SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-5008-97T1
DESMOND NEWBERRY and
KRISTINA NEWBERRY,
Plaintiffs-Appellants,
v.
TOWNSHIP OF PEMBERTON,
Defendant-Respondent.
_________________________________________________________________
Argued March 23, 1999 - Decided April 7, 1999
Before Judges Pressler, Kleiner and Steinberg.
On appeal from the Superior Court of New Jersey,
Law Division, Burlington County.
Anne P. Cataline argued the cause for appellants
(Flynn Austin & Associates, attorneys; Ms. Cataline,
on the brief).
John C. Gillespie argued the cause for respondent
(Barron & Gillespie, attorneys; Mr. Gillespie, on
the brief).
The opinion of the court was delivered by
PRESSLER, P.J.A.D.
This is a tort claims case in which we are required once again
to consider the relationship between N.J.S.A. 59:8-4, which
prescribes the required contents of a notice of claim, and N.J.S.A.
59:8-6, which permits public entities to adopt their own tort claim
forms. Disagreeing with Wood v. County of Burlington,
302 N.J.
Super. 371 (App. Div. 1997), we hold that the notice of claim must
be deemed to have been timely filed within the ninety-day period
prescribed by N.J.S.A. 59:8-8 if the claimant provides the public
entity with notice substantially complying with N.J.S.A. 59:8-4
whether or not the public entity has adopted its own claim form
pursuant to N.J.S.A. 59:8-6, provided that the completed adopted
form is filed within a reasonable time thereafter.
The issue before us arises out of the joint appeal by
plaintiffs Desmond Newberry and Kristina Newberry from separate
orders of the Law Division denying their separate motions for leave
to file a late notice of tort claim pursuant to N.J.S.A. 59:8-9.See footnote 1
We affirm, not for the reasons relied on by the trial court or
urged by defendant Township of Pemberton, but because we are
persuaded the plaintiffs' notice failed to substantially comply
with N.J.S.A. 59:8-4 and that that failure was unattended by any
extraordinary circumstances within the intendment of N.J.S.A. 59:8-9.
The facts are not in substantial dispute. On June 8, 1997,
plaintiffs, husband and wife, were injured when their automobile,
driven by plaintiff Desmond Newberry and in which plaintiff
Kristina Newberry was a passenger, was struck by an automobile
operated by Keith D. Lightcap. The accident occurred at the
intersection of Hanover Boulevard and West Lakeshore Drive in the
Township of Pemberton. Plaintiffs alleged that the accident was
caused by Lightcap having run a stop sign, and he was indeed issued
a summons on the scene by the investigating officer charging him
with failure to stop.
On August 26, 1997, plaintiffs' attorney sent the Township a
separate notice of claim for each purportedly complying with
N.J.S.A. 59:8-4, which specifies the required contents of the
claim. In apparent response to the requirement of subsection c
that the claimant provide a statement of the "circumstances of the
occurrence or transaction which gave rise to the claim asserted,"
both claim notices stated that "[c]laimant driving on West
Lakeshore Drive when vehicle ran stop sign at Hanover Blvd.
striking claimant's vehicle." By letter dated September 2, the
Township acknowledged receipt of the notices but advised that the
Township had adopted its own tort claim notice form pursuant to
N.J.S.A. 59:8-6. The letter further advised of the Township's
position that until its adopted form was completed and returned, it
would not consider a claim to have been properly filed. The
appropriate forms were enclosed for the claimants' convenience.
The letter was stamped "received" by plaintiffs' attorney on
September 9, just after expiration of the ninety-day period
prescribed by N.J.S.A. 59:8-8 for filing the claim notice.
Plaintiffs did not complete and return the Township's adopted
form until late December 1997. In their respective and identical
responses to the question in the form asking for a specification of
the "act or omission alleged to have caused the injury," both
plaintiffs asserted that the Township and its employees were
negligent "in failing to properly remove and trim the tree branches
from covering the stop sign at the intersection where said accident
occurred." Insofar as we are able to determine from this record,
that was the first indication given by plaintiffs to the Township
of the asserted basis of its liability.
