SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-1382-99T2
DOLORES GILLESKI and VINCENT
GILLESKI,
Plaintiffs-Respondents,
v.
COMMUNITY MEDICAL CENTER,
Defendant-Appellant.
Argued November 27, 2000 - Decided January
30, 2001
Before Judges Havey, Wefing and Lefelt.
On appeal from Superior Court of New Jersey,
Law Division, Ocean County, L-2696-97.
Joseph Garvey argued the cause for appellant
(Kelaher, Garvey, Ballou & Van Dyke,
attorneys; Peter J. Van Dyke, on the brief).
Cornelius W. Daniel, III, argued the cause
for respondents (Mr. Daniels and Edward F.
Mitchell, on the brief).
The opinion of the court was delivered by
HAVEY, P.J.A.D.
In this personal injury action, judgment was entered on a
jury verdict in the amount of $38,000 and $7,500, in favor of
plaintiffs Dolores and Vincent Gilleski respectively.See footnote 11 Plaintiff
sustained injuries while in a hospital x-ray room when a chair
collapsed and she fell to the floor. After the accident,
defendant Community Medical Center disposed of the chair. Over
defendant's objection, the trial court instructed the jury on the
theory of negligent spoliation of evidence; that is, defendant
negligently disposed of the chair which was critical evidence in
a potential law suit against the chair manufacturer. The jury
concluded that plaintiffs met each element of the tort and
returned a verdict in plaintiffs' favor.
No New Jersey appellate court has recognized the tort of
negligent spoliation of evidence. We conclude that negligent
spoliation need not be recognized as a separate tort, since such
a claim may be resolved by applying traditional negligence
principles. Applying those principles, we hold that defendant
owed no duty to preserve the chair as evidence. Consequently,
the trial court erred in denying defendant's motion to dismiss
the case at the close of the proofs. See R. 4:37-2(b). We
reverse and remand for entry of judgment dismissing plaintiffs'
complaint.
On August 26, 1995, plaintiff accompanied her eighteen-month
old niece to defendant Community Hospital to have the niece's
finger x-rayed. While in an x-ray room, plaintiff sat on a chair
with her niece on her lap while a technician attempted to x-ray
the niece's hand. The chair collapsed and plaintiff fell,
injuring her back. The left front leg of the chair had broken.
Steven Abbott, the x-ray technician, testified that as he was
taking the child from plaintiff the chair gave way when plaintiff
stood to get up. Two incident reports were marked into evidence,
both dated August 26, 1995. The first, signed by plaintiff and,
initially, by Steven Abbott,See footnote 22 indicated that "chair broke while
sitting & holding child." The second report, signed by Abbott
and William Goodman, a supervisor in the radiology department,
states that "chair leg broke while said person was trying to get
up. Was not holding child." Both reports state that plaintiff
had suffered an injury to her lower back.
The broken chair was placed in the office of Polly Quinn,
the Acting Director of Radiology. Goodman testified that, in
accordance with hospital policy, the chair was preserved for
inspection, and remained in Quinn's office for possibly three or
four weeks before it was discarded. Goodman did not know whether
the chair had ever been inspected.
Dolores Merceron, the hospital's Regional Risk Manager,
testified that she was notified of the August 26 incident on
August 28, 1995, when she received the incident report signed by
Abbott and Goodman. She noted that the proper procedure in such
instances is for the staff to "isolate" and "mark" the furnishing
or equipment involved in an accident. However, this policy was
for the purpose of inspection to determine whether the furnishing
should be repaired or discarded, not for the purpose of
preserving it as evidence in a potential law suit.
Plaintiff Vincent Gilleski, plaintiff's husband, called
Merceron on two occasions within days of the accident. Gilleski
complained that the hospital had failed to provide adequate
medical care to plaintiff, including taking x-rays of her back.
