SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2222-95T5
GALE ANN LYNCH and ROBERT
LOUIS LYNCH, her husband,
and JOSEPH LYNCH, an infant,
by his Guardians Ad Litem,
GALE LYNCH and ROBERT LOUIS
LYNCH, individually and
per quod,
Plaintiffs-Appellants,
v.
LAURENCE M. SCHEININGER, M.D.,
LAURENCE A. SEITZMAN, M.D.,
DRS. FINKEL, DRUCKER, SEITZMAN,
P.A., and DRUCKER, SEITZMAN &
SCHEININGER, P.A.,
Defendants-Respondents,
and
JERROLD S. FINKEL, M.D.,
THE ESTATE OF JERROLD S.
FINKEL, M.D., PAUL DRUCKER, M.D.,
JOHN F. KENNEDY MEDICAL CENTER
and STEPHEN A. GROCHMAL, M.D.,
Defendants.
_________________________________________
Argued February 9, 1998 - Decided August 7, 1998
Before Judges Petrella, Skillman and
Steinberg.
On appeal from Superior Court of New Jersey,
Law Division, Middlesex County.
Richard C. Swarbrick argued the cause for
appellants.
Beth A. Hardy argued the cause for respondent
Laurence M. Scheininger, M.D. (Francis &
Berry, attorneys; Hugh P. Francis, of
counsel; Mr. Francis and Ms. Hardy, on the
brief).
Richard J. Bolger argued the cause for
respondents Laurence A. Seitzman, M.D., Drs.
Finkel, Drucker, Seitzman, P.A. and Drucker,
Seitzman & Scheininger, P.A. (Orlovsky,
Grasso & Bolger, attorneys; Mr. Bolger, of
counsel and on the brief).
The opinion of the court was delivered by
SKILLMAN, J.A.D.
The issue presented by this appeal is whether a child with
birth defects caused by malpractice in connection with the
mother's prior pregnancy is barred from maintaining a malpractice
action against the doctor because his parents' voluntary decision
to conceive another child despite their awareness of the
increased risks of any future pregnancy constitutes a supervening
cause of the birth defects. We conclude that a trier of fact
could find that the conception of additional children by the
infant plaintiff's parents was reasonably foreseeable and
consequently this action is not barred.
Defendants Laurence M. Scheininger and Laurence A. Seitzman
are obstetricians who treated plaintiff Gale Ann Lynch during a
1984 pregnancy which ended in a stillbirth. This stillbirth
resulted from erythroblastosis fetalis, a condition caused by the
incompatibility of maternal and fetal blood Rh factors. When the
Rh negative blood of a mother is exposed to the Rh positive blood
of her fetus, the mother's immune system recognizes the fetal
blood as foreign material and produces antibodies to attack the
fetal blood cells. This process is called Rh isoimmunization.
Erythroblastosis fetalis occurs when the mother's blood mixes
with the fetus' blood and the fetus attempts to compensate for
the destruction of red blood cells caused by the mother's
antibodies by overproducing blood cells. If the fetus is not
delivered prematurely, this condition causes organ failure and
may result in death.
In 1986, Mrs. Lynch and her husband, plaintiff Robert Lynch,
brought a malpractice action against Dr. Scheininger and others
seeking damages for the stillbirth and injury to Mrs. Lynch's
childbearing capacity. That action was eventually settled.See footnote 1
During the pendency of the prior action, Mrs. Lynch gave
birth to plaintiff Joseph Lynch on January 11, 1987. Joseph was
born with extremely serious neurological impairments, which were
caused by the same erythroblastosis condition which caused the
1984 stillbirth.
On January 3, 1990, plaintiffs moved to amend their
complaint relating to the 1984 stillbirth to add claims arising
out of Joseph's birth. The trial court denied this motion, and
on January 23, 1990, plaintiffs filed the present action, naming
as defendants Drs. Scheininger and Seitzman, their professional
associations, their associates Drs. Jerrold S. Finkel and Paul
Drucker, Dr. Finkel's estate, and the John F. Kennedy Medical
Center.See footnote 2 Plaintiffs alleged that defendants did not diagnose
and consequently did not treat Mrs. Lynch's Rh isoimmunization,
which was a deviation from accepted standards of practice that
not only caused the 1984 stillbirth but also contributed to
Joseph's disabilities. Plaintiffs alleged that the failure to
perform a fetal blood transfusion or to deliver the fetus at an
earlier point in the course of Mrs. Lynch's 1984 pregnancy
increased Mrs. Lynch's isoimmunization and consequently increased
the risk of a bad outcome in future pregnancies. Mr. and Mrs.