In any event, the Township declined to accept the December
claim notices on the ground that they were filed beyond the ninety-day limit and declined to accept the prior August notices on the
ground that only notices given by way of its adopted notice of
claim form were acceptable. Plaintiffs then filed these motions
pursuant to N.J.S.A. 59:8-9 in January 1998 seeking leave to file
a late notice. The trial judge denied the motions, reasoning that
upon their receipt of the Township's adopted claim form, plaintiffs
had an additional ninety-day period in which to complete and return
them and had failed to do so. Plaintiffs appealed.
In affirming the denial of the late-claim motions, we reject
the thesis of the trial court that claimants are accorded an
additional but mandatory ninety days in which to respond to a
municipality's adopted claim form. We also reject, however, the
Township's claim that if a public entity has adopted its own claim
form pursuant to N.J.S.A. 59:8-6, the notice of claim cannot be
deemed timely filed within the prescribed ninety-day period unless
the adopted claim form is used. Thus, while we recognize the right
of a public entity to obtain reasonably prompt answers to the set
of extensive interrogatories that the adopted form constitutes, we
do not agree that the right of a claimant who has complied with
N.J.S.A. 59:8-4 to proceed with the action requires completion and
return of the adopted form within ninety days after accrual of the
cause. In our view, the Legislature, by its adoption of N.J.S.A.
59:8-6, did not intend so impractical, burdensome and hence
draconian a result.
N.J.S.A. 59:8-8 requires a claimant to give the public entity
notice of the claim within ninety days after accrual of the cause
of action. The mandated contents of the notice are prescribed by
N.J.S.A. 59:8-4, which is designed to provide the public entity
with sufficient information to enable it promptly to evaluate its
liability and potential exposure and, if it chooses, to correct a
defective condition and also to engage in settlement negotiations
prior to the commencement of suit.See footnote 2 See, e.g., O'Neill v. City of
Newark,
304 N.J. Super. 543, 549 (App. Div. 1997); Lutz v. Township
of Gloucester,
153 N.J. Super. 461, 466 (App. Div. 1977);
Department of Transp. v. PSC Resources, Inc.,
159 N.J. Super. 154,
160 (Law Div. 1978). While a public entity may certainly seek
additional information from the claimant pursuant to N.J.S.A. 59:8-6, we nevertheless read N.J.S.A. 59:8-4 as a legislative
determination that the information it requires constitutes an
adequate, even if minimal, fulfillment of the purposes of notice.
N.J.S.A. 59:8-6, entitled "Claims forms; additional evidence
and information; examinations," authorizes a public entity by rule
or regulation, to adopt its own claim form. That form, which must
also include the information mandated by N.J.S.A. 59:8-4, is
permitted to include as well a broad range of additional
information, authorizations, disclosures of experts and their
opinions, physical examinations and a variety of other claimant
cooperation that encompasses, if indeed not exceeds, the full gamut
of the discovery modes and techniques provided for by the rules of
court. The question then is simply whether, if a public entity has
opted to do so, its adopted claim form should be regarded as
functioning in lieu of the N.J.S.A. 59:8-4 notice or as
supplemental thereto. If the former, then it would necessarily
follow that its completion within the prescribed ninety days would
be a condition precedent to claimant's prosecution of the action
unless that time period were extended pursuant to N.J.S.A. 59:8-9.
If, however, the adopted form is construed as supplemental, a
claimant would not be foreclosed from proceeding with the cause of
action if the standard notice of N.J.S.A. 59:8-4 has been supplied,
provided, of course, that a reasonably timely response to the
demand for the additional information is provided even if not
provided within the prescribed ninety days.
We are aware that another panel of this court, in Wood v.
County of Burlington, supra,
302 N.J. Super. 371, has construed
N.J.S.A. 59:8-6 as an in lieu provision, thus requiring the adopted
notice form to be completed and filed within ninety days in order
to preserve the claimant's right to proceed. See also Navarro v.
Rodriguez,
202 N.J. Super. 520, 529 (Law Div. 1984). We are
constrained to disagree.
