SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2466-94T2
DAVID FACENDO,
Plaintiff-Appellant,
v.
S.M.S. CONCAST, INC.,
Defendant-Respondent.
_________________________________________
Argued December 13, 1995 - Decided January 19, 1996
Before Judges Shebell, Wallace and Newman.
On appeal from the Superior Court of New
Jersey, Law Division, Middlesex County.
Clark W. Convery argued the cause for
appellant (Convery, Convery & Shihar, attorneys;
Mr. Convery, on the brief).
Harold I. Braff argued the cause for respondent
(Braff, Harris & Sukoneck, attorneys; Stephen
Wellinghorst and Marc Le Mieux, on the brief;
Mr. Braff, of counsel).
The opinion of the court was delivered by
SHEBELL, P.J.A.D.
Plaintiff, David Facendo, filed an action against S.M.S. Concast Inc. ("Concast"), seeking damages for injuries he sustained on September 28, 1989, while employed by Raritan Steel Company ("Raritan").See footnote 1 The case was tried to a jury, commencing
on November 14, 1994. During trial, the judge requested proposed
jury charges from both counsel. Plaintiff requested the court to
charge the heeding presumption based on Molino v B.F. Goodrich
Co.,
261 N.J. Super. 85 (App. Div. 1992), certif. denied,
134 N.J. 482 (1993), and Coffman v. Keene Corp.,
133 N.J. 581 (1993).
However, the judge ruled that the heeding presumption was not
applicable, as it could not be presumed that plaintiff would have
quit his job, or bid for a transfer, after believing that
Concast's product was allegedly defective.
On December 2, 1994, the jury found that Concast's machine
was defective because of a failure to warn. The jury also found
that the negligence of Raritan was not an intervening cause which
destroyed the causal connection between the effect of Concast's
failure to warn and plaintiff's injuries. However, the jury
found that Concast's failure to warn was not a proximate cause of
plaintiff's injuries. Accordingly, the judge entered judgment in
favor of Concast.
Plaintiff filed a motion to set aside the verdict, to enter
judgment in favor of plaintiff on the issue of liability, and to
grant a trial on the issue of damages. In the alternative,
plaintiff asked for a new trial on all issues. On January 6,
1995, an order was entered denying plaintiff's motion.
Ferrco was engaged by Raritan to prepare specifications for
a five strand continuous billet casting machine for Raritan. The
specifications set forth the minimum requirements which the
bidder should follow and required the successful bidder to
provide eight (8) copies of the installation and operation and
maintenance manuals prior to shipment of the casting machine
equipment. Concast was awarded the contract. Raritan used the
machine to mold billets. In the process, liquid steel enters a
thirty-two (32) inch long mold. Cooling of the steel begins to
form a skin 1/3 to 1/2 thick inch around the billet. The billet
enters the spray chamber where nozzles spray high velocity water
onto the billet. This produces a shell while the inside is
totally liquid steel.
The operating manual prepared by Concast stated that:
"Liquid steel falling on even a small amount of water can cause
explosions. All areas where steel spillage is likely must be
kept dry." Concast's manual was located in the office of
Raritan's Manager of Continuous Casting, who was ultimately
responsible for the training of new and promoted employees.
According to the manager, this manual was used primarily as a
reference guide for operation, maintenance and supervision. The
manager supervised the casting crew which included, among others,
the mold operators, torch operators and billet handlers. He
testified that Raritan had a "hands-on" training program with
regard to the operation of the casting machine, because "[i]t's
impossible for me to tell a new employee or my supervisor, or
another operator to explain to a new employee, or person coming
into our shop what could all happen."
The manager explained to the jury the process of molding
billets and then stated that when liquid steel mixes with water
you get a slight reaction called a breakout. He noted that some
people call it an explosion, but basically it is a reaction in
which a sudden release of steam creates hydrogen and makes a loud
noise, which produces green and orange flames. He explained that
when new employees come onto the caster they go through a
progressive learning process and if they are leery or scared they
can bid out of the casting department. No manuals are given to
any employee for training as it is all "hands on."