Lynch asserted a claim of "wrongful birth" on their own behalf
and a claim of "wrongful life" on Joseph's behalf based on
defendants' alleged failure to properly advise them of the risks
of a future pregnancy. In addition, plaintiffs claimed that
defendants' failure to properly manage Mrs. Lynch's 1984
pregnancy was a substantial contributing cause of Joseph's severe
disability and the resultant medical and other expenses.
After Scheininger filed a third-party complaint against Dr.
Stephen A. Grochmal, the treating doctor during the mother's
pregnancy with Joseph, plaintiffs also joined Grochmal as a
defendant. Prior to trial, plaintiffs settled their claim
against Dr. Grochmal for $880,000.
During the trial, the court conducted a Lopez hearing,See footnote 3 as
a result of which it dismissed Mr. and Mrs. Lynch's claims on the
ground that they were barred by the statute of limitations. The
court found that the Lynches knew or should have known that they
may have had a basis for a claim against defendants at the time
of Joseph's birth and consequently there was no basis for
invocation of the discovery rule.
At the close of plaintiffs' case, the court also dismissed
Joseph's claim for wrongful life on the ground that the evidence
could not support a finding that Mr. and Mrs. Lynch relied upon
defendants' advice in deciding to conceive another child.See footnote 4
At the conclusion of a twenty-three day trial, the court
reserved decision on defendants' motion to dismiss Joseph's
remaining claims and submitted the case to the jury. The jury
subsequently indicated that it was unable to reach a verdict,
whereupon the court declared a mistrial and indicated that it
would decide defendants' reserved motions to dismiss Joseph's
remaining claims within a few days.
In a written opinion on the reserved motions, the court
concluded that the recognition in the field of medical
malpractice of "a preconception tort," which it characterized as
a claim that a defendant's malpractice "cause[d] some injury to
the mother's reproductive ability before the child [was]
conceived and, as a result, a child in a subsequent pregnancy
[was] harmed," would be consistent with New Jersey law and
consequently it would "presume such a cause of action exists."See footnote 5
However, the court concluded that Mr. and Mrs. Lynch's
intentional conception of a child when they were aware Mrs.
Lynch's Rh negative sensitization presented a serious risk to any
future baby she might deliver constituted a supervening cause of
Joseph's disabilities which precluded the imposition of liability
upon defendants. The court stated that "[t]o hold the defendants
liable ..., where the parents intentionally assumed the risk,
would be ... contrary to [the] principle ... that in the face of
a defendant's negligence a person should not be able to increase
the consequences of that negligence by an intentional act." In
addition, the court concluded that Joseph's claim against Dr.
Seitzman should be dismissed because the record did not contain
any evidence from which a reasonable trier of fact could find
that he had committed malpractice.
Plaintiffs appeal from the dismissal of their claims. We
reverse the part of the judgment dismissing Joseph's claims for
his disabilities and consequent medical and other expenses
against Dr. Scheininger. We affirm the judgment in all other respects.
Before discussing the only substantial issue raised in this
appeal, we briefly address plaintiffs' other arguments.
Although none of plaintiffs' point headings relate to the
dismissal of Mr. and Mrs. Lynch's claims on the ground that they
were not filed within the two year limitation period, some of the
discussion under Point III of their brief appears to be directed
at this ruling. Consequently, we assume the appeal challenges
the dismissal of Mr. and Mrs. Lynch's claims. We affirm this
ruling substantially for the reasons expressed in the trial
court's oral opinion of July 5, 1995.
Plaintiffs argue that after granting a mistrial the trial
court lacked jurisdiction to consider defendants' reserved motion
to dismiss. However, Rule 4:40-2(a) provides in pertinent part:
Reservation of Decision. The court may
reserve decision on a motion for judgment
made at the close of all the evidence, submit
the case to the jury and then decide the
motion either before or within 10 days after
the verdict, or if no verdict is returned,
within 10 days after the jury's discharge.
(Emphasis added).