We start with these propositions. First, as the Supreme Court
has instructed in Feinberg v. State,
137 N.J. 126, 135 (1994),
albeit in a different tort-claims context,See footnote 3 "[n]othing in the [Tort
Claims] Act evinces the legislative intent that governmental
entities, whether intentionally or unintentionally, should be able
to impale a diligent claimant on the Act's technical requirements
for notification." Second, is the corollary principle that if the
notification timely fulfills the purposes of notification....as a
notice under N.J.S.A. 59:8-4 does by definition....the right of the
public entity to demand additional information should not rise to
the level of a jurisdictional superimposition on the ninety-day
requirement. Denying it that status does not prejudice the public
entity's right to know the essential contours of the claim on a
timely basis. According it that status, however, imposes on the
claimant an inappropriate burden that we believe the Legislature
did not intend.
That conclusion is inevitable from the mere review of the
adopted form here. Candidly calling the questions "interroga-tories," it requests the full discovery that a plaintiff is obliged
to produce in litigation....not within the one hundred and fifty days
following the joinder of issue after the action is commenced as
provided by R. 4:24-1, but within ninety days after accrual of the
cause of action. A claimant's ability to do so requires that
within that three-month period, an attorney is retained and the
claimant has sufficiently recovered from injuries to attend to
legal matters. It also requires liability and damages
investigations to have been completed, expert reports to have been
obtained, and all the other litigation preparation that normally
consumes many months to have been accomplished or well on the way
to accomplishment. In the context of the litigation process, we
regard it as beyond legislative contemplation that a claimant must
provide all of that discovery to a public entity within ninety days
after the accident, not as a matter of seeking a litigation remedy,
but only for the purpose of protecting the right to proceed.
We are further troubled by the practical effect of the Wood
holding. That is to say, the Legislature has afforded claimants
ninety days in which to file the notice of claim and has prescribed
standard notice contents. We think it clear that the ninety-day
period would be effectively reduced if the adopted notice also had
to be filed within the ninety days. No attorney or lay member of
the public could possibly ascertain the notice-content requirements
simply by referring to the statute....something one should be able
to do. Rather, an inquiry of the public entity would first have to
be made in every case to determine whether it has an adopted form,
and the adopted form would then have to be sent to the claimant and
then reviewed, and then, most likely, a great deal of information
not yet available in the normal course of litigation preparation
would have to be assembled. In our view, there is nothing in the
purpose, policy or text of the Tort Claims Act that mandates such
a burden on claimants, particularly since it affords no legitimate
concomitant benefit to the public entity in terms of the purposes
of prompt notification.
We further point out that prior to Wood, it was routinely
assumed that compliance with N.J.S.A. 59:8-4 was all that was
necessary to protect a claimant's right of action. Thus, as we
held in Tuckey v. Harleysville Ins. Co.,
236 N.J. Super. 221, 225
(App. Div. 1989), "substantial compliance with the requirements of
N.J.S.A. 59:8-4 is all that is required in order to perfect a
claim." And we so held even where there was an adopted form, which
we routinely assumed to be supplemental in character and purpose.
Thus in Guerrero v. City of Newark,
216 N.J. Super. 66, 72 (App.
Div. 1987), we held that a timely notice substantially complying
with N.J.S.A. 59:8-4 was sufficient to preserve the claim despite
deficiencies in the response to the supplemental form. And in
Murray v. Brown,
259 N.J. Super. 360, 365 (Law Div. 1991), the
trial court, noting that "[t]he claim notification provisions of
the act were not intended to serve as a trap for the unwary," held
that the claim was perfected by the timely filing of a notice
substantially complying with N.J.S.A. 59:8-4 even though the
specialized claim form, not filed until six months after the
accident, was not completely responded to. Consequently, we are of
the view that Wood, to the extent it requires filing of the
specialized form within ninety days, substantially deviates from
our prior jurisprudence.
We do not doubt claimants must, in the end, provide the broad
range of additional information sought by the specialized notice.
The statute so requires. But it must be provided on a reasonable
basis, and we have no doubt that the measure of reasonableness in
this context is circumstantial, determined by the complexity of the
liability and damages claims and the breadth of the discovery
demanded. There are mechanisms other than barring the action to
ensure a claimant's reasonable diligence, including negotiations
between the parties and court intervention if necessary. We do
not, however, find any warrant in the statute or otherwise for
imposing an additional ninety-day discovery limit as the trial
judge did here.
