NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2528-98T5
GREEN TOWNSHIP EDUCATION ASSOCIATION,
Plaintiff-Appellant,
v.
STEPHEN P. ROWE, DAVID BRADY, RONALD
PARKS, MARK GRAHAM, MELINDA McCOY
MILLER, JOHN McDERMOTT, DOREEN SCHAFFFER,
DENISE SHEEHAN, AMY STEWART, KEN SWISHER
and GREEN TOWNSHIP BOARD OF EDUCATION,
Defendants-Respondents.
__________________________________________
Submitted February 2, 2000 - Decided February 28, 2000
Before Judges Baime, Eichen and Wecker.
On appeal from Superior Court of New
Jersey, Chancery Division, Sussex County.
Balk, Oxfeld, Mandell & Cohen, attorneys
for appellant (Nancy I. Oxfeld, of counsel
and on the brief).
Methfessel & Werbel, attorneys for respondents
(Eric L. Harrison and Jeffrey M. Patti, on
the brief).
Cynthia J. Jahn, Director, Legal Department,
New Jersey School Boards Association, attorney
for amicus curiae New Jersey School Boards
Association (Krystal A. Wilson, on the brief).
Zazzali, Zazzali, Fagella & Nowak, attorneys
for amicus curiae New Jersey Education
Association (Richard A. Friedman, of counsel
and on the brief; Aileen M. O'Driscoll, on the
brief).
The opinion of the court was delivered by
BAIME, P.J.A.D
This appeal presents novel questions concerning the extent
to which a governmental employer may restrict its employees'
freedom of speech in the setting of the workplace. At issue is
whether the Green Township Board of Education's conflict of
interest policy barring teachers from engaging in specified
political activities infringes upon the right of free speech. An
ancillary question is whether the Board may bar teachers from
wearing a political button bearing the inscription "NJEA SETTLE
NOW" while in the school premises in the presence of students.
The Green Township Education Association sought a declaratory
judgment and an injunction prohibiting the Board from enforcing
its policy. The Chancery Division granted the Board's motion for
summary judgment. The Association appeals. We affirm in part
and reverse in part. We conclude that parts of the Board's
conflict of interest protocol substantially restrict
constitutionally protected conduct and are thus unenforceable.
However, we perceive no constitutional impediment to enforcement
of the Board's prohibition against the display of political
buttons in the context of this case.
I.
The Association is the certified collective negotiations
representative for all teachers, librarians, nurses, and teaching
assistants employed by the Green Township School District.
Stephen Rowe is the superintendent of schools. The remaining
defendants are members of the Board of Education. The school
district consists of a single elementary school with grades from
kindergarten to eighth grade. The school is housed in a single
building.
In 1995, the Board adopted a conflict of interest policy
that provided in pertinent part as follows:
All employees are prohibited from active
campaigning on school property on behalf of
any candidate for local, state or national
office or actively promoting any opinions on
voting issues.
All employees working in a facility of this
district which is used as a polling place are
prohibited on an officially declared election
day from displaying any materials that would
promote the election of any candidate or
opinions on voting issues.
All employees are prohibited from engaging in
any activity with students during performance
of the employees' duties, which activity is
intended or designed to promote, further or
assert a position on any voting issue, board
issue, or collective bargaining issue.
Disciplinary Action
Violations of this policy may result in
disciplinary action.
The Board's protocol apparently attracted little attention
until the Association's collective bargaining agreement expired.
At that juncture, teachers began displaying buttons reading "NJEA
SETTLE NOW" while in the presence of students in the school
building. Citing the conflict of interest policy, Rowe directed
the Association's members to refrain from wearing the buttons in
the presence of students while on school premises.
The Association then commenced this action. In their
documentary submissions, the parties presented markedly different
accounts of the history leading up to the Board's promulgation of
its conflict of interest policy. It was undisputed that the
Association's members had displayed similar buttons while in the
presence of students in the course of an acrimonious labor
dispute in 1992. Although the Board contended that the display
of the buttons had resulted in classroom disruptions, this
allegation was hotly contested by the Association.
