SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-1541-97T2
H.T. ROSE ENTERPRISES,
INC. T/A ROY ROGERS
RESTAURANT,
Plaintiff-Appellant,
v.
HENNY PENNY CORPORATION,
Defendant-Respondent,
and
ATLANTIC FIRE SERVICES, INC., and KIDDE, INC.,
Defendants.
_____________________________________________________________
Argued January 13, 1999 - Decided February 1, 1999
Before Judges Baime, Conley and Kimmelman.
On appeal from Superior Court of New Jersey,
Law Division, Essex County.
Alan Maitlin argued the cause for appellant (Sachs,
Maitlin, Fleming, Greene, Wilson & Marotte,
attorneys; Philip B. Harrison, on the brief).
M. Karen Thompson argued the cause for respondent
Henny Penny Corp. (Norris, McLaughlin & Marcus,
attorneys; Ms. Thompson, of counsel; Ms. Thompson
and Steven A. Karg, on the brief).
The opinion of the court was delivered by
CONLEY, J.A.D.
Plaintiff's Bordentown Roy Rogers restaurant sustained
substantial damage from a fire in November 1993 that originated
in one of the restaurant's deep-fat chicken fryers. The fryer
was manufactured by defendant Henny Penny in 1976. Along with
the entire restaurant, the fryer was purchased by plaintiff from
Gino's in 1985. No evidence exists as to its use and maintenance
from 1976 to 1985 while the restaurant was owned by Gino's.
Similarly, no evidence exists as to its use and maintenance while
under plaintiff's ownership, except for the two-year period
before the fire, and that evidence is skimpy, at best. At the
time of the summary judgment in favor of Henny Penny and the
denial of plaintiff's motion for reconsideration, from which
plaintiff appeals, plaintiff's products liability theory as to
Henny Penny was premised upon an alleged manufacturing flaw in
the fryer's high-limit thermostat. It was plaintiff's expert's
position that had the thermostat been operating properly, it
would have shut down the fryer prior to the fire's outbreak.
Summary judgment was granted Henny Penny because of the
deficiencies in plaintiff's evidence as to whether Henny Penny
had manufactured the fryer with the same high-limit thermostat
that was on the fryer in 1993 at the time of the fire.See footnote 1 The
motion judge also thought plaintiff's expert's manufacturing
defect opinion constituted a net opinion, a determination we need
not reach. We are convinced summary judgment was properly
granted because, even viewing the evidence most favorably for
plaintiff, no reasonable juror could conclude that the
preponderance of the evidence establishes that the high-limit
thermostat in the fryer in 1976 when Henny Penny placed it into
the stream of commerce was the same high-limit thermostat in the
fryer in 1993. We are convinced the scant evidence on this issue
presents precisely the type of case that, perhaps, may have
survived a motion for summary judgment prior to Brill v. Guardian
Life Ins. Co. of Am.,
142 N.J. 520 (1995), but no longer can.
The record before the motion judge revealed the following.
According to the statements obtained from plaintiff's employees,
on November 10, 1993, at 7:25 a.m., one of plaintiff's employees,
Michelle Brown, saw flames rising from a fryer located in
plaintiff's Bordentown Roy Rogers restaurant. The restaurant's
manager, Mickie Greene, had turned on the fryer at 6:30 a.m. that
morning. By the time Brown discovered the fire, the flames had
reached the bottom of the overhead exhaust hood. Brown alerted
Greene, who initially extinguished the flames with a portable
fire extinguisher. Greene immediately called the fire
department. However, within seconds, the fire reignited. This
time Greene was unable to extinguish the flames and was unable to
reach the manual lever to activate the dry powder fire
extinguishing system. Greene and Brown then left the building.
At that point, the automatic extinguishing system had not
activated and, ultimately, the entire store with all of its
equipment was substantially damaged.
The fryer in which the fire originated was located in the
middle of a bank of three fryer units. All three units were gas-fired, deep-fat pressure fryers, consisting of an eighteen-inch
wide stainless steel cabinet containing a built-in cook pot, a
gas burner, and a tub for collecting drained fat. The fryers'
cook pot had a sloping bottom which was shallow in the front and
eighteen inches deep in the rear. The gas burner was centered
beneath the cook pot, towards its shallow end. A drain pipe and
pump drained fat from the cook pot into the tub located beneath
it through a filter screen, and pumped the filtered fat back into
the cook pot. Periodically, all of the fat was drained and
replaced by a solid block of fresh fat.