Our determination that the filing with the public entity of a
notice complying with N.J.S.A. 59:8-4 preserves the right to
proceed does not, however, end the matter. We think it plain that
in order for that notice to have that effect, it must substantially
comply with the statutory content requirements. See, e.g., Small
v. Department of Corrections
243 N.J. Super. 439, 445 (App. Div.
1990); Abel v. City of Atlantic City,
228 N.J. Super. 360, 366
(App. Div. 1988), certif. denied,
114 N.J. 477 (1989); Dambro v.
Union County Park Comm.,
130 N.J. Super. 450, 459 (Law Div. 1974).
We are constrained to conclude that this notice failed to do so.
We are satisfied that at the very least a notice, in order to
comply with N.J.S.A. 59:8-4c, must give some indication of the
asserted basis of the public entity's liability. That is, of
course, the primary information the notice is intended to provide
in order to permit the public entity promptly to investigate the
claim. All this notice said was that the claimants were struck by
a vehicle running a stop sign. We agree with the Township that the
notice failed to give it any reasonable clue as to what act or
omission might have made it liable for that unfortunate occurrence.
It was not until six months after the accident that the Township
was first apprised of the possibility that the stop sign might have
been obscured by foliage that was within its obligation to trim.
That information came to it too late.See footnote 4 Compare Guerrero v. City of
Newark, supra, 216 N.J. Super. at 66, in which we pointed out that
the original N.J.S.A. 59:8-4 notice had identified a malfunctioning
traffic light as the cause of the intersection accident giving rise
to the claim.
With respect to the motions for leave to file a late notice
under N.J.S.A. 59:8-9, we need merely reiterate that as a result of
the 1994 amendment of that statute by L. 1994, c. 49, § 5, a
plaintiff is required to show extraordinary circumstances for the
failure to have timely filed. By that amendment, the Legislature
made clear its intent to impose a stricter standard for late
filings than the former more lenient one of "sufficient reasons."
See generally Blank v. City of Elizabeth,
318 N.J. Super. 106 (App.
Div. 1999); Epstein v. State,
311 N.J. Super. 350, 359-360 (App.
Div.), certif. denied,
155 N.J. 589 (1998); O'Neill, 304 N.J.
Super. at 553; Ohlweiler v. Township of Chatham,
290 N.J. Super. 399, 404 (App. Div. 1996). There was no showing of extraordinary
circumstances here justifying the inadequacy of the N.J.S.A. 59:8-4
notice. That being so, the motions were properly denied.
The orders appealed from are affirmed.
Footnote: 1We note that technically a joint appeal was not warranted
because, although the cause of action of these plaintiffs, who are
married to each other, arose out of the same automobile accident
and although they were represented by the same attorneys, their
attorneys chose to file separate notices of tort claim as well as
separate motions for leave to file a late claim. R. 2:3-3
authorizes a joint appeal only when the appellants are "interested
jointly, severally or otherwise in a judgment, order, decision or
action." These appellants are not interested in the same order
because a separate order was entered as to each. Nevertheless,
because of the degree of commonality and the identity of the facts,
procedure and issues on appeal, it would be an injustice to regard
only the first named appellant as having properly appealed.
Moreover, although defendant asserts in its brief that it is only
Desmond Newberry who should be considered an appellant, it never
moved this court for that determination, and it is clearly not
prejudiced by this de facto joint appeal.
Footnote: 2N.J.S.A. 59:8-4 provides that the notice shall include:
a. The name and post office address of the claimant;
b. The post-office address to which the person
presenting the claim desires notices to be sent;
c. The date, place and other circumstances of the
occurrence or transaction which gave rise to the claim
asserted;
d. A general description of the injury, damage or loss
incurred so far as it may be known at the time of
presentation of the claim;
e. The name or names of the public entity, employee or
employees causing the injury, damage or loss, if known;
and
f. The amount claimed as of the date of presentation of
the claim, including the estimated amount of any
prospective injury, damage, or loss, insofar as it may be
known at the time of the presentation of the claim,
together with the basis of computation of the amount
claimed.
Footnote: 3The issue in Feinberg was the identity of the entity and its
representative to be served with the tort claim notice.
Footnote: 4There is no suggestion here that plaintiffs did not know or
were not chargeable with knowledge of that possible cause of
Lightcap's running the stop sign within the ninety days following
the accident. Compare Blank v. City of Elizabeth,
318 N.J. Super. 106 (App. Div. 1999).