(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the
convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that, in
the interests of brevity, portions of any opinion may not have been summarized).
O'HERN, J., writing for a unanimous Court.
This appeal concerns the right of an attorney during summation to suggest to a jury an aggregate sum or
bottom-line figure to award for a claim of unliquidated economic damages. The Court also reconsidered the
doctrine of Tenore v. Nu Car Carriers, Inc.,
67 N.J. 466 (1975), which sanctioned the use of expert opinion evidence
to establish the effect of inflation on future wage losses in a wrongful death action, but prohibited the expert from
testifying about the aggregate damages.
In 1992, Mary Beth DeHanes' (DeHanes) husband, Joseph DeHanes(Joseph), died as a result of a tear in
the inside lining of his aorta, the main artery to the heart, which caused the lining of the aorta to rupture and bleed
into the area around the heart. Joseph was treated in the emergency room of Raritan Bay Medical Center by Dr.
Rothman., who failed to diagnose the condition. Mary Beth DeHanes ultimately filed a survival action and one for
wrongful death against Dr. Rothman and others.
At trial in the matter, in support of the lost wage claim, DeHanes called an expert witness in labor
economics, who projected the wages lost during Joseph's anticipated work expectancy. Although the expert
prepared trial exhibits documenting his annual calculations, in keeping with Tenore, the expert did not offer a
bottom-line or aggregate figure representing DeHanes' total economic loss, and his exhibits were not entered into
evidence. He simply provided the jury with a basis for estimating such damages, suggesting methodologies for
calculating the value of fringe benefits, deducting likely income taxes and personal consumption amounts, and
reducing the future net losses to reflect the discount to current value. The expert witness also calculated the value
of the family's lost household services. Although defense counsel cross-examined the expert, his calculations were
not otherwise disputed by a defense expert.
During summations, counsel for DeHanes referred to the expert's testimony as undisputed and further
specifically calculated for the jury the total amount of the decedent's lost earnings and benefits to be $2,042,246.
Following summation, the trial court instructed the jury that summations were not considered evidence and that it
was free to disregard any statements made during summation that were inconsistent with the jury's beliefs or with
inferences it had drawn from the evidence.
The jury awarded DeHanes $75,000 as compensation on the survival claim for pain and suffering; $450,000
for the family's loss of companionship, guidance, and counseling; and $1,500,000 for the lost wages Joseph would
have earned.
Dr. Rothman appealed, claiming that DeHanes' attorney's summation violated the rule of Tenore.
Relying on Lovenguth v. D'Angelo,
258 N.J. Super. 6 (App. Div. 1992), the Appellate Division held that Tenore
does not forbid an attorney in summation from stating a bottom-line figure even though an expert may not mention
the same aggregate sum. The Appellate Division thus affirmed DeHanes' counsel's provision of a bottom-line
figure in summation.
The Supreme Court granted Dr. Rothman's petition for certification.
HELD: It was not improper for DeHanes' attorney to sum up for the jury the total of the year-by-year economic
losses established by competent expert testimony; properly qualified experts may testify to the aggregate net sums of
the economic losses that they have calculated and to introduce into evidence the exhibits they have prepared.
1. Given the trial judge's instruction to the jury that summations did not constitute evidence, having an attorney
summarize net figures is not an undue intrusion upon the jury's function. (pp. 9-10)
2. Unlike damages for future pain, suffering, disability, and the like, the anticipated loss of future earnings can be
calculated simply, accurately, and objectively. Thus, expert testimony is allowed to compute the future economic
losses that a widow would suffer from the wrongful death of her husband. (pp. 10-12)
3. Notwithstanding the broadened attitudes about the need for and use of expert economic evidence, cases have
regularly held that expert opinion evidence purporting to show a plaintiff's aggregate economic damages is
improper. (pp. 12-13)
4. There is nothing so intrinsically unique about economic losses that the subject should cause departure from the
regular rules regarding the introduction of expert testimony. Moreover, given their current level of sophistication, it
is unlikely that jurors will be psychologically lulled into unquestioning acceptance of an expert's testimony. (pp. 14-16)
5. Other jurisdictions have permitted jurors to hear expert testimony on aggregate economic losses. (pp. 16-17)
6. A jury may rely on its common knowledge and experience to help it assess whether an aggregate sum or
bottom-line figure presented by counsel or an expert represents fair and just compensation. Although such
evidence should be deemed inadmissible if its probative value is substantially outweighed by the risk of undue
prejudice, there is no empirical evidence that altering the rule of Tenore, which prohibits an expert from testifying
to aggregate sums, will increase the likelihood of such risks. (pp. 17-19)
7. Courts should forbid counsel from suggesting that figures are undisputed merely because a defendant has not
produced an expert. (pp. 18-19)
8. The Model Civil Jury Charge that is currently in use, which instructs the jury in respect of the relevancy of
work-life expectancy tables and the determination of the present or current value of an award, is more complex
than is necessary to convey the concept of a present-value discount, and an expert's testimony may simplify the
jury's function in that respect. (pp. 19-20)
9. It is permissible to allow properly qualified experts to testify to the aggregate net sums of the economic losses
that they have calculated and subject to the same qualifications concerning cautioning the jury against uncritical
acceptance, to allow experts to introduce into evidence the exhibits that they have prepared. (p. 20)
Judgment of the Appellate Division is AFFIRMED.