The fryers were equipped with two thermostats, an operating
thermostat that regulated the temperature of the fat, and a high-limit thermostat that was designed to automatically shut off the
unit in the event the fat temperature exceeded the maximum
possible temperature of the operating thermostat. The shut down
was designed to occur before the overheating fat could auto-ignite and start a fire. The thermostats protruded into the cook
pot from an area behind the control panel. Their sensor bulbs
did not extend down the entire depth of the cook pot; it is
unclear exactly how far down they did extend.
Plaintiff hired Paul Zamrowski Associates, Inc. to examine
the fryer and the "engineering aspects" of the fire. It seems
there was also another expert, Patrick J. McGinley Associates, as
to the fire's cause and origin, but that report does not appear
in the record provided to us. It was, however, one of the number
of sources of information considered by plaintiff's expert,
Frederic M. Blum.
Blum, a mechanical engineer, provided plaintiff with an
initial report dated January 4, 1994. In that report, he
concluded that the "fire clearly originated because of a
malfunction of the operating thermostat in the fryer plus a
malfunction of the high-limit thermostat which failed to shut off
the fryer after the operating thermostat failed." However, the
actual condition of either of the thermostats "could not be
determined due to fire damage." Moreover, as to the operating
thermostat, it seems that Blum has never contended it failed
because of a manufacturing or design defect, but simply because
it wore out, a normally expected event.
In his report, Blum explained that the night before the
fire, the middle fryer had been drained of fat entirely, with a
block of fresh fat placed in the cook pot. It is undisputed that
this particular cook pot had been out of use for several weeks to
a month prior to the day of the fire. None of plaintiff's
witnesses professed to recall why, or whether, if the problem was
some malfunction, it had been fixed. One of the employees did
recall that it was "broken."
After the fire, Blum found "a small quantity of black,
gooey, burned fat" that remained in the middle fryer. The fat
tub also contained "a small quantity of black, gooey, burned
fat." He found evidence of fire damage in the tub area to be
minimal and thought that "only a limited fire occurred in the tub
which involved only a small quantity of fat." On the other hand,
Blum found unburned fat on the top surface of the middle fryer
and in the pots of the adjoining fryers, indicating that "fat
boiled over from the middle fryer's cook pot." Also, the floor
in the vicinity of the fryers was "covered with a quarter-inch
thick layer of white, solidified, unburned fat.
Somewhat complicating the picture, Blum discovered the cook
pot drain valve in the "OPEN" position after the fire, indicating
that plaintiff's employees had not properly closed the valve the
night before after cleaning and preparing it for use the next
day. Leaving the valve open could mean that as the fat melted
during the heating process the next day, it would empty from the
cook pot into the drain tub, with the cook pot continuing to
heat. Moreover, the fat tub was "shifted forward" from its
normal position so that its rear wall was almost directly below
the fat drain pipe outlet. Blum observed that "[i]n this
position, fat running out of the outlet pipe would fall partially
into the tub and mostly onto the floor," thus the fat found on
the floor. Blum also found the sensor bulb on the high-limit
thermostat to have been broken off, but he could not tell when
this had occurred.
Blum acknowledged in his report that it was possible for a
fire to occur in a fryer if it is not full of fat when it is
turned on "because the temperature sensors of the thermostats
must be submerged in order for them to heat." He also
acknowledged that the fryer had been left in an improper
condition by plaintiff's employees the night before the fire.
But he was positive that this did not contribute to the fire.
This was because it was his factual assertion, from which he
never diverted, that at the time the fire started, the cook pot
was still full of fat, despite the open valve. He was convinced
the drain pipe was clogged by the fresh block of solid fat placed
in the cook pot the night before and had not yet completely
melted before the fire began.
