SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2187-96T5
HENRY M. HART,
Plaintiff-Appellant,
v.
CITY OF JERSEY CITY, JERSEY CITY
POLICE DEPARTMENT, ROBERT J. SABO,
ARTHUR PEASE, THOMAS LEIGH, ROBERT TAINO,
JOHN KEENE and A. DAUNARUMMO,
Defendants-Respondents.
___________________________________
Argued: December 10, 1997 - Decided: February 25, 1998
Before Judges Muir, Jr., Kestin and Steinberg.
On appeal from the Superior Court of New Jersey,
Law Division, Civil Part, Hudson County.
Susan B. Fellman argued the cause for appellant
(Breuninger & Fellman, attorneys; Laura M. Le Winn,
on the brief).
Daniel W. Sexton, Assistant Corporation Counsel,
argued the cause for respondent (Sean M. Connelly,
Jersey City Corporation Counsel, attorney; Mr. Sexton,
on the brief).
The opinion of the court was delivered by
KESTIN, J.A.D.
Plaintiff's complaint alleged various causes of action in tort
(the State law claims) and a cause of action under
42 U.S.C.
§1983
(the § 1983 claim), all arising from certain actions of his
superior officers in the Jersey City Police Department. The motion
judge dismissed the State law claims on defendants' motion for
summary judgment, ruling
I don't see any State claims in this case. There's
no malice. There's no intentional infliction.
There's no outrageous conduct. The statement made
in the in-house publication is a privileged
statement and it's also true and I say that he is a
public official. So all of those claims are out.
There's no claim under the Tort Claims Act that has
been stated here.
He declined, however, to dismiss the § 1983 claim on the basis that
it was "too fact-sensitive to be dismissed."
The matter was then assigned for trial. After an "in limine"
hearing pursuant to N.J.R.E. 104(a) on the question of qualified
immunity, the trial judge dismissed the § 1983 claim.
Plaintiff appeals from both orders of dismissal. We affirm.
Plaintiff was a police officer of long standing in the Jersey
City Police Department, a sergeant assigned to the Emergency
Services Bureau. In 1992, apparently connected with the
deterioration of his marriage, plaintiff began exhibiting allegedly
bizarre behavior, which came to the attention of his superiors in
February of that year when his wife filed a domestic violence
complaint against him. On August 13, 1992, a warrant was issued
for plaintiff's arrest for violating a restraining order. He had
slashed the four tires of a car parked in the driveway of the
family home, and attempted to cut the telephone and cable TV wires.
Plaintiff was on vacation at the time.
On August 26, after he returned to work, plaintiff was ordered
by his superiors to engage in treatment with a psychologist, or
face suspension. Plaintiff refused. He was suspended and required
to turn in his shield, uniform and gun. The following day, the
suspension was changed to administrative leave, and plaintiff was
ordered to undergo a fitness-for-duty examination. Because of the
threat of further suspension if he did not comply, plaintiff
submitted, under protest, to the examination, which included drug
testing and a psychological evaluation. Based on the results of
this testing, plaintiff was subsequently returned to duty without
restrictions, with a recommendation that he undergo outpatient
alcohol counseling. Plaintiff's suit was predicated on claims of
injury from the allegedly unlawful order of August 26 that he
undergo treatment, and from the publication of facts bearing upon
his one-day suspension.
The State law claims involved counts alleging intentional
infliction of emotional distress; defamation; and two privacy
torts, intrusion upon plaintiff's seclusion and placing him in a
false light. Our review of the record in the light of the written
and oral arguments of the parties discloses that the motion judge
was correct to dismiss the State law claims on summary judgment.
No prima facie showing was made that defendants intended to
cause plaintiff distress or that they deliberately disregarded the
risk that severe emotional distress would occur; nor was there any
conduct rising to the level of outrageousness on defendants' part.
Thus, plaintiff failed to establish the existence of two essential
elements of the tort of intentional infliction of emotional
distress. See Buckley v. Trenton Savings Fund Society,
111 N.J. 355, 366 (1988); Restatement (Second) of Torts, § 46 comment d, at
72-73 (1977).
