SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-4151-96T1
GERALD McCANN,
Plaintiff-Appellant,
v.
SUPERINTENDENT OF ELECTIONS
OF HUDSON COUNTY and CLERK
OF THE CITY OF JERSEY CITY,
Defendants-Respondents.
___________________________________
Argued: April 7, 1997 - Decided: April 7, 1997
Opinion Filed: April 8, 1997
Before Judges Havey, Brochin and Kestin.
On appeal from the Superior Court of New Jersey,
Chancery Division, General Equity Part, Hudson County.
(Opinion reported at ___ N.J. Super. ___.)
Jan Alan Brody argued the cause for appellant
(Carella, Byrne, Bain, Gilfillan, Cecchi, Stewart
& Olstein, attorneys; Mr. Brody and Kenneth L.
Winters, on the brief).
Mark J. Fleming, Assistant Attorney General,
argued the cause for respondent Superintendent
(Peter Verniero, Attorney General, attorney;
Jaynee LaVecchia, Assistant Attorney General,
of counsel; Mr. Fleming, on the brief).
Daniel W. Sexton, Assistant Corporation Counsel,
argued the cause for respondent Clerk.
The opinion of the court was delivered by
KESTIN, J.A.D.
This matter arises on plaintiff's emergent application for a stay pending appeal and for expedited consideration of the appeal.
The question is whether plaintiff is eligible to be a candidate for
the office of Mayor of Jersey City in the May 13, 1997 election.
Plaintiff commenced the action in the Chancery Division on
March 31, 1997 by complaint and order to show cause with temporary
restraints, after he had been declared disqualified to vote
pursuant to N.J.S.A. 19:4-1(8). That determination invalidated
plaintiff's candidacy. See N.J.S.A. 10:1-1. On April 4, the
matter was argued before the trial court and decided on the record.
The order to show cause was discharged, the temporary restraints
were vacated, and the complaint was dismissed. The trial judge
announced that a stay would be granted until 4:00 p.m. on April 7
in order to afford plaintiff an opportunity to appeal.
The trial court's formal orders were entered on April 7. On
the same day, plaintiff's notice of appeal and application for
emergent relief were filed, and we heard oral argument by
telephone. The parties informed us that they were prepared to
submit the appeal on the basis of their written and oral arguments
on the emergent application and the record. After full
consideration of the arguments advanced and the record, we entered
an order accelerating the appeal, summarily affirming the trial
court, and dismissing as moot the motion for a stay pending appeal.
We are in substantial agreement with the reasons for decision
articulated by Judge D'Italia in his April 4, 1997 opinion, ___
N.J. Super. ___ (Ch. Div. 1997). We add some further observations.
N.J.S.A. 19:4-1(8) disqualifies from suffrage any person
Who is serving a sentence or is on parole or
probation as the result of a conviction of any
indictable offense under the laws of this or another
State or the United States.
We regard as reasonable Judge D'Italia's conclusion that there are
essential similarities between the federal supervised release
program (the program), in which plaintiff is presently enrolled,
and parole as it is known on the State level. Further, the program
also appears to embody many of the elemental qualities of probation
as we know it. The sentence imposed upon plaintiff in the United
States District Court may be seen to have been a split sentence
beginning with a term of imprisonment, followed by a term of
supervised release. Service of that sentence will not be completed
until all the requirements imposed have been consummated. Clearly,
one of the basic features of the statute's suffrage
disqualification is that restoration of voter status is withheld
until the full rehabilitative design of a criminal sentence is
achieved, i.e., until all the constituent requirements of the
sentence imposed on a criminal conviction have been fulfilled. Cf.
State v. Musto,
188 N.J. Super. 106, 107-08 (App. Div. 1983).
Affirmed.
