(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the
convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that,
in the interests of brevity, portions of any opinion may not have been summarized).
Argued May 2, 1995 -- Decided July 25, 1995
WILENTZ, C.J., writing for a majority of the Court.
On October 31, 1994, a group of bills generally referred to as "Megan's Law" became law. The
constitutionality of two of those bills, the Registration and Community Notification Laws, was challenged by
"John Doe," a convicted sex offender. Under those statutes, certain convicted sex offenders are required to
register with law enforcement officials. Further, depending on the level of risk that the offender is likely to
commit another offense, the law provides for notification to elements of the community.
Doe's complaint was heard by the Superior Court, Law Division, which upheld the statutes subject to
the addition of a judicial hearing on notification. Doe appealed, and the Supreme court granted direct
certification.
HELD: The Registration and Community Notification Laws do not violate the Ex Post Facto, Double Jeopardy,
Cruel and Unusual Punishment, or Bill of Attainder Clauses of the federal constitution or analogous state
constitution provisions. In addition, the acts do not deprive sex offenders of the right to equal protection under
the laws or to their constitutional right to privacy. Subject to limited modifications in respect of judicial review
of Tier Two or Tier Three classifications, the Guidelines promulgated by the Attorney General pursuant to the
legislation are valid and effective immediately.
1. The essence of the Court's decision is that the Constitution does not prevent society from attempting to
protect itself from convicted sex offenders, no matter when convicted, so long as the means of protection are
reasonably designed for that purpose and only for that purpose, and not designed to punish; that the community
notification provided for in these laws is not constitutionally vulnerable because of its inevitable impact on
offenders; that despite the possible severity of that impact, sex offenders' loss of anonymity is no constitutional
bar to society's attempt at self-defense. The Legislature chose to risk unfairness to previously-convicted offenders
rather than unfairness to the children and women who might suffer because of their ignorance of the offender's
presence in the community, but attempted to restrict the damage that notification of the public might do to the
lives of rehabilitated offenders by limiting the extent of notification based on the likelihood of reoffense.(pp. 3-5)
2. The Legislature's decision to make previously-convicted offenders subject to the Notification Law was
unquestionably influenced by the fact that unless they were included, the protection that the laws were designed
to afford would not begin to take place for a fair number of years as future offenders were convicted,
incarcerated, and released. Then, and only then, would they be subject to the notification provisions, but in the
interim, the children of today would receive no protection from the laws through notification concerning the
presence of previously-convicted offenders. (pp. 5-6)
3. The Court has no right to assume that the public will be punitive when the Legislature was not, and no right
to assume that the media will not act responsibly. The Attorney General has strongly warned that vigilantism
will not be tolerated; the Court has no reason to believe that the Governor and the Legislature will tolerate it.
The Court assumes that the strongest message will be delivered, and repeated, by the Governor and other public
officials at all levels, as well as by community and religious leaders and the media, that these are laws that must
be used only to protect and not to punish, a message to be given at community meetings, schools, religious
congregations, and everywhere throughout the state.
The Court does not believe that the determination in this case should be based on a prediction of
destructive and punitive community reaction. The Court does not suggest any absolute rule that a court should
never pass constitutional judgment in a case on the basis of its unalterable conviction concerning predicted
community conduct. However, the Court concludes that this is not such a case. The Court does not perceive
in this case a society seeking vengeance, demanding the names of previously-convicted sex offenders in order to
further punish them, but rather families concerned about their children who want information only in order to
protect them. Presumably, some citizens will harass, and presumably they will be prosecuted, but the Court
believes that overwhelmingly the state's citizens are law-abiding citizens. The Court does not share the certainty
of the dissent in the probability of a community reaction that will gut the protective purpose of these laws and
convert them into punishment, and declines to decide the case on that assumption. (pp. 14-16)
4. The Attorney General has properly adopted Guidelines pursuant to broad authority conferred on her by the
statutes. Although some modifications are required, the Guidelines work with the Notification Law to provide
a coherent system of notification that is calibrated to the degree of risk of a further offense. (pp. 16-22)
5. Under the statute, Tier Three notification must be confined to those members of the public "likely to
encounter" the offender. To that extent, Tier Three notification through "community meetings, speeches in
schools and religious congregations," as provided for in the Guidelines, is not permitted. The Court interprets
the statute to conform Tier Two classification (offenders with moderate risk of reoffense) with the same
condition applicable to both Tiers One and Three -- namely, that only those organizations and institutions "likely
to encounter" the offender are to be notified. Accordingly, the Court modifies the automatic nature of Tier Two
notification to require an individual determination concerning organizations and institutions "likely to encounter"
the offender. The Attorney General is to formulate procedures designed to assure that notice is given to the
offender prior to Tier Two or Three notification to permit the offender to object. If the offender objects, the
court will schedule a hearing. The hearing is to be in camera. The offender will have the burden of persuasion
on the issue before the court -- the degree of risk that the offender will commit another offense. (pp.22-40)
6. The factor that will ordinarily be critical to a determination of "likely to encounter" is geography. The
Guidelines must be revised in respect of Tier Three notifications because they exceed their statutory
authorization. To the degree that confidentiality is either implicit in the statutes or explicit in the Guidelines,
the need for community education is apparent. The conduct of the media and of community leaders, including
public officials, may to a great extent determine the success or failure of such efforts. (pp.40-46)
7. A careful analysis of prior case law confirms that the challenged statutes are remedial and not punitive.
Plaintiff's argument that a statute is punitive if it carries even the slightest deterrent effect is not persuasive.