The Association argued in the Chancery Division that the
conflict of interest policy suffered from "overbreadth." Noting
that the prohibition against "active campaigning on school
property" could be construed as precluding teachers from voicing
their opinions at regularly scheduled Board meetings conducted in
the school building and prohibiting them from engaging in
political discussion in the teachers' lunchroom out of the
presence of students, the Association asserted that the policy
stifled its members' right to engage in free speech. The
Association similarly argued that the prohibition against
displaying or exhibiting campaign materials was not confined to
the school building and could be interpreted as preventing the
dissemination of political leaflets from the teachers' homes or
elsewhere. The Association further contended that the First
Amendment guaranteed the right of its members to display "NJEA
SETTLE NOW" buttons because the inscription pertained to an issue
of public concern. The Board responded that the Association's
interpretation of the conflict of interest protocol was
hypertechnical and literal, and that the policy was not intended
to prevent teachers from promoting their political views except
in the school building while in the presence of students. The
Board further argued that the display of political buttons in the
classroom did not constitute constitutionally protected activity.
The Chancery Division found no merit in the Association's
arguments. In reaching this conclusion, the court emphasized
that the Board's interest in achieving its educational objectives
outweighed the teachers' First Amendment right to comment on
matters of public concern. Although the conflict of interest
protocol does not confine the prohibition against active
campaigning to situations in which students are present, the
court found no intent on the part of the Board to extend the
policy to settings other than the classroom. In a similar vein,
although the protocol does not expressly limit its ban on the
display of political materials to the school premises, the court
determined that such limitation was implied in the language
employed. With respect to the "NJEA SETTLE NOW" buttons, the
court agreed with the Association's argument that they pertained
to an issue of public concern. However, the Board's duty to
provide "a thorough and efficient education to the town's youth"
was said to override the teachers' interest in expressing their
view. The Court reasoned, "[a]s innocuous as the buttons may
seem, their message is a political grievance, and there is no
useful purpose in subjecting whole classrooms of children, who
are a captive audience for most of the day and who cannot vote,
to that message." Judgment was entered accordingly.
II.
The overbreadth doctrine "involves substantive due process
considerations concerning excessive governmental intrusion into
[constitutionally] protected areas."
Karins v. City of Atlantic
City,
152 N.J. 532, 544 (1998) (quoting
Petition of Soto,
236 N.J. Super. 303, 324 (App. Div. 1989),
certif. denied,
121 N.J. 608,
cert. denied,
496 U.S. 937,
110 S. Ct. 3216,
110 L.Ed.2d 664
(1990). "The standard is not whether the law's meaning is
sufficiently clear, but whether the reach of the law extends too
far in fulfilling the State's interest."
Ibid.;
see also State
v. Cardell,
318 N.J. Super. 175, 182 (App. Div.),
certif. denied,
158 N.J. 687 (1999). So posited, the issue is whether the
prohibitions contained in the protocol embrace subjects beyond
their proper reach.
Before we address that question, we note a procedural
problem that has not been raised by the parties. We abhor
deciding questions in advance of constitutional necessity. This
principle rests on more than the fussiness of judges. It is
based instead on our recognition of the limits of judicial power.
We have no roving commission to seek and destroy constitutional
error. Facial invalidation of a statute, regulation or
governmental protocol "is, manifestly, strong medicine" that "has
been employed . . . sparingly and only as a last resort."
Binkowski v. State,
322 N.J. Super. 359, 375 (App. Div. 1999)
(quoting
Broadrick v. Oklahoma,
413 U.S. 601, 613,
93 S. Ct. 2908, 2916-17,
37 L.Ed.2d 830, 841-42 (1973));
see also FW/PBS,
Inc. v. Dallas,
493 U.S. 21, 223,
110 S. Ct. 596, 603,
107 L.Ed.2d 603, 616-17 (1990). Deeply embedded in our jurisprudence
is the concept that "a person to whom a statute may
constitutionally be applied will not be heard to challenge that
statute on the ground that it may conceivably be applied
unconstitutionally to others, in other situations not before the
court."