Breakouts occur inside the spray chamber, but can be felt in
the casting floor area. However, there are also alarms that will
alert the mold operator that a breakout has occurred. The
manager stated that it would be impossible for an employee at
Raritan not to be aware of breakouts and the explosions that
normally follow, as there are approximately twenty (20) to thirty
(30) breakouts a month. The explosions vary in intensity.
Sometimes they shake the floor and can be heard by employees
outside of the casting area. He testified that explosions are a
part of the regular operation of the facility.
Raritan's personnel director testified on behalf of
plaintiff. He stated that Raritan employs about 600 full time
employees in two major divisions: steel production and log
production. The casting department, where plaintiff was
employed, is one of the twelve departments within the steel
production division.
Plaintiff was employed by Raritan for over three years. He
was first employed on July 5, 1985, as a temporary summer
employee, in the billet yard to grind and line billets. He
received a Guide to Temporary Employment when he was hired. This
handbook contained no statement on any common plant hazards, nor
did it state that contact between liquid steel and even a small
amount of water would cause an explosion. He was not told about
any prior explosions.
Plaintiff returned as a temporary employee for the summer of
1986. He received the same Guide to Temporary Employment as
before and read it from cover to cover. He worked inside the
steel mill and helped the billet handler. He was trained by a
billet handler.
Plaintiff became a full time employee as a billet handler on
September 8, 1986. He received an employee's handbook in
November 1986, and read it. The handbook did not list any common
plant hazards, nor comment on potential explosions. In 1988,
plaintiff received a Safety and Health Manual and read the entire
manual. This manual listed common plant hazards, but did not
mention explosions from liquid steel mixing with water. All of
the manuals were prepared by Raritan, but none made any reference
to explosions occurring on the caster floor. On April 17, 1988,
plaintiff went from a billet handler to a second torch operator.
He was trained by a second torch operator, but stated that he was
not told about any danger of explosion.
On July 17, 1988, plaintiff went from second torch operator
to first torch operator. On May 6, 1989, he began training as a
second mold operator, while still a first torch operator.
Plaintiff testified that he was not trained by any single person,
but by the first mold operator and other second mold operators.
He also stated that the casting supervisor did not give him any
outside training. His training consisted of "watch[ing] [mold
operators] as they walk around, the way they maneuver all their
tools and stuff up there, and just watch the way they are." On
August 9, 1989, plaintiff moved from first torch operator to
second mold operator.
Plaintiff testified that he never saw a copy of the
operating manual prepared by Concast. The manual was not kept in
the office of the Personnel Director. In fact, the Personnel
Director never saw the manual prior to the trial, and he had been
at Raritan for ten years. Plaintiff also stated that he was
never told that liquid steel falling on even a small amount of
water could cause an explosion.
Plaintiff was second mold operator on September 28, 1989,
the day of the accident. Plaintiff explained that at about 1:56
a.m. he heard the alarm indicating there was a breakout. He
pulled the launder, a small trough just above the mold to catch
spillage, to divert the stream of liquid steel. The launder had
already been used and had some material in it. While he was
attempting to plug the flow of molten steel, there was an
explosion. Plaintiff was thrown to the back wall by the
explosion, where he was seen with oil splattered on his face
mask. Plaintiff was transported to the hospital by ambulance.
He came under the care of numerous doctors. He received his last
treatment for injuries about two (2) years after the accident in
September 1991.
The total time that elapsed from the alarm to the explosion
was fifteen to twenty seconds. Prior to the light and the alarm,
plaintiff did not receive any indication that there was a problem
on the caster floor or the spray chamber. He was wearing a hard
hat, glasses, face shield, fire resistant jacket and pants, fire
resistant legging, safety shoes and ear plugs.