However, no mention was ever made during these calls of a
potential law suit against the hospital or the manufacturer of
the chair as a result of plaintiff's fall, nor was any request
made that the hospital preserve the chair as evidence. Defendant
was not given notice of a potential law suit until it received a
letter from plaintiffs' attorney dated October 21, 1996, fourteen
months after the accident. The letter made no mention of
preservation of the chair or that plaintiffs intended to
institute suit against the manufacturer of the chair. When she
received the letter, Merceron checked and determined that the
hospital had already disposed of the chair.
Plaintiffs' case was presented to the jury based on two
theories: (1) defendant's negligence in permitting plaintiff to
utilize a defective chair; and (2) negligent spoliation of
evidence; that is, defendant negligently disposed of the chair
which was critical evidence in a potential law suit against the
chair manufacturer.
The trial court denied defendant's motion to dismiss the
negligent spoliation charge, stating that according to New Jersey
case law, a cause of action for such a tort is recognized. The
court observed that an action for negligent spoliation consists
of six elements: (1) the existence of a potential law suit; (2) a
legal or contractual duty or an undertaking to preserve the
evidence that is relevant to the potential law suit; (3) the
negligent destruction or loss of that evidence; (4) significant
impairment in the ability to prove the cause of action;
(5) causal relationship between the evidence negligently
destroyed or lost and the inability to prove the law suit; and
(6) damages. The court decided two of the elements as a matter
of law (elements (4) and (5)), holding that plaintiffs had
satisfied these elements. The jury was instructed to decide:
(1) Did there exist a potential law suit?
(2) Was there a legal or contractual duty or
undertaking to preserve evidence for a
potential law suit?
(3) Were the actions of defendant negligent in
the destruction or loss of the chair?
(4) How much money, if any, would you compensate
plaintiff for her injuries?
(5) How much money, if any, would you
compensate Mr. Gilleski for his per quod
claim?
The jury determined that defendant was not negligent concerning
plaintiff's use of the chair, but found for plaintiffs on the
negligent spoliation claim.
New Jersey has recognized the tort of fraudulent concealment
of evidence. See Viviano v. CBS, Inc.,
251 N.J. Super. 113, 126
(App. Div. 1991), certif. denied,
127 N.J. 565 (1992). The
plaintiff in Viviano, while a CBS employee, was injured when a
machine she was operating malfunctioned. Id. at 117. Plaintiff
instituted an action against CBS claiming that its personnel had
fraudulently concealed an internal memo that was key to
plaintiff's action against the manufacturer of the machine. Id.
at 119-20. Citing out-of-state authority, we analogized
plaintiff's case to a cause of action for "spoliation of
evidence," which, we observed, has the following elements:
(1) pending or probable litigation involving
the plaintiff; (2) knowledge on the part of
the defendant that litigation exists or is
probable; (3) willful or, possibly, negligent
destruction of evidence by the defendant
designed to disrupt the plaintiff's case;
(4) disruption of the plaintiff's case; and
(5) damages proximately caused by the
defendant's acts.
[Id. at 125-26 (emphasis added).]
We held that:
To prove that the defendants were liable
to plaintiff for fraudulent concealment, she
had to show that they were legally obligated
to disclose the Brandt memorandum to her,
that it was material to her personal injury
case, that she could not readily have learned
of it without their disclosing it, that they
intentionally failed to disclose it to her,
and that she was harmed by relying on the
nondisclosure. Cf. State of N.J., Dep't of
Environ. Protect. v. Ventron Corp.,
94 N.J. 473, 503,
468 A.2d 150 (1983).
[Id. at 123.]
As noted, Viviano involved "willful concealment" of
evidence. Id. at 126. In this case, the parties agree that no
willful or intentional conduct has been demonstrated on the
hospital's part which caused the loss of the chair. Rather,
plaintiffs' case is premised on a theory of "negligent"
spoliation of evidence. The trial court, citing the "possibly,
negligent destruction of evidence" language in Viviano and a Law
Division case, Callahan v. Stanley Works,
306 N.J. Super. 488
(Law Div. 1997), determined that the tort of negligent spoliation
of evidence has been recognized in New Jersey.