Based on his determination that the fryer remained filled
with fat during the fire and the thermostats consequently
remained submerged in the fat, Blum concluded that both the
operating and high-limit thermostats "failed." As to the
operating thermostat, though, he said "[a]n operating thermostat
is not expected to last forever" and this thermostat "undoubtedly
just wore out." But because, he thought, the high-limit
thermostat should activate rarely, if ever, it should never wear
out and, thus, he concluded the high-limit thermostat on the
fryer in November 1993 must have been defective because had it
been operable, it would have shut the burner down. Although
having no knowledge as to how many times during the seventeen or
eighteen year existence of the fryer its high-limit thermostat
triggered a shut down, Blum thought that "a component that
operates so seldom should never fail." So, in its interrogatory
answers, dated June 7, 1995, plaintiff informed defendant of its
theory of products liability against Henny Penny thusly:
The high temperature thermostats of the Henny
Penny fryer failed to operate shutting the
fryer off. The temperature increased thereby
causing the fire in question. See Zamrowski
report for further detail.
Blum was deposed on May 6, 1996. He adamantly maintained
his position that the cook pot was full of fat at the time the
fire started. That was fundamental to his opinion of defect, as
that opinion was premised upon his conclusion that the high-limit
thermostat had failed. But he also considered another
possibility as to why the thermostat did not work, that is, "it
wasn't exposed to heat in the first place because the fat level
was not high enough." In that event, he opined, for the first
time, that the fryer suffered from a design defect in that it did
not have a high-limit thermostat for low level fat. He said:
By the way, [this] possibility I did not
list in my report, but I'm introducing it now
[and it] represents [a] design defect in the
fryer. The reason is that the high limit
thermostat must be designed for all
unforeseeable conditions, because the hazard
is so immense from five pounds, or how much
fat is in a fryer, the hazard is so immense,
if that fat were to ignite, that all
reasonable means must be taken to make sure
that the high limit function is absolute and
cannot readily be violated during ordinary
use of the fryer or in foreseeable misuse of
the fryer. . . .
. . . .
. . . if it's possible that this high limit
function can be compromised because the fat
level is not high enough, then your design is
wrong, the design of the fryer is wrong,
because that high limit function must be able
to shut that unit off under all foreseeable
circumstances, one of which is there is
insufficient fat in the unit.
Insufficient fat can occur because
whoever fills the fryer doesn't put enough
fat in it, or fat can be used up. Fat is
used up in the frying process. It clings to
the food, and our arteries suffer from it.
You do periodically have to add more
fat. If the fat level goes too low, even
though the manufacturer does not intend it to
go too low, it's certainly a foreseeable
circumstance.
The high limit function must operate
even in that circumstance. Even if it takes
more than one sensor or more than one
physical thermostat, it doesn't matter. You
cannot allow the possibility to occur, if you
have anything to do with it, as a designer[,]
of the fat igniting. It's just too
tremendous a hazard.
[Emphasis added.]
Blum did not, however, know where the high-limit thermostat's
sensor bulb actually was located in the cook pot. He also
continued to adamantly maintain that the factual premise
necessitating the design defect theory was virtually impossible,
given the physical evidence. As he put it "considering the
possibility that there was only minimal fat in the cook pot,
there was much too much fire in terms of its spread, in terms of
its duration for that to have been the case." Blum reasserted
his manufacturing defect theory and the factual premise it was
based on in two subsequent supplemental reports but, in his
supplemental report of November 27, 1996, again posited the
design defect he mentioned during his deposition. However, he
never asserted or explained that the design he proffered, i.e.
two high-limit thermostats, one of which would extend to the
bottom of the cook pot, was feasible.
Henny Penny's expert, Dennis Dyl, disagreed as to the
factual origin of the fire. He thought that the improper
condition of the fryer, left by the employees the night before,
caused most of the fat to empty from the cook pot when it was
turned on just before the fire started. This allowed the level
of the fat to fall below the sensor bulbs of the thermostats such
that the fat continued to heat up uncontrolled and ultimately
reached the point of auto-ignition.
In addition, and critical to this appeal, Dyl issued a
supplemental report on September 17, 1996, in which he stated:
"due to the age of the subject center fryer, fire damage and lack
of maintenance records, it can not [sic] be determined if the
operational thermostat and high limit control are the original
controls installed by Henny Penny Corporation when the fryer was
manufactured." He also observed that the manual high-limit
controls on the two adjacent fryers had been replaced with
automatic reset controls, "and thus it would be reasonable to
assume that the high limit for the center fryer may have also
been replaced."
