SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-4901-99T1
FREDERICK BROWN,
Plaintiff-Respondent,
Cross-Appellant,
v.
CITY OF BORDENTOWN and
COMMISSIONER JAMES LYNCH,
Defendants-Appellants,
Cross-Respondents,
and
BORDENTOWN CITY POLICE
DEPARTMENT, PATRICIA
RYAN, MAYOR JOSEPH MALONE,
ZIGMONT TARGONSKI, POLICE CHIEF
PHILIP J. CASTAGNA, and NEW JERSEY
STATE DEPARTMENT OF PERSONNEL and
ITS AGENTS, SERVANTS, AND EMPLOYEES,
Defendants.
_______________________________________
Argued: October 31, 2001 - Decided:
January 16, 2002
Before Judges King, CuffSee footnote 11 and Winkelstein.
On appeal from the Superior Court of New
Jersey, Law Division, Burlington County, L-
2400-99.
Richard W. Hunt argued the cause for appellant
(Parker, McCay & Criscuolo, attorneys; Mr.
Hunt and Stacy L. Moore, Jr., on the brief).
Perry S. Warren argued the cause for
respondent (Maselli Warren, attorney; Jean L.
Markey, on the brief).
The opinion of the court was delivered by
KING, P.J.A.D.
This Law Against Discrimination case is before us on appeals
improperly brought from an interlocutory order of May 10, 2000.
The primary issue is the viability of the common-law legislative
immunity defense to this statutory cause of action.
The appeal was filed on May 11, 2000; the cross-appeal on May
25, 2000. The interlocutory order granted summary judgment to the
City of Bordentown and denied summary judgment to the defendant
James Lynch, a city commissioner. The judge improperly certified
the order as a final judgment pursuant to R. 4:42-2.
Notwithstanding this manifestly improper certification of a clearly
interlocutory order as final, we grant leave to appeal out-of-time
on both the appeal and cross-appeal. We entertain the matter in
the interests of justice and to avoid further delay in this matter,
originally filed in the Law Division in 1993. The appeals, despite
the procedural irregularities, present several discrete legal
issues which are amenable to and require resolution at this time.
See Taylor by Wurgaft v. General Elec. Co.,
208 N.J. Super. 207,
211 (App. Div.), certif. denied,
104 N.J. 379 (1986).
We reverse the summary judgment order in favor of the City and
affirm but modify the denial of summary judgment order with respect
to the claim against Commissioner Lynch. We remand for a prompt
trial. The judge also ordered a bifurcation and severed trials on
plaintiff's dual discriminatory promotion and retaliation claims.
We reverse this severance order as a mistaken exercise of
discretion. See Rendine v. Pantzer,
141 N.J. 292, 307-11 (1995).
This case presents claims by the plaintiff Frederick Brown, a
sergeant in the City's police department, against the City and
others claiming violations of his rights under the Law Against
Discrimination, N.J.S.A. 10:5-1 to 42 (LAD). Brown claims that the
defendants, or some of them, principally defendant Lynch, engaged
in racial discrimination in the hiring of defendant Phillip
Castagna for the post of Chief of Police, on July 8, 1991. He also
claims unlawful retaliation after this appointment.
Defendant Lynch eventually moved for summary judgment on the
ground of common-law legislative immunity. The Law Division judge
denied this motion on the ground that Lynch was entitled only to
"qualified immunity subject to good faith." As noted, we affirm
this denial of summary judgment as to Lynch with modification.
Commissioner Lynch was in charge of the Department of Public
Safety. The City was organized with three commissioners under the
Walsh Act, "the commission form of government," N.J.S.A. 40:70-1 to
76-27. Under the Walsh Act: "The board of commissioners ... shall
have all the executive, administrative, judicial and legislative
powers and duties ... and shall have complete control over the
affairs of such municipalities." N.J.S.A. 40:72-2. Lynch headed
the Department of Public Safety under the distribution of powers
scheme established in the City's government. N.J.S.A. 40:72-4.
This blending of powers as head of the department of public safety
creates the problem presented by this case.