New Jersey appellate courts have not recognized the tort of
negligent spoliation of evidence. See Allis-Chalmers Corp. Prod.
Liab. Trust v. Liberty Mut. Ins. Co.,
305 N.J. Super. 550, 556
(App. Div. 1997); Nerney v. Garden State Hosp.,
229 N.J. Super. 37, 40 (App. Div. 1988); and see Kolanovic v. Gida,
77 F.Supp.2d 595, 605 (D.N.J. 1999) (declining to recognize the tort of
negligent spoliation because New Jersey's Supreme Court has not
recognized it). Further, the tort has not been readily
recognized by courts in other jurisdictions. See Allis-Chalmers
Corp., supra, 305 N.J. Super. at 557; Boyd v. Travelers Ins. Co.,
652 N.E.2d 267, 270 (Ill. 1995).
Nevertheless, there is out-of-state authority for the
proposition that claims of negligent destruction of evidence
against a third party may be resolved by applying traditional
negligence principles. See Smith v. Atkinson,
771 So.2d 429, 432
(Ala. 2000); Coleman v. Eddy Potash, Inc.,
905 P.2d 185, 190
(N.M. 1995); Boyd, supra, 652 N.E.
2d at 270. We agree with this
approach and therefore decline to recognize negligent destruction
of potential evidence as a separate tort.
To state a cause of action for negligence, a plaintiff must
plead: "(1) a duty of care owed by defendant to plaintiff; (2) a
breach of that duty by defendant; and (3) an injury to plaintiff
proximately caused by defendant's breach." Endre v. Arnold,
300 N.J. Super. 136, 142 (App. Div. 1997). The dispositive issue in
this case is whether defendant owed plaintiffs a duty to preserve
the chair in question as evidence in a potential law suit by
plaintiffs against the chair manufacturer. As stated, the trial
court presented to the jury the issue of whether a duty to
preserve the chair was owed by defendant. However, the
determination of whether a duty exists is a matter of law
properly decided by the court. Carvalho v. Toll Bros. &
Developers,
143 N.J. 565, 572 (1996). Indeed, we have expressly
held that the existence of a duty to preserve evidence is a
question of law to be determined by the trial court. Aetna Life
& Cas. Co. v. Imet Mason Contractors,
309 N.J. Super. 358, 365
(App. Div. 1998); and see Hirsh v. General Motors Corp.,
266 N.J.
Super. 222, 249 (Law Div. 1993).
As to the question of duty to preserve evidence, the Supreme
Court of Illinois in Boyd, supra, 652 N.E.
2d at 270-71, observed:
The general rule is that there is no
duty to preserve evidence; however, a duty to
preserve evidence may arise through an
agreement, a contract, a statute (see Rodgers
v. St. Mary's Hospital (1992),
149 Ill.2d 302, 173 Ill. Dec. 642,
597 N.E.2d 616) or
another special circumstance. Moreover, a
defendant may voluntarily assume a duty by
affirmative conduct. (See Nelson v. Union
Wire Rope Corp. (1964),
31 Ill.2d 69, 74,
199 N.E.2d 769). In any of the foregoing
instances, a defendant owes a duty of due
care to preserve evidence if a reasonable
person in the defendant's position should
have foreseen that the evidence was material
to a potential civil action.
See also Callahan, supra, 306 N.J. Super. at 497 (holding that
"[a] jury could find that Home Depot owed a duty of care to
[plaintiff] to preserve the pallet since a reasonable person in
Home Depot's position 'should have foreseen that the evidence was
material to a potential civil action'") (quoting Boyd, supra, 652
N.E.
2d at 271). Essentially, Boyd imposes a duty of care if the
third party, in possession of the evidence, has constructive
notice that the evidence is material to a potential law suit. In
our view, the Boyd holding reaches too far.
