Plaintiffs-Appellants,
v.
THE COOPER HEALTH SYSTEM,
d/b/a COOPER HOSPITAL/
UNIVERSITY MEDICAL CENTER,
EDISON CATALANO, M.D. and
ANTHONY SHERMAN, M.D.
Defendants-Respondents,
and
DAVID GERBER, M.D., G.
HADDAD, M.D., and BRUCE B.
CUNNINGHAM, M.D.,
Defendants.
_____________________________________
Argued June 6, 2006 Decided
Before Judges Wefing, Fuentes and Graves.
On appeal from Superior Court of New
Jersey, Law Division, Camden County,
Docket No. CAM-L-7417-02.
Gayle R. Lewis argued the cause for
appellants (Ms. Lewis and Matthew D.
Schelkopf, on the brief).
Stacy L. Moore, Jr. argued the cause
for respondent The Cooper Health System d/b/a
Cooper Hospital/University Medical Center
(Parker McCay, attorneys; Carolyn Sleeper,
of counsel; Mr. Moore, on the brief).
Joel B. Korin argued the cause for respondent
Edison Catalano, M.D. (Ballard Spahr Andrews &
Ingersoll, attorneys; Mr. Korin and Paul F.
Jenkins, on the brief).
Sharon K. Galpern argued the cause for
respondent Anthony Sherman, M.D. (Stahl &
DeLaurentis, attorneys; Ms. Galpern,
on the brief).
Britcher, Leone & Roth, attorneys for
amicus curiae ATLA-NJ (E. Drew Britcher
and Jessica E. Choper, on the brief).
The opinion of the court was delivered by
FUENTES, J.A.D.
The principal issue raised in this appeal requires us to determine whether a
physician and/or hospital can be held civilly liable in damages to an individual
who contracted the human immunodeficiency virus ("HIV") from a former patient who was
not informed of the results of an HIV test ordered by the physicians
responsible for the patient's care. We now hold that a health care provider,
who orders an HIV test for a patient, has a duty to take
reasonable measures to notify that patient of the results of the test.
This duty is made even more paramount when the test results indicate that
the patient is positive for HIV, because: (1) such a patient may be
in immediate need of medical treatment; and (2) from a public health perspective,
such patient must also be advised on how to prevent the transmission of
the virus to others. A health care provider who violates this duty becomes
civilly liable to not only the patient, but to all reasonably foreseeable individuals
who contract the virus from the HIV positive patient. Because the Law Division
held otherwise, we reverse that aspect of its ruling.
The trial court also dismissed the claims against defendant Dr. Edison Catalano, the
director of Cooper Hospital's pathology department, after concluding that plaintiffs' expert report amounted
to nothing more than a net opinion. We are in agreement with the
trial court in this respect, and affirm that aspect of its ruling.
The legal questions under review here came before the Law Division by way
of summary judgment motions filed by a number of the named defendants in
the action. We will thus set out the pertinent facts from the limited
record developed before the motion judge. Before undertaking to describe these facts, however,
we will, in the interest of clarity, first outline the procedural history that
led to the filing of this appeal.
I
[2.] Remaining Defendant[s] will not argue [that] Dr. Gerber or Dr. Sherman deviated
from accepted standards of care. . . .
We note that the language specifically limiting the relief afforded by the settlement
agreement with respect to the claims asserted by E.Y. and the child to
Dr. Gerber "only", cannot, on its face, be reconciled with these two provisions.
We are satisfied, however, that the parties to the settlement agreement intended that
the claims asserted by E.Y. and the child against Dr. Sherman remained viable.
See footnote 2
Less than a month after the Gerber settlement, Cooper Hospital entered into a
settlement agreement with C.W. that also included a waiver of the right to
appeal the dismissal of C.W.'s claims against Dr. Catalano.
Thus, as this procedural history illustrates, the only claims remaining are those asserted
by E.Y. and the child against defendants Cooper Hospital, through its employees Dr.
Sherman and Dr. Haddad, and Dr. Catalano individually, in his capacity as head
of Cooper Hospital's pathology department.
I have read and I understand the information provided in the patient information
sheet entitled, "About the HIV Antibody Test." I have had an opportunity to
discuss with [blank space where "Dr. Altamura" was written in script] information about
the HIV antibody test, its benefits, its risks and any alternative tests. I
have had a chance to ask questions and they have been answered to
my satisfaction.
My signature below means I have been given all of the information I
desire regarding this blood test and its possible results. The report of this
test will become a part of my permanent hospital record and would be
available to those who are entitled to see my record. I hereby give
my permission to have the HIV antibody test performed on a sample of
my blood.
[Emphasis added.]
