NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-3835-00T5
GERALD McCANN,
Plaintiff-Respondent,
v.
CLERK OF THE CITY OF JERSEY CITY,
Defendant-Respondent,
and
LOUIS MANZO,
Intervenor-Defendant-Appellant.
___________________________________
Argued telephonically March 29, 2001 -
Decided April 3, 2001.
Before Judges Petrella, Newman and
Braithwaite.
On appeal from Superior Court of New Jersey,
Law Division, Hudson County, L-1322-01.
Karen F. DeSoto argued the cause for
intervenor-appellant Louis Manzo.
Samuel R. DeLuca argued the cause for
respondent Gerald McCann (DeLuca & Taite,
attorneys; Mr. DeLuca, on the brief).
Sean M. Connelly, City Counsel of Jersey
City, submitted a letter brief regarding
emergent relief.
The opinion of the court was delivered by
PETRELLA, P.J.A.D.
This appeal involves the eligibility of plaintiff Gerald
McCann to be a candidate for Mayor of the City of Jersey City, a
Faulkner Act municipality, in the impending May 8, 2001 election
in Jersey City. See N.J.S.A. 40:69A-1 et seq. It is before us
on an accelerated basis on the application of intervenor-
defendant Louis Manzo, one of five rival candidates for the
office of mayor. After the appeal was filed on March 29, 2001,
plaintiff McCann moved for summary disposition and acceleration
of the appeal. The focus of the appeal is the applicability of
the Forfeiture Statute, N.J.S.A. 2C:51-2, and the somewhat
parallel Faulkner Act forfeiture provision in N.J.S.A. 40:69A-
166.
We conclude that each statutory provision independently bars
McCann's candidacy, and we reverse and remand for entry of an
order removing his name from the ballot.
It is undisputed that McCann, while in office as Mayor of
Jersey City in 1991,See footnote 11 was convicted in the United States District
Court for the District of New Jersey of fifteen counts of mail
fraud, wire fraud, false statements to a bank, false statements
to the Internal Revenue Service, income tax evasion, and failure
to file a tax return. See McCann v. Superintendent of Elections
of Hudson County,
303 N.J. Super. 371 (Ch. Div.), aff'd,
303 N.J.
Super. 352 (App. Div.), certif. denied,
149 N.J. 139 (1997).
Although the sparse record submitted to us permits no definite
statement as to the type and time of each of the acts, much, if
not all of the conduct giving rise to his convictions occurred
prior to the term in which McCann was mayor. McCann's conviction
on several counts resulted in his being sentenced to concurrent
thirty-three month terms of imprisonment. The convictions were
affirmed. See U.S. v. McCann,
6 F.3d 781 (3d Cir. 1995) (table);
993 F.2d 226 (3d Cir. 1993) (table).
The New Jersey Attorney General sought and obtained an order
under N.J.S.A. 2C:51-2(a) declaring that McCann had forfeited his
office based on his 1991 convictions of crimes involving
dishonesty or crimes of a third degree or higher while he was in
office.
McCann was discharged from federal prison in 1995 and began
serving the supervised release part of his sentence. In February
1997, while on supervised release, McCann sought to be a
candidate for the office of Mayor of Jersey City. In McCann v.
Superintendent of Elections, supra (
303 N.J. Super. 371), he was
declared disqualified from voting while still under sentence and,
hence, his candidacy was invalidated.
After serving his sentence completely, and with voting
rights restored, McCann sought to file a petition with the City
Clerk of Jersey City in February 2001 as a candidate for mayor in
the May 8, 2001 election. Under the Faulkner Act the election is
nonpartisan. Based on advice from Jersey City's Corporation
Counsel, the City Clerk refused to process the petitions
nominating McCann as a candidate on the ground that his 1991
convictions involved fraud, and fraud on a government entity, in
particular the Internal Revenue Service, and touched upon his
office. The City Clerk took the position that under both the
Forfeiture Statute and the forfeiture provisions in the Faulkner
Act, N.J.S.A. 40:69A-166, McCann was forever disqualified from
holding office.
McCann filed suit against the City Clerk challenging his
disqualification and seeking a declaratory judgment that he is
eligible to run for the office of Mayor of Jersey City. Based on
a rather sparse record and presumably on undisputed facts, the
Law Division Judge, relying in part on State v. Musto,
187 N.J.
Super. 264 (Law Div. 1982), aff'd. o.b.,
188 N.J. Super. 106
(App. Div. 1983), concluded that the sanction of being "forever
disqualified from holding any office" in the forfeiture
provisions of the Penal Code, N.J.S.A. 2C:51-2, did not apply to
McCann at this time because the acts that formed the underlying
predicate for the offenses for which he was convicted were
committed during a period when he was not serving as mayor. The
judge concluded that although forfeiture of office may have been
required for the balance of his term of office, permanent
disqualification from holding office was not. It is undisputed
that his convictions of those offenses while in office warranted
his removal from office, and that he was removed. In addition,
the judge held that the alternative forfeiture provision stating
that a "person convicted of a crime or offense involving moral
turpitude shall be ineligible to assume any public office" in
N.J.S.A. 40:69A-166, although facially applicable, was
unconstitutionalSee footnote 22 as a violation of equal protection, and thus,
did not provide any impediment to McCann's petition.
