SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-754-98T5
DENNI SLACK,
Plaintiff-Appellant,
v.
THOMAS WHALEN and
MARGARET WHALEN,
Defendants-Respondents,
and
TRIDENT BUILDERS, INC.,See footnote 11
Defendant.
________________________________________
Argued December 8, 1999 - Decided January 10,
2000
Before Judges Baime,See footnote 22 Brochin and Eichen.
On appeal from the Superior Court of New
Jersey, Law Division, Warren County.
Scott M. Wilhelm argued the cause for
appellant (Pfeiffer & Winegar, attorneys; Mr.
Wilhelm, of counsel and on the brief).
Michael Della Rovere argued the cause for
respondents (O'Toole & Couch, attorneys; Mr.
Della Rovere, on the brief).
No other parties participated in this appeal.
The opinion of the court was delivered by
EICHEN, J.A.D.
This is a construction site accident case. The case arose
when plaintiff Denni Slack fell approximately ten feet while
spackling sheetrock on the cathedral ceiling of a house defendants
Thomas and Margaret Whelan were building. The appeal requires us
to decide whether a property owner who assumes administrative
control over a home construction project owes a duty to an employee
of one of the individual contractors hired to complete the project
to assure his safety by complying with regulationsSee footnote 33 promulgated
under the Occupational Safety & Health Act,
29 U.S.C. §651 to 678
(OSHA). Plaintiff contends that defendants owed a legal duty to
assure him a safe worksite, and that the violation of OSHA
regulations affords him a tort remedy. The motion judge disagreed
and granted defendants' motion for summary judgment dismissing
plaintiff's personal injury negligence action.
We conclude the judge properly granted defendants' summary
judgment dismissing the complaint, see Brill v. Guardian Life Ins.
Co. of Am.,
142 N.J. 520, 523 (1995), and affirm the summary
judgment.
The pertinent facts are not complicated or contested.
Defendants owned a small, undeveloped lot in Warren County and
contracted with Trident Builders, Inc. (Trident) to act as their
"general contractor" in building a house on the lot. Trident
agreed to build the house for $80,000, which included labor and
materials, but not landscaping or a septic system. When Trident
failed to perform, defendants, who had no training or experience in
home construction, took over the project. Using the plans prepared
by an architect, they obtained the building permits and financing
required for the construction; hired and paid the various
contractors to build the house; and assumed the numerous
administrative responsibilities required to coordinate the project.
On October 10, 1997, plaintiff arrived at the house to spackle
the sheetrock that another Quality employee had just installed.
He was part of a two-man spackling team. Plaintiff had been
working for Quality for approximately one year before the accident.
According to plaintiff's deposition testimony, he had been
spackling for about an hour, using the ladders and scaffolding
provided by Quality for the work, when he realized he could not
reach the uppermost part of the cathedral ceiling. Consequently,
he "climbed into the rafters" and, using a board that had been
placed there by another Quality employee,See footnote 44 began to spackle the
ceiling. After about forty-five minutes of working in the rafters,
plaintiff heard the board beneath him break, and he fell
approximately ten feet to the floor.
Although his "boss" was on the construction site from the
beginning of the work day, plaintiff apparently did not ask him
what to do when the scaffolding proved inadequate to reach the
highest point of the cathedral ceiling. Defendants were not
present at the time of the accident and did not learn of it until
a few weeks later.
Defendants did not have a contractual arrangement with Quality
or any other contractor requiring defendants to oversee either the
performance of their work, or OSHA compliance, and defendants did
not provide such oversight or in any way supervise the actual work
of the individual contractors they hired. With the exception of
Mr. Whalen, who did the plumbing work and installed the septic
system at the house, defendants did not participate in the
construction. In addition, defendants were not present at the
construction site during the workday. At night, however, their son
Patrick, who had no experience in home construction,See footnote 55 went to the
house to inspect the daily progress of the work. Mrs. Whalen, and
her fifteen year old son Vincent, also attended the site at night
to "clean up" any debris left by the contractors.