Broadrick v. Oklahoma, 413
U.S. at 610, 93
S. Ct. at
2915, 37
L.Ed.
2d at 839.
An exception to that general principle has been carved out
in the area of First Amendment rights. Free speech needs
breathing space. Constitutionally protected speech may be muted
and perceived grievances left to fester by the very existence of
a statute or governmental policy.
Id. at 612, 93
S. Ct. at 2916,
37
L.Ed.
2d at 840. Even if moribund, an overly broad statute may
chill or stifle constitutionally protected speech. And if the
statute is not applied or enforced, the courts are none the wiser
and the right of expression is nonetheless impaired.
Ibid.
Claims of facial overbreadth have thus been entertained in cases
involving statutes which, by their terms, seek to regulate "only
spoken works,"
Gooding v. Wilson,
405 U.S. 518, 520,
92 S. Ct. 1103, 1105
31 L.Ed.2d 408, 413 (1972) (statute criminalizing
"opprobrious words or abusive language");
Cohen v. California,
403 U.S. 15, 17,
91 S. Ct. 1780, 1784,
29 L.Ed.2d 284, 298 (1971)
(statute criminalizing "behavior which has a tendency to provoke
others to acts of violence or to in turn disturb the peace");
Brandenburg v. Ohio,
395 U.S. 444, 445,
89 S. Ct. 1827, 1829,
23 L.Ed.2d 430, 432 (1969) (criminalizing "advocating . . . crime,
sabotage, violence or unlawful methods of terrorism"). Similar
treatment has been given to statutes which, by their broad sweep,
might result in burdening innocent associations.
United States
v. Robel,
389 U.S. 258, 260,
88 S. Ct. 419, 422,
19 L.Ed.2d 508,
512 (1967) (barring employment of registered communists in the
defense industry);
Aptheker v. Secretary of State,
378 U.S. 500,
514,
84 S. Ct. 1659, 1668,
12 L.Ed.2d 992, 1002 (1964) (challenge
to Subversive Activities Control Act). Claims of facial
overbreadth have also been permitted in cases in which statutes,
by their terms, purport to regulate the time, place and manner of
expressive or communicative conduct,
Cameron v. Johnson,
390 U.S. 611, 617,
88 S. Ct. 1335, 1339,
20 L.Ed.2d 182, 188 (1968)
(antipicketing law), and cases involving statutes requiring
official approval of expressive or communicative acts,
Shuttlesworth v. City of Birmingham, Ala.,
394 U.S. 147, 150-51,
89 S. Ct. 935, 938,
22 L.Ed.2d 162, 166 (1969) (ordinance
requiring parade permit).
The United States Supreme Court has said "[i]t remains a
'matter of no little difficulty' to determine when a law may
properly be held void on its face and when 'such summary action'
is inappropriate."
Broadrick v. Oklahoma, 413
U.S. at 615, 93
S.
Ct. at 2917, 37
L.Ed.
2d at 842 (quoting
Coates v. City of
Cincinnati,
402 U.S. 611, 617,
91 S. Ct. 1686, 1689,
29 L.Ed.2d 214, 219 (1971) (separate opinion of Black, J.)). But the plain
import of the cases we have cited is that, "at the very least,
. . . facial overbreadth adjudication is an exception to our
traditional rules of practice . . . ."
Ibid. The Court has
emphasized that "the overbreadth of a statute must not only be
real, but substantial as well, judged in relation to [its]
plainly legitimate sweep."
Ibid. Stated somewhat differently,
"[f]acial overbreadth has not been invoked when a limiting
construction has been or could be placed on the challenged
statute."See footnote 11
Id. at 613, 93
S. Ct. at 2916, 37
L.Ed.
2d at 841.
Within this analytical framework, the question is whether
the Board's conflict of interest policy or its prohibition
against displaying the Association's "NJEA SETTLE NOW" buttons
imposes a "real" and "substantial" burden on constitutionally
protected conduct. This is a free country. Every American has
the right to express an opinion on issues of public significance.