I.
We first consider whether the general Forfeiture Statute
(
N.J.S.A. 2C:51-2) operates to forever disqualify McCann from
public office.
N.J.S.A. 2C:51-2a provides:
A person holding any public office,
position, or employment, elective or
appointive, under the government of this
State or any agency or political subdivision
thereof, who is convicted of an offense shall
forfeit such office or position if:
(1) He is convicted under the laws of
this State of an offense involving dishonesty
or of a crime of the third degree or above or
under the laws of another state or of the
United States of an offense or a crime which,
if committed in this State, would be such an
offense or crime;
(2) He is convicted of an offense
involving or touching such office, position
or employment; or
(3) The Constitution or a statute other
than the code so provides.
Subdivision 2d of this statute provides:
In addition to the punishment prescribed
for the offense, and the forfeiture set forth
in subsection a. of
N.J.S.A. 2C:51-2a, any
person convicted of an offense involving or
touching on his public office, position or
employment shall be forever disqualified from
holding any office or position of honor,
trust or profit under this State or any of
its administrative or political subdivisions.
It is not disputed that conviction of an offense "involving
or touching" any public office, position, or employment results
in forfeiture.
N.J.S.A. 2C:51-2a(2). The statute goes on to
provide that "any person convicted of an offense involving or
touching on his public office, position or employment shall be
forever disqualified from holding any office" under the State or
any of its subdivisions.
N.J.S.A. 2C:51-2d. The key inquiry is
whether the forfeiture of office and disqualification from public
employment provisions apply to "forever bar" McCann from public
office even where the offenses underlying the conviction while in
public office were committed before he was in public office.
Our overriding goal is to determine the Legislature's
intent.
See Mayfield v. Community Medical Associates,
335 N.J.
Super. 198, 204 (App. Div. 2000). We begin this task by
examining the wording of the statute to ascertain its plain
meaning.
Briarglen II Condo v. Tp. of Freehold,
330 N.J. Super. 345, 353 (App. Div.),
certif. denied,
165 N.J. 489 (2000). As
our Supreme Court stated in
Cornblatt v. Barrow,
153 N.J. 218,
231 (1998), "[o]rdinarily, the language of the statute is the
surest indicator of the Legislature's intent." However, while
the language of the Forfeiture Statute is simple and direct, its
meaning is not.
Recently the Court discussed the intended purpose behind the
Forfeiture Statute in
Cedeno v. Montclair State University,
163 N.J. 473, 477 (2000), stating:
The legislative intent of the Forfeiture
Statute is "'to preclude those who have once
violated the public trust from [having] a
second opportunity.'"
Pastore v. County of
Essex,
237 N.J. Super. 371, 377 (App. Div.
1989) (quoting
State v. Musto,
187 N.J.
Super. 265, 314 (Law Div. 1982),
aff'd,
188 N.J. Super. 106 (App. Div. 1983)),
certif.
denied,
122 N.J. 129 (1990). As we stated in
Moore v. Youth Correctional Institute,
119 N.J. 256, 271 (1990), "[t]he Forfeiture
Statute ... reflects a belief that the
circumstances surrounding a criminal
conviction bear directly on an employee's
competency and capacity to ... perform any
... job for the State."
In
State v. Lee,
258 N.J. Super. 313, 317 (App. Div. 1992),
we stated that the purpose behind the Forfeiture Statute was to
"codif[y] a long-standing policy against retention of offenders
in government service." The Forfeiture Statute "was designed to
protect the public, not the offender," and the statute is
construed to advance this objective.
Pastore v. County of Essex,
237 N.J. Super. 371, 377-378 (App. Div. 1989),
certif. denied,
122 N.J. 129 (1990). Moreover, we went on to state:
It is the public policy of this State that
'person[s] holding any public office,
position or employment' must avoid committing
serious criminal acts or offenses which
involve or touch upon their governmental
duties, or sacrifice their right to
governmental employment. This is a harsh
response to a problem serious enough to
justify the harshness. The purpose is to
prevent miscreants and corrupt officials from
again holding office. [
Id. at 378-379
(citations omitted).]
Moore v. Youth Correctional Institute,
119 N.J. 256, 270
(1990), broadly defined "touches the office" and established the
following standard:
When the infraction casts such a shadow over
the employee as to make his or her continued
service appear incompatible with the traits
of trustworthiness, honesty, and obedience to
law and order, then forfeiture is
appropriate.
Although the Law Division Judge found "no instance in which
a person has been forever barred from holding public office based
upon conduct occurring at a time when the person did not hold any
public office, position or employment," our case law indicates
that such conduct may indeed warrant a person being forever
barred from public employment.
Cf. In re Mattera,
34 N.J. 259,
266 (1961).
Subsection a. of
N.J.S.A. 2C:51-2 applies to persons holding
any type of public employment: if such a person is convicted of
the types of offenses listed therein, that person forfeits his or
her public employment. Subsection d., however, creates the
additional penalty of future disqualification from public
employment for "any person convicted of an offense touching on
his public office, position or employment." The question is
whether the Legislature intended the reference to "any person" in
subsection d. to apply generally, or only to those "persons" who
have forfeited their previously held public positions by virtue
of subsection a.