The defamation and invasion of privacy claims were based upon
publication of the fact of plaintiff's one-day suspension in an in-house police department bulletin, and other alleged evulgations of
related facts. The bulletin item, seen by plaintiff's fellow
officers, and their awareness of some of the background facts,
allegedly made plaintiff an object of ridicule and caused him
humiliation. However, if a statement is true, it is not actionable
as defamation. Kotlikoff v. The Community News,
89 N.J. 62, 69 n.2
(1982); Restatement (Second) of Torts § 558 at 155, § 581A, comment
c, at 236 (1977). Moreover, as a police officer, plaintiff is a
public official. Costello v. Ocean County Observer,
136 N.J. 594,
613 (1994). Thus to survive summary judgment, he must prove actual
malice: that the statement objected to was published with
knowledge of its falsity, or with reckless disregard as to whether
it was false or not. Id. at 614 (citing New York Times Co. v.
Sullivan,
376 U.S. 254, 279-80,
84 S. Ct. 710, 726,
11 L. Ed.2d 686, 706 (1964), and its progeny). Plaintiff made no prima facie
showing to satisfy that standard, either.
Similarly, the tort of false light requires that the contested
publicity be untrue. Restatement (Second) of Torts, § 652E,
comment a, at 394-95 (1977). See also Cibenko v. Worth Publishers,
Inc.,
510 F.Supp. 761, 766 (D.N.J. 1981). The notice of
plaintiff's suspension, which was limited to the bare fact of its
occurrence and the date, was certainly true.
In order for plaintiff to have had a viable cause of action
for intrusion upon his seclusion by reason of publication of the
notice of suspension and the privacy-invasive treatment ordered,
the acts complained of needed to be established as unreasonably and
offensively intrusive to the average person, Lingar v. Live-In
Companions, Inc.,
300 N.J. Super. 22, 35 (App. Div. 1997), with due
consideration for the principle that police officers, because they
occupy positions of public trust and exercise special powers, have
a diminished expectation of privacy. Rawlings v. Police Dep't of
Jersey City,
133 N.J. 182, 189 (1993). Plaintiff's showings in
this regard were inadequate also.
Finally in respect of the State law claims, the municipality's
primary liability under the Tort Claims Act for the acts of the
individual defendants was required to be on a respondeat superior
theory. N.J.S.A. 59:2-2; Tice v. Cramer,
133 N.J. 347, 355 (1993).
Consequently, since the individual named officers were not liable,
neither was the City of Jersey City or its police department.
Ibid.
As to the § 1983 claim, we agree with plaintiff that the issue
of qualified immunity was not a fit subject for a ruling pursuant
to N.J.R.E. 104(a). That rule of evidence addresses issues of
testimonial privilege only, Biunno, New Jersey Rules of Evidence,
R. 104, comment 3, at 126-28 (1997); see also, e.g., In re
Environmental Ins. Actions,
259 N.J. Super. 308, 319-20 (App. Div.
1992) (attorney-client privilege); State v. Postorino,
253 N.J.
Super. 98, 108-09 (App. Div. 1991) (informant); State v. Phillips,
213 N.J. Super. 534, 543 (App. Div. 1986) (physician-patient), and
not questions of substantive immunity. See Biunno, supra, comment
2, at 126 ("Rule 104 hearings should be distinguished from the host
of other hearings held before trial or otherwise outside of the
presence of a jury. These would include all hearings necessary to
determine matters of law within the exclusive province of the
court."). Nevertheless, on any one or more of several bases, we
affirm the trial judge's dismissal of the § 1983 claim.
We begin with our substantial agreement with the substantive
analysis in the trial judge's comprehensive bench opinion. It
correctly articulates the law governing the question of qualified
immunity in a § 1983 action, and embodies a valid application of
those legal principles to the facts at hand.