Because their purpose is to protect society from the risk of further offenses by convicted sex offenders and not
to inflict punishment, the statutes do not violate the Ex Post Facto Clause of the Constitution. For the same
reason, plaintiff's claims of violation of the Bill of Attainder Clause and the Cruel and Unusual Punishment
Clause must fail. (pp. 40-108)
8. To assure uniformity in the application of the laws, the judiciary, to the extent it may be involved in reviewing
prosecutors' decisions, will name one judge in each vicinage to handle any hearings arising from the
implementation of the laws; a three-judge panel will be named to review all matters that have been concluded
in order to determine whether any disparity exists and, if desirable, to design a bench manual for the guidance
of judges handling such hearings; and, given the in camera nature of the proceedings, the public will be informed
through annual reports by the Administrative Office of the Courts which shall describe all in camera judicial
hearings in as much detail as possible -- without disclosing the identity of the offender when the notification
decision is reversed -- in order that the public may be fully informed concerning the judiciary's implementation
of these laws. The Court's decision that the judiciary shall, upon application, review prosecutorial decisions that
provide for community notification (Tier Two or Tier Three) does not limit the Legislature's power to provide
such review through other agencies, so long as the method of review affords procedural due process. Such
review is constitutionally required but need not be judicial review. (pp. 46-48)
9. While the role of the constitutional provisions involved in this case as protectors of individual rights must
always be fully enforced, care should be exercised not to convert them into obstacles that prevent the enactment
of honestly-motivated remedial legislation by subjecting laws to tests unsuited to the underlying purpose of those
constitutional provisions. Those provisions were aimed at arbitrary and unjust actual punishment, intentionally
inflicted, and their application should be guided accordingly. (p. 53)
10. Although the Registration Law does not violate plaintiff's right to privacy under the Fourteenth Amendment,
certain aspects of the Notification Law do implicate privacy interests. The State's strong interest in public
disclosure, however, substantially outweighs plaintiff's interest in privacy. The Court notes that the degree and
scope of disclosure is carefully calibrated to the need for public disclosure: the risk of a further offense. An
analysis of plaintiff's right to privacy under the state constitution leads to the same result. (pp. 109-130)
11. Because the registration and notification requirements of the statutes are rationally related to a legitimate
state interest, the requirements of equal protection under the Fourteenth Amendment and the State Constitution
have been satisfied. (pp. 131-137)
12. The Attorney General's Guidelines are not "rules" that are subject to the Administrative Procedure Act.
Rather, they are an appropriate response to a specific statutory mandate. Their contents are largely dictated
either explicitly or implicitly by the language of the notification statute. (pp. 138-144)
13. While the laws do not violate substantive constitutional rights, the Court finds, under both the Federal and
State Constitutions, sufficient impingement on protectible liberty interests in privacy and reputation to require
procedural safeguards prior to classification in, and notification under, Tiers Two or Three. The Court
concludes, moreover, that even if not constitutionally required, such safeguards are required by New Jersey's
doctrine of fairness and rightness. (pp. 144-161)
14. Given the fact that no other state has adopted such a far-reaching statute, there is an unavoidable
uncertainty in the Court's conclusions. Nevertheless, the Court remains convinced that the statute is
constitutional. To rule otherwise is to find that society is unable to protect itself from sexual predators by
adopting the simple remedy of informing the public of their presence. (p. 161)
15. The Court assumes some ostracism of offenders will result, but notes that government has done all it can
to confine that impact, providing public notification only for those whose apparent future dangerousness requires
it. The Court notes that society should not be prejudged with the ogre of vigilantism or harassment (although
its potential obviously calls for the vigorous steps suggested by the Attorney General), that it should not be
assumed that those in responsible positions will violate the intent of the law by giving notification beyond that
which is authorized by the statute and Guidelines, and that it must not be assumed that the press will disregard
the notification restrictions which these laws require. (pp. 161-162)
The judgment of the Law Division is AFFIRMED as MODIFIED. The Attorney General's Guidelines,
as MODIFIED, are valid and effective immediately.
JUSTICES HANDLER, POLLOCK, O'HERN, GARIBALDI, and COLEMAN join in CHIEF JUSTICE
WILENTZ's opinion. JUSTICE STEIN has filed a separate dissenting opinion.
STEIN, J., Dissents. He concludes that because the Community Notification Law "makes more burdensome
the punishment for a crime, after its commission," it violates the constitutional prohibition against ex post facto
laws. He disagrees with the majority's conclusion that the statute can be characterized as "remedial" as well as
with the standard it applies to reach that conclusion.
The majority's inquiry into the ex post facto issue begins and ends with legislative intent. The exclusive
reliance on legislative intent as the test of "punishment" is misplaced. The appropriate standard requires that
a court assess the character of the actual sanctions imposed on the individual by the machinery of the state.
Based on its functional effect, the conclusion is inescapable that the Notification Law imposes punishment within
the meaning of the Ex Post Facto Clause.
I The Legislative Purpose: Addressing the Problem of
Repetitive Sex Offenders 6
II The Laws and the Attorney General's Guidelines16
III The Challenges to the Law25
IV Interpretation of Statute; Revision of Attorney
General's Guidelines; Judicial Review29
V Challenges Based on the Claim that the Laws
Constitute Punishment49
VI Privacy109
VII Equal Protection131
VIII Administrative Procedure Act138
IX Procedural Due Process and Fairness and Rightness144
X Conclusion161
SUPREME COURT OF NEW JERSEY
A-170/
171 September Term 1994
JOHN DOE (a fictitious name),
Individually and on behalf of
all others similarly situated,
Plaintiff-Appellant
and Cross-Respondent,
v.
DEBORAH PORITZ, ATTORNEY GENERAL
OF THE STATE OF NEW JERSEY,
Defendant-Respondent
and Cross-Appellant.
Argued May 2, 1995 -- Decided July 25, 1995
On certification to the Superior Court, Law
Division, Burlington County, whose opinion is
reported at ___ N.J. Super. _____ (1995).
John S. Furlong argued the cause for
appellant and cross-respondent (Furlong and
Krasny, attorneys).
Deborah T. Poritz, Attorney General of New
Jersey, argued the cause pro se (Ms. Poritz,
attorney; Joseph L. Yannotti and Jane A.
