SYLLABUS
(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the convenience
of the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that, in the interests of
brevity, portions of any opinion may not have been summarized).
Gerald McCann v. Clerk of the City of Jersey City and Louis Manzo (A-92-00)
Argued April 5, 2001 -- Decided June 1, 2001
STEIN, J., writing for a majority of the Court.
The Court's opinion in this matter is issued to supplement its April 5, 2001, Order in which it affirmed the
decision of the Appellate Division allowing the Clerk of the City of Jersey City to refuse to process the petition of Gerald
McCann to run for Mayor of the city, based on his prior criminal convictions.
Gerald McCann is a former Mayor of Jersey City (a Faulkner Act municipality), having served in that office from
1982-1986 and 1990-1992. In December 1991, during his second administration, McCann was convicted on fifteen
counts of an indictment, including charges of mail fraud, wire fraud, false statements to a bank, false statement to the IRS,
income tax evasion, and failure to file a tax return. It is assumed that none of the events giving rise to those convictions
occurred while McCann was in public office. As a result of his convictions, McCann was required to forfeit his office
pursuant to N.J.S.A. 2C:51-2a(1), which provides for the forfeiture of any public office in this State on conviction of an
offense involving dishonesty or a crime of the third-degree or above.
After completing his sentence, and with his voting rights restored, McCann sought to run for Mayor of Jersey
City, filing a petition in February 2001 with the City Clerk for the May 8, 2001, election. Based on advice from the City's
Corporation Counsel, the Clerk refused to process McCann's petition because his 1991 convictions disqualified him from
holding the office of Mayor under the disqualification provision of the Criminal Code, N.J.S.A. 2C:51-2d, and under the
Faulkner Act, N.J.S.A. 40:69A-166. The Criminal Code disqualifies from public office any person convicted of an
offense involving or touching on his public office, position or employment. The Faulkner Act prohibits any person
convicted of a crime or offense involving moral turpitude [from assuming] any municipal office, position or employment
in a municipality governed pursuant to this act.
McCann filed a complaint in the Law Division seeking a declaratory judgment that he was eligible to run for
office. The Law Division rejected both of the City Clerk's arguments for disqualifying McCann and ordered the Clerk to
process his petition. The court held that the forfeiture statute in the Criminal Code did not apply to McCann's offenses
because those offenses occurred while McCann was in the private sector. The court further acknowledged that the
disqualification provision contained in the Faulkner Act would bar McCann's candidacy if it were enforceable but, relying
on Matthews v. Atlantic City,
84 N.J. 153 (1980), held that the provision deprived McCann of his constitutional right to
equal protection because it subjects candidates for mayor in Faulkner Act municipalities to stricter eligibility requirements
than those that apply in non-Faulkner Act municipalities, without any rational basis for the distinction.
The Appellate Division reversed, rejecting the Law Division's conclusion that the Faulkner Act disqualification
provision was unconstitutional. Rather, noting the broadest power of self-government conferred on municipalities
adopting a plan under that Act, it concluded that the Legislature sought to regulate those who would exercise that power
and that the disqualification provision was reasonable and, therefore, constitutional. In respect of the forfeiture statute,
and acknowledging that no prior cases addressed the specific question of whether the statute applied to crimes that
occurred while the candidate was not office, the Appellate Division concluded that the forfeiture statute was intended to
preclude anyone who violated the public trust from obtaining a second opportunity to do so.
The Supreme Court granted McCann's petition for certification and motion for acceleration, and heard oral
argument by telephone on April 5, 2001. On that date, the Court issued an Order affirming the judgment of the Appellate
Division and vacating the stay of the printing of affected election ballots.
HELD: Although Gerald McCann is not forever disqualified from running for the office of Mayor of Jersey City under the forfeiture statute by virtue of his past convictions, he is so barred by the disqualification provision of the Faulkner Act,
which is supported by sound public policy justifications and thus does not deprive him of his constitutional right to equal
protection under the law.
1. In determining the meaning of a statute, the overall legislative scheme should be considered in addition to the
provision in question. The language of N.J.S.A. 2C:51-2d, considered in the context of the entire statute, suggests that a
conviction does not involve or touch upon a public office unless the facts underlying the conviction bear some direct
relationship to an office held by the individual. (pp. 7-9)
2. That the Legislature included two distinct standards for forfeiture of office demonstrates that a substantive distinction
must exist between crimes merely involving dishonesty and those involving or touching on an office. The Appellate
Division's construction is too broad because it renders the subsection (a)(1) standard of the forfeiture statute superfluous.
(pp. 9-10)
3. The Legislature's decision to limit permanent disqualification from office only to those persons convicted of an
offense involving or touching on his public office implies a determination on its part to limit the scope of the
disqualification provision to crimes that are related directly to an individual's performance in, or circumstances flowing
from, a specific public office or position held by that individual. (pp. 10-11)
4. Although McCann's crimes involve dishonesty for purposes of the forfeiture statute and properly resulted in his
forfeiture of the office of Mayor of Jersey City in 1992, the standard for permanent disqualification is higher. On the
existing record, it cannot be concluded that N.J.S.A. 2C:51-2d mandates McCann's permanent disqualification from
public office in this State. (pp. 11-14)
5. The disqualification standard imposed on Faulkner Act municipalities pursuant to N.J.S.A. 40:69A-166 is supported
by sound public policy justification and withstands constitutional scrutiny. Thus, McCann's candidacy is barred. (pp. 14-
16)
6. Because there is no fundamental right to be a candidate for public office, the federal standard for review of the
disqualification provision of the Faulkner Act clearly is rational basis scrutiny. Thus, that standard would violate the U.S.
Constitution only if it rests on grounds wholly irrelevant to the achievement of the State's objective. (pp. 16-17)
7. New Jersey's equal protection standard is more stringent and involves a balancing approach in which the nature of the
affected right, the extent to which the governmental restriction intrudes upon it, and the public need for the restriction are
all considered. (pp. 17-20)
8. When the Legislature passed the Faulkner Act, it felt compelled to qualify the broad grant of powers to municipalities
generally, and to mayors specifically, with a heightened standard of ethical responsibility. Thus, a sound justification
exists for the heightened disqualification standard in the act, and that standard does not violate McCann's constitutional
right to equal protection. (pp. 20-25)
9. The Legislature's action in amending the forfeiture statute cannot serve as a basis for rendering unconstitutional a
provision of the Faulkner Act that clearly was constitutional prior to that action. (pp. 26-27)
In accordance with the Court's April 5, 2001, Order, the judgment of the Appellate Division is AFFIRMED as
MODIFIED.