"The question of whether a duty to exercise reasonable care
to avoid the risk of harm to another exists is one of fairness
and policy that implicates many factors." Carvalho, supra, 143
N.J. at 572. The foreseeability of harm is one important factor.
Ibid. However, "[o]nce the foreseeability of an injured party is
established . . . considerations of fairness and policy warrant
the imposition of a duty." Carter Lincoln-Mercury, Inc. v. Emar
Group, Inc.,
135 N.J. 182, 194-95 (1994). The assessment of
fairness and policy "involves identifying, weighing, and
balancing several factors__the relationship of the parties, the
nature of the attendant risk, the opportunity and ability to
exercise care, and the public interest in the proposed solution."
Hopkins v. Fox & Lazo Realtors,
132 N.J. 426, 439 (1993).
Most negligent spoliation causes of action are dismissed
because the defendant owed no duty to plaintiff to preserve the
evidence. See Koplin v. Rosel Well Perforators, Inc.,
734 P.2d 1177, 1179 (Kan. 1987); Margaret O'Mara Frossard and Neal S.
Greenberg, Spoliation of Evidence in Illinois: The Law After Boyd
v. Traveler's Insurance Co.,
28 Loy. U. Chi. L.J. 685, 709
(1997). In cases where it was found that no duty exists, courts
often focus on the "unwarranted intrusion on the property rights
of a person who lawfully disposes of his [or her] own property."
Koplin, supra, 734 P.
2d at 1183. See also Coleman, supra, 905
P.
2d at 190 (holding that, in deciding whether a duty exists, a
court must consider the "general expectation that an owner has a
free hand in the manner in which he or she disposes of his or her
property").
Consequently, recent out-of-state decisions have carefully
circumscribed the scope of a duty in a claim that a third party
has negligently disposed of evidence. First, when the third
party "has knowledge of a pending or potential lawsuit and
accepts responsibility for evidence that would be used in that
lawsuit, it should be held liable for damage resulting from the
loss or destruction of that evidence." Smith, supra,
771 So 2d
at 433. Second, a duty may be created by "the spoliator
voluntarily undertaking to preserve the evidence and a plaintiff
reasonably and detrimentally relying thereon; by an agreement to
preserve between the spoliator and the plaintiff; or by a
specific request to the spoliator to preserve a particular item."
Johnson v. United Serv. Auto. Ass'n, 67 Cal. App.4th 626, 635
(Cal. Ct. App. 1998) (citations omitted). A third party's
constructive notice of a pending or potential action is not
sufficient to force upon the third party the duty to preserve
evidence. Ibid. We adopt these standards as representing a fair
balance between the competing interests of an injured plaintiff's
right to pursue a potential law suit, and a third party's
entitlement to dispose of its own property in a reasonable
fashion.
Applying the above-stated principles to the facts of this
case, we conclude that defendant owed no duty to plaintiffs. We
agree with the California and Alabama courts that mere
constructive notice of a potential third-party action based
solely on the happening of an injury is insufficient. "Limiting
the usual duty in third party negligent spoliation to an
agreement to preserve, or a voluntary undertaking with reasonable
and detrimental reliance, or a specific request, ensures that
such a spoliator has acted wrongfully in a specifically
identified way." Id. at 637. Accord Smith, supra, 771 So.
2d at
432.
It is not asserted by plaintiffs that defendant's duty to
preserve the chair arose by way of a contract, court rule, or
statute. See Boyd, supra, 652 N.E.
2d at 270-71. In this regard,
we note that any person desiring to preserve evidence prior to
institution of an action may seek such relief by verified
petition pursuant to R. 4:11-1(a). No such application was made
here.
The evidence is clear that defendant did not accept
responsibility for the evidence with knowledge of a pending or
potential law suit. Smith, supra,
771 So 2d at ___. Hospital
personnel received calls from plaintiffs within days after the
accident complaining that the hospital had not provided adequate
medical care to plaintiff as a result of her fall. Neither
plaintiff nor her husband requested that the chair be preserved
or stated that they intended to pursue a law suit against the
hospital or third party. Defendant was not given notice of a
potential law suit until October 21, 1996, fourteen months after
the accident when it received a letter from plaintiff's attorney.