Grall, Assistant Attorneys General, and
Madeleine W. Mansier, Deputy Attorney
General, of counsel; Ms. Grall, Ms. Mansier,
Michael J. Haas and Karen L. Suter, Senior
Deputy Attorneys General, Rhonda S. Berliner,
Patrick DeAlmeida, B. Stephan Finkel, Todd A.
Wigder, and Sharon M. Hallanan, Deputy
Attorneys General, on the briefs).
Matthew Astore, Deputy Public Defender II,
argued the cause for amicus curiae Public
Defender (Susan L. Reisner, Public Defender,
attorney).
John J. Gibbons argued the cause for amicus
curiae American Civil Liberties Union of New
Jersey (Crummy, Del Deo, Dolan, Griffinger &
Vecchione, attorneys; Mr. Gibbons, Lawrence
S. Lustberg, Jonathan Romberg, and
Christopher T. Walsh, on the briefs).
Faith S. Hochberg, United States Attorney,
argued the cause for amicus curiae United
States (Ms. Hochberg, attorney; Stuart J.
Rabner, George S. Leone, Assistant United
States Attorneys, Leonard Schaitman, a member
of the New York bar, Wendy M. Keats and
Lowell V. Sturgill, members of the District
of Columbia bar, on the briefs).
Glenn R. Paulsen argued the cause for amicus
curiae New Jersey Senate (Capehart &
Scatchard, attorneys).
Ronald K. Chen submitted a brief on behalf of
amicus curiae Carlos Diaz.
Geoffrey S. Berman submitted a brief on
behalf of amici curiae Maureen and Richard
Kanka, Hon. Dick Zimmer, Hon. Randall
Cunninghman, Hon. Nathan Deal, Hon. Jennifer
Dunn, Hon. Tillie Flower, Hon. Thomas Manton,
Hon. Susan Molinari, Hon. Jim Saxton, and
Hon. Christopher Smith (Mudge Rose Guthrie
Alexander & Ferdon, attorneys; Mr. Berman and
Jacklyn K. Bartlett, on the brief).
The opinion of the Court was delivered by
WILENTZ, C.J.
On October 31, 1994, a group of bills concerning sex offenders became law. They are generally referred to as "Megan's Law," named after the second female child abducted, raped, and murdered during the prior year. The question before us is whether two of those bills, the Registration and
Community Notification Laws, are constitutional. L. 1994, c.
133 (Registration Law, N.J.S.A. 2C:7-1 to -5) and L. 1994, c.
128 (Community Notification, N.J.S.A. 2C:7-6 to -11). We hold
that they are, but that the prosecutor's decision to provide
community notification, including the manner of notification,
is subject to judicial review before such notification is
given, and that such review is constitutionally required. In
most respects, we affirm the judgment of the trial court.
The essence of our decision is that the Constitution does not prevent society from attempting to protect itself from convicted sex offenders, no matter when convicted, so long as the means of protection are reasonably designed for that purpose and only for that purpose, and not designed to punish; that the community notification provided for in these laws, given its remedial purpose, rationality, and limited scope, further assured by our opinion and judicial review, is not constitutionally vulnerable because of its inevitable impact on offenders; that despite the possible severity of that impact, sex offenders' loss of anonymity is no constitutional bar to society's attempt at self-defense. The Registration and Notification Laws are not retributive laws, but laws designed to give people a chance to protect themselves and their children. They do not represent the slightest departure from our State's or our country's fundamental belief that criminals, convicted and punished, have paid their debt to
society and are not to be punished further. They represent
only the conclusion that society has the right to know of
their presence not in order to punish them, but in order to
protect itself. The laws represent a conclusion by the
Legislature that those convicted sex offenders who have
successfully, or apparently successfully, been integrated into
their communities, adjusted their lives so as to appear no
more threatening than anyone else in the neighborhood, are
entitled not to be disturbed simply because of that prior
offense and conviction; but a conclusion as well, that the
characteristics of some of them, and the statistical
information concerning them, make it clear that despite such
integration, reoffense is a realistic risk, and knowledge of
their presence a realistic protection against it.
The choice the Legislature made was difficult, for at
stake was the continued apparently normal lifestyle of
previously-convicted sex offenders, some of whom were doing no
harm and very well might never do any harm, as weighed against
the potential molestation, rape, or murder by others of women
and children because they simply did not know of the presence
of such a person and therefore did not take the common-sense
steps that might prevent such an occurrence. The Legislature
chose to risk unfairness to the previously-convicted offenders
rather than unfairness to the children and women who might
suffer because of their ignorance, but attempted to restrict
the damage that notification of the public might do to the
lives of rehabilitated offenders by trying to identify those
most likely to reoffend and limiting the extent of
notification based on that conclusion.
The legislative choice was undoubtedly influenced by the fact that if the law did not apply to previously-convicted offenders, notification would provide practically no protection now, and relatively little in the near future. The Legislature reached the irresistible conclusion that if community safety was its objective, there was no justification for applying these laws only to those who offend or who are convicted in the future, and not applying them to previously-convicted offenders. Had the Legislature chosen to exempt previously-convicted offenders, the notification provision of the law would have provided absolutely no protection whatsoever on the day it became law, for it would have applied to no one. The Legislature concluded that there was no justification for protecting only children of the future from the risk of reoffense by future offenders, and not today's children from the risk of reoffense by previously-convicted offenders, when the nature of those risks were identical and presently arose almost exclusively from previously-convicted offenders, their numbers now and for a fair number of years obviously vastly exceeding the number of those who, after passage of these laws, will be convicted and released and only
then, for the first time, potentially subject to community
notification.