__________________________________
SUPERIOR COURT OF NEW JERSEY
GERALD McCANN, : CHANCERY DIVISION
HUDSON COUNTY
Plaintiff, :
DOCKET NO. C-38-97
vs. :
SUPERINTENDENT OF ELECTIONS : OPINION
OF HUDSON COUNTY and CLERK
OF THE CITY OF JERSEY CITY, :
Defendants :
_________________________________
Decided: April 4, 1997
Jan Alan Brody for plaintiff
(Carella, Byrne, Bain, Gilfillan, Cecchi,
Stewart & Olstein, attorneys)
Mark J. Fleming, Assistant Attorney General
for defendant Superintendent of Elections
(Peter Verniero, Attorney General of New Jersey)
Daniel W. Sexton, Assistant Corporation Counsel
for defendant Clerk of the City of Jersey City
(Sean Connelly, Corporation Counsel for City of Jersey City)
D'ITALIA, A.J.S.C.
The issue before the Court is whether N.J.S.A. 19:4-1(8),
which denies suffrage to any person "[w]ho is serving a sentence or
is on parole or probation as the result of any
indictable offense under the laws of this or another state or of
the United States" applies to a person on "supervised release"
pursuant to the sentence of a federal court.
This action was instituted by Gerald McCann, a former mayor
and current candidate for Mayor of the City of Jersey City. In
December 1991, McCann was convicted in the United States District
Court for the District of New Jersey on fifteen counts of mail
fraud, wire fraud, false statements to a bank, false statements to
the Internal Revenue Service, income tax evasion and failure to
file a tax return.
As a result of his conviction, McCann could not complete his
term as Mayor. By order of this court dated February 7, 1992, on
motion of the Attorney General of New Jersey, his position as Mayor
was declared forfeit pursuant to N.J.S.A. 2C:51-2(a)(1). That
statute provides for the forfeiture of any public office in this
state upon conviction of an offense involving dishonesty or a crime
of the third degree or above or the conviction of an equivalent
offense under federal law.
McCann was sentenced by the Hon. John C. Lifland, U.S.D.J., on
June 24, 1992. On several counts, he was sentenced under the pre-1987 federal guidelines to concurrent terms of thirty-three months
each. With respect to these counts, he was eligible for parole
after elevation months. On four counts, McCann was sentenced under
the 1987 federal sentencing guidelines, pursuant to which parole
was inapplicable, having been abolished. McCann was sentenced on
each of these four counts to thirty-three months imprisonment and,
upon release from imprisonment, supervised release for a term of
three years, all sentences to run
concurrently. McCann actually served twenty eight and one-half
months imprisonment and was released to a halfway house in October
1994. In February 1995, he was released from imprisonment and
commenced to serve the supervised release part of his sentence.
His supervised release will terminate in about February 1998.
McCann had originally registered to vote in Hudson County on
September 26, 1973. As a result of his conviction and sentence,
McCann's registration was removed from the active file by the
Hudson County Superintendent of Elections. See, N.J.S.A. 19:31-17.
McCann re-registered as a Hudson County voter on September 19,
1995. The Superintendent has certified that McCann's re-registration was accepted without objection because she was unaware
of his status as a supervised releasee. Since then, McCann has
voted in the November 1995 County Executive election, the April
1996 Jersey City School Board election, the June 1996 presidential
primary, and the November 1996 presidential election.
In February 1997, McCann announced that he was running for
Mayor of Jersey City. On March 24, 1997, McCann was advised by the
City Clerk that his nominating petitions included the required
number of signatures and that his name would appear on the ballot
for the May 13, 1997 election. In the interim, the Superintendent
had come into possession of a copy of McCann's judgment of
conviction and learned that he was serving the supervised release
term of his sentence. She sought the advice of the Attorney
General. By letter dated March 24, 1997, the Attorney General
advised the Superintendent that the federal supervised release
program "is substantially equivalent to parole" and is, therefore,
"a criminal disqualification barring eligibility for voter
registration and the exercise of the franchise." The letter
concluded that "McCann is neither entitled to register to vote nor
eligible to vote and that his registration records should be
removed from active status", citing N.J.S.A. 19:4-1 and 19:31-17.
On about March 31, 1997, the Superintendent complied with the
Attorney General's direction. N.J.S.A. 10:1.1 provides that the
right of a citizen of this State to hold office is coextensive with
the right to vote.See footnote 1 Thus, the removal of McCann's registration
disqualified him as a mayoral candidate. The drawing for ballot
positions for the mayoral election was scheduled for April 1, 1997.