Lynch is charged with racial discrimination in participating
in the hiring of defendant Castagna, a Caucasian, as Chief of
Police, in preference to plaintiff, an African-American. We agree
that Lynch, as commissioner in charge of the Department of Public
Safety, enjoyed common-law "legislative immunity" in voting on
Resolution 1991-68 appointing Castagna as Chief of Police on July
8, 1991. On this point we adopt the reasoning of the United States
Supreme Court's unanimous decision in Bogan v. Scott-Harris,
523 U.S. 44,
140 L.Ed.2d 79,
118 S. Ct. 966 (1998). In Bogan, the
Supreme Court held that the legislative acts of Fall Rivers' mayor
and city council's vice-president enjoyed absolute immunity from
liability claims for discrimination leveled under
42 U.S.C.A.
§1983 when they voted to eliminate certain city jobs, including the
plaintiff's. The Court found that legislative immunity "has long
been recognized in Anglo-American law" and has "a venerable
tradition." Bogan v. Scott-Harris, 523 U.S. at 48-49, 140 L.Ed.
2d
at 85, 118 S. Ct. at 970. The "acts of voting for an ordinance
were, in form, quintessentially legislative," id. at
523 U.S. 55,
140 L.Ed.
2d at 89, as were all "integral steps in the legislative
process." Ibid. The Court also strongly implied that the "hiring
and firing of a particular employee" was different in character
from a traditional legislative act. Id. at
523 U.S. 56, 140
L.Ed.
2d at 89, 118 S. Ct. at 973.
Our recognition here of common-law legislative immunity as a
defense to an LAD claim follows the lead of Judge Keefe's opinion
for this court in Peterson v. Ballard,
292 N.J. Super. 575 (App.
Div.), certif. denied,
147 N.J. 260(1996), and Judge Skillman's
trial-level opinion in Timber Properties, Inc. v. Chester Twp.,
205 N.J. Super. 273, 284 (Law Div. 1984), which held that common-law
litigation immunity and legislative immunity, respectively, were
preserved in actions under both the LAD and § 1983. We rely on the
reasoning of these opinions in finding a sound basis for
legislative immunity as a defense to an LAD claim.
The sparse record before us prevents any precise line-drawing
as to when Lynch's asserted conduct in this circumstance, relating
to his allegedly actionable discriminatory administrative conduct
in proposing Castagna for the chief's position, became immunized
legislative activity. We take some guidance from our State
Constitution's "speech and debate" clause relating to the privilege
of legislators which says "for any statement, speech or debate in
either house or at any meeting of a legislative committee, they
shall not be questioned in any other place." N.J. Const. art. 12,
§ 4, § 9. See State v. Gregorio,
186 N.J. Super. 138, 151-53 (Law
Div. 1982) (Judge Baime relates the history of the clause); Van
Riper v. Tumutly,
26 N.J. Misc 37, 41,
56 A.2d 611 (Sup. Ct. 1948)
(statement before legislative committee by state legislator
privileged). Without any factual record we cannot make any more
specific conclusions on where legislative conduct stops and
administrative or personal conduct begins.
Members of the legislature and the judiciary are not protected
by their status alone from liability claims. Davis v. Passman,
442 U.S. 228, 246,
60 L.Ed.2d 846, 863,
99 S. Ct. 2264 (1979)
(Congressman can be held liable for gender discrimination in
hiring); Forrester v. White,
484 U.S. 219,
98 L.Ed.2d 555,
108 S.
Ct. 538 (1988) (state-court judge may be held liable under § 1983
for gender discrimination in hiring and firing). Some guidance is
found in Justice O'Connor's observations in the Court's unanimous
opinion in Forrester as to a judge's administrative actions and
responsibilities:
This Court has never undertaken to
articulate a precise and general definition of
the class of acts entitled to immunity. The
decided cases, however, suggest an
intelligible distinction between judicial acts
and the administrative, legislative, or
executive functions that judges may on
occasion be assigned by law to perform. Thus,
for example, the informal and ex parte nature
of a proceeding has not been thought to imply
that an act otherwise within a judge's lawful
jurisdiction was deprived of its judicial
character. See Stump v. Sparkman,
435 U.S. 349, 363, n. 12,
55 L.Ed.2d 331,
98 S. Ct. 1099 (1978). Similarly, acting to disbar an
attorney as a sanction for contempt of court,
by invoking a power "possessed by all courts
which have authority to admit attorneys to
practice," does not become less judicial by
virtue of an allegation of malice or
corruption of motive. Bradley v. Fisher, 13
Wall, at 354,
10 L.Ed. 646.
As the Bradley Court noted: "Against the
consequences of [judges'] erroneous or
irregular action, from whatever motives
proceeding, the law has provided for private
parties numerous remedies, and to those
remedies, they must, in such cases, resort."