The challenged laws before us in this case have two basic
provisions. First, they require registration with law
enforcement authorities of certain convicted sex offenders and
spell out the offenses that trigger the registration
requirement, registration of those convicted prior to their
passage limited to offenders found to have repetitive and
compulsive characteristics. Second, they provide for notice
of the presence of such offenders in the community, the scope
of that notice measured by the likelihood that such offenders
will commit another sex offense: where the risk of such
reoffense is low, only law enforcement authorities are
notified; where it is moderate, institutions and organizations
having the responsibility to care for and supervise children
and women are notified; and where the risk is high, those
members of the public likely to encounter the offender are
notified.
The purpose of the registration and the subsequent
notification is set forth in the legislation itself.
1. The Legislature finds and declares:
a. The danger of recidivism posed by sex
offenders and offenders who commit other predatory
acts against children, and the dangers posed by
persons who prey on others as a result of mental
illness, require a system of registration that will
permit law enforcement officials to identify and
alert the public when necessary for the public
safety.
b. A system of registration of sex offenders
and offenders who commit other predatory acts
against children will provide law enforcement with
additional information critical to preventing and
promptly resolving incidents involving sexual abuse
and missing persons.
The legislative concern about the problem, and the remedy
selected, are best understood in the light of the nature and
extent of the problem. There are varying views on that
subject, but it is clear that the Legislature in formulating
its policy accepted the view of the problem, and the facts
concerning it, that follow. Such a legislative determination
is beyond judicial review.
Based on statistical and other studies the Legislature
could have found, and presumably did find, the following
facts, essentially reflected in its statement of purpose, and
its enactment of the laws:See footnote 1
[S]tudies describing recidivism by sex offenders
indicate the severity of the problem the Legislature
addressed in Megan's Law. Studies report that
rapists recidivate at a rate of 7 to 35%; offenders
who molest young girls, at a rate of 10 to 29%, and
offenders who molest young boys, at a rate of 13 to
40%. Further, of those who recidivate, many commit
their second crime after a long interval without
offense. In cases of sex offenders, as compared to
other criminals, the propensity to commit crimes
does not decrease over time. . . . [I]n one study,
48" of the recidivist sex offenders repeated during
the first five years and 52" during the next 17
years. . . .
As Doe acknowledges, successful treatment of
sex offenders appears to be rare. He correctly
notes that very few offenders sentenced to ADTC
[Adult Diagnostic and Treatment Center] ever meet
the dual standards required for parole from ADTC.
Indeed, according to Department of Correction's
statistics between 1980 and 1994 only 182 inmates
were paroled from ADTC. While plaintiff was among
the few who were released as "capable of making an
acceptable social adjustment in the community," the
large majority of ADTC inmates leave only after
having served their maximum sentences. During the
same time frame, 1980 - 1994, 712 inmates were
released from ADTC at expiration of term.
[Response Brief for Attorney General at 6-8 (citations omitted).]
Further information gleaned from similar studies strongly
reinforces the foregoing:
Sexual crimes are notoriously underreported.
Such data as are available, however, demonstrate
that their impact is substantial and widespread. A
nationwide sampling of households by the Justice
Department for the years 1987 to 1991 indicates that
every year nearly 133,000 women in the United States
age 12 or older were victims of rape or attempted
rape, 44" committed by strangers. Twenty-one
percent of the total involved weapons (29" of
stranger rapes), and 47" of all victims (60" of
victims of strangers) sustained injuries in addition
to the rape itself. The Justice Department also
estimates from police reports that nationwide about
17,000 girls under age 12 were raped in 1992, 54" by
non-family members (acquaintances and strangers).
And based solely on incidents reported to the
police, a Justice Department study shows that in
1988 as many as 4,600 children of both sexes were
abducted or detained by non-family members, nearly
always by force (85-87") and usually with a weapon
(75-85"), and more than two-thirds of these children
were sexually assaulted.
Sexual assault takes a heavy toll on its victims, particularly on children. Recent research indicates that a number of psychosocial problems - including chronic depression and anxiety, isolation and poor social adjustment, substance abuse, suicidal behavior, and involvement in physically or sexually abusive relationships as either aggressor or victim -- are more common among adults molested as children than among those with no such childhood experiences. Victims of sexual abuse can suffer an impaired ability to critically evaluate the motives and behavior of others, making them more vulnerable to revictimization. An especially disturbing finding about child sexual abuse is its strong intergenerational pattern; in particular, due to the psychological impact of their own abuse, sexually abused boys have been found to be more likely than non-abused boys to turn into offenders against the next generation of children, and sexually abused girls are more likely to become mothers of children who are abused. And studies show that adult male aggressive behavior, particularly sexual aggression,
is associated with the trauma of childhood sexual
abuse. Thus, apart from the substantial personal
trauma caused to the victims of such crimes, sexual
crimes against children exact heavy social costs as
well.
[Brief for the United States at 5-8
(citations omitted).]
On the critical issue of recidivism, the Legislature
presumably adopted the view suggested in the following
information, supportive of that stated in the studies relied
on by the Attorney General:
Sex offender recidivism compounds the problem.
As a group, sex offenders are significantly more
likely than other repeat offenders to reoffend with
sex crimes or other violent crimes, and that
tendency persists over time. A 15-year follow-up
study by the California Department of Justice of
1,362 sex offenders arrested in 1973 found that
19.7" were rearrested for a subsequent sexual
offense. Those first arrested for rape by force or
threat had the highest recidivism rate, 63.8" for
any offense, and 25.2" for a subsequent sex offense.
Sex offenders were five times as likely as other
violent offenders, and more than six times as likely
as all types of offenders, to reoffend with a sex
offense. Similarly, a Washington State study of
1,373 adult male sex offenders convicted between
1985 and 1991 and released by the end of 1991 showed
that after seven years of follow-up, 12" were
rearrested for sex offenses and an additional 3" were rearrested for violent offenses. Of the 110
offenders reconvicted of a sex offense, 43" were
reconvicted of a more serious sex offense.