Thus, the applicable court rule expressly permits the trial court
to reserve on a motion for judgment and decide the motion later
even if no verdict is returned.
Plaintiffs also argue that the motion for judgment was
improperly granted because it was not renewed by defendants after
the trial. However, a party is required to renew a motion for
judgment only if it has been denied at trial. R. 4:40-2(b). If
the court has reserved decision, the moving party is entitled to
a ruling without renewing the motion. R. 4:40-2(a); see Wenner
v. McEldowney & Co.
102 N.J. Super. 13, 18-19 (App. Div.),
certif. denied,
52 N.J. 493 (1968).
Plaintiffs' brief does not contain any point heading which
challenges the trial court's conclusion that the record does not
contain any evidence from which a reasonable trier of fact could
find that Dr. Seitzman committed malpractice. However,
plaintiffs make several cryptic references to this conclusion
under Points III and VI of their brief. Consequently, in the
interests of completeness, we have reviewed the record relating
to this point and agree substantially for the reasons set forth
in the trial court's written decision that the record does not
support a finding of malpractice on the part of Dr. Seitzman.
We turn now to the only substantial issue raised in this
appeal: whether Joseph is barred from any recovery for Dr.
Scheininger's malpractice because his parents' voluntary and
intentional act of conceiving him despite their awareness of Mrs.
Lynch's Rh sensitized condition constituted a supervening cause
of his disabilities.See footnote 6
"[A] tortfeasor is generally held answerable for the
injuries which result in the ordinary course of events from his
negligence and it is generally sufficient if his negligent
conduct was a substantial factor in bringing about the injuries."
Rappaport v. Nichols,
31 N.J. 188, 203 (1959). "The fact that
there were also intervening causes which were foreseeable or were
normal incidents of the risk created would not relieve the
tortfeasor of liability." Ibid.; accord Cowan v. Doering,
111 N.J. 451, 465-66 (1988). Although "the limit of proximate cause
is, ultimately, an issue of law [that] entails a consideration of
public policy and fairness," Williamson v. Waldman,
150 N.J. 232,
245 (1997), questions of proximate or intervening cause are
ordinarily factual determinations for the jury. J.S. v. R.T.H.,
___ N.J. ___, ___ (1998) (slip op. at 25); Yun v. Ford Motor Co.,
276 N.J. Super. 142, 160 (App. Div. 1994) (Baime, J.,
dissenting), rev'd on dissent,
143 N.J. 162 (1996).
"A tortfeasor is answerable for the consequences of wrongful
conduct despite the occurrence of an intervening cause of the
harm so long as the intervening cause was foreseeable." Bandel
v. Friedrich,
235 N.J. Super. 384, 390 (App. Div. 1989), aff'd,
122 N.J. 235 (1991) (certification vacated on proximate cause
issue, 122 N.J. at 237-38). And an intervening cause may be
foreseeable even though it involves an intentional act of a third
party. See Parks v. Pep Boys,
282 N.J. Super. 1, 11-12 (App.
Div. 1995). Thus, in Parks, the court rejected an argument that
a store could not be held liable for the death of a person who
inhaled freon which the store sold to an underage person because
the decedent's intentional inhalation of the freon constituted an
intervening cause of his death. See also Hake v. Manchester
Township,
98 N.J. 302, 318 (1985) (a wrongful death action for
negligent supervision of a prisoner who committed suicide in
which the Court approved a jury instruction that "[t]he
defendants are not relieved from liability if you find the
intervening voluntary act of the decedent taking his own life was
reasonably foreseeable by the defendants"); cf. J.S. v. R.T.H.,
supra, ___ N.J. at ___ (slip op. at 6-24) (duty may be imposed to
exercise due care to reduce the risk of a third person committing
a criminal act); Clohesy v. Food Circus Supermarkets, Inc.,
149 N.J. 496 (1997)(same).
In this case, a jury could find that it was reasonably
foreseeable the Lynches would conceive additional children after
the 1984 stillbirth caused by Dr. Scheininger's negligence. The
desire to bear children is one of the most basic human instincts.