Waters v. Churchill,
511 U.S. 661, 694,
114 S. Ct. 1878, 1898,
128 L.Ed.2d 686, 712 (1994) (Stevens, J., dissenting). Teachers
are not relegated to "a watered-down version" of constitutional
rights.
Karins v. City of Atlantic City, 152
N.J. at 548
(quoting
Hasenstab v. Board of Fire & Police Commissioners,
71 Ill. App 3d 244,
27 Ill. Dec. 524, 527,
389 N.E.2d 588, 591
(1979)). Nevertheless, the right of free speech is not a license
to express one's opinions "at any public place and at any time."
Hurwitz v. Boyle,
117 N.J. Super. 196, 201 (App. Div. 1971).
Moreover, the government as employer has far broader powers in
regulating speech than does the government as sovereign.
Waters
v. Churchill, 511
U.S. at 671, 114
S. Ct. at 1886, 128
L.Ed.
2d at
697 (citing
Connick v. Myers,
461 U.S. 138, 147,
103 S. Ct. 1684,
1689,
75 L.Ed.2d 708, 720 (1983);
Civil Serv. Commission v.
Letter Carriers,
413 U.S. 548, 564,
93 S. Ct. 2880, 2990,
37 L.Ed.2d 796, 808 (1973);
Pickering v. Board of Educ.,
391 U.S. 563, 568,
88 S. Ct. 1731, 1735,
20 L.Ed.2d 811, 817 (1968)).
Constitutional review of government employment decisions thus
rests on different principles than review of speech restraints
imposed by the government as they apply to the general citizenry.
Id. at 674, 114
S. Ct. at 1888, 128
L.Ed.
2d at 697.
In
Pickering v. Board of Educ.,
391 U.S. 563,
88 S. Ct. 1731,
20 L.Ed.2d 811, the United States Supreme Court considered
whether a public school teacher could be disciplined for writing
a letter to a local newspaper, criticizing the board of education
and superintendent of schools for failing to raise adequate
revenue. The Court reasoned that a balance had to be struck
between the interests of employee as citizen in commenting upon
matters of public concern and those of the State, as employer, in
promoting legitimate governmental objectives.
Id. at 568, 88
S.
Ct. at 1734-35, 20
L.Ed.
2d at 817. In formulating a test to
achieve this balance, the Court stated that if "the fact of
employment is only tangentially and insubstantially involved in
the subject matter of the [employee's communication], it is
necessary to regard the [employee] as the member of the general
public he seeks to be."
Id. at 573-74, 88
S. Ct. at 1737-38, 20
L.Ed.
2d at 820-21. In that event, the employee's right to free
speech is considered paramount. The Court acknowledged, however,
that government may impose restraints on the job-related speech
of public employees that would be plainly unconstitutional if
applied to the public at large.
Ibid. In such a case, the duty
of government to achieve its mission in an efficient manner may
serve to trump the employee's freedom of expression.
Ibid.
Recognizing that the letter authored by the teacher did not
impede the proper performance of his duties in the classroom, the
Court concluded that the school administration's interest "in
limiting teachers' opportunities to contribute to public debate
is not significantly greater than its interest in limiting a
similar contribution by any member of the general public."
Id.
at 572-73,
88 S. Ct. 1737,
20 L.Ed.2d 819-20. The Court thus
concluded that the disciplinary action taken against the teacher
was unconstitutional.
A.
Although the balancing test adopted in
Pickering can be
articulated with disarming ease, its application to the specific
facts of the case is not without difficulty. We first consider
the conflict of interest protocol.
The threshold question is whether the employee's speech that
is prohibited may be "fairly characterized as constituting
[expression] on a matter of public concern."
Connick v. Meyers,
461
U.S. at 146, 103
S. Ct. at 1690, 75
L.Ed.
2d at 719. Although
educational policy and labor relations are undoubtedly subjects
of public concern, teachers obviously have a personal stake as
well in seeking solutions and resolving problems in these areas.
Whatever interest teachers have in expressing their views
concerning the operation of the public schools is surely
diminished in the setting of the classroom in the presence of
students. The objective of the teacher in this context must be
to educate his or her students and not to advance his or her
self-interest. Conversely, the Board of Education has no
interest in barring teachers from expressing their views on
educational policy. "But where government is employing someone
for the purpose of effectively achieving its goals,"
Waters v.