Notably, no mention was made in that letter of a potential claim
against the manufacturer of the chair, nor did the attorney
request that defendant preserve the chair for the purpose of a
third-party action.
The facts here are readily distinguishable from the those
presented in Callahan v. Stanley Works,
306 N.J. Super. 488 (Law
Div. 1977), on which the trial court relied. In Callahan,
plaintiff, a Home Depot employee, was injured while moving a
pallet of storm doors with a forklift truck. The doors tipped
off the forklift and struck plaintiff. 306 N.J. Super. at 491-
92. Immediately after the accident, Home Depot had taken steps
to preserve the pallet. Plaintiff sued Stanley Works alleging
negligent packaging of the doors and subsequently added Home
Depot as a defendant, claiming that Home Depot lost or destroyed
the pallet "which may have been the instrument of the injury."
Id. at 492. The Law Division concluded that a jury "could find
that Home Depot "'should have foreseen that the evidence was
material to a potential civil action.'" Id. at 497 (quoting
Boyd, supra, 652 N.E.
2d at 271). However, Home Depot had imposed
a workers' compensation lien on any damages plaintiff might
recover in a third_party action against Stanley Works pursuant to
N.J.S.A. 34:15-40. Clearly, by imposing such a lien, Home Depot
was on actual notice that a third-party action had been or would
be instituted. Here, there was no actual notice of a suit
against the chair manufacturer or any evidence demonstrating that
defendant accepted responsibility to preserve the chair.
Further, it cannot be said that there was a voluntary
undertaking on the part of the hospital upon which plaintiffs
reasonably relied to their detriment. Defendant had a hospital
policy of preserving damaged furnishings or equipment for a
limited period of time in order to permit Plant Operations to
inspect it. The furnishing would ordinarily be disposed of if it
could not be repaired and placed back into service. Dolores
Merceron, the hospital's Regional Risk Manager, testified that
the policy of isolating equipment was for the purpose of
inspection to determine whether repair was possible, not to
preserve it as evidence in a potential third-party law suit.
In deciding whether a duty to preserve evidence should be
imposed, we also must consider the "moral blame attached to the
defendant's conduct" and the "extent of the burden to the
defendant and consequences to the community" of imposing such a
duty. Johnson, supra, 67 Cal.App.4th at 636. It cannot be
fairly argued that the "moral blame" is heavy here when the
hospital was not requested to preserve the evidence and was not
given notice of a potential law suit in which the evidence may be
material. In addition, hospital personnel testified that the
hospital has several hundred chairs in use within its facility.
Clearly, it was duty-bound to repair or replace the chairs and
other furnishings promptly in order to serve its patients and
personnel and to carry out its medical care-giving functions.
Also, Merceron testified that there are approximately 700 claims
made quarterly concerning defects or misuse of hospital furniture
and equipment. These incidents may or may not involve claims,
the claims may or may not be foreseeable, and may or may not
involve potential law suits against third-party manufacturers.
To require the hospital to preserve every piece of furnishing and
equipment involved in these claims, without an agreement to
preserve, a voluntary undertaking to do so, or a specific
request, imposes an undue burden upon it and results in an
unwarranted intrusion on its property right to repair or dispose
its furnishings and equipment in accordance with hospital policy
and practice. See Koplin, supra, 734 P.
2d at 1183.
Reversed and remanded for the entry of a judgment dismissing
plaintiff's complaint.
Footnote: 1 1Plaintiff Vincent Gilleski asserted a per quod claim. We refer to Dolores Gilleski as "plaintiff" in this opinion. Footnote: 2 2Abbott first signed the incident report filled out by plaintiff, but later redacted his signature from this document after he realized it was an employee injury report, rather than the proper accident report.