The next day C.W. was awake and sufficiently oriented to answer questions. Because
he was slurring his words, the treating physicians decided to bring in a
neurologist for a consultation. C.W.'s condition had improved sufficiently, and so he was
transferred from the intensive care unit to a medical floor where Dr. Haddad
was one of the interns. As the physician responsible for the supervision of
the interns and residents, Dr. Sherman became C.W.'s attending physician. This ended Dr.
Gerber's role of overseeing C.W.'s medical care. The transfer notes summarizing C.W.'s care
up to that point indicated that the HIV test results were pending.
On August 10, 1994, three days after C.W.'s mother authorized the administration of
the HIV test, C.W. was discharged from Cooper Hospital. He was diagnosed with
having suffered toxic encephalopathy from marijuana use. Cooper Hospital's discharge instructions indicated that
he was given the "regular" instructions, as well as informed that he was
not to engage in strenuous exercise. C.W. was directed to report to his
personal physician if he experienced loss of consciousness, severe neck pain, vomiting, or
nausea. The discharge summary notes, which were dictated for Dr. Sherman's signature, did
not mention that an HIV test had been ordered or that the results
of an HIV test were pending.
[Olivo, supra, 186 N.J. at 402 (quoting Clohesy v. Food Circus Supermarkets, Inc.,
149 N.J. 496, 502-03 (1997)).]
Applying these legal principles to the facts in Olivo, the Court held that
Exxon Mobil had a duty to protect its workers from the known consequences
of exposure to asbestos in the work place. The court further held, that:
[T]o the extent Exxon Mobil owed a duty to workers on its premises
for the foreseeable risk of exposure to friable asbestos and asbestos dust, similarly,
Exxon Mobil owed a duty to spouses handling the workers' unprotected work clothing
based on the foreseeable risk of exposure from asbestos borne home on contaminated
clothing. We agree with the Appellate Division's assessment of the fairness and justness
of imposing on Exxon Mobil such a duty to plaintiff's wife.
[Id. at 404-05 (emphasis added).]
Although the question in Olivo concerned premises liability, the analytical paradigm used by
the Court to determine the duty of care owed to a third party
is equally useful here. As the employer in Olivo owed a duty of
care to its employees to protect them against the known risks of exposure
to asbestos, Cooper Hospital had a duty to notify C.W. of the results
of his HIV test. This diagnostic test was ordered by Cooper Hospital's staff
physicians as part of the medical treatment received by C.W. while he was
a patient at the hospital.
The medical significance of the test is self-evident. Even back in 1994, HIV
was well known to be an extremely serious medical condition. Although a patient
who tested positive for HIV at that time had limited treatment options, his
chances of arresting or at least delaying the development of full blown AIDS
depended upon the immediate commencement of an aggressive treatment campaign. From a public
health perspective, a person who tested positive for HIV also needed to be
told how to prevent transmitting the virus to others. By incorporating these concerns
into its HIV test consent form, Cooper Hospital articulated the appropriate standard of
care.
Cooper Hospital's duty to notify C.W. of the results of his HIV test
did not end upon his discharge. As noted by plaintiffs' expert, Dr. Lewis,
the medical professionals responsible for preparing C.W.'s discharge summary and instructions should have
clearly and conspicuously indicated that the test results were pending. C.W. should have
been advised to contact a hospital representative for a follow-up appointment to discuss
the results of the test. Alternatively, given the seriousness of what was at
stake, Cooper Hospital should have made some effort to contact C.W. directly.
See footnote 5
The next step in the analysis requires us to determine whether Cooper Hospital's
duty of care extended to E.Y. as well. As C.W.'s sexual partner, we
conclude that Cooper Hospital owed E.Y. the same duty of care the employer
in Olivo owed to its employee's wife. As in Olivo, the question here
turns on foreseeability.
It is entirely foreseeable that C.W., a twenty-nine-year-old individual, was, or would likely
be sexually active. Indeed, a central part of Cooper Hospital's responsibility involved advising
C.W. on the steps he needed to take to avoid transmitting the virus
to another person. Under these circumstances, E.Y., as C.W.'s sexual partner, falls within
the scope of foreseeable individuals who would be harmed by Cooper Hospital's failure
to inform C.W. of his HIV positive status.
The Appellate Division of California reached the same conclusion in Reisner v. Regents
of Univ. of Cal., 31 Cal. App. 4th 1195, 1200-04 (Cal. App. 1995).
The plaintiff in Reisner was the boyfriend of a teenage girl who had
been infected with HIV when she received a transfusion of tainted blood. The
physician who supervised the transfusion failed to notify the teenager and her family.