Where the meaning of the statute is not obvious or facially
self-evident, courts resort to "[e]xtrinsic aides, such as
legislative history, committee reports, and contemporaneous
construction ... to help resolve any ambiguity and to ascertain
the true intent of the Legislature."
Briarglen II Condo v. Tp.
of Freehold,
supra (330
N.J. Super. at 353), quoting
Wingate v.
Estate of Ryan,
149 N.J. 227, 236 (1997). Unfortunately, the
legislative history is meager with respect to the intended scope
of the term "any person" as used in subsection d.
Absent meaningful legislative history, we look to the
purpose of the statute for guidance.
Mayfield v. Community
Medical Associates,
supra (335
N.J. Super. at 204). Legislative
intent may also be inferred on grounds of policy or
reasonableness.
Harvey v. Essex County Board of Freeholders,
30 N.J. 381, 392 (1959);
Franklin Estates, Inc. v. Edison Tp.,
142 N.J. Super. 179, 184 (App. Div. 1976),
aff'd,
73 N.J. 462 (1977).
The provisions under scrutiny are to be read "sensibly rather
than literally, [mindful that] the controlling legislative intent
is to be presumed as 'consonant to reason and good discretion.'"
De Lisa v. County of Bergen,
165 N.J. 140, 147 (2000), quoting
Schierstead v. City of Brigantine,
29 N.J. 220, 230 (1959).
The Forfeiture Statute is part of a series of provisions
dealing with the loss and restoration of rights as a result of
conviction of an offense.
N.J.S.A. 2C:51-1 to 2C:51-5. As we
noted in
N.J. Turnpike Employees' Union v. N.J. Turnpike
Authority,
200 N.J. Super. 48, 54 (App. Div.),
certif. denied,
101 N.J. 294 (1985), subsection a. of
N.J.S.A. 2C:51-2 sets out
this State's public policy that persons who hold any public
office, position or employment "under the government of this
State" must avoid criminal conduct or sacrifice their State
position. We concluded that the Legislature intended to include
all employees of state government, even Turnpike Authority
employees, despite legal precedent and a constitutional provision
which excepted authorities from classification as state agencies
or political subdivisions.
Id. at 52-54. In
Pastore v. County
of Essex,
supra (237
N.J. Super. at 377), we observed that the
Forfeiture Statute was intended to preclude anyone who violated
the public trust from obtaining a second opportunity to do so.
State v. Musto,
supra (
187 N.J. Super. 264), is of
particular relevance. There, the defendant had been re-elected
to the New Jersey State Senate and was later indicted and
convicted in federal court on twenty-eight counts of conspiracy,
racketeering, mail and wire fraud, extortion and income tax law
violations. Musto sued to restrain the operation of the
Forfeiture Statute and the Attorney General intervened to seek
preclusion of Musto's assumption of the Office of Commissioner of
Union City to which he had been subsequently elected.
Id. at
270-272. Judge O'Brien, then in the Law Division, stated in
Musto that "
N.J.S.A. 2C:51-2 only deals with public officers" and
"requires forfeiture of a current office" whether or not the
offense involves or touches upon that office as long as the
offense was one of dishonesty or a crime of the third degree.
Id. at 312. He concluded that it was a "legitimate governmental
objective to remove from public office someone convicted of a
serious crime, on an offense involving dishonesty, even though it
may be totally unrelated to his public office."
Ibid.
Furthermore, it was within the province of the Legislature to
impose the added disability of future disqualification from
public employment where the "person [was] convicted of an offense
involving or touching upon his public office, position or
employment...."
Ibid. Although the analysis suggested that the
cited section applied only to those convicted while employed or
in office,
id. at 314, Judge O'Brien subsequently observed that
the disqualification subsection "is a specific statute which
applies only to persons convicted of an offense involving or
touching on his public office, position or employment...."
Id.
at 316.
Given the context of the disqualification provision and the
purpose of the Forfeiture Statute, we are led to the conclusion
that the Legislature intended the statute, including the "forever
disqualified provision," to apply to those persons convicted of
the specified types of offenses while they held public office or
employment.See footnote 33 Our view is reinforced here because subsection d.
defines the "any person" subject to disqualification as having
been "convicted of an offense involving or touching on his public
office, position or employment," and provides that in the future
that person "shall be forever disqualified from holding any
office or position of honor, trust or profit under this State or
any of its administrative or political subdivisions."
In
State v. Botti,
189 N.J. Super. 127 (Law Div. 1983), a
mayor was convicted of fifteen counts of mail fraud, two counts
of tax evasion, and one count of conspiracy. The crimes were
committed while Botti was a salesman for a private company, not
while he was in office. The court considered his conduct to be
"shameful and disgraceful," and stated that because he defrauded
a public agency, he could not be trusted to handle the
governmental responsibilities associated with being mayor. The
judge held that Botti's conviction after he had been elected
warranted his disqualification because it demonstrated
indifference to government and disrespect for its ideals.
Id. at
136. The court declared that Botti forfeited his office as
commissioner and mayor.