Plaintiff testified the he was told that a breakout was
liquid steel breaking out of a formed billet that was going
through the spray chamber. He stated that breakouts happened on
a regular basis, but he had never heard any explosions associated
with breakouts. He stated that no one ever used the word
explosion or described the type of occurrence that happened to
him. He also stated that he never heard a noise like the one
heard during this incident. Plaintiff stated that when the steel
breaks out and hits the water you could get steam, a crackling
sound, a popping sound or sometimes no noise. Plaintiff also
stated that he did not consider a loud noise an explosion, unless
it moved him. Plaintiff stated he never heard any noise
associated with a breakout when he was a first torch operator.
However, he did observe sparks, "like someone cutting steel...,"
which occurred before a breakout. He testified that he never
before felt any vibrations from the breakouts as a first torch
operator or a second mold operator.
Plaintiff asserted that if he had been told there were
explosions on the caster floor that he would not have taken the
job. He would have signed up for another job and if one was not
available he would have quit. Raritan had a procedure for
posting jobs which permitted any non-exempt employee the
opportunity to be considered for an opening prior to hiring
outside individuals. Available jobs are posted on one of twenty
(20) bulletin boards. Employees can sign up for any position
posted.
The deposition of a design engineer at Concast was read at
trial. He defined a breakout, and stated that breakouts are a
common occurrence and that sometimes there were explosions.
Plaintiff's expert testified that he would not define a breakout
as an explosion, although breakouts have always been associated
with a potential explosive reaction. He noted that the
operator's manual does not set forth a safety, training or
caution section. He did not believe that the explosion hazard
could be designed out of the casting machine. This created a
need for a warning sign on the machine's control. Thus, he
concluded that Concast did not adequately warn plaintiff that
there was a risk of explosion.
Concast's expert in the field of warnings and safety as it
relates to machine design, opined that the warnings in the
operator's manual were adequate. He stated that according to the
codes and standards there was no need for any warning signs,
especially since breakouts commonly occur in the operation of the
plant and are obvious.
Plaintiff contends that the judge's refusal to charge the
jury on the heeding presumption was error. Defendant counters
that the judge's ruling was proper, but even if the heeding
presumption were to apply, it would not be proper to charge it to
the jury.
In this case, the failure to warn of the danger of
explosion that could cause injury was found by the jury to
constitute a product defect. See Coffman, supra, 133 N.J. at
593-94. The Products Liability Act, N.J.S.A. 2A:58C-1 to 11, is
controlling. N.J.S.A. 2A:58C-2 provides in pertinent part:
A manufacturer or seller of a product
shall be liable in a product liability action
only if the claimant proves by a
preponderance of the evidence that the
product causing the harm was not reasonably
fit, suitable or safe for its intended
purpose because it: ... b. failed to contain
adequate warnings or instructions...
N.J.S.A. 2A:58C-4 defines an adequate warning as:
An adequate product warning or instruction is
one that a reasonably prudent person in the
same or similar circumstances would have
provided with respect to the danger and that
communicates adequate information on the
dangers and safe use of the product, taking
into account the characteristics of, and the
ordinary knowledge common to, the persons by
whom the product is intended to be used...
"When failure to warn is the basis for the cause of action in a products liability suit, plaintiff has the burden of proving that the insufficiency of the warning was a proximate cause of the accident." Molino, supra, 261 N.J. Super. at 99; see also Coffman, supra, 133 N.J. at 594. The determination of whether an insufficient warning was the proximate cause is generally
reserved for the jury as a factual question. Molino, supra, 261
N.J. Super. at 99.
The heeding presumption is "a presumption that plaintiff
would have `heeded' or followed a warning had defendant given
one." Coffman, supra, 133 N.J. at 595. The "heeding
presumption" may be appropriate in cases where the product is
found to be defective because of an inadequate warning. Graves
v. Church & Dwight Co., Inc.,
267 N.J. Super. 445, 457 (App.
Div.), certif. denied
134 N.J. 566 (1993). "[T]he heeding
presumption serves to eliminate conjecture about whether a given
plaintiff would have heeded a hypothetical warning, and
discourages determinations of causation that are based on
extraneous, speculative considerations and unreliable or self-serving evidence." Theer v. Philip Carey Co.,
133 N.J. 610, 619
(1993). "The effect of such a presumption is to require
defendant to come forward with evidence sufficient to rebut the
presumption, or risk a directed finding against it as to the
presumed facts." Graves, supra, 267 N.J. Super. at 460 (citing
In re Weeks' Estate,
29 N.J. Super. 533, 537-38 (App. Div.
1954)). In other words, if this presumption is not rebutted by
the defense, "the failure to warn is presumed to be a proximate
cause of the plaintiff's injuries." Theer, supra, 133 N.J. at
614.