These figures comport with other data on sex offender recidivism. A major Justice Department study of state prisoners released in one year showed that 7.7" of released rapists were rearrested for rape within three years. Moreover, 27.5" of released rapists were rearrested during that period
for some kind of violent offense (murder, rape,
robbery, or assault). Released rapists were 10.5
times more likely to be rearrested for rape than
were other released prisoners; likewise, prisoners
who had served time for other sexual assaults were
7.5 times more likely than other released prisoners
to be rearrested for sexual assault. A recent
review of the most frequently cited studies of sex
offender recidivism indicates that rapists repeat
their offenses at [] rates up to 35%; offenders who
molest young girls, at [] rates up to 29%; and
offenders who molest young boys, at [] rates up to
40%. Moreover, the recidivism rates do not
appreciably decline over time, and thus, in contrast
with other types of offenders, the tendency to
reoffend does not appear to decline with an
offender's increasing age. It has been estimated
that extrafamilial child molesters have an average
of as many as 19.8 victims (for those molesting a
girl) and 150 victims (for those molesting a boy).
Clearly, both the Legislature's and the public's increasing awareness of the dangers posed by sex offenders triggered laws here, and elsewhere, as the understanding of the problem was accelerated by the occurrence of highly publicized and horrific offenses. In 1994 Congress enacted legislation requiring states, as a condition to some federal funding, to enact registration laws covering certain sex offenders. Those registration laws, aimed particularly at protecting minors and the potential victims of sexually violent offenses, would require registrants to verify their addresses annually for ten years (as well as changes in address) and to provide fingerprints and a photograph, and would explicitly permit release of information necessary to protect the public "concerning a specific person required to
register."
42 U.S.C.A.
§14071 (b) and (d). Apparently, some
members of Congress believed the provision allowing community
notification was crucial to preventing future crimes. See,
e.g., 140 Cong. Rec. H5612-17 (daily ed. July 13, 1994)
(remarks of Reps. Dunn and Ramstad); id. S10502 (daily ed.
August 3, 1994) (remarks of Sen. Lautenberg); id. S10710
(daily ed. August 5, 1994) (remarks of Sen. Gorton); id.
S11889-90 (daily ed. August 16,1994) (remarks of Sens. Gorton
and Lautenberg); id. H8981-82 (daily ed. August 21, 1994)
(remarks of Rep. Ridge); id. S12544-45 (daily ed. August 25,
1994) (remarks of Sens. Lautenberg and Dole).
The laws before us, therefore, do not simply reflect the awful experience of the past year or so in New Jersey, but a national trend reflecting a national problem. The remedy selected by our Legislature goes beyond the ability of citizens to request the criminal record of their neighbors when they may have no reason to make such requests. The remedy goes directly to the question of what a community can do to protect itself against the potential of reoffense by a group the Legislature could find had a relatively high risk of recidivism involving those crimes most feared, and those crimes to which the most vulnerable and defenseless were exposed -- the children of society. The spectacle of offenses committed by neighbors, known in the public records as significantly potential reoffenders, but not known to anyone
else, and especially not known to those most likely to be
affected, their neighbors, suggested the most obvious and
practical degree of protection: a law that would tell
neighbors and others who might be affected, of the presence of
such offenders, no more and no less.
The concern for the potential unfairness of
identification has some justification, but it is wrong to
assume the people of this State and the media will not
understand that potential. The Attorney General points to
information, far from complete because of the injunction
against the implementation of these laws, that suggests that
harassment and vigilantism have been minimal. This Court has
no right to assume that the public will be punitive when the
Legislature was not, that the public, instead of protecting
itself as the laws intended, will attempt to destroy the lives
of those subject to the laws, and this Court has no right to
assume that community leaders, public officials, law
enforcement authorities, will not seek to educate the public
concerning the Legislature's intent, including appropriate
responses to notification information, responses that are not
at all punitive, but seek merely to protect their children,
their families, and others from reoffense. And this Court has
no right to assume the media will not act responsibly.
The dissent's historical analysis, though relevant, is
followed by, and ultimately amounts to, a prediction of a
destructive and punitive community reaction that converts the
statutory protection into punishment. As we have noted in
this opinion, we do not believe the Court should determine
this constitutional question based on such a prediction. The
Attorney General has strongly warned that vigilantism and
harassment will not be tolerated; we have no reason to believe
that the Governor and the Legislature will tolerate it; and,
for the purpose of constitutional adjudication, despite the
branding, stocks, and pillory of prior centuries, we have no
right to assume the public will engage in it. We assume that
the strongest message will be delivered, and repeated, by the
Governor and other public officials at all levels, as well as
by community and religious leaders and the media, that this is
a law that must be used only to protect and not to punish, and
that all citizens must conform their conduct accordingly, a
message given at community meetings, schools, churches,
synagogues, and everywhere throughout the state.
The dissent refers to two examples of harassment and worse. One has already led to an indictment, the other involves conduct that may very well be subject to criminal sanctions if and when it occurs again. See N.J.S.A. 2C:33-4. Obviously, as the dissent acknowledges, future community reactions are impossible to discern. Despite that
observation, the heart of the dissent is its prediction of the
most severe consequences visited upon previously-convicted sex
offenders, the clear implication being that they will
regularly, almost invariably, occur. We do not suggest any
absolute rule that a court should never pass constitutional
judgment in a case on the basis of its unalterable conviction
concerning predicted community conduct. This is not such a
case, however. We do not perceive in this case a society
clamoring for blood, demanding the names of previously-convicted sex offenders in order to further punish them, but
rather families concerned about their children who want
information only in order to protect them. Presumably, some
citizens will harass, and presumably they will be prosecuted,
but we believe that overwhelmingly our citizens are
law-abiding citizens. We do not share the certainty of the
dissent in the probability of community reaction that would
gut the protective purpose of these laws and convert them into
punishment. We decline to decide this case on that
assumption.