On March 31, 1997, McCann instituted this action to retain his
status as a registered voter. This court entered an order of
temporary restraint restoring McCann to the list of registered
voters and delaying the drawing for ballot positions until today.
The denial of suffrage is a matter of extreme gravity, made
more so in this case because of its consequential effect of
disqualifying McCann in his bid to be reelected as mayor and
denying the voters of the City the opportunity to cast their
ballots for him. More significantly, the position taken by the
Attorney General disenfranchises all those persons otherwise
qualified to vote who are now or will in the future be under
sentence for a term of supervised release. The record is silent
regarding how supervised releasees have been treated by voter
registration authorities for the near decade that the program has
been in existence.See footnote 2
The issue before the Court is one of statutory construction:
whether serving a term of supervised release constitutes "serving
a sentence" or being "on parole" within the contemplation of
N.J.S.A. 19:4-1(8). The issue cannot be addressed without explicit
recognition of the importance of the right abrogated by the
election law. In Gangemi v. Rosengard,
44 N.J 166, 170 (1965),
Chief Justice Weintraub wrote:
Thus, despite an impoverished beginning, the
right to vote has taken its place among our
great values. Indeed the fact that the voting
franchise was hoarded so many years testifies
to its exalted position in the real scheme of
things. It is the citizen's sword and shield.
'Other rights, even the most basic, are
illusory if the right to vote is undermined.'
[citation omitted] It is the keystone of a
truly democratic society.
And the right to vote would be empty indeed if
it did not include the right of choice for
whom to vote.
Nonetheless, the right to vote is not absolute. The New Jersey Constitution establishes voter qualifications and, in Article 2, par. 7, provides that: "The Legislature may pass laws to
deprive persons of the right of suffrage who shall be convicted of
such crimes as it may designate." N.J. Const. art. II, ¶ 7.
Given the exalted nature of the voting franchise, it is
appropriate that legislation in derogation of that right be
narrowly construed. Stated otherwise, "election laws must be
liberally construed to effectuate the overriding public policy in
favor of the enfranchisement of voters." Afran v. County of
Somerset,
244 N.J. Super 229, 232 (App. Div. 1990). Nonetheless,
even "strict construction does not mean that manifestations of the
Legislature's intention should be disregarded." State v. Edwards,
28 N.J 292, 298 (1958). All rules of construction are subordinate
to the goal of determining legislative intent. State v.
Provenzano,
34 N.J 318, 322 (1961). Our Supreme Court has made
clear that, in resolving problems of legislative intent, the
approach cannot be the mere mechanical selection and application of
a cannon or maxim of statutory construction and the mouthing of it
as the reason for the result reached. Our approach should be "to
seek the sense of the situation." Clifton v. Zweir,
36 N.J 309,
323 (1962). The task of the court is "to determine what sensible
legislators would wish that a court should do," Johns-Manville
Prods. Corp. v. Dronebarger,
211 N.J. Super 520, 525 (Law Div.
1986) or, as stated more eloquently by Judge Cardozo:
When all the world can see what sensible
legislators in such a contingency would wish
that we should do, we are not to close our
eyes as judges to what we must perceive as
men.