Ibid.
Administrative decisions, even though
they may be essential to the very functioning
of the courts, have not similarly been
regarded as judicial acts. In ex Parte
Virginia,
100 U.S. 339,
25 L.Ed. 676 (1880),
for example, this Court declined to extend
immunity to a county judge who had been
charged in a criminal indictment with
discriminating on the basis of race in
selecting trial jurors for the county's
courts. The Court reasoned:
"Whether the act done by him
was judicial or not is to be
determined by its character, and not
by the character of the agent.
Whether he was a county judge or not
is of no importance. The duty of
selecting jurors might as well have
been committed to a private person
as to one holding the office of a
judge. ... That the jurors are
selected for a court makes no
difference. So are court-criers,
tipstaves, sheriffs, &c. Is their
election or their appointment a
judicial act?" Id. at 348,
25 L.Ed. 676.
Although this case involved a criminal charge
against a judge, the reach of the court's
analysis was not in any obvious way confined
by that circumstance.
[Id. at 227-28, 98 L.Ed.
2d at 555-56.]
Under this practical test, "[h]ere as in other contexts, immunity
is justified and defined by the function it protects and serves,
not by the person to whom it attaches." Id. at 227,
98 L.Ed 2d at
565. If Commissioner Lynch acted in an administrative or executive
capacity, or simply on his own, in promoting and influencing a
discriminatory hiring, as opposed to his immunized legislative
role, he can be held liable under the LAD.
We also stress that Title 59 immunities have no bearing on
this claim under the LAD Fuchilla v. Layman,
109 N.J. 319, 322
(1988) (Title 59 notice requirement is not applicable to LAD
claim); Brooks v. April,
294 N.J. Super. 90, 100 (App. Div. 1996)
(workers compensation retaliation claim); see Abbamont v.
Piscataway Bd. of Ed.,
138 N.J. 405 (1994) (punitive damage claim
under CEPA). Where an employee has acted willfully or
intentionally in violation of a comprehensive statutory provision,
an employee, officer or a public entity is not necessarily
immunized under Title 59.
We turn to the claim against the City which prevailed on
summary judgment in the Law Division on absolute immunity grounds.
We reverse because under certain circumstances the City could be
liable under agency principles for the alleged discriminatory
conduct of the Commissioner in charge of public safety. Of course,
the City enjoys derivative immunity for Lynch's legislative
activity, discussed above. This derivative immunity does not
extend to Lynch's administrative or executive activities. The City
may be liable as a principal or employer under the LAD. The
definition section clearly includes as "persons," ... "the State,
any political or civil subdivision thereof, and all public
officers, agencies, boards or bodies." N.J.S.A. 10:5-5(e). An
unlawful employment practice, or an unlawful discrimination
practice or reprisal may impose liability on the governmental
principal. See McDonnell v. State of Illinois,
319 N.J. Super. 324, 336, affirmed,
163 N.J. 298 (2000). See Blakey v. Continental
Airlines,
164 N.J. 38, 57-59 (2000); Lehmann v. Toys 'R Us, Inc.,
132 N.J. 587, 624 (1993); Payton v. New Jersey Turnpike Authority,
148 N.J. 524, 535-59 (1997).
We reverse and remand for trial on liability as to the City
under extant agency principles generally recognized under the LAD.
Again, with the sparse factual record before us, we cannot be more
specific on the controlling agency principles, as applied to this
particular racial discrimination claim.
Reversed on the cross-appeal as to the City; affirmed, as
modified, on the appeal by Lynch; also, on the cross-appeal, the
order of trial severance is reversed.
Footnote: 1 1Judge Cuff was not present for oral argument but has reviewed the tape recording of the session. The parties consented at oral argument to her participation in the decision.