JUSTICE COLEMAN has filed a separate opinion, concurring in part and dissenting in part. Justice Coleman
concurs in the Court's determination in Point III of its opinion that McCann is barred by the Faulkner Act from becoming
a candidate for the office of Mayor of the City of Jersey City. However, he disagrees with the Court's conclusion in Point
II that the Criminal Code's disqualification provision does not similarly bar McCann from running for the office of
Mayor. Thus, Justice Coleman would affirm the judgment of the Appellate Division in all respects.
JUSTICES LONG and LaVECCHIA together filed a separate opinion concurring in part and dissenting in
part. Justices Long and LaVecchia join in the Court's conclusion that the forfeiture statute does not forever disqualify
McCann from running for public office. However, they dissent from that part of the Court's opinion holding McCann to
be disqualified from running for office or holding public office or employment only in Faulkner Act municipalities.
JUSTICE ZAZZALI joins in JUSTICE STEIN's opinion. JUSTICE COLEMAN filed a separate opinion joining in
Point III of Justice Stein's opnion and dissenting from Point II. JUSTICES LONG AND LaVECCHIA filed a
separate opinion concurring in part and dissenting in part. CHIEF JUSTICE PORITZ and JUSTICE VERNIERO
did not participate.
SUPREME COURT OF NEW JERSEY
A-
92 September Term 2000
GERALD McCANN,
Plaintiff-Appellant,
v.
CLERK OF THE CITY OF JERSEY
CITY,
Defendant,
and
LOUIS MANZO,
Defendant-Intervenor-
Respondent.
Argued telephonically April 5, 2001 -- Decided April
5, 2001 -- Opinion Filed June 1, 2001
On certification to the Superior Court,
Appellate Division, whose opinion is
reported at ___ N.J. Super. ___ (2001).
George T. Taite argued the cause for
appellant (De Luca & Taite, attorneys;
Samuel R. De Luca, on the briefs).
Karen F. DeSoto argued the cause for
respondent.
The opinion of the Court was delivered by
STEIN, J.
Petitioner Gerald McCann applied to be a candidate for the
office of Mayor of the City of Jersey City, a Faulkner Act
municipality, in the May 8, 2001 non-partisan election. The
Clerk of Jersey City refused to process McCann's petition on the
ground that his candidacy was barred by the disqualification
provisions of the Criminal Code, N.J.S.A. 2C:51-2d, and the
Faulkner Act, N.J.S.A. 40:69A-166. McCann brought suit, and the
Law Division ordered the Clerk to include McCann on the ballot.
The Appellate Division reversed, and we affirmed the Appellate
Division in an order dated April 5, 2001. This opinion is issued
pursuant to that order.
I
McCann is a former Mayor of Jersey City, having served in that office from 1982-1986 and 1990-1992. In December 1991, during his second administration, McCann was convicted in the United States District Court for the District of New Jersey on fifteen counts of an indictment including charges of mail fraud, wire fraud, false statements to a bank, false statements to the Internal Revenue Service (IRS), income tax evasion and failure to file a tax return. For purposes of this review, we assume that none of the events giving rise to those convictions occurred while McCann was in public office. (See footnote 1) 1 As a result of his
convictions, McCann was required to forfeit his office pursuant
to N.J.S.A. 2C:51-2a(1), which provides for the forfeiture of any
public office in this State on conviction of an offense involving
dishonesty or a crime of the third-degree or above, or the
conviction of an equivalent offense under federal law.
The federal court sentenced McCann in June 1992 to a term of
thirty-three months imprisonment followed by a three-year period
of supervised release. In February 1997, while on supervised
release, McCann announced his intention to run for Mayor of
Jersey City in the 1997 election. However, because he was
disqualified from voting while serving his federal sentence, the
Chancery Division and Appellate Division held that he was barred
from running. McCann v. Superintendent of Elections,
303 N.J.
Super. 371 (Ch. Div.), aff'd,
303 N.J. Super. 352 (App. Div.),
certif. denied,
149 N.J. 139 (1997).
After completing his sentence, and with his voting rights
restored, McCann again sought to run for Mayor of Jersey City,
filing a petition in February 2001 with the City Clerk for the
May 8, 2001 election. Based on advice from Jersey City's
Corporation Counsel, the Clerk refused to process McCann's
petition because his 1991 convictions disqualified him from the
office of Mayor under the disqualification provisions of the
Criminal Code, N.J.S.A. 2C:51-2d, and the Faulkner Act, N.J.S.A.
40:69A-166. The Criminal Code disqualifies from public office
any person convicted of an offense involving or touching on his
public office, position or employment. N.J.S.A. 2C:51-2d. The
Faulkner Act prohibits [a]ny person convicted of a crime or
offense involving moral turpitude [from assuming] any municipal
office, position or employment in a municipality governed
pursuant to this act. N.J.S.A. 40:69A-166.
McCann filed a complaint in the Law Division seeking a
declaratory judgment that he was eligible to run for office. The
Law Division rejected both of the City Clerk's arguments for
disqualifying McCann and ordered the Clerk to process McCann's
petition. The court held that the forfeiture statute in the
Criminal Code did not apply to McCann's offenses because those
offenses occurred while McCann was in the private sector. With
respect to the Faulkner Act, the court acknowledged that the
disqualification provision contained in the Faulkner Act would
bar McCann's candidacy if it was enforceable but, relying on
Matthews v. Atlantic City,
84 N.J. 153 (1980), held that the
provision deprived McCann of his constitutional right to equal
protection because it subjects candidates for mayor in Faulkner
Act municipalities to stricter eligibility requirements than
those that apply in non-Faulkner Act municipalities, without any
rational basis for the distinction.
The Appellate Division reversed. ___ N.J. Super. ___ (App.