The modern qualified immunity standard, introduced by Harlow
v. Fitzgerald,
457 U.S. 800,
102 S. Ct. 2727,
73 L. Ed.2d 396
(1982), and adopted by the New Jersey Supreme Court in Kirk v. City
of Newark,
109 N.J. 173 (1988), applies to government officials
whose "conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would have
known." Harlow v. Fitzgerald, supra, 457 U.S. at 818, 102 S. Ct.
at 2738, 73 L. Ed.
2d at 410. Where transgression of a
constitutional right is alleged, a determination of whether the
right is clearly established ought not to involve broad, abstract
reasoning, but, rather, should be based upon "particularized"
considerations: "[t]he contours of the right must be sufficiently
clear that a reasonable official would understand that what he is
doing violates the right." Anderson v. Creighton,
483 U.S. 635,
640,
107 S. Ct. 3034, 3039,
97 L. Ed.2d 523, 531 (1987).
The trial judge was correct to conclude that plaintiff had
made no prima facie showing that a clearly established right was
impinged. In the context of plaintiff's claim of injury from the
allegedly unlawful order of August 26, 1992 that he undergo
treatment, we are mindful of the general Fourteenth Amendment
liberty interest in medical self-determination, including the right
to refuse unwanted medical care. Cruzan v. Director, Missouri
Dep't of Health,
497 U.S. 261, 277, 278,
110 S. Ct. 2841, 2851,
111 L. Ed.2d 224, 241 (1990); In re Quinlan,
70 N.J. 10, 40 (1976),
cert. denied sub nom. Garger v. New Jersey,
429 U.S. 922,
97 S. Ct. 319,
50 L. Ed.2d 289 (1976) (the right to privacy established in
Griswold v. Connecticut,
381 U.S. 479,
85 S. Ct. 1678,
14 L. Ed.2d 510 (1965), is broad enough to encompass patient's decision to
refuse treatment in certain cases). Nevertheless, the right to
refuse medical treatment is not absolute. In re Conroy,
98 N.J. 321, 348 (1985). The patient's rights have often been weighed
against the interests of others. See id. at 353 (citing cases
where patients' rights gave way to the interest of third parties).
See also Skinner v. Railway Labor Executives' Ass'n,
489 U.S. 602,
627,
109 S. Ct. 1402, 1418,
103 L. Ed.2d 639, 666 (1989)
(diminished expectation of privacy with regard to an order for drug
testing of railway workers after accidents).
As the trial judge duly noted in his thoughtful bench opinion,
the entire factual context surrounding the order requiring
plaintiff to submit to treatment or face suspension must be
considered. Plaintiff was a police officer with authoritative sway
and access to arms. It was a matter of public record that he had
been exhibiting alarming behavior. Further, an order had been
entered in his domestic violence matter which limited his use of
firearms. In the circumstances, it was reasonable to view the
order requiring plaintiff to engage in treatment as lawful,
irrespective of the truthfulness vel non of allegations about his
drinking or his sartorial practices on the job, which were
contested by plaintiff's counsel.
It is clear also that the issue of qualified immunity was a
fit subject for disposition in the pre-trial phase of the suit.
Usually, such a determination is to be made on a motion for summary
judgment, if appropriate, Mitchell v. Forsyth,
472 U.S. 511, 526,
105 S. Ct. 2806, 2815,
86 L. Ed.2d 411, 425 (1985); Kirk v. City
of Newark,
109 N.J. 173, 184 (1988); Plummer v. Department of
Corrections,
305 N.J. Super. 365, 372 (App. Div. 1997) ("Courts
have consistently emphasized the need for qualified immunity
questions to be resolved on motions for summary judgment");
Casamino v. City of Jersey City,
304 N.J. Super. 226, 238 n.5 (App.
Div. 1997); cf. Brill v. Guardian Life Ins. Co.,
142 N.J. 520, 540
(1995), but there is nothing talismanic about the summary judgment
procedure, i.e., there is no reason why it ought to be seen as the
exclusive means for pre-trial resolution of the issue, as plaintiff
contends. The point of the cases that address the question is
that, where the factual context of the case permits, it is
preferable to dispose of the qualified immunity emanations of a
case in advance of trial. Hunter v. Bryant,
502 U.S. 224, 228,
112 S. Ct. 534, 537,
116 L. Ed.2d 589, 596 (1991); Mitchell v.
Forsyth, supra, 472 U.S. at 526, 105 S. Ct. at 2815, 86 L. Ed.