Id. at 1197-98. The boyfriend became infected after having had sexual relations with
the girl. The appellate court reversed the trial court's dismissal of the boyfriend's
negligence suit against the girl's doctor, holding that:
[W]hen "a physician treats a patient who has been exposed to or who
has contracted a communicable and/or contagious disease, it is imperative that the physician
give his or her patient the proper advice about preventing the spread of
the disease. Communicable diseases are so named because they are readily spread from
person to person. Physicians are the first line of defense against the spread
of communicable diseases, because physicians know what measures must be taken to prevent
the infection of others. The patient must be advised to take certain sanitary
measures, or to remain quarantined for a period of time, or to practice
sexual abstinence or what is commonly referred to as 'safe sex.'
[]Such precautions are
taken not to protect the health of the patient, whose well-being has already
been compromised, rather such precautions are taken to safeguard the health of others.
Thus, the duty of a physician in such circumstances extends to those 'within
the foreseeable orbit of risk of harm' . . . . If a
third person is in that class of persons whose health is likely to
be threatened by the patient, and if erroneous advice is given to that
patient to the ultimate detriment of the third person, the third person has
a cause of action against the physician, because the physician should recognize that
the services rendered to the patient are necessary for the protection of the
third person."
[Id. at 1202 (quoting DiMarco v. Lynch Homes-Chester County, Inc.,
583 A.2d 422,
424-25 (Pa. 1990)).]
Here, defendants successfully argued before the trial court that even if they had
known the identity of C.W.'s sexual partner, they were legally precluded from advising
her of his HIV status by the AIDS Assistance Act, N.J.S.A. 26:5C-1 to
24. This argument misses the point.
The question is not whether defendants have a duty to notify E.Y. directly
of C.W.'s HIV test results. The duty of care to a third party
such as E.Y. requires the health care provider to take all reasonable measures
to notify the patient of the results of his HIV test, and thereafter
counsel the infected patient on how to avoid the transmission of the virus.
Once this is done, it is up to that individual to act responsibly
in his own conduct. Thus, the harm to E.Y. flows from C.W.'s ignorance
of his own health status, not from Cooper Hospital's failure to notify E.Y.
of C.W.'s medical condition.
The imposition of this duty of care upon health care providers also promotes
sound public policy. As the Legislature declared more than twenty-two years ago: "[t]he
effective identification, diagnosis, care and treatment of persons who have contracted [HIV and]
. . . 'AIDS,' is of paramount public importance." N.J.S.A. 26:5C-2a. HIV and
AIDS is not just a personal tragedy, but a burgeoning public health crisis,
because "[p]eople who have already been infected might not be aware of their
exposure and may unknowingly infect hundreds more individuals." N.J.S.A. 26:5C-2f.
We thus hold that the duty of care of Cooper Hospital and its
staff physicians extended to plaintiff E.Y., because she is within the class of
reasonably foreseeable individuals whose health is likely to be threatened by the patient's
ignorance of his own health status. Stated differently, a third person has a
cause of action against a health care provider if the services rendered to
the patient are necessary for the protection of the third person.
[Emphasis added.]
In addition, "[e]very clinical laboratory" must report to the Department of Health and
Senior Services after completing "a quantitative PCR (viral load) test, regardless of test
result," or any other HIV test that returns a positive result. N.J.A.C. 8:57-2.2(c).
If a physician "is aware that" a hospital "is reporting [such a] person
as being infected with HIV" or that the person "has previously been reported
to the Department . . . as being infected with HIV," then the physician is
relieved from the responsibility of making an additional report. N.J.A.C. 8:57-2.2(a). The same
is true for a hospital. N.J.A.C. 8:57-2.2(b). Clinical laboratories are not exempted from
this reporting requirement, regardless of whether some other health professional has already done
so.
It must be emphasized, however, that a physician or hospital can rely
on a clinical laboratory's report only if the report had been made on
some "previous" occasion. Here, the clinical laboratory's (SmithKline) reporting obligation was contemporaneous with
the reporting obligation of Cooper Hospital and the treating doctors. As such, Cooper
Hospital and the treating doctors remained legally obligated to report C.W.'s positive HIV
test results to the Department of Health. N.J.A.C. 8:57-2.2(a), (b).
This regulatory scheme is not relevant to determining Dr. Catalano's duty of care
as a director of Cooper Hospital's pathology department. Dr. Catalano was not one
of C.W.'s "attending" physicians. He was not involved in the decision to order
an HIV test for the purpose of diagnosing C.W.'s medical condition and he
was not the supervisor of SmithKline, the laboratory that actually performed C.W.'s HIV
test to "completion." The trial court therefore correctly ruled that the regulation did
not require Dr. Catalano to report C.W.'s test results to the Department of
Health.
Relying on Dr. Shane's report and his deposition testimony, plaintiffs also argue that
Dr. Catalano had a common law duty to report C.W.'s HIV test results.