Although
Botti did not specifically address the issue of
whether the defendant's acts "touched upon" his office for
purposes of permanent disqualification, the case demonstrates the
effect of a person's acts as a private citizen on forfeiture of
future public employment or holding public office. As in
Botti,
McCann was convicted while in office of offenses of a similar
nature to those in that case. As also was the case in
Botti,
McCann's conduct occurred prior to becoming mayor. The only
issue before the Law Division in
Botti was whether Botti had
shown good cause to stay the forfeiture of office. Thus, the
applicability of the Forfeiture Statute was not in question.
Botti supports the conclusion that the Forfeiture Statute
does not require the offense be committed while in public office.
Rather, it is the person who holds "any public office, position
or employment [and] is convicted of an offense" who "shall
forfeit such office or position" if the offense meets the
statutory specifications. It is the conviction which triggers
the forfeiture and disqualification, not the commission of the
offense. As Judge O'Brien observed in
Botti, albeit in a
different context, the fact of conviction is particularly
relevant to forfeiture of office cases.
Id. at 139. Before
conviction, an accused may still hold public office or employment
because he or she is presumed innocent. On the other hand, after
"conviction that presumption no longer prevails and the law
thereafter presumes that the proceedings have been regular and
that defendant is guilty."
Ibid.See footnote 44
Moore v. Youth Correctional Institute,
supra (119
N.J. at
269), also supports our conclusion that McCann is forever
disqualified from holding public office by virtue of his
conviction while in office. The
Moore court noted that "it is
reasonable that a mayor convicted of mail fraud, extortion, and
racketeering should be relieved of public office and barred
forever from state employment."
Id. at 265. We gather from this
that
Moore considered criminal conduct of the type McCann was
convicted as touching the public office so as to warrant a person
being barred forever from public office, even if, as in
Moore,
and here, the conduct occurred prior to when the person took
public office. As we read
Moore, when or where the crime is
committed is not relevant to forfeiture.
Id. at 270. What is
relevant is whether:
[T]he offense rendered suspect the employee's
future service to the State, both in the
capacity of the employee's job at the time of
the conviction and in every other potential
capacity. Hence, we find that the nexus
between the offense and employment is not
limited by time and location. [
Ibid.]
Public policy and case law support our conclusion that the
Law Division Judge erred in relying upon the fact that McCann's
criminal conduct occurred prior to his taking office to determine
that his offenses did not touch on his public office. What is
determinative is that, analogous to the situation of the mayor in
Botti, McCann's convictions while in office of mail fraud, wire
fraud, false statements to a bank and the Internal Revenue
Service, income tax evasion, and failure to file a tax return,
demonstrate his untrustworthiness and disrespect for government
agencies. These offenses render suspect any future service by
McCann to the State or its subdivisions in any capacity. Under
the standard in
Moore, McCann's untrustworthiness and dishonesty
"touch on" the office of mayor, thereby warranting permanent
disqualification pursuant to
N.J.S.A. 2C:51-2d.
Accordingly, McCann is forever barred and disqualified from
public office and his name must be removed from the ballot.
II.
Even assuming that the Forfeiture Statute discussed in Point
I did not apply to McCann under the circumstances presented, we
nonetheless conclude that the disqualification statute under the
Faulkner Act (also known as the Optional Municipal Charter Law)
does apply and that its provisions with respect to forfeiture
pass constitutional muster. We note initially that
N.J.S.A.
2C:51-2(3) provides for forfeiture of office if "the Constitution
or a statute other than the code so provides." Obviously, this
takes into account statutory provisions such as those contained
in the Faulkner Act.
N.J.S.A. 40:69A-166 provides:See footnote 55
Any person convicted of a crime or
offense involving moral turpitude shall be
ineligible to assume any municipal office,
position or employment in a municipality
governed pursuant to this act, and upon
conviction thereof while in office shall
forfeit his office; provided, however any
person convicted of such an offense who has
achieved a degree of rehabilitation which in
the opinion of the appointing authority and
the Civil Service Commission, as to
employment subject to the Civil Service law,
indicates his employment would not be
incompatible with the welfare of society and
the aims and objectives of the governmental
agency, may be considered eligible to apply
for employment or be continued in employment.
Any person who shall violate any of the
provisions of sections 17-14, 17-15, or 17-16
of this article shall upon conviction thereof
in a court of competent jurisdiction forfeit
his office.
Candidates for municipal office in a Faulkner Act
municipality are treated differently than in other forms of
municipal government not formed under Chapter 69A.
N.J.S.A.
40:69A-166 imposes a permanent bar on municipal employment for
commission of any crime of moral turpitude, whereas a candidate
in a non-Faulkner Act municipality, pursuant to
N.J.S.A. 2C:51-2,
faces a permanent bar from office only upon commission of an
offense which touches upon the public office. Here, the Law
Division Judge said, while applying a narrow view of "touches
upon the public office," that such "differential treatment of
candidates for public office ... implicates an equal protection
assessment." He ultimately concluded that "[t]here is no
rational legislative purpose to be advanced by precluding persons
convicted of crimes of moral turpitude from holding office in
Faulkner Act municipalities while permitting such persons to
serve in the other forms of government."See footnote 66
Intervenor Manzo argues that the Law Division Judge
erroneously concluded that
N.J.S.A. 40:69A-166 was
unconstitutional under the equal protection clause. He maintains
that the judge erred in concluding that there was no rational
legislative purpose to be advanced by precluding persons
convicted of crimes of moral turpitude from holding office in
Faulkner Act municipalities while permitting such persons to
serve in other forms of government.