Div. 2001). With respect to the forfeiture statute, the
Appellate Division acknowledged that no prior cases addressed the
specific question presented by McCann - whether the statute
applied to crimes that occurred while the candidate was not in
office. However, the court cited language from related cases
indicat[ing] that such conduct may indeed warrant a person being
forever barred from public employment, id. at ___ (slip op. at
8), and concluded that the Forfeiture Statute was intended to
preclude anyone who violated the public trust from obtaining a
second opportunity to do so. Id. at ___ (slip op. at 10). The
court also rejected the Law Division's conclusion that the
Faulkner Act disqualification provision was unconstitutional.
Relying in large part on the legislative history of the Act, the
court observed that the Act intended to confer the greatest
possible power of self-government, consistent with the New Jersey
Constitution, upon municipalities adopting a plan pursuant to the
Act. Id. at ___ (slip op. at 22) (citing City of Newark v.
Dep't of Civil Serv.,
68 N.J. Super. 416, 424 (App. Div. 1961)).
Given the broad, unprecedented sweep of powers the Legislature
ultimately put in the hands of mayors and other elected officials
in these newly configured municipalities, the court noted, it
is not unexpected that it also sought to regulate those who would
exercise those powers. Id. at ___ (slip op. at 28). The court
concluded that the disqualification provision was reasonable, and
therefore constitutional, given the broad scope of power vested
in the mayor and other elected officials of those
municipalities. Id. at ___ (slip op. at 29-30).
We granted McCann's petition for certification and motion
for acceleration, and heard oral argument by telephone on April
5, 2001. Later that day, we issued an order affirming the
judgment of the Appellate Division and vacating the stay of the
printing of affected election ballots. This opinion is issued to
supplement our April 5, 2001 order.
II
We address first whether McCann's candidacy is barred by the
forfeiture statute in the Criminal Code, N.J.S.A. 2C:51-2. That
statute provides in relevant part:
a. A person holding any public office,
position, or employment, elective or
appointive, under the government of this
State or any agency or political subdivision
thereof, who is convicted of an offense shall
forfeit such office or position if:
(1) He is convicted under the laws of this
State of an offense involving dishonesty or
of a crime of the third degree or above or
under the laws of another state or of the
United States of an offense of a crime which,
if committed in this State, would be such an
offense or crime;
(2) He is convicted of an offense involving
or touching such office, position or
employment; or
(3) The Constitution of a statute other than
the code so provides.
. . . .
d. In addition to the punishment prescribed
for the offense, and the forfeiture set forth
in subsection a. of N.J.S. 2C:51-2, any
person convicted of an offense involving or
touching on his public office, position or
employment shall be forever disqualified from
holding any office or position of honor,
trust or profit under this State or any of
its administrative or political subdivisions.
[N.J.S.A. 2C:51-2 (emphasis
added).]
As noted, McCann was ordered in 1992 to forfeit his position as
Mayor of Jersey City pursuant to N.J.S.A. 2C:51-2a because he was
convicted of crimes involving dishonesty or of the third-degree
or higher while he was in office. The first question for our
review is whether McCann's convictions for offenses committed
while McCann was not serving as Mayor involv[ed] or touch[ed] on
his public office, position, or employment. N.J.S.A. 2C:51-2d.
If so, he shall be forever disqualified from holding any public
office in this State. Ibid. The question is one of first
impression.
Our overriding objective in determining the meaning of a
statute is to effectuate the legislative intent in light of the
language used and the objects sought to be achieved. State v.
Hoffman,
149 N.J. 564, 578 (1997). Ordinarily, the language of
the statute is the surest indicator of the Legislature's intent,
Cornblatt v. Barrow,
153 N.J. 218, 231 (1998), and if the
statutory language 'clearly reveals the meaning of the statute,
the court's sole function is to enforce the statute in accordance
with those terms.' Sasco 1997 NI, LLC v. Zudkewich,
166 N.J. 579, 586 (2001) (quoting New Jersey Dep't of Law & Pub. Safety v.
Bigham,
119 N.J. 646, 651 (1990)). In addition to the provision
in question, we also consider the overall legislative scheme.
'Our task is to harmonize the individual sections and read the
statute in the way that is most consistent with the overall
legislative intent.' Ibid. (quoting Fiore v. Consol.
Freightways,
140 N.J. 452, 466 (1995)).
The language of N.J.S.A. 2C:51-2d, considered in the context
of the entire statute, suggests that a conviction does not
involve[] or touch[] upon a public office unless the facts
underlying the conviction bear some direct relationship to an
office held by the individual. Subsection (a) of the statute,
which specifies the circumstances under which a person currently
holding public office must surrender that position, sets forth
two separate standards. Subsection (a)(1) requires forfeiture
where the office holder is convicted of an offense involving
dishonesty or of a crime of the third degree or above. N.J.S.A.
2C:51-2a(1). Subsection (a)(2) requires forfeiture where the
office-holder is convicted of an offense involving or touching
such office, position or employment. N.J.S.A. 2C:51-2a(2). The
latter standard, but not the former, is duplicated in subsection
(d).
That the Legislature included two distinct standards for
forfeiture of office demonstrates that a substantive distinction
must exist between crimes merely involving dishonesty and those
involving or touching on an office. The Appellate Division
determined that McCann's convictions were for offenses involving
or touching on his office as Mayor of Jersey City because the
offenses demonstrate his untrustworthiness and disrespect for
government agencies. ___ N.J. Super. at ___ (slip op. at 15).
In our view, the Appellate Division's construction is too broad
because it renders the subsection (a)(1) standard superfluous -
any crime involving dishonesty or . . . of the third degree or
above, N.J.S.A. 2C:51-2a(1), would also, presumably, demonstrate
untrustworthiness and disrespect for government agencies. It
is a cardinal rule of statutory construction that full effect
should be given, if possible, to every word of a statute. We
cannot assume that the Legislature used meaningless language.
Gabin v. Skyline Cabana Club,
54 N.J. 550, 555 (1969).
The operative distinction between the involving dishonesty
and involving or touching on standards can be found in the
Legislature's decision to limit permanent disqualification from
office only to those persons convicted of an offense involving
or touching on his public office. N.J.S.A. 2C:51-2(d) (emphasis
added). That phrase implies, in our view, a determination on the
part of the Legislature to limit the scope of the
disqualification provision to crimes that are related directly to
an individual's performance in, or circumstances flowing from, a
specific public office or position held by that individual. When
an individual commits a crime wholly unrelated to his or her
public office, the crime ordinarily cannot be characterized as
involving or touching on the public office.