Consequently, many couples choose to conceive a child even though
they are aware that the age or physical condition of the mother
or the history of her past pregnancies may create a greater than
normal risk of the birth of a child with abnormalities. For this
reason, we perceive no basis for concluding as a matter of law
that it is not reasonably foreseeable that a married couple would
attempt to conceive additional children simply because a doctor's
malpractice in connection with a prior pregnancy has increased
the risk that a child born of a subsequent pregnancy will suffer
abnormalities. We also do not perceive any public policy that
would be served by depriving a child born with defects
proximately caused by the malpractice of a doctor during the
mother's prior pregnancy of the opportunity to seek damages from
the doctor. It is settled law that a doctor's duty to a pregnant
woman extends to a child born of that pregnancy. Procanik v.
Cillo,
97 N.J. 339, 348-55 (1984). We believe that this duty
should reasonably extend to the avoidance of foreseeable harm to
a child born of a future pregnancy. Therefore, we conclude that
Mr. and Mrs. Lynch's voluntary decision to conceive another child
did not constitute a supervening cause of Joseph's disabilities
which precludes him from pursuing a malpractice claim against Dr.
Scheininger.
This conclusion is directly supported by the Supreme Court
of Indiana's decision in Walker v. Rinck,
604 N.E.2d 591 (Ind.
1992), which also involved a malpractice claim brought by
children with alleged birth defects caused by the defendant
doctor's failure to properly manage their mother's prior
pregnancy which resulted in her developing Rh isoimmunization.
In reversing a summary judgment in the doctor's favor on the
ground that the parents' decision to conceive additional children
constituted an intervening, superseding cause of the children's
health problems, the court stated:
Whether Mr. and Mrs. Walker should have
conceived additional children after having
knowledge of the risks of doing so or whether
they should have aborted these three children
may be a matter of great public and private
debate. However, as a court of law, we need
not decide this question because we hold that
their conduct in conceiving these children
was not an intervening, superseding cause. A
superseding, intervening cause sufficient to
break the causal chain between wrongful
conduct and injury must be one that is not
"foreseeable" at the time of the wrongful
conduct. Here, the very purpose of giving
RhoGAM was to prevent the totally foreseeable
consequences of a mother who has developed
antibodies from becoming pregnant and
delivering a viable child. ... Because [Mrs.
Walker delivering additional children] was
foreseeable at the time of the alleged
negligent acts, it cannot be an intervening,
superseding cause of the Walker children's
alleged injuries.
[Id. at 596.]
See also Lough v. Rolla Women's Clinic, Inc.,
866 S.W.2d 851 (Mo.
1993).
Graham v. Keuchel,
847 P.2d 342 (Okl. 1993), upon which the
trial court relied in dismissing Joseph's claims, does not
support the conclusion that the decision of an Rh sensitive
mother to bear additional children constitutes a supervening
cause which precludes the imposition of liability upon a doctor
who committed malpractice in the management of her prior
pregnancy. Instead, the court in Graham reversed a jury verdict
in favor of the defendant doctor in part because the court's
instructions regarding supervening causation were unduly
favorable to the doctor. The court indicated that proper
instructions would require the court to inform the jury that to
rule in the doctors' favor on the issue of supervening causation,
it would have to find, among other things, that the mother's
decision to conceive another child was "unforeseeable to the
physicians." Id. at 354 n.55. Therefore, even though some of
the court's discussion in Graham appears inconsistent with our
conclusion that Joseph is not barred from maintaining this
action, the result -- a remand for the jury to decide the issue
of supervening causation guided by proper instructions -- is
consistent with the result we reach here.
Finally, we note that there was no evidence adduced at trial
concerning the mathematical probability of the Lynches conceiving
a fetus with severe abnormalities or the probability that any
such abnormality could be prevented or minimized through proper
management of the pregnancy. In fact, the only evidence bearing
on the question was the testimony of defendants' own expert, Dr.
Anthony Quartell, who expressed the opinion that but for the
malpractice of the obstetrician, Dr. Grochmal, in the management
of Joseph's pregnancy, "in all likelihood this baby would be
healthy today." Moreover, there was sharply conflicting evidence
regarding what the Lynches were told prior to Joseph's conception
about the risks of any future pregnancy. Therefore, we have no
occasion to decide whether a defendant in a medical malpractice
case would be entitled to judgment as a matter of law on the
issue of supervening cause if undisputed evidence showed that the
parents were aware there was a high likelihood any future
pregnancy would result in the birth of a child with serious
abnormalities.
Accordingly, we reverse the part of the judgment dismissing
Joseph's claims against Dr. Scheininger for his disabilities and
consequent medical and other expenses. We affirm the judgment in
all other respects.