CHIEF JUSTICE PORITZ and JUSTICES HANDLER, POLLOCK, GARIBALDI, STEIN, and
COLEMAN join in JUSTICE O'HERN's opinion.
SUPREME COURT OF NEW JERSEY
A-
167 September Term 1997
MARY BETH DeHANES, Administratrix
and Administratrix ad Prosequendum
of the Estate of JOSEPH F. DeHANES
and MARY BETH DeHANES,
Individually,
Plaintiffs-Respondents,
v.
MICHAEL ROTHMAN, M.D.,
Defendant-Appellant,
and
DR. LORKIN, MADHO SHARMA, M.D.,
MEENA SINHA, M.D., RARITAN BAY
MEDICAL CENTER, STEPHEN GERMOND,
M.D., A. ABELOWITZ, R.N., M.
MURRAY, R.N., R. VORA, R.N., S.
SCHMIDT, R.N., JOHN DOE, M.D. (a
fictitious name), PAUL SOE, M.D.,
(a fictitious name), RICHARD HOE,
M.D. (a fictitious name), SUE SOE,
R.N. (a fictitious name), MARY ROE,
R.N. (a fictitious name), JAMES
BROWN, R.N. (a fictitious name),
R.N. (a fictitious name), SALLY
BROWN (a fictitious name), MARY TOE
(a fictitious name) and PETER POE
(a fictitious name),
Defendants.
Argued October 27, 1998 -- Decided April 19, 1999
On certification to the Superior Court,
Appellate Division.
Joseph P. La Sala argued the cause for
appellant (McElroy, Deutsch & Mulvaney,
attorneys; Mr. La Sala and John T. Coyne, on
the briefs).
Michael B. Zerres argued the cause for
respondents (Blume Goldfaden Berkowitz
Donnelly Fried & Forte, attorneys).
Bruce H. Stern argued the cause for amicus
curiae, Association of Trial Lawyers of
America-New Jersey (Stark & Stark, attorneys;
Mr. Stern and Glen D. Gilmore, on the brief).
The opinion of the Court was delivered by
O'HERN, J.
This appeal concerns the right of an attorney during
summation to suggest to a jury an aggregate sum or "bottom-line"
figure to award for a claim of unliquidated economic damages.
Specifically, the question is whether it was proper in this
wrongful death action for the attorney for a decedent's surviving
spouse and children to argue to the jury that the family had
suffered a loss of approximately $2 million, of which $1.5
million represented income anticipated to be earned over the
remaining years of the interrupted life of their husband and
father. We hold that it was not improper for the attorney to sum
up for the jury the total of the year-by-year economic losses
established by competent expert testimony. This conclusion and
other intervening circumstances occasioned us to reconsider the
doctrine of Tenore v. Nu Car Carriers, Inc.,
67 N.J. 466 (1975).
That decision sanctioned the use of expert opinion evidence to
establish the effect of inflation on future wage losses in a
wrongful death action, but prohibited the expert from testifying
about the aggregate damages for two reasons. Id. at 482. First,
the Court found that the expert's tables reflecting aggregate
damages assumed findings of fact outside of the expert's scope of
expertise. Ibid. Second, the Court found that the "[expert's]
projection of a gross figure . . . tends to exert an undue
psychological impact leading to the danger of its uncritical
acceptance by the jury in the place of its own function in
evaluating the proofs." Id. at 482-83. Following oral argument,
we requested that the parties brief the issue of whether Tenore
should be revisited.