As to the spackling work performed by plaintiff, defendants
provided no equipment or assistance of any kind to plaintiff and,
in fact, were not even present during the spackling of the ceiling.
Indeed, they were completely unaware of the fact that Quality had
placed a board in the rafters or that plaintiff was using it as a
platform from which to spackle the ceiling.
Based on the foregoing facts and circumstances, as previously
noted, the motion judge granted defendants summary judgment. The
judge essentially concluded that defendants owed no duty to protect
plaintiff from the risk of harm presented by his climbing into the
rafters and using the board left there by another Quality employee
to finish the spackling of the ceiling. The judge also impliedly
concluded that even if such a duty existed, there were no facts in
the record to support the claim that defendants had breached that
duty.
Determining the scope of tort liability is the responsibility
of the courts, and "[t]he actual imposition of a duty of care and
the formulation of standards defining such a duty derive from
considerations of public policy and fairness." Hopkins v. Fox &
Lazo Realtors,
132 N.J. 426, 439 (1993). In Hopkins, the Court
reminded us that it "has carefully refrained from treating
questions of duty in a conclusory fashion, recognizing that
'[w]hether a duty exists is ultimately a question of fairness.'"
Ibid. (citations omitted). Recently, in Alloway v. Bradlees, Inc.,
157 N.J. 221, 230 (1999), a construction site accident case, the
Court repeated that principle.
In Alloway, the Court explained that general negligence
principles govern the determination of whether a legal duty should
be imposed on a contractor for injuries sustained by another
contractor's employee. Ibid. In reaching that conclusion, it
recited several factors, relying on Hopkins, supra, stating that
although "the foreseeability of the risk of injury" is the major
consideration for imposing a tort duty, additional factors should
be considered, such as "'the relationship of the parties, the
nature of the attendant risk, the opportunity and ability to
exercise care, and the public interest in the proposed solution.'"
Alloway, supra, 157 N.J. at 230 (quoting Hopkins, supra, 132 N.J.
at 439). Before a duty will be imposed, the Court indicated that
these factors must be identified, weighed and balanced. Ibid. The
Court further indicated that "the analysis leading to the
imposition of a duty of reasonable care is 'both fact specific and
principled.'" Ibid. (quoting Hopkins, supra, 132 N.J. at 439).
In Alloway, the Court imposed a duty on a subcontractor for
injuries sustained by an employee of a different subcontractor. In
doing so, the Court re-emphasized the principle that the decision
to impose a duty of care is ultimately one of fairness and policy.
Alloway, supra, 157 N.J. at 230; see also Carvalho v. Toll Bros. &
Developers,
143 N.J. 565, 573 (1996).
These were the facts of Alloway that persuaded the Court to
conclude it was fair to impose a duty. A paving contractor was
contractually responsible for constructing a special exterior ramp
for loading purposes on a construction site for a new Shop Rite
Supermarket. The paving contractor had engaged an excavating
contractor to deliver paving materials using the excavating
contractor's truck and driver. The principal of the excavating
contractor, who was also a foreman for the paving contractor,
undertook to supervise the paving crews because he had direct
knowledge of the work requirements. Alloway, supra, 157 N.J. at
226, 233. The plaintiff was the truck driver for the excavating
contractor. The day before the plaintiff was to deliver crushed
stone to the site, she noticed a mechanical problem with the dump
truck she was operating. Id. at 226-27. After relaying the
problem to both her supervisor and the paving contractor foreman,
the foreman notified her that a defect had been found and would be
repaired by the next day. Id. at 227. Plaintiff was unaware that
the defect had not been repaired, and as a result, she was
seriously injured while attempting to use the truck. Id. at 227
28.