Intervenor asserts first that the Faulkner Act, which is a
specific statute that was intended to confer upon municipalities
strong powers of local government and home rule consistent with
the Constitution of this State, should prevail over more general
statutes. Accordingly, he asserts that under
N.J.S.A. 40:69A-29
"[e]ach municipality governed by [the Act] ... [has] full power
to: (a) [o]rganize and regulate its internal affairs, and to
establish, alter, and abolish offices, positions and employments,
and to define the functions, powers and duties thereof and fix
their terms, tenure and compensation."
Second, intervenor argues that because the right to hold
public office has not been deemed a fundamental right,See footnote 77 the
standard to be applied in determining the constitutionality of
N.J.S.A. 40:69A-166 is whether the Legislature had a rational
basis for enacting the provision. He argues that the power of
the mayor to veto ordinances, appoint "high government officials
with fixed terms of office, to set salaries, to hire and fire
employees and otherwise exercise powers independently of the
legislative branch" exceeds the authority of mayors in non-
Faulkner Act municipalities. Intervenor also argues that
granting a mayor in a Faulkner Act municipality such broad powers
and duties "far surpasses a rational or legitimate reason for
N.J.S.A. 40:69A-166."
In his equal protection analysis, the Law Division Judge
relied upon
Matthews v. Atlantic City,
84 N.J. 153, 171 (1980),
which concluded that a two year residency requirement under the
Walsh ActSee footnote 88 for eligibility for the office of city commissioner
could not pass Fourteenth Amendment equal protection muster when
the State's legitimate purpose for its residency requirement lost
meaning when applied to what was then only 40 out of 567
municipalities in the State. The judge noted that because "[a]ll
types of New Jersey municipalities enjoy the same basic powers
and have the same basic responsibilities[,]" Faulkner
municipalities, which simply establish a more modern form of
municipal government, may not deem certain persons unworthy to
hold office while non-Faulkner municipalities permit these same
persons to hold office.
We disagree. The federal equal protection clause does not
require that government treat all persons identically; it
requires that differences in treatment of persons similarly
situated be justified by appropriate state interest.
U.S. Const.
amend. XIV;
Taxpayers Ass'n of Weymouth Tp. v. Weymouth Tp.,
Inc.,
80 N.J. 6, 37 (1976),
cert. denied,
430 U.S. 977,
97 S. Ct. 1672,
52 L. Ed.2d 373 (1977).
Federal courts have applied a multi-tiered analysis to
determine whether a statute violates the Equal Protection Clause
of the Fourteenth Amendment.
Matthews v. Atlantic City,
supra
(
84 N.J. 153). Under this analysis, most statutes satisfy
constitutional standards if they are rationally related to a
legitimate governmental interest.
Kadrmas v. Dickinson Public
Schools,
487 U.S. 450, 458,
108 S. Ct. 2481, 2487,
101 L. Ed.2d 399, 409 (1988);
U.S.A. Chamber of Commerce v. State,
89 N.J. 131, 157-158 (1982);
American Fire & Cas. Co. v. New Jersey Dep't
of Ins.,
256 N.J. Super. 423, 428 (App. Div. 1992).
When legislation impinges upon a fundamental right, or
disparately treats a suspect class, it is subject to strict
scrutiny,
Rinier v. State of New Jersey,
273 N.J. Super. 135, 140
(App. Div. 1994) (citing
Drew Assocs. of NJ, LP v. Travisano,
122 N.J. 249, 258 (1991),
certif. denied,
138 N.J. 269 (1994),
cert.
denied,
514 U.S. 514 1016,
115 S. Ct. 1358,
131 L. Ed.2d 216
(1995)), thereby requiring that the statute be the least
restrictive alternative to accomplish a compelling governmental
interest.
San Antonio School District v. Rodriquez,
411 U.S. 1,
16-17,
93 S. Ct. 1278-1288,
36 L. Ed.2d 16, 33 (1973),
reh'g
den.
411 U.S. 959,
93 S. Ct. 1919,
36 L. Ed.2d 418 (1973).
Under certain circumstances, courts have also applied
intermediate scrutiny, where a statute is upheld if it serves
important governmental interests and is substantially related to
those interests.
Reed v. Reed,
404 U.S. 71,
92 S. Ct. 251,
30 L.
Ed.2d 225 (1971).
Because no fundamental right or suspect class is implicated
here, the federal equal protection analysis employs the
rational-basis standard.
Drew Assocs. of NJ, LP v. Travisano,
supra (122
N.J. at 258);
Brown v. City of Newark,
113 N.J. 565,
573 (1989);
see Bullock v. Carter,
405 U.S. 134, 142-143,
92 S.
Ct. 849, 855-56,
31 L. Ed.2d 92, 99 (1972) (holding that there
is no fundamental right to run for office);
see also Abramowitz
v. Kimmelman,
203 N.J. Super. 118 (App. Div. 1985) (holding that
a law that merely affects voting, without actually denying the
right to vote or depriving voters of equal representation, is
usually not subject to strict scrutiny). The equal protection
safeguard "is offended only if the classification rests on
grounds wholly irrelevant to the achievement of the State's
objective."