Given the current rules governing the admission into
evidence of expert testimony, the increased role of jurors in
marshaling evidence prior to deliberations, see Rule 1:8-8(b)
(allowing jurors to take notes during trial with judge's
discretion), and the greater sophistication of current jurors, we
are satisfied that it is appropriate to permit properly qualified
experts to testify to the aggregate sums of their calculations.
Courts should preface that testimony with cautionary
instructions. A court should tell the jury that it is about to
hear expert opinion testimony concerning the economic losses
claimed in the case and that any aggregate figures offered by the
expert are necessarily based on the reliability of the
assumptions that the expert may have made as to future economic
trends. Subject to a better formulation by our Model Civil Jury
Charge Committee, the following reflects a possible jury
instruction:
Members of the jury:
In this phase of the case you are about to
hear expert opinion testimony on certain of
the economic claims made. You will be the
ultimate judges of the reliability of the
witness' projections of future economic
losses. Any net figures offered by the
expert are necessarily based on the
reliability of each of the assumptions that
the expert has made concerning the future
trends that the expert regards as probable.
In evaluating the reliability of the
projections, you will be aided by the cross-examination of the attorneys and by any
evidence presented by the opposing parties.
At this stage of the case, you should keep an
open mind regarding the reliability of these
figures and not give uncritical acceptance to
any aggregate sums that you will hear. I
repeat, it will be your responsibility and
your responsibility alone to determine at the
close of the case the amount of economic
losses suffered by the claimant.
The trial court instructed the jury in part:
Like the openings the closings are not
evidence. . . . So that to the extent that
they make a statement as to what the evidence
is or shows, to the extent that that's
inconsistent with what you believe the
evidence to have shown or the inferences that
you choose to draw, you can disregard those
statements because they are not evidence.
The jury awarded plaintiff $75,000 as compensation for
DeHanes' survival claim for pain and suffering; $450,000 for the
family's loss of companionship, guidance and counseling; and
$1,500,000 for the lost wages DeHanes would have earned. After
the verdict, the trial court reduced the verdict to reflect the
lost chance of seventy percent.
On appeal, defendant claimed that the attorney's closing
violated the rule of Tenore. The Appellate Division disagreed.
Relying on Lovenguth, the Appellate Division held that Tenore
does not forbid an attorney in summation from stating a bottom-line figure even though an expert may not mention the same
aggregate sum. The Lovenguth court had reasoned that when a
trial judge has properly instructed the jury that the attorney's
argument should not be considered as evidence, an attorney's
closing does not present the dangers posed by an expert's
testimony. 258 N.J. Super. at 10. The Appellate Division thus
affirmed counsel's provision of a bottom-line figure in
summation. Id. at 11. We granted defendant's petition for
certification. 153 N.J. 213 (1998).
[State v. Kelly,
97 N.J. 178, 208 (1984).]
It strikes us that there is nothing so intrinsically unique
about economic losses that the subject should cause us to refrain
from following the regular rules regarding the introduction of
expert testimony. We already permit experts to testify to
subjects far more complex than a wage loss claim. See State v.
Harvey,
151 N.J. 117, 199-201 (1997) (allowing expert testimony
regarding DNA evidence in criminal case), cert. denied,
499 U.S. 931,
111 S. Ct. 1336,
113 L. Ed.2d 268 (1991); Rubanick v. Witco
Chemical Corp., 125 N.J. 421, 452 (1991) (allowing expert opinion
evidence on cancer causation even though full scientific
consensus not yet reached). We also have already recognized that
in a non-jury case, testimony concerning a gross dollar amount
should not be prejudicial, particularly when the testimony is
subject to cross-examination. Curtis v. Finneran,
83 N.J. 563,
571 (1980).
