:3-14.
The trial judge declined defendant's request to charge the
jury on this qualified immunity, apparently concluding that the
immunity did not apply.See footnote 55 Instead, the judge determined it was
sufficient to simply instruct the jury, along with the other
elements required to prove a cause of action for defamation, that
it would have to find defendant acted "maliciously" to find
defendant liable.
In explaining the elements of defamation to the jury, the
judge stated, in relevant part:
The next claim is with regard to defamation.
In order that you find -- in order for you to
find that plaintiff is entitled to recover
damages from defendant for defamation, you
must find by a preponderance of the credible
evidence that defendant communicated to a
person other than the plaintiff a false and
defamatory statement of facts concerning the
plaintiff and that defendant had actual
knowledge that the statement was false or
acted in reckless disregard of its truth or
falsity. And that it was done maliciously, as
I have previously defined maliciously.
(Emphasis added)
On the malicious prosecution claim, the judge had instructed the
jury:
The malice contemplated by this element is not
malice in the sense that the word is sometimes
used. The kind of malice I speak of means the
intentional doing of a wrongful or unlawful
act without just cause or excuse. Such malice
is an intentional act which an ordinarily
cautious man would realize that under ordinary
circumstances damage would result to another
person. And which does, in fact, damage
another person. The element of malice may be
inferred from a lack of reasonable or probable
cause.
In defamation law, "actual malice" exists when a defendant has
actual knowledge that the statement he is making is false, or when
he entertains serious doubts as to its truth. Burke v. Deiner,
97 N.J. 465, 481 (1984) (quoting New York Times v. Sullivan, 376 U.S.
254, 280,
84 S. Ct. 710, 726,
11 L. Ed.2d 686, 706 (1964)). While
the judge instructed the jury in accordance with this principle,
by mistakenly referencing the definition of "malice" he had given
as part of the charge on malicious prosecution, his instructions
could only have confused and misled the jury as to the controlling
legal principles for determining the element of "actual malice."
Moreover, the instructions erroneously allowed the jury to
improperly infer malice from a lack of reasonable or probable cause
for the filing of the criminal trespass complaint.
The judge also mistakenly told the jury it could find "malice"
on the part of defendant by the preponderance of the evidence,
whereas the appropriate evidentiary burden is clear and convincing
evidence. See Burke, supra, 97 N.J. at 481; see also Costello v.
Ocean County Observer,
136 N.J. 594, 615 (1994) ("[T]he clear and
convincing standard in [a] defamation action adds an additional
weight to the plaintiff's usual preponderance of the evidence
burden."). By instructing the jury on the usual preponderance of
the evidence burden of proof, the trial court ignored the clear
mandate of the Supreme Court in Costello.
An appellate court may not disregard an erroneous jury charge
if it was "clearly capable of producing an unjust result." R.
2:10-2. Because this charge was clearly capable of producing such
a result, and, indeed, in our opinion, did produce such a result,
we reverse the judgment on these grounds as well.
Lastly, we observe that the defamation claim should not have
been submitted to the jury because no rational jury could draw from
the evidence presented by plaintiff that defendant acted with
"actual malice" in instituting the criminal proceedings against
plaintiff. Essentially, this was defendant's argument when he
sought an involuntary dismissal of plaintiff's complaint at the
close of plaintiff's proofs. Courts should carefully screen
proceedings to test whether "actual malice" has been demonstrated.
Burke, supra, 97 N.J. at 482. Had that been done in this case, it
is likely that the defamation claim would never have been submitted
to the jury. In light of our decision herein, we need not address
and resolve whether the trial judge erred in presenting the
malicious prosecution claim to the jury.
Reversed and remanded for entry of judgment in favor of
defendant.
Footnote: 1 1 The jury found in favor of defendant on the malicious prosecution claim. Footnote: 2 2 The judge found defendant had failed to support his claim of intentional infliction of emotional harm by medical evidence. Footnote: 3 3 Plaintiff had not sought compensatory damages on the defamation count because his theory of the case was that defendant had committed slander per se where ordinarily damages are presumed. See McLaughlin v. Rosanio, Bailets & Talamo, Inc., 331 N.J. Super. 303, 313 (App. Div. 2000). Footnote: 4 4 We recognize that defendant did not assert the absolute privilege in the Law Division as a ground for the dismissal of the complaint; however, the argument has been made and briefed on appeal and, accordingly, we address it. Footnote: 5 5 The judge apparently also rejected defendant's request for an instruction based on N.J.S.A. 59:3-2a and b, two of the discretionary immunities available to public employees under the Tort Claims Act. In view of our reversal based on the other reasons enumerated, we decline to resolve the applicability of these immunities to this case, except to observe that they likely do not apply. Cf. Denis v. City of Newark, 307 N.J. Super. 304 (App. Div. 1998).