Based on the foregoing facts, the Court determined that the
risk of injury was "clearly foreseeable" because the paving
contractor "knew that the truck was defective, and had attempted to
correct the defect." Id. at 232. The Court also noted the
"substantial and close relationship" between the paving contractor
and the excavating contractor. Ibid. That relationship, the Court
observed, "created both the opportunity and capacity" on the part
of the paving contractor "to exercise authority and control over
the equipment" of the excavating contractor if safety concerns were
implicated. Id. at 233. Since the paving contractor had actually
"undertaken remedial measures" to correct the defect in the truck
prior to the accident, the Court concluded that "fairness and
policy" impelled the imposition of a duty of reasonable care on the
paving contractor to assure the safety of the excavation
contractor's employee at the worksite. Ibid.
A similar result was obtained in Carvalho, supra, another
construction site accident case. There, the Township of West
Windsor retained an engineering firm (the engineer) to prepare
plans for and supervise the progress of a sewer service
construction project. During the construction, a trench in which
an excavation subcontractor's employee was working collapsed and
the employee was killed. Carvalho, supra, 143 N.J. at 569. The
employee's widow sued the engineer, among others, alleging that the
engineer had breached its duty to maintain safe conditions at the
worksite. Id. at 572.
Applying general negligence principles, the Carvalho Court
concluded that the engineer owed plaintiff a duty to exercise
reasonable care to avoid the risk of harm that resulted in the
worker's death. Id. at 577. The Court recognized and discussed
the factors previously noted, observing that the engineer was
contractually required to be at the site everyday to monitor the
progress of the work. Id. at 577-78. In addition, the Court
pointed out that the contract between the township and the general
contractor for the project gave the engineer the authority to stop
the work at any time, id. at 576, remarking that the engineer's
supervisory responsibility "necessarily entailed the observation of
existing conditions and the actual performance of the work
undertaken by the workers at the site." Id. at 574. The Court
further adverted to the fact that the engineer was aware that
similar trenches had collapsed in other areas of the construction
site several times due to unstable trench conditions. Id. at 576.
The Court determined that the engineer's responsibilities for
ensuring compliance with the plans and rate of work progress
created an "overlap of work-progress considerations and work-safety
concerns" justifying imposition of a duty of care to prevent the
risk of harm. Id. at 575.
The present case presents a very different factual scenario.
Defendants had no contractual agreement with Quality, or any other
contractor on the project, to supervise the work or provide safety
oversight. Further, defendants were not present during the actual
work day, nor were they required to be on site. Neither did
defendants participate in, nor interfere with, the means or method
of the spackling work being performed by plaintiff. For instance,
the scaffolding equipment was furnished by Quality, and not
defendants. In addition, defendants were completely unaware of the
methods plaintiff was utilizing to spackle the ceiling, and knew
nothing of the risk of harm plaintiff himself created by climbing
into the rafters and standing on the board. Indeed, defendants
were unaware that Quality had left the wooden boards in the ceiling
rafters. Hence, the risk of harm was not sufficiently foreseeable
to justify imposing a duty of reasonable care on defendants.
Carvalho, supra, 143 N.J. at 573.
Unlike Carvalho, defendants had no opportunity or capacity to
exercise control over the manner or means by which plaintiff chose
to perform the spackling work. To the contrary, the control of
plaintiff's work fell squarely within Quality's expertise,
knowledge, and experience as a professional dry wall company. On
these facts, defendants could reasonably assume that Quality was
sufficiently skilled and knowledgeable to assure plaintiff's safety
in performing the spackling work.
Given the nature of the risk, the lack of foreseeability of
that risk, and the relationship between plaintiff and defendants,
which in no way implicated worker-safety concerns or suggested that
defendants had the capacity to control plaintiff's performance, we
conclude, as a matter of "fairness and policy," that defendants had
no legal duty to exercise reasonable care for plaintiff's safety at
the worksite.