McGowan v. State of Maryland,
366 U.S. 420, 425,
81 S. Ct. 1101, 1105,
6 L. Ed.2d 393, 399 (1961).
When considering equal protection type challenges under the
State Constitution, our courts have rejected the multi-tiered
approach in favor of a less rigid balancing approach.
Right to
Choose v. Byrne,
91 N.J. 287, 309 (1982). "In striking the
balance, we have considered the nature of the affected right, the
extent to which the governmental restriction intrudes upon it,
and the public need for the restriction."
Greenberg v.
Kimmelman,
99 N.J. 552, 567 (1985);
accord In Re Charter School
Application,
320 N.J. Super. 174, 237 (App. Div. 1999),
aff'd as
modified,
164 N.J. 316 (2000). For a statute to be rationally
related to the public interest, it need not be the best or only
method of achieving the legislative purpose.
In the Matter of
CVS Pharmacy,
116 N.J. 490, 498 (1989). There are numerous
instances where the Faulkner Act applies different criteria than
for non-Faulkner Act municipalities.
See,
e.g.,
Meridian
Development Co. v. Edison Tp.,
91 N.J. Super. 310, 314 (Law Div.
1966) (then applicable zoning procedures superseded by Faulkner
Act).
The Faulkner Act intended to confer the greatest possible
power of self-government, consistent with the New Jersey
Constitution, upon municipalities adopting a plan pursuant to the
Act, as well as reduce the large number of types of local
government with all their varying rules and regulations by
providing a flexible pattern adaptable to various communities and
their needs.
City of Newark v. Department of Civil Service,
68 N.J. Super. 416, 424 (App. Div. 1961). Obviously the
availability of different forms of government was meant to allow
choice. As long as the subject of the legislation applies
equally to all affected by the particular form of government,
different classifications and powers found in different forms of
government will pass constitutional muster.
In
City of Newark we held that the purpose of
N.J.S.A.
40:69A-166 was clear and that it was intended as a safeguard for
the public.
Id. at 425. Persons convicted of a crime involving
moral turpitude were ineligible to hold an office or position in
any municipality operating under the Faulkner Act.
This result is neither harsh nor unique. It is well
established that there is no fundamental right to be a candidate
for office.
Bullock v. Carter,
supra (405
U.S. at 143-144, 92
S.
Ct. at 856, 31
L. Ed.
2d at 99);
Matthews v. Atlantic City,
supra
(84
N.J. at 168);
Wurtzel v. Falcey,
69 N.J. 401, 403 (1976);
State v. Musto,
supra (187
N.J. Super. at 311).
In
Musto the Forfeiture Statute,
N.J.S.A. 2C:51-2, was
upheld against an equal protection challenge: "Obviously, it is a
legitimate governmental objective to remove from public office
someone convicted of a serious crime, on an offense involving
dishonesty, even though it may be totally unrelated to his public
office." 187
N.J. Super. at 312. Thus, the question is whether
there is a valid governmental purpose for the application of
N.J.S.A. 40:69A-166 to Faulkner Act municipalities.
As noted, in striking down
N.J.S.A. 40:69A-166, the Law
Division Judge relied in large part on
Matthews v. Atlantic City,
supra (
84 N.J. 153). However, in our view the judge misapplied
the holding in
Matthews.
Matthews considered whether a two year
durational residency requirement that applied to candidates for
public office in Walsh Act
municipalities violated the Equal
Protection Clause of the federal constitution.
Id. at 155.
Although
Matthews acknowledged there is no fundamental right to
hold public office, the Court nevertheless determined that "[t]he
individual interests affected by the residency requirement
convince us that under federal constitutional law, something more
than mere rationality is necessary to support the requirement."
Id. at 168-169. Heightened scrutiny was required because the
statute indirectly impinged upon both the fundamental right to
vote and the fundamental right to travel.
Ibid.
Matthews relied heavily upon
Gangemi v. Rosengard,
44 N.J. 166, 175 (1965), which determined that a law requiring candidates
for elective office only from first class Faulkner Act cities,
but not other Faulkner Act municipalities, had to be registered
voters for at least two years before the election (as well as
residents for that period), violated the equal protection clause
because the statute's two year registration classification lacked
a critical connection to the object of the law.
Even under
Matthews's equal protection analysis, this
statute passes constitutional muster.
Matthews held
that a requirement or restriction for
candidates for elective office must be
reasonable and suitably tailored to further
legitimate governmental objectives. We
believe this to be consistent with the
approach outlined in
Bullock of "examin[ing]
in a realistic light the extent and nature of
[the] impact" on voters of barriers to
candidacy.
[84
N.J. at 169.]
Thus, the question before us is whether the disqualification
provision in the Faulkner Act,
N.J.S.A. 40:69A-166, reasonably
furthers legitimate governmental objectives. The focus is on
whether there exists a legitimate governmental objective in
treating Faulkner Act municipalities differently from those which
do not choose that form of government.