As noted, the Law Division found that the conduct relating
to McCann's convictions took place while he was in the private
sector, and there is no indication that the offenses bore any
direct relationship to his responsibilities as Mayor of Jersey
City between 1982-1986 and 1990-1992. The only argument
proffered is that McCann violated the public trust when he
committed his offenses, and that the magnitude of his abuse of
the public trust necessarily bears on the responsibilities of a
mayor. We do not dispute that McCann's conduct reveals qualities
that are relevant to his fitness for the office of Mayor.
However, our inquiry under subsection (d) is limited to
determining whether McCann's offenses touched upon either of his
specific tenures as Mayor of Jersey City, and there is no
indication in the record that any direct relationship exists
between the offenses and his mayoral responsibilities. We
therefore conclude that McCann is not subject to disqualification
under N.J.S.A. 2C:51-2d.
The Appellate Division relied heavily on Moore v. Youth
Correctional Institute,
119 N.J. 256 (1990), but we find that
case distinguishable. Moore involved a corrections officer who,
after being disciplined for harassing prison inmates, placed
threatening telephone calls to the officer who prosecuted him at
the disciplinary hearings and visited that officer's home on
several occasions, at one point parking his car on the officer's
lawn and racing his motor. Id. at 261. The narrow question in
Moore was whether conduct committed during non-business hours and
off the premises of the correctional facility at which Moore was
employed could be considered to involve or touch on his
employment for purposes of forfeiture. Id. at 269. In
determining that it could, we noted that [w]hen the infraction
cases a shadow over the employee as to make his or her continued
service appear incompatible with the traits of trustworthiness,
honesty, and obedience to law and order, then forfeiture is
appropriate. Id. at 270. Read in exclusion, that statement
could be understood to support the Appellate Division's
construction of subsection (d). However, the language of Moore
should be understood in the context of the facts critical to our
disposition, and it was undisputed that the petitioner's
harassment of his co-employee in Moore bore a direct and
substantial relationship to their respective governmental
positions.
Likewise, the other principal decisions relied on by the
Appellate Division, State v. Botti,
189 N.J. Super. 127 (Law Div.
1983) and State v. Musto,
187 N.J. Super. 264 (Law Div. 1982),
aff'd o.b.,
188 N.J. Super. 106 (App. Div. 1983), are not
inconsistent with our disposition. Botti, like the present case,
involved a mayor who was convicted of mail fraud and tax evasion,
but the offending conduct occurred prior to his assuming office.
However, Botti held that forfeiture was warranted under
subsection (a)(1) of the forfeiture statute because Botti was
convicted of a crime involving dishonesty; the court
specifically did not resolve the question whether the
individual's conduct involved or touched on his office for
purposes of subsections (a)(2) or (d). Botti, supra, 189 N.J.
Super. at 132. Similarly, Musto involved a state senator and
mayor who was convicted of various federal offenses, including
mail fraud and tax fraud. Musto, supra, 187 N.J. Super. at 269.
However, the conduct underlying those offenses occurred while
Musto was in public office, and the Musto court's analysis was
limited to determining whether Musto's offenses would have
resulted in convictions under state law for purposes of N.J.S.A.
2C:51-2a(1), id. at 271-82, and whether the forfeiture statute
was constitutional. Id. at 282-320. The question whether the
offenses in Musto involved or touched on Musto's public offices
was not implicated in the court's review.
Without question, McCann's crimes involve dishonesty for
purposes of the forfeiture statute and properly resulted in his
forfeiture of the office of Mayor of Jersey City in 1992.
However, the standard for permanent disqualification is a higher
one, and on the record before us we conclude that N.J.S.A. 2C:51-
2d does not mandate McCann's permanent disqualification from
public office in this State.
(See footnote 2)
2
III
Nevertheless, we conclude that the disqualification
provision of the Faulkner Act, N.J.S.A. 40:69A-1 to -149 (also
known as the Optional Municipal Charter Law), bars McCann's
candidacy. The Faulkner Act is an elective statutory scheme that
authorizes participating municipalities to choose between four
plans of government that are set forth in the Act. Article 17 of
the Act contains a series of mandatory provisions that are common
to all of the optional plans, and the disqualification provision
of the Faulkner Act is one of the common provisions. It states
as follows:
Any person convicted of a crime or offense
involving moral turpitude shall be ineligible
to assume any municipal office, position or
employment in a municipality governed
pursuant to this act, and upon conviction
thereof while in office shall forfeit his
office; provided, however any person
convicted of such an offense who has achieved
a degree of rehabilitation which in the
opinion of the appointing authority and the
Civil Service Commission, as to employment
subject to the Civil Service law, indicates
his employment would not be incompatible with
the welfare of society and the aims and
objectives of the governmental agency, may be
considered eligible to apply for employment
or be continued in employment. Any person
who shall violate any of the provisions of
sections 17-14, 17-15, or 17-16 of this
article shall upon conviction thereof in a
court of competent jurisdiction forfeit his
office.
[N.J.S.A. 40:69A-166 (emphasis
added) (footnotes omitted).
(See footnote 3)
3
]
Because Jersey City is a Faulkner Act municipality, McCann is
subject to the N.J.S.A. 40:69A-166 standard. McCann concedes
that his convictions constitute crimes involving moral
turpitude for purposes of the statute. However, he argues that
the statute deprives him of equal protection of the laws in
violation of the United States and New Jersey Constitutions
because it subjects him, and other Faulkner Act candidates, to a
different standard for disqualification than the standard imposed
on municipal candidates generally pursuant to N.J.S.A. 2C:51-2d.
We hold that the disqualification standard imposed on Faulkner
Act municipalities pursuant to N.J.S.A. 40:69A-166 is supported
by sound public policy justifications and withstands
constitutional scrutiny.