People v. Knapp, 230 NY 48, 63, 129 N.E 202, 208 (Ct. of App. 1920, cert. den. sub nom State Tax Comm'r v. New York Ex Rel Alpha
Portland Cement Co.,
256 U.S 702,
41 S.Ct 624,
65 L.Ed 1179
(1921)
The sense of the situation obliges this court to conclude that the Legislature intended to deny suffrage to all persons serving the supervised release component of a sentence for conviction of a federal indictable offense. Supervised release subjects the offender to a post incarceration series of conditions for a specific term, the violation of which places the offender at risk of reincarceration. It is in all significant respects the equivalent of parole. Supervised release is a sentencing option accorded to federal judges by the Sentencing Reform Act, 18 U.S.C.A. §3551 to 3673. It applies to federal offenses committed after November 1, 1987. The Act evolved from Congress' dissatisfaction with a system of indeterminate sentencing supplemented by utilization of the parole system to determine when an offender should be returned to society under the guidance and control of a parole officer. Mistretta v. U.S., 488 U.S 361, 109 S.Ct 647, 102 L.Ed 2d 714 (1989). The perceived flaws in the system were unwarranted disparity in sentencing and uncertainty about the length of time offenders would spend in prison. See, S.Rep. No. 225, 98th Cong., 2d Sess. (1983), reprinted in 1 984 U.S.C.C.A.N. 3182, 3232 [hereinafter Report]. These were the result in large measure of the division of authority between the sentencing judge and the parole officer, who often worked at cross purposes. Ibid; Mistretta, supra, 488 U.S. at 366, 109 S.Ct. at
652,
102 L.Ed 2d at 727. Congress responded with a system of
sentencing that eliminated the early release of offenders on parole
but added a requirement that the judge, at time of sentencing,
decide whether a defendant sentenced to a term of imprisonment will
need post release supervision and what the conditions of that
release should be. Report, supra, at 3239.
Thus, 18 U.S.C.A. §3583(a) provides that the court, in imposing a sentence to a term of imprisonment for a felony or misdemeanor, may include as part of the sentence a requirement that the defendant be placed on a term of supervised release after imprisonment. For Class A or Class B felonies, the term of supervised release should not exceed five years. For Class C or D felonies, the maximum term of supervised release is three years. 18 U.S.C.A. §3583(b). The Court order is required to state as an explicit condition of supervised release that the defendant not commit another crime during the term of supervision and that he submit to a drug test within fifteen days of release and at least two periodic drug tests thereafter. The court may impose as additional conditions any of the broad panoply of discretionary conditions applicable to probation and any other condition it considers to be appropriate. The court may revoke a term of supervised release and require the defendant to serve in prison all or part of the term of supervised release authorized by statute for the offense that resulted in the term of supervised release without
credit for time previously served on post release supervision. 18
U.S.C.A. §3583(e).
A prisoner whose sentence includes a term of supervised
release after imprisonment is released to the Bureau of Prisons to
the supervision of a probation officer who, during the term
imposed, supervises the offender to the degree warranted by the
conditions specified by the sentencing court. 18 U.S.C.A.
§3624(e).
There can be no argument with the fact that a supervised
releasee is "serving a sentence." McCann argues, however, that
those words must be understood in the context of
N.J.S.A. 19:4-1(8) to mean "serving a sentence of incarceration" else the additional references to probation and parole are rendered surplusage. Such a restrictive reading is neither required nor appropriate. The phrase "serving a sentence" has an independent, plain and common meaning inclusive of a variety of sentencing options. The restrictive interpretation for which McCann argues could have been expressed clearly and succinctly by the Legislature had that been its intent. "It is a settled rule of statutory construction that if the language chosen by the legislature is plain and the result is not contrary to obvious legislative intent, 'the sole function of the court is to enforce it according to its terms'." State v. Maguire, 84 N.J. 508, 528 (1980) (quoting, Sheeran v. National Mutual Ins. Co., Inc., 80 N.J 548, 556 (1979). The Legislature could have said, "No person shall have right of
suffrage who is incarcerated, or is on parole or probation." It
did not choose those words.
At bottom, statutes are to be interpreted in a manner that
"effectuate[s] the legislative intent in light of the language used
and the objects sought to be achieved." Id. at 514. New Jersey
has a history of denying suffrage to felons dating back at least to
its 1844 Constitution. See, Stephans v. Yeomans,
327 F.Supp 1182
(D.N.J. 1970). The purpose of disenfranchisement has to do with
maintaining the purity of the electoral process. Ibid; Application
of Marino,
23 N.J. Misc 159 (Com. Pl. 1945). Thus, the objective
of the Legislature must be seen as excluding from the electoral
process those deemed untrustworthy, i.e., persons under sentence
for an indictable offense, whether on probation, parole, or the
equivalent of those programs under the laws of another
jurisdiction.See footnote 3 McCann's status as one under federal sentence of
supervised release on a host of indictable offenses falls within
the ambit of legislative intent.