Footnote: 1 The claims asserted in the present action were expressly excepted from the release executed in connection with this settlement. Footnote: 2 The parties other than Drs. Scheininger and Seitzman either were never served with the complaint or were dismissed prior to submission of the case to the jury. Plaintiffs do not raise any issue with respect to any party other than Drs. Scheininger and Seitzman. Footnote: 3 Lopez v. Swyer, 62 N.J. 267 (1973). Footnote: 4 This ruling is not challenged in this appeal. Footnote: 5 In Taylor v. Cutler, 306 N.J. Super. 37 (App. Div. 1997), a panel of this court held that a child with birth defects caused by damage to his mother's reproductive system as a result of an automobile accident could not maintain a preconception tort claim. However, the court implied in dictum that it would recognize the maintainability of a preconception tort claim against doctors whose malpractice in connection with a mother's prior pregnancy was a proximate cause of a child's birth defects. Id. at 50-52. Taylor is currently pending before the Supreme Court. 153 N.J. 52 (1998). Footnote: 6 Plaintiffs argue that the trial court erred in finding that Mr. and Mrs. Lynch were aware when they conceived Joseph that Mrs. Lynch's Rh sensitive condition created a risk of any future pregnancy resulting in a fetus developing erythroblastosis. The court concluded that its earlier findings in the Lopez hearing were controlling with respect to defendants' motion to dismiss Joseph's claims under the doctrines of collateral estoppel and law of the case. This ruling was erroneous. For the doctrine of collateral estoppel to apply, the issue must be identical to the one previously presented, the prior action must have been a judgment on the merits, and the party against whom the doctrine is asserted must be the same, or in privity with, a prior party. Allesandra v. Gross, 187 N.J. Super. 96, 105 (App. Div. 1982). Moreover, collateral estoppel applies only to facts that were directly in issue and necessary to support the prior judgment. Ibid. The factual issue on defendants' motion to dismiss Joseph's claims was not identical to the issue decided in the Lopez hearing nor was it necessary to support the determination at that hearing. In the Lopez hearing, the court concluded that when Joseph was born, the parents "had in their possession overwhelming facts that would suggest to a reasonable person of ordinary diligence that the conduct of the Defendant Doctors may have been negligent and may have been a cause of Joseph's condition." In contrast, when entering judgment against Joseph, the court found that "Mr. and Mrs. Lynch intentionally and voluntarily went forward and conceived a child knowing the serious risks which Mrs. Lynch's blood condition presented to a baby." The finding that the parents had actual knowledge of serious risk before conception is not identical to the findings that they reasonably should have known of defendants' negligence after the birth. Moreover, even though the court observed in its opinion at the Lopez hearing that the "evidence was overwhelming that the plaintiffs were aware of the risks presented by Mrs. Lynch's Rh negative condition prior to [Joseph's] conception, this finding was not subject to collateral estoppel on the motion to dismiss Joseph's claims because it was not necessary to support the court's determination to dismiss the parents' suit. For similar reasons, the court's reliance on the law of the case doctrine was also erroneous. This doctrine only applies to a specific issue which has been contested and decided at an earlier stage in litigation. See State v. Reldan, 100 N.J. 187, 203-04 (1985). In this case, the factual and legal issues decided at the Lopez hearing were different from the issue presented by defendants' motion to dismiss plaintiffs' claim. Because the trial court erroneously relied upon the doctrines of collateral estoppel and law of the case in finding that Mrs. Lynch's Rh sensitive condition created a risk of any future pregnancy resulting in a fetus developing erythroblastosis, it did not consider whether, on defendants' motion for a directed verdict under Rule 4:40-1, the evidence on this issue was "so one-sided that [defendants] must prevail as a matter of law." Brill v. Guardian Life Ins. Co. of Am., 142 N.J. 520, 533 (1995) (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251-52, 106 S. Ct. 2505, 2512, 91 L. Ed.2d 202, 214 (1986)). Although we do not decide the issue, we assume for the purpose of this opinion Mr. and Mrs. Lynch were aware of Mrs. Lynch's Rh sensitive condition and that it created a greater than normal risk in connection with any future pregnancy. However, we conclude that these facts would not bar Joseph's claims against Dr. Scheininger.