A
The United States and New Jersey Constitutions impose
independent restraints on the Legislature's power to hold
citizens to different legal standards. As we noted in Drew
Associates of N.J. v. Travisano,
122 N.J. 249 (1991), [f]ederal
equal-protection analysis employs different tiers of review:
strict scrutiny when an act involves a fundamental right or a
suspect class; intermediate scrutiny when an act involves a semi-
suspect class; and minimal rational-basis scrutiny in all other
cases. Id. at 258. The federal standard for review in this
case clearly is rational basis scrutiny. That there is no
fundamental right to be a candidate for public office is well-
settled, Bullock v. Carter,
405 U.S. 134, 142-43,
92 S. Ct. 849,
855-56,
31 L. Ed.2d 92, 99 (1972); Turner v. Fouche,
396 U.S. 346,
90 S. Ct. 532,
24 L. Ed.2d 567 (1970); Matthews v. Atlantic
City,
84 N.J. 153, 168 (1980), and N.J.S.A. 40:69A-166 does not
create a suspect classification. Thus, N.J.S.A. 40:69A-166 will
violate the United States Constitution only if the
classification rests on grounds wholly irrelevant to the
achievement of the State's objective. McGowan v. Maryland,
366 U.S. 420, 425,
81 S. Ct. 1101, 1105,
6 L. Ed.2d 393, 399 (1961).
Our state equal protection standard, however, is somewhat
more stringent. We have rejected the federal multi-tiered
approach in favor of a less rigid balancing approach in which we
consider the nature of the affected right, the extent to which
the governmental restriction intrudes upon it, and the public
need for the restriction. Greenberg v. Kimmelman,
99 N.J. 552,
567 (1985). Accord Right to Choose v. Byrne,
91 N.J. 287, 309
(1982); Taxpayers Ass'n v. Weymouth Township,
80 N.J. 6, 43
(1976). We discussed our equal protection analysis in the
specific context of election restrictions in Matthews v. Atlantic
City, supra,
84 N.J. 153. In Matthews, the Court struck down a
two-year residency requirement that applied to municipalities
organized under the Walsh Act, N.J.S.A. 40:70 to 76. That
requirement stood in contrast to the vast majority of other
municipalities in the State at that time that imposed no
durational residency requirement for candidacy. Matthews,
supra, 84 N.J. at 172. The petitioner in Matthews argued,
similarly to McCann, that the more onerous residency requirement
in his municipality was not supported by a sufficient public
policy justification to satisfy equal protection standards.
The Matthews Court began its discussion of the level of
scrutiny afforded under the State equal protection standard by
noting that
the impact of a durational residency
requirement for candidates on the right to
vote, although indirect, is nevertheless a
significant intrusion into the voter's
freedom of choice. Since a residency
requirement limits the number of potential
candidates, there is an infringement of the
right to vote despite the absence of
discrimination against a particular class of
voters. At the same time, we recognize the
importance of legislative interests in
maintaining the integrity of the electoral
process.
[Id. at 169.]
The Court balanced those competing considerations by fashioning
the following standard for review: To permit the furtherance of
these interests without unduly restricting the electorate's
freedom of choice, we hold that a requirement or restriction for
candidates for elective office must be reasonably and suitably
tailored to further legitimate governmental objectives. Ibid.
In developing that standard, the Court relied in large part
on Gangemi v. Rosengard,
44 N.J. 166 (1965). In Gangemi, the
plaintiff challenged the Faulkner Act requirement that certain
Faulkner Act elected officers be registered voters for at least
two years. N.J.S.A. 40A:69A-167.1. The provision applied to
only cities exceeding 150,000 in population that adopted one of
the Act's plans. Ibid. In holding that the provision violated
equal protection principles, the Court noted that it could not
conceive a rational connection between the supposed aim of the
law and class of municipalities to which its operation is
limited. Gangemi, supra, 44 N.J. at 175.
Following Gangemi, the Matthews Court concluded that the
Walsh Act residency requirement deprived Walsh Act candidates of
equal protection. The Court recognized that durational residency
requirements serve a valid public purpose of [p]rotecting the
integrity of the ballot. Id. at 170. However, the Court found
that the justification for the residency requirement in the Walsh
Act lose[s] meaning when it is observed that the statute applies
to only 40 out of 567 municipalities in the State with commission
form of government. Id. at 171 (citing Fitzgerald, Legislative
Manual 891-904 (1980)). The Court rejected the State's argument
that the two-year requirement was justified with respect to Walsh
Act municipalities but not other forms of municipal government
because Walsh Act commissioners possessed more powers than those
in other municipalities. There has been no showing that because
of the structure of the governing body in Walsh Act
municipalities, an additional two years is reasonably necessary
for a candidate to become familiar with local problems or for the
voters to become familiar with the candidate. Id. at 172-73.
The Court concluded, therefore, that because the State failed to
provide any sound justification why municipalities under the
Walsh Act and other local forms of local government should be
treated differently, id. at 173, the Walsh Act residency
requirement was unconstitutional.
B
Examination of the Faulkner Act's delegation of powers to
municipalities in general, and mayors specifically, makes clear
that there exists, in the context of this appeal, a sound
justification for the heightened disqualification standard in
N.J.S.A. 40:69A-166. Matthews, supra, 84 N.J. at 173.
Accordingly, we are satisfied that N.J.S.A. 40:69A-166 does not
violate McCann's constitutional right to equal protection.
The Faulkner Act was created with the intent to confer upon
municipalities the greatest possible power of local self-
government consistent with the Constitution of this State. . . .
Municipalities that adopted one of the Faulkner Act plans have
been granted wide authority to determine the organization of
departments and to control personnel. Casamasino v. City of
Jersey City,
158 N.J. 333, 342-43 (1999) (citations omitted).
Accordingly, Section 30 of the Act provides:
Any specific enumeration of municipal powers
contained in this act or in any other general
law shall not be construed in any way to
limit the general description of power
contained in this article, and any such
specifically enumerated municipal powers
shall be construed as in addition and
supplementary to the powers conferred in
general terms by this article. All grants of
municipal power to municipalities governed by
an optional plan under this act, whether in
the form of specific enumeration or general
terms, shall be liberally construed, as
required by the Constitution of this State,
in favor of the municipality.
[N.J.S.A. 40:69A-30.]
Prior to the passage of the Faulkner Act, municipalities had
the option of organizing their governments according to the city,
town, borough, township, village and commission forms that
derived from English and colonial practices and were codified by
statute in the nineteenth and early twentieth centuries. See 34
New Jersey Practice, Local Government Law §§ 4.2-4.9 (Michael A.