This conclusion is reinforced by examination of the nature of
supervised release and its kinship with parole. First, however,
disposition must be made of McCann's argument that supervised
release, being unknown at the time the election law was amended
in 1971, could not have been within the contemplation of the
Legislature. The argument would be stronger had parole been
abolished by the Congress prior to our Legislature's 1971 amendment
to the election laws. The failure in that circumstance to address
a significant modification of the federal sentencing scheme would
be of arguable moment. As it stands, however, the abolition of
federal parole and the introduction of supervised release sixteen
years after the amendment to N.J.S.A. 19:4-1 requires invocation of
the doctrine of probable intent. In AMN, Inc. v. South Brunswick
Tp. Rent Leveling Bd.,
93 N.J 518, 525 (1983) our Supreme Court
held:
[W]here it is clear that the drafters of a
statute did not consider or even contemplate a
specific situation, this Court has adopted as
an established rule of statutory construction
the policy of interpreting the statute
"consonant with the probable intent of the
draftsmen 'had he anticipated the situation at
hand.'" [citations omitted]. Such an
interpretation will not "turn on literalisms,
technisms or the so-called rules of
interpretation; [rather] it will justly turn
on the breadth of the objectives of the
legislation and the commonsense of the
situation." [citation omitted]
The doctrine is consonant with the proposition that "the reach
of a statute is not limited to situations existing at the time of
its adoption." Amarada Hess Corp. v. Div. Of Tax.,
107 N.J 307,
336 (1987), aff'd,
490 U.S 66,
109 S.Ct 1617,
104 L.Ed 2d 58
(1989).
Returning to an examination of supervised release and parole
or, for that matter, probation, it is clear that their differences
are, in many ways, formal and technical. A New Jersey parolee
remains in the legal custody of an executive branch official, the
Commissioner of Corrections; the Parole Board determines release
date and adjudicates violations of the conditions of release. A
federal releasee is under the supervision of a probation officer,
who is in the judicial branch. Violations are determined by the
sentencing judge. Parole serves to reduce time spent in prison but
does not shorten the term of the sentence. Where parole is
revoked, the parolee receives credit for street time; the term of
the sentence is not lengthened. See generally, "Parole Act of
1979," N.J.S.A. 30:4-123.45 to 30:4-123.69. Supervised release is
punishment in addition to the term of incarceration; it is imposed
at the time of sentence. Revocation may result in the term of
supervised release being converted to a custodial term without
credit for street time. 18 U.S.C.A. §3583(e)(3). It is, in that
respect, more onerous than parole.
In their purpose and impact on the lives of those sentenced,
the differences between parole and supervised release are
insubstantial. Both are periods of restricted freedom subsequent
to a period of incarceration during which time the offender is
under supervision and must comply with a number of conditions at
peril of being reincarcerated. Probation is similar. It need not
follow a period of incarceration, but under New Jersey's split
sentencing scheme frequently does.
The Senate Report on the Sentencing Reform Act states:
In effect, the term of supervised release
provided by the Bill, takes the place of
parole supervision under current law. Unlike
current law, however, probation officers will
only be supervising those releasees from
prison who actually need supervision, and
every releasee who does need supervision will
receive it. The term of supervised release is
very similar to a term of probation, except
that it follows a term of imprisonment and may
not be imposed for purposes of punishment or
incapacitation since those purposes will have
been served to the extent necessary by the
term of imprisonment.
[Report, supra, at 3308]
It is interesting to compare this statement and the mandatory
conditions attached to supervised release with N.J.S.A. 30:4-123.53(a), which provides that the likelihood of future criminal
conduct is the determinative factor in deciding parole eligibility
and N.J.S.A. 30:4-123.59(b) which provides that parole conditions
shall include, among other things, that a parolee comply with all
laws and refrain from committing any crime. New Jersey Bureau of
Parole Internal Standard 101.1 states that parole:
...is a penalogical measure designed to
facilitate the transition of the offender from
the highly controlled life of the penal or
correctional institution to the freedom of
community living. It is not intended as a
gesture of leniency or forgiveness. It also
involves a particular kind of supervision
involving guidance and assistance which sets
it apart from typical police functions. ***
Parole offers a means of protection to society
from further criminal activity on the part of
the parolee.