Despite complexities of detail, the Registration Law is basically simple. It requires registration of sex offenders convicted after its effective date and all prior-convicted
offenders whose conduct was found to be repetitive and
compulsive. The sex offenses that trigger the laws for those
previously convicted are aggravated sexual assault, sexual
assault, aggravated criminal sexual contact, kidnapping
pursuant to N.J.S.A. 2C:13-1(c)(2), and for those convicted
after their effective date, added to the foregoing are various
laws concerning endangering the welfare of a child, luring or
enticing, criminal sexual contact if the victim is a minor,
and kidnapping, criminal restraint, or false imprisonment if
the victim is a minor and the offender not the parent; and in
all cases an attempt to commit any of the foregoing. N.J.S.A.
2C:7-2b(1) and (2).See footnote 2
Registration requires, in the case of those no longer in custody -- generally those who committed the offense before
adoption of the laws -- appearance at a local police station
for fingerprinting, photographing, and providing information
for a registration form that will include a physical
description, the offense involved, home address, employment or
school address, vehicle used, and license plate number.
N.J.S.A. 2C:7-4(1) and (2). For those in custody, the
procedure is effected at that location. The forms,
information, fingerprints, and photographs (or copies) are
centrally collected by the State Police and prosecutors. The
registration requirement applies to all convicts, all
juveniles, no matter what their age, found delinquent because
of the commission of those offenses, and to all found not
guilty by reason of insanity. The requirements apply as well
to sex offenders convicted elsewhere who relocate to this
state. Registrants whose conduct was repetitive and
compulsive must verify their addresses with the local law
enforcement agency quarterly, other registrants must do so
annually. Upon relocation to another municipality,
re-registration is required there, and, apparently, any change
of address requires notice to the local law enforcement
agency.See footnote 3
All of these are lifetime requirements unless the
registrant has been offense-free for fifteen years following
conviction or release from a correctional facility (whichever
is later) and, on application to terminate these obligations,
can persuade the court that he or she is not likely to pose a
threat to the safety of others. N.J.S.A. 2C:7-2f.
Registration records are open to any law enforcement agency in
the state, or any other state, or any federal law enforcement
agency. N.J.S.A. 2C:7-5. Failure to comply with the
Registration Law is a fourth-degree crime. N.J.S.A. 2C:7-2a.
The Community Notification Law requires the local chief of police to give notification of the registrant's presence in the community, such notification also required if the registrant changes address (presumably whether within or outside of the community although the statutory language refers only to the latter). N.J.S.A. 2C:7-7.See footnote 4 The law provides for three levels of notification (referred to as
Tiers One, Two and Three in the Guidelines) depending on the
risk of reoffense.
(1) If risk of reoffense is low, law
enforcement agencies likely to encounter the person
registered shall be notified;
(2) If risk of reoffense is moderate,
organizations in the community including schools,
religious and youth organizations shall be notified
in accordance with the Attorney General's
Guidelines, in addition to the notice required by
paragraph (1) of this subsection;
(3) If risk of reoffense is high, the public
shall be notified through means in accordance with
the Attorney General's Guidelines designed to reach
members of the public likely to encounter the person
registered, in addition to the notice required by
paragraphs (1) and (2) of this subsection.
No suggestion has been made that any registrant could be
classified as posing no risk of reoffense: presumably then,
all registrants will be subjected at the very least to Tier
One Notification (called "Law Enforcement Alert" in the
Guidelines). Although the statute provides that the risk of
reoffense, and therefore the extent (the level, the Tier) of
notification shall be assessed by the prosecutors of the
county of conviction and the county of residence together with
any law enforcement officials that either deems appropriate,
the Guidelines appear to require the final assessment to be
made by one prosecutor, apparently the prosecutor of the
county of residence.
The "means" of providing notification, after deciding the
appropriate Tier or level of notification, is to be determined
by the prosecutor of the county of residence. N.J.S.A. 2C:7-8d(1) and (2). The Guidelines deal with that subject as well,
Guideline VI, Methods of Community Notification, suggesting
involvement of local law enforcement in that determination.
The Attorney General is given broad powers under the laws to
adopt "Guidelines" apparently intended to be binding on all
law enforcement agencies. Those Guidelines were adopted
within the statutory time period after the Attorney General
consulted with members of the "Notification Advisory Council"
established by the statute. N.J.S.A. 2C:7-11. Those
Guidelines are to be reviewed again one year after the
effective date of the law for "changes or revisions" at which
point "the Council shall expire." Ibid.
The Guidelines, in accordance with the statute, add factors to be considered in assessing risk, provide greater specificity in allocating responsibility for that assessment and for determining the scope of notification, significantly define the substance of Tier Two (community organization) notification and its purposes, provide for the maintenance of records of notification and the circumstances under which they may be disclosed, require training of those involved in the notification process, and require levels of confidentiality of the disclosed information, restrictions on its dissemination,
and a strong warning against vigilantism and harassment of the
offenders, their families, employers, and schools. Appended
to the Guidelines are the forms to be used in connection with
notification. They conform fairly to the statute's intent to
provide only that information needed by organizations or that
part of the community likely to encounter the offender -- the
offense, a description and photograph of the offender, the
offender's automobile and license plate, home address, address
of employment or school, along with the warning about
vigilantism and harassment.See footnote 5
All of these provisions of the laws, the requirements for
registration, the provisions for notification, the Tiers, and
the many other related parts, are tied together by the
statement of legislative purpose mentioned above found at the
beginning of the Registration Law: to aid law enforcement in
apprehending sex offenders and to enable communities to
protect themselves from such offenders. Together these laws
are fairly designed to achieve those purposes. The Community
Notification Law, along with the Attorney General's
Guidelines, provide a coherent system of notification
calibrated to the degree of risk of reoffense: low-risk
offenders or higher will trigger notification to law
enforcement who will thereby have ready access to all
offenders in the area when needed either because of reported
or perceived threats, or actual incidents when quick response
is most important; moderate offenders and higher will trigger
a notification calculated to alert organizations charged with
the supervision and care of children or women, which are
likely to encounter them, to their potential presence and
risk; and high-risk offenders will trigger notification to
that portion of the community likely to encounter them.