Pane) (rev. 3d ed. 1999). The essential common feature of all
these older forms of government is that there is no distinction
between executive and administrative functions and there is no
strong chief executive. Id. at § 4.9. In 1948, the Legislature
created a nine-member Commission on Municipal Government to offer
recommendations for legislation that would move New Jersey
municipal government to a strong foundation based on institution
of the most modern forms of municipal government possible,
particularly forms in which the Chief Executive would either be a
powerful independently elected strong mayor, or a powerful
appointed professional manager. Id. at § 4.10.
The February 1950 Second Report of the Commission on
Municipal Government served as a blueprint for the Faulkner Act.
See L. 1950, c. 210 (statement) (This is the principal bill
intended to carry out the recommendations contained in the
[Report]). The second article of the Report, which concerns
municipal incorporation and powers, states that it establishes
practical inducements to charter improvement, by offering
municipalities extensive powers of local self-government and
relief from the need for specific legislative approval to
undertake new or different municipal services. New Jersey
Commission on Municipal Government, Local Self-Government: A
Proposed Optional Charter Plan (Second Report) 2 (1950). The
Report goes on to describe the New Powers enjoyed by
municipalities that elect to adopt one of the four plans
contained in the Act:
The act would grant broad new powers to
municipalities governed by any of the
optional forms:
(1) The new powers are stated in general
terms rather than by specific enumeration, so
as to provide the maximum home rule under the
new Constitution.
(2) The provisions of the new Constitution
intended to broaden the legal powers of local
government are given legislative effect.
(3) Although municipal government still
remains subject to the control of the
Legislature as required by the new
Constitution, legislative control is
expressed in a broad and complete
authorization which leaves the widest
possible discretion with each municipality to
determine the organization of its
departments, the compensation of its officers
and employees, the range and character of its
services, subject to the provisions of
general law which apply to all
municipalities.
[Id. at 3.]
As noted, the Faulkner Act creates four optional forms of
municipal government - the mayor-council plan, N.J.S.A. 40:69A-31
to -67; the council-manager plan, N.J.S.A. 40:69A-81 to -98; the
small municipality plan, N.J.S.A. 40:69A-115 to -132; and the
mayor-council-administration plan, N.J.S.A. 40:69A-149.1 to
149.16. Each Faulkner Act form of government divides up the
'bundle of rights' [afforded under the Constitution] differently,
presumably so as to be the most effective in meeting the needs of
a municipality's inhabitants. 34 New Jersey Practice, supra, §
4.15. Jersey City has adopted the Faulkner mayor-council plan.
That plan is distinguishable from the other options because it is
quite close to the presidential or gubernatorial form in its
concentration of power in the hands of a highly-visible,
independently-elected Chief Executive who has substantial power
over the administration. Ibid. The mayor in a Faulkner mayor-
council plan is elected by popular vote to a four-year term.
N.J.S.A. 40:69A-33. Once elected, the mayor is empowered to,
among other things, [s]upervise, direct and control all
departments of the municipal governments, prepare and submit the
annual budget, [s]upervise the care and custody of all municipal
property, institutions and agencies, [s]ign all contracts,
bonds or other instruments requiring the consent of the
municipality, [n]egotiate contracts for the municipality,
appoint the heads of all administrative departments, and approve
or veto all municipal ordinances. N.J.S.A. 40:69A-40, 41. In
addition, if elected council members desire to communicate with
municipal employees in a mayor-council municipality, they must do
so solely through the mayor or his designee. N.J.S.A. 40:69A-
37.1.
The mayor's authority under the Faulkner Act's mayor-council
plan is, therefore, substantial, and [i]t is no accident that
this plan has been adopted by virtually all of New Jersey's
largest municipalities _ places in which there is a need for
visible, effective leadership to pursue programs with the full
support of the administration. 34 New Jersey Practice, supra, §
4.16. It is also no accident that when the Legislature passed
the Faulkner Act, it felt compelled to qualify the broad grant of
powers to municipalities generally, and to mayors specifically,
with a heightened standard of ethical responsibility. The office
of Mayor in Jersey City, as in other large cities that have
adopted the Faulkner Act, is one of the most powerful municipal
offices in this State, created pursuant to a law that was
designed to provide municipalities with unique authority and
flexibility to organize municipal governments according to local
preferences. We are persuaded that the Act's requirement of
disqualification from municipal office for those persons
convicted of crimes involving moral turpitude, N.J.S.A. 40:69A-
166, is reasonably and suitably tailored to further [the]
legitimate governmental objective[] of ensuring that the powers
granted by the Act are exercised conscientiously. Matthews,
supra, 84 N.J. at 169.
Our conclusion is reinforced by consideration of the
historical relationship between N.J.S.A. 40:69A-166 and the
forfeiture statute in the criminal code. At the time the
Faulkner Act was passed, the forfeiture statute provided as
follows:
Any person holding an office, elective or
appointive, under this State, or any county
or municipality thereof, who shall be
convicted upon, or who shall plead guilty,
non vult or nolo contendere to, an indictment
or allegation charging such person with the
commission of a misdemeanor or high
misdemeanor touching the administration of
his office, or which involves moral
turpitude, shall forfeit such office and
cease to hold the same from the date of such
conviction or entry of such plea as
aforesaid.
[L. 1913, c. 74, § 1.]
Thus, at the time the Faulkner Act was passed, the forfeiture
statute apparently mandated that a person in McCann's position,
who committed an offense involving moral turpitude that
resulted in forfeiture, would be precluded from holding that
specific office again. That provision of the forfeiture statute
would have produced the same result as now confronts McCann under
the Faulkner Act. To conclude that the Faulkner Act would have
been constitutional when it was adopted, but was then rendered
unconstitutional when the Legislature narrowed the scope of the
forfeiture statute by enacting N.J.S.A. 2C:51-2 in its present
form, would indeed be peculiar. A State need not run the risk
of losing an entire [legislative] scheme simply because it
failed, through inadvertence or otherwise, to cover every evil
that might conceivably have been attacked. McDonald v. Bd. of
Election Comm'rs,
394 U.S. 802, 808-09,
89 S. Ct. 1404,
22 L. Ed.2d 739 (1969). Rather, a legislature may regulate one step at a
time, addressing itself to the phase of the problem which seems
most acute to the legislative mind. Williamson v. Lee Optical
Co.,
348 U.S. 483, 489,
75 S. Ct. 461, 465,
99 L. Ed. 563, 573
(1955). The Legislature's action in amending the forfeiture
statute cannot serve as a basis for rendering unconstitutional a
provision of the Faulkner Act that clearly was constitutional
prior to the Legislature's action.