In a failure to warn case, "the plaintiff should be afforded
the use of the presumption that he or she would have followed an
adequate warning had one been provided, and that the defendant in
order to rebut that presumption must produce evidence that such a
warning would not have been heeded." Coffman, supra, 133 N.J. at
603. If the heeding presumption is not rebutted, then the court
"need not submit the issue of proximate cause from the absence of
a warning to the jury but may determine as a matter of law that
the warning would have been heeded." Id. at 595. "The burden of
coming forward with evidence to rebut the presumption is on the
defendant, but the burden of proof never shifts from the
plaintiff." Graves, supra, 267 N.J. Super. at 460 (citing Ford
Motor Co. v. Township of Edison,
127 N.J. 290, 314-15 (1992)).
The heeding presumption has application to both employers
and employees. Theer, supra, 133 N.J. at 621.
Hence, in order to overcome the heeding
presumption as applied in a failure-to-warn
case involving a product used in the
workplace the manufacturer must prove that
had an adequate warning been provided, the
plaintiff-employee with meaningful choice,
would not have heeded the warning.
Alternatively, the manufacturer must show
that had an adequate warning been provided,
the employer itself would not have heeded the
warning by taking reasonable precautions for
the safety of its employees and would not
have allowed its employees to take measures
to avoid or minimize the harm.
[Ibid. (quoting Coffman, supra, 133 N.J. at 609).]
In this case, the trial judge, after extensive colloquy with both parties, ruled that the heeding presumption charge was not applicable. He reasoned that it could not be presumed that plaintiff would have quit his job, or bid for a transfer if warned that Concast's machine produced explosions capable of
causing injury or harm. Accordingly, the court stated that there
should be no presumption, and that the jury would have to
determine the issue without its benefit. The court noted in its
decision that Raritan was generally a dangerous place to work.
Although it is clear that the casting area at Raritan was a
dangerous place to work, the issue is whether plaintiff was made
aware of the danger of explosion capable of causing injury, and
if not so informed, whether he would have remained so exposed if
informed. Plaintiff testified that he was told about breakouts,
that they occurred on a regular basis, and that he observed
sparks and heard crackling or popping sounds when breakouts
occurred. However, he maintained that he was never warned about
explosions and never felt any vibrations in connection with
breakouts.
Raritan provided a procedure whereby a worker could transfer
to another department if he did not feel safe. Thus, the jury
could find that plaintiff had a meaningful choice had he been
adequately warned of the danger of explosion. The trial judge,
therefore, properly submitted the issue of proximate cause due to
the absence of a warning to the jury, as there was a genuine
factual dispute which required jury resolution with regard to
plaintiff's knowledge of the explosive danger of liquid steel
contacting water. See Graves, supra, 267 N.J. Super. at 458.
However, the trial judge erroneously denied plaintiff's
request to charge the jury on the natural inferences giving rise
to the heeding presumption. "Under New Jersey law, there is a
general prohibition against calling presumptions to the attention
of a jury." Graves, supra, 267 N.J. Super. at 461; see Jurman v.
Samuel Braen, Inc.,
47 N.J. 586, 596-99 (1966). Nonetheless, in
failure to warn cases unless the jury is instructed in accordance
with the underlying basis for the heeding presumption, a
plaintiff will be unable to gain the full benefit of the
doctrine.