2d
at 425; Harlow v. Fitzgerald,
457 U.S. 800, 818-19,
102 S. Ct. 2727, 2738,
73 L. Ed.2d 396, 409-410-11 (1978); Russell v. Coyle,
266 N.J. Super. 651, 658 (1993), certif. denied,
135 N.J. 302
(1994). The reasons for this are fairness and procedural economy,
Melton v. City of Oklahoma City,
879 F.2d 706, 730 n.38 (10th Cir.
1989) (entitlement not to stand trial effectively lost if case
erroneously goes to trial) (quoting Mitchell v. Forsyth, supra, 472
U.S. at 526, 105 S. Ct. at 2815, 86 L. Ed.
2d at 425); cf. Brill v.
Guardian Life Ins. Co., supra, 142 N.J. at 540-42, avoiding
disruption to government, Russell v. Hardin,
879 F.2d 417, 421 (8th
Cir. 1989) (quoting Harlow v. Fitzgerald, supra, 457 U.S. at 817-18, 102 S. Ct. at 2738, 73 L. Ed.
2d at 409-10), and sparing the
private parties the unnecessary costs and other demands posed by
long, drawn out law suits, as well as conserving the public fisc,
Russell v. Hardin, supra, 879 F.
2d at 419; cf. Behrens v.
Pelletier,
516 U.S. 299,
116 S. Ct. 834, 839-40,
133 L. Ed.2d 773,
783 (1996); Pittman v. Helms,
87 F.3d 116, 119 (4th Cir. 1996);
Plummer v. Department of Corrections, supra, 305 N.J. Super. at
372. It is, in short, important from everyone's perspective that
defendants' entitlement to the benefit of a qualified immunity be
determined earlier rather than later.
The motion judge saw that issue as requiring the kind of fact
development that could only occur in a trial. The trial judge
viewed the matter differently and decided, as a matter of law,
that, viewing the factual allegations and potential proofs most
indulgently for the benefit of plaintiff, he could not prevail.
Whether measured by the traditional formulation governing summary
judgment considerations, see Brill v. Guardian Life Ins. Co.,
supra, 142 N.J. at 540; Judson v. Peoples Bank & Trust Co.,
17 N.J. 67, 74-75 (1954); Kopin v. Orange Products,
297 N.J. Super. 353,
365 (App. Div.), certif. denied,
149 N.J. 409 (1997), or similar
standards, such as those applying to rulings on motions for
involuntary dismissal at the end of plaintiff's case, see Dolson v.
Anastasia,
55 N.J. 2, 5-6 (1969); Ritondo v. Pekala,
275 N.J.
Super. 109, 115-16 (App. Div.), certif. denied,
139 N.J. 186
(1994), plaintiff's allegations were assumed to be true, and the
matter was dismissed on qualified immunity grounds only after the
totality of his allegations were found wanting in the circumstances
as a matter of law. As we have indicated, we are in substantial
agreement with the trial judge in this regard. Although the timing
of the trial judge's decision was unusual, the decisional standard
used was, in the circumstances, appropriate; and the result reached
was correct.