We are aware of the uncertainties that surround all
aspects of the subject of sex offender recidivism and the
effectiveness of preventive measures. Legislatures, despite
uncertainty, must sometimes act to deal with public needs,
basing such action on what they conclude, in a welter of
conflicting opinions, to be the probable best course. Our
Legislature could reasonably conclude that risk of reoffense
can be fairly measured, and that knowledge of the presence of
offenders provides increased defense against them. Given
those conclusions, the system devised by the Legislature is
appropriately designed to achieve the laws' purpose of
protecting the public.See footnote 6
Although plaintiff is seeking relief only for himself,
our decision will affect all sex offenders covered by the
laws. Plaintiff's claims are the same as any offender could
assert, whether convicted before or after the enactment of
these laws, although his ex post facto and bill of attainder
claims apply only to previously-convicted offenders. The
claims that can be made by offenders convicted after the
enactment of the laws, double jeopardy, cruel and unusual
punishment, invasion of privacy, equal protection, and
procedural due process, can also be made by plaintiff.
Plaintiff seeks an injunction against application of both
the Registration and Notification Laws to him and seeks in
part to confine our ruling to his special situation, a first-time offender who successfully completed treatment at the
Adult Diagnostic and Treatment Center at Avenel, was paroled,
successfully completed parole, and has been living and working
in the community. He has not reoffended, is apparently
totally integrated in and accepted by the community, which,
except for his employer and
co-employees, is ignorant of his offense. He offers proof
that notification will lead to the loss of his job.
Despite this attempt to narrow the issue and challenge the laws as applied to him, the record and our view of the applicable legal doctrines leave plaintiff in precisely the same position as any offender making the same attacks (except, obviously, those attacks that can be mounted only by previously-convicted offenders). We do not find plaintiff's alleged special characteristics -- not yet subjected to challenge -- to confer on him any constitutional or legal rights different from any other offender. Essentially, those characteristics are relevant only to his ultimate Tier classification, but given our view of the law, the fact that an offender may be able to prove an extremely low probability of reoffense does not exempt him from the law, or transform his facial attack to one as applied, or, on this record, entitle him to relief that might resolve the case without passing on the issues. Having no idea what the entire record
concerning plaintiff will reveal, we cannot be assured that he
will not properly be classified as a Tier Three offender,
highly likely to reoffend, since there has as yet been no full
inquiry into all of the factors that determine Tier
classification, no inquiry into his behavior in the community
and no up-to-date psychological profile of plaintiff.
We note, since it is not apparently emphasized by the
parties either in their briefs or at oral argument, that if
plaintiff's attacks are successful these laws may be
invalidated not only for previously-convicted offenders but
for all sex offenders who are convicted in the future. Recent
United States Supreme Court cases show that plaintiff's double
jeopardy claim is no different from that which would be made
by future sex offenders who are required after conviction and
completion of punishment to register and be subject to
notification, alleged by plaintiff to be a second, and
therefore impermissible, punishment. Therefore, if
plaintiff's ex post facto attack is sustained, it seems most
likely that the double jeopardy attack will succeed as well
for in this case the basis for each seems indistinguishable:
both claim registration and notification constitute a second
punishment for conduct previously punished.See footnote 7
The asserted invalidity of the process used to determine
the extent of notification is similarly available to offenders
convicted both prior to and after the enactment of the law.
If a "liberty interest" is implicated for one, the same
notification infringes it for the other, triggering, if so,
procedural due process rights. And quite obviously, if
registration and notification are punishment, and moreover
cruel and unusual, that characterization would apply to all
subject to the laws. And the same may be said with equal
force about claims of invasion of privacy.
Plaintiff has claimed that the laws constitute an
unreasonable search and seizure. The point was not raised
below and appears for the first time in plaintiff's brief
before us. We conclude there is no merit to the contention
and decline to treat it in detail.See footnote 8
Our resolution of the challenges to the laws is based on
our interpretation of them and our revision of the Guidelines.
Although not essential to our conclusion that the laws and
Guidelines together are constitutional, that interpretation
and those revisions are strongly supportive of our decision.
See, e.g., New Jersey Chamber of Commerce v. New Jersey
Election Law Enforcement Comm'n,
82 N.J. 57, 75 (1980) (noting
Court's power to revise statute "to free it from
constitutional doubt or defect"); In re Kimber Petroleum
Corp.,
110 N.J. 69, 83 (1988) (reading judicially created
provision into law in order to avoid its invalidation). We
describe them here in order to provide a better understanding
of our analysis and conclusions set forth in later sections of
this opinion. The basic attack on these laws is the alleged
excessiveness of community notification. Our interpretation
and revisions strictly confine that notification in accordance
with legislative intent. The judicial review required by our
opinion assures implementation of that intent. It is
therefore also described in this section.
We have interpreted the statute to require for Tier Two notification that the institution or organization to be
notified is one that is "likely to encounter" the offender.
Later in this section we have defined, both for Tiers Two and
Three, what "likely to encounter the offender" means and have
also set forth standards intended to clarify the difference
between low, moderate, and high risk. As for the Guidelines,
we have clarified or revised them in order to assure that they
conform to the statute. We have required that the statutory
factor "behavior in the community following service of
sentence" be considered in all Tier classifications; that the
statutory factor "whether psychological or psychiatric
profiles indicate a risk of recidivism" be available not only
to increase the risk assessment, but to decrease it.
Having interpreted the statute to require Tier Two notification to be based on "likely to encounter," we have modified the automatic nature of Tier Two notification so as to require an individual determination concerning such institutions and organizations. We have underlined the Attorney General's interpretation, and accepted it, limiting Tier Two notification to those organizations that actually are in charge of the care or supervision of children or women. We have limited Tier Three notification to conform to the "likely to encounter" requirement of the statute, thereby revising those provisions of the Guidelines that suggest the possibility that notification would be extended to the entire
community regardless of whether those notified are likely to
encounter the offender.