Churchill, 391
U.S. at 675, 114
S. Ct. at 1888, 20
L.Ed.
2d at
699, it has an interest in restricting its employee's speech in
order to accomplish that objective.
The problem with the Board's protocol is that its
prohibitions are not invariably confined to the setting of the
school facility or classroom. Nor are its restraints and
prohibitions always limited to situations in which students are
present. As written, the first clause prohibits (1) "[a]ll
employees" from (a) "active campaigning," or (b) "actively
promoting any opinions on voting issues," (3) on school property.
The prohibition against "active campaigning" applies to employee
conduct outside the presence of students. Read literally, the
clause bars employees from using their lunch breaks or free
periods to express their opinions to other willing adults even if
no students are present. Read literally, the clause precludes
teachers from speaking at board of education meetings conducted
at the school facility. In a similar vein, the Board's
prohibition against displaying campaign materials is not limited
to school property. Instead, this clause prohibits (1) "[a]ll
employees . . . working in a facility of [the] district (2)
"which is used as a polling place," from (3) "displaying any
materials that would promote" (a) "the election of any
candidate", or (b) "opinions on voting issues," (4) "on an
officially declared election day." As interpreted by the
Association, it prohibits teachers from passing out political
leaflets off school property during non-working hours. It is
susceptible to a construction that its reach is everywhere, and
encompasses the most benign activities. The third clause,
barring teachers in the presence of students, from "promot[ing] .
. . a position on any . . . collective bargaining issue," does
not suffer from these infirmities.
We have no doubt but that a carefully worded protocol
tailored to prohibiting teachers from promoting positions on
labor relations issues in the presence of students while on
school property could pass constitutional muster.
See Tinker v.
Des Moines Indep. Community School District,
393 U.S. 503,
89 S.
Ct. 733,
21 L.Ed.2d 731 (1969). So too, there would be no
constitutional impediment to a protocol barring teachers from
displaying campaign materials while on school property that is
being used as a polling place on the day of an election. We
agree with the Chancery Division that some of the Association's
interpretations of the protocol can fairly be characterized as
strained. We also acknowledge the Board's assertion that it
would not apply or enforce the protocol in situations not
involving the presence of students. We have thus considered
whether we should redraft the protocol so as to render it
constitutional.
See State v. DeSantis,
65 N.J. 462, 472-73
(1974);
Camarco v. City of Orange,
61 N.J. 463, 466 (1972);
see
also Karins v. City of Atlantic City, 152
N.J. at 546;
State v.
Mortimer,
135 N.J. 517, 533-34,
cert. denied,
513 U.S. 970,
115 S. Ct. 440,
130 L.Ed.2d 351 (1994);
State v. Afandor,
134 N.J. 162, 170 (1993);
State v. Ramseur,
106 N.J. 123, 200 (1987);
State v. Zito,
54 N.J. 206, 218 (1969);
State v. Profaci,
56 N.J. 346, 349-50 (1970). However, the Board has not requested us to
perform judicial surgery, and we perceive no pressing need to do
so. The constitutional problems we have identified can be easily
fixed by the Board. While imaginative attorneys might perhaps be
able to conjure up hypotheticals in which a redrafted protocol
would infringe upon First Amendment rights, such attacks can best
be considered on a case-by-case basis. We thus find
unconstitutional the first two clauses of the Board's protocol.
We leave it to the Board to respond to the questions whether and
how the protocol should be redrafted.
III.
We consider separately the Board's prohibition against
wearing the Association's "NJEA SETTLE NOW" buttons in the
presence of students while on school premises. We are satisfied
that the Board's directive does not suffer from overbreadth.
The first rule of teaching should be that teachers shall
teach. A classroom is not a place for proselytizing students to
advance a teacher's financial interests. Nor should a classroom
be transmogrified into a teacher's soapbox.
River Dell Educ.