Finally, we note the dissent's argument that N.J.S.A.
40:69A-166 does not support a rational state interest because,
although it might be rational as applied to powerful public
offices such as Mayor of Jersey City, the statute extends further
and applies to all municipal positions in Faulkner Act
jurisdictions, including positions that do not involve the
exercise of unique authority. Post at ___ (slip op. at 14-16).
In advancing that argument, the dissent discounts the
unprecedented flexibility in organizing the operations of
municipal government that the Faulkner Act bestowed on officials
at the municipal level. We find that the Legislature's
insistence that higher ethical standards accompany those powers
of organization is a reasonable one. On a more basic level,
however, we emphasize that McCann was not running for a seat on a
municipal council, or for the office of mayor in a municipality
where the mayor's powers are relatively limited. McCann sought
election to the office of Mayor of Jersey City, a municipality
that bestows the maximum power on its chief executive office that
is authorized by statute. We are mindful of the dissent's
concern that the Faulkner Act might pose closer constitutional
questions as applied to less influential municipal offices, but
we need decide only the case before us. The Faulkner Act does
not violate McCann's right to equal protection of the laws.
IV
In accordance with our April 5, 2001 order, we affirm, as
modified, the judgment of the Appellate Division.
JUSTICE ZAZZALI joins in JUSTICE STEIN'S opinion. JUSTICE
COLEMAN filed a separate opinion joining in Point III of Justice
Stein's opinion and dissenting from Point II. JUSTICES LONG and
LaVECCHIA filed a separate opinion concurring in part and
dissenting in part. CHIEF JUSTICE PORITZ and JUSTICE VERNIERO
did not participate.
SUPREME COURT OF NEW JERSEY
A-
92 September Term 2000
GERALD McCANN,
Plaintiff-Appellant,
v.
CLERK OF THE CITY OF JERSEY
CITY,
Defendant,
and
LOUIS MANZO,
Defendant-Intervenor-
Respondent.
COLEMAN, J., concurring in part and dissenting in part.
I concur in the Court's determination in Point III of its
opinion that petitioner Gerald McCann is barred by the Faulkner
Act, N.J.S.A. 40:69A-166, from becoming a candidate for the
office of Mayor of the City of Jersey City. I disagree with the
Court's conclusion in Point II that the New Jersey Code of
Criminal Justice's disqualification provision, N.J.S.A. 2C:51-2d,
does not similarly bar him from running for the office of Mayor.
I would, therefore, affirm the judgment of the Appellate Division
barring his candidacy under both statutory schemes substantially
for the reasons expressed by Judge Petrella in his well-reasoned
opinion.
SUPREME COURT OF NEW JERSEY
A-
92 September Term 2000
GERALD McCANN,
Plaintiff-Respondent,
v.
CLERK OF THE CITY OF JERSEY CITY,
Defendant-Respondent,
and
LOUIS MANZO,
Intervenor-Defendant-Appellant.
___________________________________
LONG and LaVECCHIA, J.J., concurring and dissenting.
We would reverse the judgment of the Appellate Division
substantially for the reasons expressed in the persuasive opinion
of Judge D'Italia. The trial court granted judgment to
plaintiff, Gerald McCann directing the City Clerk to process in
accordance with applicable law McCann's petition to be a
candidate for Mayor of Jersey City in the May 8, 2001 nonpartisan
election. The court concluded that although McCann's earlier
conviction, while serving as mayor of Jersey City in 1991,
warranted his removal from office, it did not work a permanent
disqualification under the Forfeiture Act, N.J.S.A. 2C:51-2.
According to the trial court that disability is reserved for
those whose criminal conviction is for an offense involving or
touching on his public office, position or employment. N.J.S.A.
2C:51-2d. The court found that because the acts that formed the
basis of the crime were committed before McCann became mayor, his
crime did not touch or involve his office.
The trial court also considered the alternative grounds
urged as a bar to McCann's holding public office: the forfeiture
provision of the Faulkner Act, N.J.S.A. 40:69A-166. That section
provides:
Any person convicted of a crime or offense
involving moral turpitude shall be ineligible
to assume any municipal office, position or
employment in a municipality governed
pursuant to this act, and upon conviction
thereof while in office shall forfeit his
office . . . .
The trial court concluded that the Faulkner Act's forfeiture
provision is applicable on its face because Jersey City is a
Faulkner Act municipality and McCann's crimes certainly involved
moral turpitude. However, relying on Matthews v. City of
Atlantic City,
84 N.J. 153 (1980), and Gangemi v. Rosengard,
44 N.J. 166 (1965), the court concluded that N.J.S.A. 40:69A-166 is
unconstitutional as applied to McCann. The statute was found to
violate equal protection because it subjects candidates for mayor
in Faulkner Act municipalities to stricter eligibility
requirements than are applicable in other municipalities with no
discernible and persuasive justification for the disparate
treatment.
On appeal by Louis Manzo, a rival candidate for mayor, the
Appellate Division reversed on both grounds. Notwithstanding
that McCann's criminal conduct took place before he became mayor,
the court concluded that his conviction nonetheless touched on
his public office because the conviction occurred while McCann
held public office and because his offenses were of such
character as to demonstrate his untrustworthiness and disrespect
for government agencies, thereby rendering suspect any future
service by McCann to the State or its subdivisions in any
capacity. ___ N.J. Super. ___ (App. Div. 2001) (Slip op. at 14-
15). The Appellate Division also concluded that the Faulkner Act
bars McCann from again holding public office in Jersey City.
