DIRECT MERCHANTS CREDIT CARD BANK,
Plaintiff-Respondent,
v.
JOSEPH G. ABBONDANZO,
Defendant-Appellant.
Submitted January 5, 2004 - Decided March 3, 2004
Before Judges Havey, Newman and Hoens.
On appeal from the Superior Court of New Jersey, Law Division, Special Civil
Part, Morris County, DC-8883-01.
Joseph G. Abbondanzo, appellant pro se.
Eichenbaum, Kantrowitz, Leff & Gulko, attorneys for respondent (Roopal Gupta, on the brief).
The opinion of the court was delivered by
HOENS, J.A.D.
Defendant Joseph G. Abbondanzo appeals from the order of the Law Division, Special
Civil Part, dismissing the complaint against him without prejudice. We reverse and remand.
The facts, as we glean them from the record on appeal, are as
follows. Plaintiff Direct Merchants Credit Card Bank filed a complaint in the Law
Division, Special Civil Part, in November 2001 asserting that defendant was indebted to
it in the amount of $3504.07 then alleged to be due. The bank
contended that the sum demanded represented charges to a credit card it had
issued to defendant, together with fees and finance charges that had been added
to the outstanding balance when defendant failed to make the payments on time.
Defendant, representing himself, filed his answer to the complaint late in December 2001.
The bank served interrogatories on plaintiff in mid-January 2002 which, pursuant to the
rules applicable to the Special Civil Part, were required to be answered thirty
days thereafter. R. 6:4-3(a). When defendant failed to respond, plaintiff filed a motion
to strike his answer, see Rule 6:4-3(b), which was granted as unopposed in
an order dated March 15, 2002.
Two days prior to the order striking the answer, defendant had filed his
opposition to the motion, asserting that the interrogatories were overbroad and burdensome, that
he had no responsive documents, and that he was not required to provide
evidence to plaintiff in the absence of production of evidence by plaintiff, which
evidence he then demanded. That response also included defendant's request for an adjournment
of any trial until after his completion of other unrelated matters then being
litigated in federal court. In a subsequent order dated April 15, 2002, the
judge deemed defendant's opposition to be a motion to vacate the March 15,
2002 order, given that it was not a timely opposition to the motion
that led to that order. The judge then denied that application on the
ground that vacating the dismissal order required service of the outstanding answers to
interrogatories, see Rule 6:4-3(b), a condition with which defendant had not complied.
In May 2002, defendant served plaintiff with his answers to the interrogatories and
with his own set of interrogatories and a request for the production of
documents. He submitted an order to the judge then assigned to the Special
Civil Part which reinstated his answer and directed plaintiff to comply with his
discovery demands. The judge executed that order on May 31, 2002 and added
a directive that the matter be listed for trial. A few days later,
a notice listing the case for trial on June 25, 2002 was sent
to the parties.
On June 17, defendant filed a motion he described as a motion for
leave of court. The essence of defendant's motion was his request to adjourn
the trial then scheduled for June 25 based on his participation in the
unrelated matters being litigated in federal court, his contention that the trial could
not proceed because plaintiff had failed to provide him with the discovery he
had requested, and his suggestion that summary judgment motions might be a more
efficient method of resolving the dispute once the discovery had been exchanged. At
about the same time as defendant filed his motion, the bank filed with
the court a form stipulation of dismissal. That form was not signed by
defendant and apparently was not sent to him in advance of its filing.
It appears, however, that the stipulation was honored and the complaint was dismissed
on June 19, 2002, no decision having been made on defendant's motion. Thereafter,
in late July 2002, the bank sent correspondence to defendant enclosing copies of
statements relating to the charges on the credit card and advising that the
debt that plaintiff sought to collect had increased to $3638.15, but the bank
did not send responses to the interrogatories and did not produce any of
the other documents that defendant had demanded.
Defendant then filed a further motion, in which he sought to amend the
dismissal order to reflect that it was a dismissal with prejudice.
See footnote 1 On September
4, 2002, the judge then assigned to the Special Civil Part denied the
motion, noting, "This case was dismissed by Plaintiff's stipulation of dismissal on 6/19/02.
Pursuant to Rule 4:37-1 the dismissal is without prejudice. This case is now
closed."
On appeal, defendant argues that it was error to dismiss the complaint pursuant
to Rule 4:37-1(a) without his consent and that it would have been more
appropriate to dismiss the complaint with prejudice based on plaintiff's failure to respond
to his interrogatories. Because we find merit in the first argument, and because
there is no evidence in the record on appeal that the alternative ground
for dismissal was raised in the proceedings before the Special Civil Part judge,
we reverse and remand, addressing only so much of defendant's contentions as is
appropriate.