The most significant change, of course, is the requirement, on application, of judicial review of the Tier classification and the manner of notification prior to actual notification. Because we have concluded that despite its constitutionality, the statute sufficiently impinges on liberty interests to trigger both procedural due process and the fairness doctrine in our state, see infra Section IX, those subject to the statute are entitled to the protection of procedures designed to assure that the risk of reoffense and the extent of notification are fairly evaluated before Tier Two or Tier Three notification is implemented. Although the provisions of the statute and the implementing Guidelines are obviously designed to assure such evaluation, and although there is no reason to believe that the prosecutors and other law enforcement personnel charged with the decision-making power that controls both the level of notification and the specific steps that will determine the amount of notification will not discharge their duties competently and fairly, we have concluded that judicial review through a summary proceeding should be available prior to notification if sought by any person covered by the law. The Attorney General, therefore, as a condition to the enforcement of this law, shall formulate procedures designed to assure that notice is
given in sufficient time prior to Tier Two or Tier Three
notification to allow the offender to object. We realize that
in some cases it may be impossible as a practical matter to
give such notice, or to give it timely, and in those cases it
may be dispensed with.
The written notice shall inform the offender of the
proposed level and specific manner and details of notification
and inform him or her that unless application is made to a
court on or before the date mentioned in the notice (which
shall not be shorter than two weeks after the giving of the
notice), the notification will take place, but that if such
application is made, there will be no notification until and
unless affirmed by the court or, if reversed, until and unless
the prosecutor provides notification in accord with the
reasons for reversal. The notice shall inform the subject of
the right to retain counsel (and that counsel will be provided
by the court if he or she cannot afford counsel) and of the
necessity that the application be timely made, and shall
specifically inform him or her how such application should be
made if counsel is not retained -- a simple letter delivered
to the Assignment Judge (named in the notice) in the
courthouse in the county of the offender's residence that
encloses the prosecutor's notice and indicates the offender's
objection to it, disagreement with it, or the simple fact that
he or she does not want the notification to be given.
The court shall immediately upon receipt of such
objection set down a date for summary hearing and decision of
the issue. If the offender does not have counsel, the court
shall assign same. We strongly suggest that legislation
providing for that representation be adopted. The prosecutor
shall forthwith turn over all papers, documents, and other
material, including the prosecutor's findings and statement of
reasons for the level and manner of proposed notification to
the court and to the offender and counsel.
The court shall control the manner of the summary proceeding, which shall be in camera, including determining whether and to what extent production of witnesses and cross examination shall be required or allowed, basing its determinations on the apparent complexity of the matter, the extent of doubt concerning the correctness of the level and manner of notification selected by the prosecutor, as well as the apparent need for prompt determination, presumptively present in all cases. The rules of evidence shall not apply and the court may rely on documentary presentations, including expert opinions, on all issues. The court shall either affirm or reverse the prosecutor's determination, and in the case of a reversal the court shall indicate those respects in which the proposed notification does not conform to the laws and the requirements found in this opinion. Upon affirmance, or compliance with the terms of the reversal, notification may be
given in the absence of any contrary judicial order. The
trial court shall not automatically stay the effect of an
affirmance to allow time for application to an appellate
court, but shall grant same only if justified by the
circumstances of the case.
We attempt by these procedures to reach a difficult
accommodation between the State's legitimate and substantial
interest in effecting prompt notification and the offender's
legitimate interests in assuring accurate evaluation of the
risk of reoffense and the proper determination of the manner
of notification.
In these proceedings, the State shall have the burden of
going forward, that burden satisfied by the presentation of
evidence that prima facie justifies the proposed level and
manner of notification. Upon such proof, the offender shall
have the burden of persuasion on both issues, that burden to
remain with the offender. In other words, the court, assuming
the State has satisfied its burden of going forward, shall
affirm the prosecutor's determination unless it is persuaded
by a preponderance of the evidence that it does not conform to
the laws and Guidelines.
We mention some of the substantive considerations that will control the court's decisions. The most difficult
question is the standard for reviewing the Tier
classification, for it is expressed in the statute simply in
terms of "moderate risk" and "high risk," the determination
aided somewhat by the factors listed in the law as well as
those in the Guidelines. We have mentioned some respects in
which the factors set forth in the Guidelines do not conform
to the statute, and the prosecutors and the court shall
interpret those factors as we have indicated in this opinion.
But the factors do not sufficiently define moderate risk and
high risk to allow for adequate review of the determination.
The only issue for the court on the Tier level of
notification is the risk of reoffense. In that sense the
factors of the Guidelines noting the characteristics of prior
offenses or of the offender are relevant only to the risk of
reoffense, i.e., the likelihood of its occurrence. That is
the clear intent of the statute. All offenders required to
register are, by statute, subject to at least Tier One
notification, meaning that no matter how low the risk of
reoffense, the Legislature has concluded Tier One notification
is required.
We conclude that the legislative intent was to use the word "moderate" in comparison to the "low" risk that the Legislature found was minimally characteristic of all those sex offenders required to register. Where Tier Two
notification is sought, the State's prima facie case shall
include a description of the class of sex offenders required
to register who constitute low-risk offenders, including a
description of that risk, which need not necessarily be
statistical; a further description of that class of sex
offenders required to register who constitute moderate-risk
offenders, including a description of that risk, not
necessarily statistical; some proof, in the form of expert
opinion or otherwise, that the moderate-risk offender class
poses a risk of reoffense substantially higher than the
low-risk class, and that the offender before the court is a
moderate-risk offender who poses such a substantially higher
risk.
Where Tier Three notification is sought, the State's prima facie case shall include, in addition to the description of low-risk and moderate-risk offender