The legislative history of the Faulkner Act makes it clear
that the Act was a codification of the February 1950
Second
Report of the Commission on Municipal Government (the Report) of
which Bayard Faulkner was chairman. Indeed the statement
appended to
L. 1950,
c. 210, Assembly Bill A-10, of which
N.J.S.A. 40:69A-166 was a part, stated that "[t]his is the
principal bill intended to carry out the recommendations
contained in the Report of the Commission on Municipal
Government, submitted to the Governor and the Legislature
February 20, 1950."
The Report has language which provides insight as to why the
Legislature would have deemed such a provision necessary. The
Report is in two sections: the first is a summary of its
recommendations, and the second is a "proposed Optional Municipal
Charter Law," the provisions of which substantially became the
Faulkner Act. Of particular interest to the present case is the
Report's summary of Article 2 of the proposed law which concerns
municipal incorporation and powers. The Report states:
This article is a key article in the
proposed new system of optional charter
plans. It establishes practical inducements
to charter improvement, by offering
municipalities extensive powers of local
self-government and relief from the need for
specific legislative approval to undertake
new or different municipal services.
[Report, p.2.]
The Report describes the incorporation option and then notes that
legislative classification of municipalities would be eliminated,
"so far as possible," because "the powers of municipalities
adopting these plans are made sufficiently broad to eliminate the
need for classified legislative treatment so far as possible."
Id. at 3. The most pertinent part of the Report, however, is its
description of the "New Powers" enjoyed by municipalities which
opt for these plans:
The act would grant broad new powers to
municipalities governed by any of the
optional forms:
(1) The new powers are stated in general
terms rather than by specific enumeration, so
as to provide the maximum home rule under the
new Constitution.
(2) The provisions of the new Constitution
intended to broaden the legal powers of local
government are given legislative effect.
(3) Although municipal government still
remains subject to the control of the
Legislature as required by the new
Constitution, legislative control is
expressed in a broad and complete
authorization which leaves the widest
possible discretion with each municipality to
determine the organization of its department,
the compensation of its officers and
employees, the range and character of its
services, subject to the provisions of
general law which apply to all
municipalities.
[
Ibid.]
The next section of the Report summary describes the form of
government chosen by Jersey City: mayor-council. In all forms
of the mayor-council plans the mayor has formidable powers:
There is a "concentration of administrative authority in an
elected mayor, who is also given a veto power over ordinances."
Id. at 3. Although the legislative power is exercised by an
elected council, the mayor is given "power commensurate with his
administrative responsibilities":
Office of Mayor: The executive power shall
be exercised by a mayor elected for a four-
year term. Supervisory powers of the mayor
include the enforcement of laws, supervision
of departments and the power to make
recommendations to the council. General
powers of the mayor include appointment or
boards or commissions, nomination,
appointment and removal of department heads
and a veto over ordinances that can be
overridden only by an extraordinary majority
of the council.
[
Id. at 4.]
The budget is prepared by the mayor with assistance from the
business administrator and all department heads serve at the
pleasure of the mayor.
Id. at 4-5.
The summary section makes no mention of office-holder
eligibility. However, the proposed Charter Law in the second
part of the Report has a section "C. Officers and Employees."
The five paragraphs set out restrictions imposed on officers and
employees "elected or appointed" and forbid them from having any
interest in municipal contract work (now
N.J.S.A. 40:69A-163);
receiving any benefit from a municipal utility or service
provider (now
N.J.S.A. 40:69A-164); promising or giving anything
of value in return for support (now
N.J.S.A. 40:69A-165); running
for office if convicted of a crime of moral turpitude (now
N.J.S.A. 40:69A-166); and failing to appear or testify in court
or before a legislative committee (now
N.J.S.A. 40:69A-167).
Given the broad, unprecedented sweep of powers the
Legislature ultimately put in the hands of mayors and other
elected officials in these newly configured municipalities, it is
not unexpected that it also sought to regulate those who would
exercise those powers. Requiring that those who would head
Faulkner Act municipalities have the utmost integrity and honor
is reasonable and clearly rationally related to the legitimate
governmental objective of the Legislature in enacting the
Faulkner Act -- securing the most effective form of municipal
governing organization allowable under the then new Constitution
for those municipalities who choose that form of government.
Generally, courts try to resolve issues by avoiding
constitutional questions. In
Matthews, Justice Sullivan
concurred with the result but found no equal protection basis to
invalidate the residency requirement. He observed that the
electorate of Atlantic City could have voted to adopt a form of
government other than that made available by the Walsh Act to
avoid the residency requirement for its elected governing body.
Since the voters always had the right to change the form of
government to eliminate the residency restriction, there was no
equal protection problem. 84
N.J. at 174.
Justice Sullivan cited
Jamouneau v. Harner,
16 N.J. 500
(1954),
cert. denied,
349 U.S. 904,
75 S. Ct. 580,
99 L. Ed. 1241
(1955), in support of his equal protection analysis. There, an
equal protection challenge was brought against the State Rent
Control Act of 1953,
N.J.S.A. 2A:42-14
et seq., the provisions of
which applied only to municipalities that opted for its
protection by passing a resolution reciting that a housing
shortage existed and that rent control was required.