We do not view the requirements of the law of the case
doctrine, Lanzet v. Greenberg,
126 N.J. 168, 192 (1991); State v.
Hale,
127 N.J. Super. 407, 410-411 (App. Div. 1974), to have
precluded the result the trial judge reached or the way in which he
reached it. To the extent the law of the case concept tends to bar
a second judge on the same level, in the absence of additional
developments or proofs, from differing with an earlier ruling, we
see it as ameliorated in several respects. First, the prevailing standard calls for flexible, "good-sense" application of the doctrine. See State v. Reldan, 100 N.J. 187, 205 (1985); State v. Hale, supra, 127 N.J. Super. at 411. A hallmark of the law of the case doctrine is its discretionary nature, calling upon the deciding judge to balance the value of judicial deference for the rulings of a coordinate judge against those "factors that bear on the pursuit of justice and, particularly, the search for truth." State v. Reldan, supra, 100 N.J. at 205. Second, we are mindful of the principle that a denial of summary judgment is always interlocutory, and never precludes the entry of judgment for the moving party later in the case, Johnson v. Cyklop Strapping Corp., 220 N.J. Super. 250, 257 (App. Div. 1987), certif. denied, 110 N.J. 196 (1988); Southport Development Group, Inc. v. Township of Wall, 295 N.J. Super. 421, 429-430 (Law Div. 1996), especially by the judge who is presiding over the trial on the merits, C.P. v. Township of Piscataway Bd. of Education, 293 N.J. Super. 421, 431 (App. Div. 1996); Rzepiennik v. U.S. Home Corp., 221 N.J. Super. 230, 236 (App. Div. 1987); A & P Sheet Metal Co., Inc. v. Edward Hansen, Inc., 140 N.J. Super. 566, 571-76 (Law Div. 1976). Third, the law of the case doctrine is essentially an adjective concept, and should not be used to justify an incorrect substantive result. See, e.g., Reldan, supra, 100 N.J. at 204 (citing State v. Hoffler, 389 A.2d 1257 (1978) (motion to suppress may be treated by court as law of the case if, in the court's opinion, it was correctly
granted); cf. C.P. v. Township of Piscataway Bd. of Education,
supra, 293 N.J. Super. at 431.
At bottom, because we regard the trial judge's ruling to have
been correct on the merits, we adopt his reasoning as dispositive.
As an appellate court, where the controlling issue has been fully
addressed on appeal, we are in no way precluded by the law of the
case doctrine from disposing of the matter on a basis that differs
from that used by the motion judge in making the initial ruling, or
from reaching a contrary result.
Finally, we dispose of an issue emphasized by plaintiff at
oral argument. It is a similar contention, in the § 1983 context,
to that advanced by plaintiff as a State law question under the
Tort Claims Act, bearing upon the municipality's liability as an
entity, as distinguished from the liability of the individual
defendants. To the extent the trial judge, in his ruling and in
the reasons stated therefor, did not address questions of entity
liability in relation to § 1983, we view such issues to be governed
essentially by the same rules of law upon which we have already
relied. Not only are the individual defendants not liable to
plaintiff because of the way in which principles of qualified
immunity apply to insulate them, but there is also no basis upon
which the entities that employed those individuals could be liable
for the same acts or omissions. No municipal ordinance, policy or
custom triggering a violation of plaintiff's rights has been
identified, Monell v. Department of Social Services,
436 U.S. 658,
690-91,
98 S. Ct. 2018, 2035-36,
56 L. Ed.2d 611, 635 (1978); nor
has there been any showing of a deliberate choice to pursue
unconstitutional conduct on the part of officials responsible for
setting final policy for the municipality. Pembaur v. City of
Cincinnati,
475 U.S. 469, 481-83,
106 S. Ct. 1292, 1299-1300,
89 L.
Ed.2d 452, 464-65 (1986). See also Bryan County Commissioners v.
Brown, ___ U.S. ___,
117 S. Ct. 1382, 1388,
137 L. Ed.2d 626, 636,
638 (1997) ("[I]n enacting § 1983, Congress did not intend to
impose liability on a municipality unless deliberate action
attributable to the municipality itself is the `moving force'
behind the plaintiff's deprivation of federal rights.") (emphasis
in original) (citing Monell, supra, 436 U.S. at 694, 98 S. Ct. at
2027, 56 L. Ed.
2d at 636 to the effect that a municipality may not
be held liable under § 1983 solely for employing a tortfeasor).
Affirmed.