Rule 4:37-1 provides in relevant part as follows:
4:37-1. Voluntary Dismissal; Effect Thereof
(a) By Plaintiff; By Stipulation. Subject to the provisions of R. 4:32-4 (class
actions), R. 4:53-1 (receivership actions) and R. 4:60-18 (attachment actions), an action may
be dismissed by the plaintiff without court order by filing a notice of
dismissal at any time before service by the adverse party of an answer
or of a motion for summary judgment, whichever first occurs; or by filing
a stipulation of dismissal specifying the claim or claims being dismissed, signed by
all parties who have appeared in the action. Unless otherwise stated in the
notice or stipulation, the dismissal is without prejudice.
Plainly, the Rule, which is applicable to the Special Civil Part through the
operation of
Rule 6:5-1, limits voluntary dismissal of a complaint by a plaintiff
to two circumstances, neither of which was applicable to the attempted dismissal sought
here by the bank. Simply put, because defendant had already served and filed
his answer, plaintiff could only achieve the benefit of a voluntary dismissal if
it secured his consent to that dismissal, evidenced by his signature on the
stipulation. Utilizing a form entitled a stipulation which did not include defendant's consent
was ineffective to secure a voluntary dismissal without prejudice because it did not
comply with the clear dictate of the Rule. We therefore agree with defendant
that it was error for the complaint to be dismissed because the Rule
relied upon by the court simply did not give plaintiff the right to
do so absent defendant's consent.
While plaintiff suggests that defendant was not prepared to proceed to trial and
would have consented to the dismissal of the complaint had he been consulted,
we decline to speculate about whether or not he would have made that
choice. Suffice it to say, however, that in light of his motion seeking,
in essence, to compel plaintiff to provide him with the discovery he had
previously requested and seeking an opportunity to address the issues by way of
cross-motions for summary judgment, defendant might well have preferred to have had the
benefit of a decision on those applications prior to having to make a
choice between whether to consent to a dismissal or be forced to proceed
to trial. More to the point, the choice was defendant's to make, as
the Rule does not vest in plaintiff the right to voluntarily dismiss litigation
once an answer has been filed, but only permits plaintiff to seek defendant's
consent to do so.
Nor is requiring strict adherence to the Rule regarding voluntary dismissal merely a
matter of elevating form over substance. Because the voluntary dismissal pursuant to the
Rule is ordinarily a dismissal without prejudice, it carries with it the significant
benefit to plaintiff of permitting it to proceed anew upon the complaint, as
long as the statute of limitations has not run, thus exposing defendant to
the risk that, years later, the matter will be revived. In the circumstances
of this matter as revealed in this record, that risk was a substantial
one and one that carried with it the likelihood that plaintiff would, when
it chose to revive or refile the complaint, seek to recover from defendant
far more than the sum originally charged to the account, as the plaintiff
plainly contemplated that fees and interest on the outstanding balance would continue to
accumulate. In these circumstances in particular, we think it inappropriate to presume that
defendant would have elected to consent to a dismissal without prejudice.
Defendant requests that we address as well the alternate ground for dismissal he
asserts would have been appropriate, namely a dismissal with prejudice based on the
bank's discovery violations. See R. 4:23-5(a)(2); see also R. 6:4-3. It appears from
the unfortunately sparse record on appeal that the propriety of dismissal on these
grounds was not raised in defendant's motions or applications in the Special Civil
Part. We note, therefore, that our review would be inappropriate, as issues not
properly litigated in the trial court will not be considered on appeal unless
they raise questions of jurisdiction or public importance. See, e.g., Brock v. Public
Service Elec. & Gas Co.,
149 N.J. 378, 391 (1997); Nieder v. Royal
Indem. Ins. Co.,
62 N.J. 229, 234 (1973); Triffin v. Somerset Valley Bank,
343 N.J. Super. 73, 79 (App. Div. 2001).
There is no indication in the record that this newly raised argument relates
to jurisdiction or raises a matter of public importance sufficient to overcome our
usual practice of declining to address such issues. Defendant is free to raise
this matter before the Special Civil Part judge as appropriate. We therefore vacate the
dismissal of the complaint, reverse the order of September 4, 2002 and remand
this matter for further proceedings in the Law Division, Special Civil Part, consistent
with this opinion. We do not retain jurisdiction.
Footnote: 1
The record on appeal does not include the motion papers filed in support
of this motion, which was also referred to by defendant as a petition
for mandamus. Nor does the record include certifications or a brief, if any,
filed in opposition to this motion. Rather, our description of the motion is
based on the order executed by the judge on September 4, 2002, a
portion of which reflects defendant's articulation of his request for relief.