Association v. River Dell Board of Educ.,
122 N.J. Super. 350,
357 (Law Div. 1973). Just as a board of education may set the
curriculum, it may also require teachers to confine their
classroom activities to providing students with a thorough and
efficient education.
We previously noted that government has greater power to
regulate speech when it acts as employer than when it acts in
relation to the general citizenry. This assumption is amply
borne out by the practical realities of the workplace. The extra
power the government has in this area stems from the nature of
the government's mission as employer.
Waters v. Churchill, 511
U.S. at 671-72, 114
S. Ct. at 1886-87, 128
L.Ed.
2d at 699. All
rights belong to the individual. The government has none - it
has only duties, and powers with which to discharge them.
Government is thus charged by law with performing particular
tasks. Employees are hired to help do these tasks as effectively
and efficiently as possible. In terms of the First Amendment,
government's interest in achieving its goals is elevated from a
relatively subordinate interest when it acts as sovereign to a
significant one when it acts as employer.
Ibid. Government
cannot restrict the speech of the citizen just in the name of
efficiency. But where government is employing someone for the
very purpose of effectively achieving its goals, such
restrictions may well be appropriate. Thus, in the context of
the dispute before us, teachers have a job to do. Although
wearing "NJEA SETTLE NOW" buttons may appear to be innocuous, the
Board could reasonably have concluded that such displays carry a
risk of interfering with the performance of this job.
Our decision fosters, rather than retards, academic freedom.
"Openness is not to be condemned."
River Dell Educ. Assn v.
River Dell Bd. of Educ., 122
N.J. Super. at 357. But teachers
serve as authority figures, and students are their captive
audience. A classroom is not a free market of ideas. There is
often no counterpoint to the views expressed by the teacher.
Against this backdrop, we see nothing amiss in the Board's
insistence that teachers confine their classroom activities to
promoting the education of their students. This does not require
teachers to refrain from responding to questions propounded by
students.
Ibid. Nor does it preclude teachers from discussing
the topic of education in a bona fide manner consistent with
their role as educators. Nor does the prohibition bar teachers
from wearing buttons in other settings not involving the presence
of students. In short, we perceive no violation of the teachers'
First Amendment freedom.
Affirmed in part and reversed in part. The matter is
remanded to the Chancery Division for modification of the
judgment.
Footnote: 1 1Recent federal decisions have, to some extent, blurred the
distinction between facial and as-applied constitutional challenges.
In United States v. National Treasury Employees Union,
513 U.S. 454,
115 S. Ct. 1003,
130 L.Ed.2d 964 (1995), the Court invalidated a
section of the Ethics in Government Act of 1978 that prohibited
members of Congress, federal officers and other governmental employees
from accepting honoraria for making a speech or writing an article.
Noting that the ban on honoraria "affect[ed] hundreds of thousands of
federal employees," id. at 471, 115 S. Ct. at 1015, 130 L.Ed.
2d at
982, the Court required the Government to "show that the interests of
both potential audiences and a vast group of present and future
employees in a broad range of present and future expression [were]
outweighed by [the] expression's 'necessary impact on the actual
operation' of the Government." Id. at 468, 115 S. Ct. at 1014, 130
L.Ed.
2d at 980-81. In Harman v. City of New York,
140 F.3d 111, 118
(2d Cir. 1998), and Sanjour v. Environmental Protection Agency,
56 F.3d 85, 92 (D.C. Cir. 1995), the Second Circuit and the District of
Columbia Circuit read the Supreme Court's decision as rendering
unimportant the distinction between facial and as-applied
constitutional challenges in that setting. See also Davis v. New
Jersey Dept. of Law,
327 N.J. Super. 59, 71 n.7 (Law Div. 1999).
We have no occasion to consider that question here. None of
these decisions implicated the test for facial overbreadth set
forth in Broadrick. They merely hold that in balancing the right
of public employees to free speech against the interest of
government in performing its obligations expeditiously and
efficiently, a court must consider the impact of the governmental
restraint on factors that "go beyond the facts of the case before
it." Davis v. New Jersey Dept. of Law, 327 N.J. Super. at 71
n.7. We adopt that approach and apply it in the sections that
follow.