The matter comes before the Court on an emergent appeal by
McCann. The Court has rejected his appeal by the slimmest of
margins, three to two. Two members of the three person majority
have rejected the argument that McCann is ineligible to be a
candidate for the office of mayor of Jersey City by dint of the
Forfeiture Act, N.J.S.A. 2C:51-2d. We concur in their
disposition of that issue. We dissent, however, from the holding
of the majority that the Faulkner Act's forfeiture provision
disqualifies McCann, for all time, from holding public office or
employment in -- and only in -- Faulkner Act municipalities
because his criminal activities constituted crimes of moral
turpitude. We write to add the following.
I.
The contention is that a criminal act must be considered to
touch an office if the conviction of criminality occurs during
the occupancy of public office by the felon, and if the
underlying crime is such as to reflect so adversely on the
character and integrity of the actor that no reasonable person
would be confident in his ever again wielding government power.
That argument is flawed in several respects.
First, the argument does not fit the language, design, and
legislative intent underlying N.J.S.A. 2C:51-2d. N.J.S.A. 2C:51-
2 requires the forfeiture of office when the holder is convicted
of a crime of dishonesty, whether or not the criminal act takes
place during the period of office holding. N.J.S.A. 2C:51-2a(1).
By its own terms, the person convicted must be in office at the
time of conviction. Otherwise, there is nothing to forfeit.
That is the extent of the congruity of office holding and
conviction in N.J.S.A. 2C:51-2. There is nothing in the language
of the statute to indicate that the Legislature intended that the
coincidence of office holding and conviction should have
consequence beyond forfeiture of present office, namely the
future ineligibility to hold office under subsection d. That is
not what the Legislature intended by its use of the phrase
involving or touching on his public office.
The legislative intent in using that phrase was obviously to
differentiate between those convicted of crimes of dishonesty
during office, N.J.S.A. 2C:51-2a(1), who forfeit that office upon
conviction, and those convicted of an offense involving or
touching such office, position or employment, who not only
forfeit that office upon conviction, N.J.S.A. 2C:51-2a(2), but
are thereafter precluded from again holding public office,
N.J.S.A. 2C:51-2d. The Appellate Division's expansive reading of
the phrase touching on his public office renders N.J.S.A.
2C:51-2a(2) mere surplusage because it would not matter whether a
crime of dishonesty actually employed the trappings of office in
its execution if the same result obtained: permanent preclusion
from future office holding under N.J.S.A. 2C:51-2d. The
Legislature obviously intended to distinguish between two classes
of felons, those who commit dishonest acts, and those who use
their office to do so. We must respect that legislative
classification because the distinction it makes seems both
sensible and real. Taxpayers Ass'n of Weymouth Township v.
Weymouth Township,
80 N.J. 6, 43 (1976), cert. denied sub nom.,
Feldman v. Weymouth Township,
430 U.S. 977,
97 S. Ct. 1672,
52 L.
Ed.2d 373 (1977) (concluding that New Jersey has always
required a real and substantial relationship between the
classification and the governmental purpose which it purportedly
serves).
We decline to blur, indeed obliterate, the distinction.
Yet, that is the result of the Appellate Division's holding,
which, we note, resorts to our prior decision in Moore v. Youth
Corrections Institute,
119 N.J. 256, 269 (1990), as support for
its view, although a fair reading of that case reveals that it,
like State v. Botti,
189 N.J. Super. 127 (Law Div. 1983), is
indeed entirely distinguishable on its facts. Instead, we read
the statute sensibly, and give effect to its plain meaning.
Merin v. Maglacki,
126 N.J. 430, 435 (1992) (stating that
primary task for the Court is to 'effectuate the legislative
intent in light of the language used and the objects sought to be
achieved') (quoting State v. Maguire,
84 N.J. 508, 514 (1980));
Watt v. Mayor and Council of Borough of Franklin,
21 N.J. 274,
277 (1956) (declaring that it is the function of the court to
ascertain the intention of the legislature from the plain meaning
of the statute and to apply it to the facts as it finds them).
We therefore concur with Justices Stein and Zazzali concerning
the application of the Forfeiture Act.
II.
The disqualification provision of the Faulkner Act provides:
Any person convicted of a crime or offense
involving moral turpitude shall be ineligible
to assume any municipal office, position or
employment in a municipality governed
pursuant to this act, and upon conviction
thereof while in office shall forfeit his
office; provided, however any person
convicted of such an offense who has achieved
a degree of rehabilitation which in the
opinion of the appointing authority and the
Civil Service Commission, as to employment
subject to the Civil Service law, indicates
his employment would not be incompatible with
the welfare of society and the aims and
objectives of the governmental agency, may be
considered eligible to apply for employment
or be continued in employment. Any person
who shall violate any of the provisions of
sections 17-14, 17-15, or 17-16 of this
article shall upon conviction thereof in a
court of competent jurisdiction forfeit his
office.
[N.J.S.A. 40:69A-166 (emphasis added)
(footnotes omitted).]
The Faulkner Act, which was enacted in 1950, applies to only 127
of the State's 566 municipalities. Given the inapplicability of
the Forfeiture Act's prohibition on future office holding, McCann
could be a candidate in the other 439 municipalities, assuming he
satisfied other requirements. The State is thus called upon to
explain the reasons and justification for the differing treatment
between municipalities.
Under our Constitution, because a heightened bar to
eligibility for office holding impacts indirectly on the right to
vote, the proffered justification must be supported by something more than mere rationality. Matthews v. City of Atlantic City, supra, 84 N.J. at 168. Rather, a requirement or restriction for candidates for elective office must be reasonably and suitably tailored to further legitimate governmental objectives. Id. at 169; see also Gangemi v. Rosengard, supra, 44 N.J. at 175 (striking as unconstitutional under the equal protection clause, Faulkner Act requirement that elected officers in cities of the first class be registered voters for at least two years, whereas elected officers in other Faulkner Act municipalities were not subject to such a durational requirement). That is the equal protection test we employ under our State Constitution. Greenberg v. Kimmelman, 99 N.J. 552, 567 (1985) (stating that [i]n striking the balance, we have considered the nature of the affected right, the extent to which the governmental restriction intrudes upon it, and the public need for the restriction); State in the Interest of L.M., 229 N.J. Super. 88, 97 (App. Div. 1988) (stating that focus is on whether an appropriate governmental interest is suitably furthered by the disparate treatment embodied in the action complained of) (citing Barone v. Department of Human Servs., 107 N.J. 355, 36