Other jurisdictions have had little difficulty in
permitting jurors to hear expert testimony on aggregate economic
losses. Chief Judge Becker succinctly stated the reasoning in
Salas by Salas v. Wang,
846 F.2d 897 (3d Cir. 1988). Although
projection of the aggregate damages and introduction of tables
purporting to show the aggregate damages were improper under
Tenore,
[s]urely performing present value
calculations could have assisted the jury
here. Had the aggregate damages been
excluded, the jury would simply have been
presented with the individual damage items
identified by the expert and would have had
to make the proper present value calculation
by itself (presumably guided by instruction
from the court or expert testimony on how to
perform the calculation). But it would have
been more efficient and exact to have the
expert do the calculation, and in our view,
the spirit as well as the letter of the
federal rules makes it appropriate that the
district court permit the expert to do so.
[John G. Koeltl and Robert B. Pringle, Use of
Experts in Commercial Litigation: Discovery
and Trial Techniques: The Use of Economic
Experts, 345 PLI/Lit 245, 266-67 (Apr. 1,
1988).]
In short, there is nothing especially complicated about a wage
loss claim. To repeat what we said in Friedman, supra, "the
anticipated loss of future earnings can be calculated simply,
accurately, and objectively. Therefore, requiring that an award
for these damages be discounted to present value is neither
artificial nor unrealistic." 108 N.J. at 78.
A jury's common knowledge and experience is always available
to help it assess whether an aggregate sum or "bottom-line"
figure presented by counsel or an expert represents fair and just
compensation. This jury reduced the attorney's suggested sum for
lost wages by approximately twenty percent. What is wrong is for
counsel to say, as this counsel was permitted to say, that such
evidence is "undisputed." The only sense in which the figures
were undisputed was that for tactical reasons defendant had
chosen not to produce its own expert. Courts should forbid
counsel from suggesting that figures are undisputed merely
because a defendant has not produced an expert.
We have recently reinforced our rules to prevent run-away
jury awards on this aspect of the law of personal injury
reparations. Caldwell v. Haynes,
136 N.J. 422, 441-42 (1994)
(setting aside jury verdict that constitutes "miscarriage of
justice" because evidentiary deficiencies led to exaggerated
award for past and future income). We have disapproved of
unguided presentations to juries of lost wage claims:
To rectify the uncertainties that surround
the application of the net-income-evidence
rule and the confusion that arises from the
unstructured current practice, the burden of
proving net income in personal-injury and
wrongful-death actions should be placed
clearly and squarely on the plaintiff. In so
doing, we note that such a burden on the
plaintiff should not be difficult to sustain
because he or she should have easy access to
proof of net income. Most of that evidence,
such as pay stubs or tax returns, is readily
at hand and will not involve complicated
calculations.
CHIEF JUSTICE PORITZ and JUSTICES HANDLER, POLLOCK, GARIBALDI, STEIN, and COLEMAN join in JUSTICE O'HERN's opinion.
NO. A-167 SEPTEMBER TERM 1997
ON APPEAL FROM
ON CERTIFICATION TO Appellate Division, Superior Court
MARY BETH DeHANES, Administratrix
and Administratrix ad Prosequendum of
the Estate of JOSEPH F. DeHANES and
MARY BETH DeHANES, Individually,
Plaintiffs-Respondents,
v.
MICHAEL ROTHMAN, M.D.,
Defendant-Appellant,
and
DR. LORKIN, et al.,
Defendants.
DECIDED April 19, 1999
Chief Justice Poritz PRESIDING
OPINION BY Justice O'Hern
CONCURRING OPINION BY
DISSENTING OPINION BY
Footnote: 1We subsequently modified the rule of Botta v. Brunner to
permit attorneys to relate pain and suffering to units of time
without suggesting a particular figure to the jury. See Sylvia
Pressler Current N.J. Court Rules, Rule 1:7-1[b]. Rule 1:7-1(b),
which was adopted in 1982, states in part:
Closing statement. . . . In civil cases any
party may suggest to the trier of fact, with
respect to any element of damages, that
unliquidated damages be calculated on a time-unit basis without reference to a specific
sum. In the event such comments are made to
a jury, the judge shall instruct the jury
that they are argumentative only and do not
constitute evidence.
The comment to the Rule explains that
the compromise effected by the rule is to
continue the ban on the suggestion of
specific monetary amounts either on a lump
sum or time-unit basis but to permit counsel
to argue to the trier of fact the
appropriateness of employing a time-unit
calculation technique for fixing any element
of unliquidated damages. . . . The so-called
"golden-rule" argument, that is, asking the
jury to award an amount it would want for
itself in similar circumstances, remains
interdicted.