Plaintiff's reliance on our holding in Meder v. Resorts
Intern. Hotel, Inc.,
240 N.J. Super. 470, 475-76 (App. Div. 1989),
certif. denied,
121 N.J. 608 (1990), is unavailing. There, we held
that violations of OSHA regulations by a property owner who has
assumed the responsibilities of a general contractor can support a
tort claim against the property owner regardless of whether the
property owner had assumed control over the direction of the manner
in which the delegated tasks were carried out. Id. 477. However,
this court decided Meder before the Supreme Court issued its
opinion in Alloway. A careful reading of Alloway makes it clear
that the Court rejected Meder's attempt to impose a duty of care on
an owner/contractor based solely on a finding that OSHA regulations
had been violated. Quoting our decision in Kane v. Hartz Mountain
Indus., Inc.,
278 N.J. Super. 129, 143 (App. Div. 1994), aff'd
o.b.,
143 N.J. 141 (1996), the Court stated, in relevant part:
[T]he paramount consideration of a worker's
safety is more clearly placed in focus by a
more comprehensive rule which makes the
primary contractor and each tier of
subcontractor responsible for the safety of
the workers under them on general negligence
principles. This appears preferable to
limiting liability to a specific finding of a
violation of a regulation, which in some
instances may be obscure, vague or difficult
to comprehend or apply.
[Alloway, supra, 157 N.J. at 235.]
The Court further observed that "in the area of workplace safety,
the common law provides ample remedial relief that is flexible and
adaptive of changing circumstances." Id. at 236. Accordingly, the
Court concluded that although "OSHA regulations are pertinent in
determining the nature and extent of any duty of care," their
violation "without more does not constitute the basis for an
independent or direct tort remedy." Ibid. Stated another way,
such violation, in and of itself, does not create a tort duty.
Ibid.
Since plaintiff failed to present proof to satisfy any of the
factors required by Alloway for determining the existence of a
duty, the mere fact that OSHA regulations may have been violated at
the worksite is not sufficient to create a legal duty on defendants
to have avoided the risk of injury to plaintiff in this case.
In sum, applying general negligence principles, we hold that
no tort duty can be imposed for injuries sustained on a
construction site by a contractor's employee solely because
violations of OSHA regulations have occurred. Even if defendants
could be viewed as "general contractors" for the project, because
the risk of injury to plaintiff was not objectively foreseeable by
defendants, and because no relationship implicating safety concerns
existed between plaintiff and defendants, "fairness and policy"
preclude imposing a tort duty on defendants.
Lastly, and for essentially the same reasons, we reject
plaintiff's contention that defendants had a legal duty to retain
an experienced "general contractor" who would have been responsible
for safety oversight on the project. Even if defendants had
replaced Trident with another "general contractor" to coordinate
the construction project, such hiring would not automatically give
rise to a tort duty on the part of that contractor to safeguard
plaintiff from the risk of harm present in this case. As we stated
previously, that determination would require a "fact specific and
principled" analysis of all the Alloway factors, applying general
negligence principles. Alloway, supra, 157 N.J. at 230. We repeat
what we recently observed in Costantino v. Ventriglia,
324 N.J.
Super. 437, 446 (App. Div. 1999): categories and labels do not
create legal duties; they arise only as the result of fairness and
policy. See also Hopkins, supra,
132 N.J. 426.
Affirmed.
Footnote: 1 1 Trident Builders, Inc. was not served with the summons and complaint and was therefore dismissed as a party defendant in the action. Footnote: 2 2 Judge Baime did not participate in oral argument. However, the parties consented to his participation in the decision. Footnote: 3 3 The appendix does not contain a copy of any specific OSHA regulations; however, plaintiff's brief lists numerous regulations which he alleges defendants violated. Footnote: 4 4 At oral argument on the summary judgment motion, plaintiff's attorney represented that "We don't have the board but I believe it to be Quality Dry Wall's, but I can't say for certain." Plaintiff's attorney later affirmatively represented that the board was placed on the rafters by one of Quality's workers. Footnote: 5 5 Patrick had been engaged in farm-based excavation projects but had no home construction experience.