Id. at 517.
In response to the equal protection challenge, the Court said
that "an exercise of the police power is not to be struck down as
in contravention of the due process and equal protection clauses,
'unless it be palpably unreasonable or unduly discriminatory';
and fairly debatable questions as to need and the propriety of
the means employed to meet the exigency are within the
legislative province."
Id. at 518-19. The fact that the
municipality in that case had opted for rent control, but not the
six surrounding municipalities, did not implicate an unreasonable
classification or equal protection principles:
Where the regulation, in itself not
unreasonable and arbitrary, operates
uniformly upon all persons similarly situated
in the particular district, the district
itself (within the municipality) not
appearing to have been arbitrarily selected,
it cannot be judicially declared that there
is a deprivation of property without due
process of law, or a denial of the equal
protection of the laws, within the meaning of
the Fourteenth Amendment.
[
Id. at 521.]
Every municipality that chooses a Faulkner Act form of
government is subject to the same restriction in
N.J.S.A. 40:69A-
166. The decision to impose that restriction was a reasonable
one given the broad scope of power vested in the mayor and other
elected officials of those municipalities. The voters chose to
partake in the benefits of the Faulkner Act, and thus there was
nothing arbitrary about the imposition of the restriction upon
those voters.
Unlike the voting durational requirements in both
Matthews
and
Gangemi,
N.J.S.A. 40:69A-166 is rationally related to its
legitimate purpose. The Faulkner Act confers on municipalities
broad powers to protect the public interest through its
provisions, including Section 166 which precludes persons
convicted of certain crimes from running for offices of public
trust in those communities.
Unlike
Matthews, the statute at issue here does not impinge
upon the fundamental right to travel. To the extent it might
impinge upon the right to vote, it would be to a far lesser
degree than the durational residency statute found wanting in
Matthews. While both statutes indirectly impact on the right to
vote, the durational residency requirement discussed in
Matthews
would appear more likely to limit voters' choices by restricting
far more individuals from running for office than would the
Faulkner Act forfeiture provision.
In contrast, in
Wurtzel v. Falcey,
supra (69
N.J. at 403-
404), the Court said that "classifications based on residence,
age, and citizenship are expressive of the state's legitimate
interest in the integrity of the ballot, and if these
classifications are reasonable, they are constitutionally
inoffensive." In short, the "nature of the affected right" here
is more akin to that in
Wurtzel than
Matthews. We conclude,
based on the public policy interests and the strong executive
form of government under the Faulkner Act, that there is a
rational purpose for the Faulkner Act forfeiture provision.
Reversed and remanded for entry of an order forever
disqualifying Gerald McCann from holding public office in this
State, as well as removing his name as a candidate for the office
of mayor from the ballot for the May 8, 2001 election in the City
of Jersey City.
Footnote: 1 1 This was apparently the second time McCann had been
elected mayor, with a hiatus between terms served.
Footnote: 2 2 Notice was given to the Attorney General in accordance
with R. 4:28-4, and R. 2:5-1(h) as to the attack on the
constitutionality of the statute, but his office elected not to
participate on either the trial or appellate levels.
Footnote: 3 3 The disqualification subsection reference to "any person"
would not seem to permanently exclude from public employment all
those convicted of an offense involving dishonesty where neither
the criminal acts nor the conviction occurred while the person
was in office.
Footnote: 4 4 In most of the other reported cases the individuals
subjected to the statutory penalty were public employees at the
time of their convictions. See, e.g., State v. Lazarchick,
314 N.J. Super. 500, 505 (App. Div.), certif. denied,
157 N.J. 546
(1998) (defendant was a police officer convicted of disorderly
persons assault and petty disorderly person harassment); State v.
Lee,
258 N.J. Super. 313, 314 (App. Div. 1992) (defendant was a
corrections officer convicted of theft by deception); State v.
Baber,
256 N.J. Super. 240, 242 (Law Div. 1992) (Turnpike utility
worker convicted of simple assault and failure to make lawful
disposition of drugs); and State v. Musto, supra (187 N.J. Super.
at 269) (State senator convicted of various federal charges).
Footnote: 5 5 We point out that Section 166 appears in Article 17 of
Chapter 69A of Title 40, entitled: "Article 17. Additional
Provisions Common to Optional Plans." Thus, the provisions of
Section 166 apply to various optional forms of municipal
government authorized in Chapter 69A. The proviso portion of the
statute is not applicable to McCann's situation.
Footnote: 6 6 The judge noted that there were now "approximately 127
Faulkner Act municipalities" out of 567 municipalities in the
State.
Footnote: 7 7 See, e.g., Bullock v. Carter,
405 U.S. 134, 142-143,
92 S.
Ct. 849, 855,
31 L. Ed.2d 92, 99 (1972); Matthews v. Atlantic
City,
84 N.J. 153, 168 (1980); State v. Musto, supra (187 N.J.
Super. at 311).
Footnote: 8 8 The Walsh Act (N.J.S.A. 40:70-1 et seq.) (L. 1911, c.
221), was referred to as the Commission Form of Government.
Interestingly, Atlantic City is no longer a Walsh Act
municipality, having since adopted the Faulkner Act provisions.