The evidence presented by plaintiffs does not support this argument. Expert opinions are
admitted at the trial court's discretion. State v. Summers,
176 N.J. 306, 312
(2003); B.F. Goodrich Co. v. Oldmans Twp.,
323 N.J. Super. 550, 551 (App.
Div. 1999). Experts may opine on the basis of their "knowledge, skill, experience,
training, or education," N.J.R.E. 702, but they may not give a "net opinion,"
which is an opinion that is unsupported by factual evidence and is thus
inadmissible. In re Yaccarino,
117 N.J. 175, 196 (1989); Buckelew v. Grossbard,
87 N.J. 512, 524 (1981).
An expert must give "the why and wherefore of his expert opinion, not
just a mere conclusion." Jimenez v. GNOC Corp.,
286 N.J. Super. 533, 540
(App. Div.), certif. denied,
145 N.J. 374 (1996). Experts in negligence cases must
establish the actual existence of a standard of care, and may not simply
declare their personal preferences or the conduct they wish to encourage as being
the standard. Fernandez v. Baruch,
52 N.J. 127, 131 (1968); Taylor v. DeLosso,
319 N.J. Super. 174, 179-80 (App. Div. 1999); Crespo v. McCartin,
244 N.J.
Super. 413, 422-23 (App. Div. 1990).
Here, the trial court correctly found that Dr. Shane's report amounted to nothing
more than a net opinion. As discussed above, the report erroneously stated that
the statutes and regulations gave Dr. Catalano and the CRL a duty to
report C.W.'s positive test results to the Department of Health. It further stated
that the "regulations" of certain professional bodies imposed a similar duty, but failed
to relate their actual language or demonstrate that they were mandatory.
Dr. Shane declared the practices of the two laboratories where he had worked
to represent "[t]he standard practice of Laboratory Medicine," with no indication of how
and why those laboratories developed their practices. See Taylor, supra, 319 N.J. Super.
at 179-80 (unexplained statement that "accepted practice" required particular actions was merely expert's
"personal" standard and thus "equivalent to a net opinion"); accord Kaplan v. Skoloff,
339 N.J. Super. 97, 103 (App. Div. 2001). He also failed to give
a basis for making a hospital's pathology department or its supervisor separately liable
from the hospital for the same negligent acts.
Dr. Shane's deposition testimony also failed to elucidate the basis for his conclusion
that Dr. Catalano breached a recognized duty of care. His implication that Dr.
Catalano had a duty to "treat" C.W.'s HIV infection, based only on his
observation that "[e]very textbook of medicine . . . will say that when
an HIV test is positive you must treat," is a quintessential net opinion.
Such a broad unsupported statement provides no explanation as to how pathology department
personnel become vested with a duty to provide actual medical treatment to a
patient who is under the care of attending physicians. Indeed, this assertion is
inconsistent with Dr. Shane's description of his own duties when he supervised a
hospital laboratory. In this capacity, Dr. Shane testified that he did not "treat"
patients beyond ensuring that their attending physicians received their test results.
Finally, Dr. Shane's invocation of the doctrine of "the captain of the ship,"
a concept that makes a physician vicariously liable for the negligence of others
who were involved in caring for the same patient, but were not under
the doctor's control or supervision, has been expressly rejected in New Jersey by
Tobia v. Cooper Hosp. Univ. Med. Ctr.,
136 N.J. 335, 346 (1994); Diakamopoulos
v. Monmouth Med. Ctr.,
312 N.J. Super. 20, 34-35 (App. Div. 1998); Johnson
v. Mountainside Hosp.,
239 N.J. Super. 312, 322 (App. Div.), certif. denied,
122 N.J. 188 (1990); Sesselman v. Muhlenberg Hosp.,
124 N.J. Super. 285, 290 (App.
Div. 1973). We now reaffirm our rejection of this doctrine as incompatible with
our State's tort jurisprudence.
Footnote: 1
Cunningham is not a party to this appeal, and the record does
not indicate that he participated in the proceedings before the trial court.
Footnote: 2
Dr. Sherman himself implicitly acknowledges this in the "Statement of Procedural History" included
in his brief filed in this appeal.
Footnote: 3
Candida esophagitis is a fungal or yeast infection of the esophagus. Stedman's
Medical Dictionary, 237, 537 (25th ed. 1990).
Footnote: 4
N.J.S.A. 26:5C-6 requires that "all diagnosed cases of HIV infection shall be
reported to the department [of health] along with the identifying information for the
person diagnosed."
Footnote: 5
We note, as a matter of common experience, that in the process of
admitting and discharging patients, hospitals routinely acquire a great deal of personal information
from patients, including place of residence, telephone number, name and location of employer,
etc. Although most of this information is gathered to assist the hospital's billing
department, it can certainly be made available to serve a medical need.
Footnote: 6
The regulation contained the same language during the relevant time period. It
was amended in 2003 to broaden reporting requirements by including insurers as entities
that require HIV testing as part of an underwriting process. N.J.A.C. 8:57-2.2(b).
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