Descriptions of supervised release echo these concepts. In United States v. Vallejo, 69 F.3d 992, 994 (9th Cir. 1995), cert.
denied, ___ U.S. ___,
116 S.Ct 1447,
134 L.Ed 2d 567 (1996), the
Court stated:
[T]he purpose of supervised release [is] to
protect the public and 'to facilitate the
reintegration of the defendant into the
community....' United States Sentencing
Commission, Guidelines Manual §5D1.1 comment
(n.2) (Nov.1992). See also USSG §5D1.3(b)(2)
(stating that supervised release conditions
may be imposed 'to afford adequate deterrence
to criminal conduct, to protect the public
from further crimes of the defendant, and to
provide the defendant with needed education or
vocational training, medical care, or other
correctional treatment in the most effective
manner.')
Finally, in United States v. Paskow, 11 F.3d. 873,882 (9th
Cir. 1993), the Court of Appeals held that "there is no difference
for ex post facto purposes between parole and supervised release.
Each is a component of the defendant's sentence." The Court's
conclusion was based upon its findings that:
Supervised release and parole are virtually
identical systems. Under each, a defendant
serves a portion of a sentence in prison and a
portion under supervision outside prison
walls. If a defendant violates the terms of
his release, he may be incarcerated once more
under the terms of his original sentence.
More specifically, a defendant's original
sentence determines the length of the term of
parole (indirectly) or supervised release
(directly). It is also the original sentence
that establishes how long the defendant may be
required to serve following revocation in the
case of both parole and supervised release
violations. Finally, it is the original
sentence that is executed when the defendant
is returned to prison after a violation of the
terms of both parole and supervised release.
[Id. at 881 (footnote omitted)].
The common sense of the situation is clear. Parole and
supervised release are functional equivalents for purposes of the
application of N.J.S.A. 19:4-1(8). Allowing supervised releasees
to avoid the onus which the statute places on any person who is
serving a sentence or is on parole or probation as the result of
any indictable offense under the laws of this state or of the
United States subverts the legislative intent. Not every person
convicted under federal law receives a term of supervised release
in addition to a term of incarceration -- only those whom the judge
determines require it. It would be anomalous to conclude that
those offenders singled out for this treatment may avoid
consequences attendant upon parolees.
Plaintiff's claim of selective enforcement is unsupported. It
appears that the Attorney General has never considered the issue
before the court until McCann's candidacy brought it to the fore.
There is no evidence of the existence of a deliberate policy of
non-enforcement. Abrahams v. Civil Service Commission,
65 N.J 61,
74-75 (1974).
Plaintiff's order to show cause is discharged. Restraints
previously imposed are vacated. The complaint is dismissed.
____________________________________
ARTHUR N. D'ITALIA, A.J.S.C.
Footnote: 1 1. N.J.S.A. 40A:9-1.13 provides that no person shall be eligible to become a candidate for any local elective office unless registered to vote in the local unit to which the office pertains. Footnote: 2 2. The Assistant Attorney General charged with responsibility for this matter has represented on the record that McCann's registration is the very first occasion that the Attorney General has had to consider the question whether a supervised releasee is eligible to vote. While that seems unlikely at first blush, the supervised release program applies only to offenses committed after November 1, 1987. How many New Jersey residents have voted or attempted to vote while on supervised release since then is unknown. The Attorney General made no effort to canvass county officials charged with maintaining voter records to determine how they may have dealt with the issue, if at all. Footnote: 33. Hitchner v. Cumberland County Bd. Of Elections, 163 N.J. Super 560 (Cty. Ct. 1978) held that an offender sentenced to a term of imprisonment was permitted to vote at an election that occurred prior to his surrender date. The result seems inconsistent with the legislative purpose. Why would the Legislature intend to disenfranchise an offender who has had the rehabilitative benefits of incarceration, such as they might be, and who is in transition back to community life under supervision (parole) but not intend to disenfranchise the sentenced offender on route to prison? Excessively narrow readings of legislation can lead to anomalous results.