Under the heeding presumption, absent contrary evidence,
there arose a presumption that plaintiff and Raritan would have
followed Concast's warnings, had the warnings been properly
given. Coffman, supra, 133 N.J. at 603. Defendant's evidence
relating to the knowledge of the danger of explosion at Raritan
was sufficient to refute the presumption, but failed to abrogate
it, so that the issue could not be determined as a matter of law.
Id. at 595; see Calderon v. Machinenfabriek, ___ N.J. Super. ___
(App. Div. 1995) (slip opinion at 11) (evidence so clearly
rebutted presumption that issue need not be given to jury).
This did not remove from the jury its ability to consider
the presumed fact. Ibid. Even where the presumption is
rebutted, N.J.R.E. 301 requires that the jury still be permitted
to decide the issue.
If evidence is introduced tending to
disprove the presumed fact, the issue shall
be submitted to the trier of fact for
determination unless the evidence is such
that reasonable persons would not differ as
to the existence or nonexistence of the
presumed fact. If no evidence tending to
disprove the presumed fact is presented, the
presumed fact shall be deemed established if
the basic fact is found or otherwise
established. The burden of persuasion as to
the proof or disproof of the presumed fact
does not shift to the party against whom the
presumption is directed unless otherwise
required by law. Nothing in this rule shall
preclude the judge from commenting on
inferences that may be drawn from the
evidence.
[Emphasis added.]
The Supreme Court Committee comment further explains:
The principle is that a valid presumption can
be used to establish a prima facie case, but
the presumption normally disappears in the
face of conflicting evidence. Nevertheless,
any logical inference which can be drawn from
the basic fact remains. Thus, the rule
provides that the trial judge is not
precluded from commenting on inferences that
may be drawn from the evidence, even when
conflicting evidence is presented. Note also
that under Rule 301 the burden of persuasion
is not shifted to a party against whom the
presumption operates.
[N.J.R.E. 301, comment.]
Here, we are satisfied that a jury of reasonable persons
could differ as to whether the providing, by Concast, of an
adequate warning of the danger of explosion and its consequences
would have caused plaintiff to remove himself from the risk of
such harm. Moreover, we are convinced that a proper and complete
jury charge as to available inferences based on the heeding
presumption was required in these circumstances. See Coffman,
supra, 133 N.J. at 607-09.
A proper jury charge should "`outline the function of the
jury, set forth the issues, correctly state the applicable law in
understandable language, and plainly spell out how the jury
should apply the legal principles to the facts as it may find
them....'" Navarro v. George Koch & Sons, Inc.,
211 N.J. Super. 558, 570 (App. Div.), certif. denied,
107 N.J. 48 (1986) (quoting
Jurman v. Samuel Braen, Inc., supra, 47 N.J. at 591-92.
"In products liability cases, the judge must be particularly
careful to tailor the instructions to the factual situation in
order to assist the jury in performing its function." Id. at 571.
"A jury is entitled to an explanation of the applicable legal
principles and how they are to be applied in light of the
parties' contentions and the evidence produced in the case." Id.
at 574.
We recognize, as did the trial judge, that a unique
circumstance is presented when the required warning gives notice,
not of a danger that is avoidable, but of one that is inherent
and unavoidable except by refraining from use of the product.
Nonetheless, we hold that in the circumstances presented here,
plaintiff is entitled to the full benefit of the heeding
presumption, including a jury charge based thereon.
In this case, a proper and adequate jury charge should
advise the jury, without reference to presumptions, that it may
infer, for the purposes of its deliberations, that if a proper
warning of the danger of the use of the product were provided, it
would be heeded. In this regard, the jury should consider the
evidence that plaintiff was afforded a meaningful choice with
respect to avoiding the risk of injury. Id. at 605. The
instruction must, of course, caution the jury that in the event
it finds from the evidence that plaintiff knew of the extent of
the danger and failed to take reasonable measures to safeguard
himself in the face of the known danger, that the inference would
not be available. Id. at 607-08.
Reversed and remanded as to all issues.
Footnote: 1On January 8, 1993, plaintiff amended his complaint to