On October 10, 1996, defendant filed its notice of motion
for summary judgment, relying on Dyl's reports. Critical to the
issue that forms the basis for our affirmance here, and in
response to defendant's motion, Blum asserted in a subsequent
report that he could not determine whether the high-limit
thermostat was an original or similar replacement but, in his
opinion, "strong evidence exist[ed] that it [was] probably
original." He explained the "strong evidence" as such:
High limit thermostats are seldom called
upon to actuate. Daily operation of the
fryer is governed by the operating thermostat
which cycles on and off repeatedly to
maintain fat temperature. By contrast, the
high limit thermostat, which in terms of
design is a very similar control, only
actuates if the operating thermostat fails in
the closed position so the burner stays
operating longer than it should and the fat
overheats. By design, when this occurs the
high limit thermostat actuates and shuts off
the burner indefinitely pending manual reset
which entails opening the control panel. In
other words, the high limit thermostat will
actuate only once, only on those infrequent
occasions when the operating thermostat fails
in this particular manner. Over the 18 years
existence of the subject fryer, it is
conceivable that the operating thermostat may
have failed in this manner perhaps as often
as once a year (actually, less frequently is
probably more likely), which means no more
than about 18 times in the life of the
subject fryer. Is it reasonable to expect
that a control of a similar design to one
that functions thousands of times before
failing will fail after functioning no more
than about 18 times? Hardly. Clearly, it is
overwhelmingly probable that the high limit
thermostat installed in the subject fryer at
the time of the fire is original. . . .
The Motion for Summary Judgement asserts
that H.T. Rose personnel were seen servicing
the three Bordentown fryers on several
occasions, but this assertion is not evidence
the high limit thermostat of the subject
fryer was ever replaced. In fact, there is
no evidence that anyone ever replaced the
high limit thermostat on the subject fryer,
or even on other Henny Penny fryers at the
H.T. Rose restaurants. We only know that
some high limit thermostats of unknown type
were replaced on some H.T. Rose fryers at
unknown H.T. Rose restaurants.
In fact, other types of high limit
thermostats exist which are not manual
resetable, but rather automatically reset
themselves when the fat has cooled below the
thermostat's setpoint. With an automatic-reset thermostat, a fryer whose operating
thermostat has failed can still be used, with
the burner cycling on the high limit
thermostat, albeit at a higher temperature
which makes cooking more difficult. The
situation may not be noticed for a
considerable time. Therefore, in general an
automatic-reset high limit thermostat will
tend to function many more times than a
manual-reset high limit thermostat. For this
reason, it may well be that other fryers
owned by H.T. Rose required high limit
thermostat replacement because they were of
this different type, while the subject fryer
did not.
[Emphasis added.]
Blum's "strong evidence," thus, consisted of his assertion that a
high-limit thermostat might be caused to trigger a shut down once
a year and, thus, not wear out in the eighteenth or nineteenth
year without some defect. He explained the replacement of the
high-limit thermostats on the right and left fryers simply by
speculating that perhaps the other fryers had needed replacement
of their high-limit thermostat because their original manual-reset thermostats had been replaced by automatic-reset
thermostats which required more frequent replacement. Of course,
there exists no evidential basis for these speculations.
What the record reflects as to whether the subject high-limit thermostat was or was not the 1976 original is the
following. According to plaintiff's interrogatories, during the
time it had owned the restaurant prior to the fire (from 1985 to
1995), maintenance was performed by its employee, Ross
Frankenfeld. Frankenfeld testified at deposition, however, that
he maintained plaintiff's restaurants, including the Bordentown
Roy Rogers, only from 1992 to 1994. In response to defendant's
request in discovery for a list of all repairs and maintenance
performed on the fryer from the date of installation through the
date of the fire, plaintiff asserted that "[i]t would be
burdensome to list all repairs and maintenance on this said
fryer." This suggests that such records exist. But in response
to defendant's motion for summary judgment, plaintiff supplied an
attorney hearsay affidavit that any maintenance logs there may
have been were destroyed in the fire and lost. We note, however,
the deposition testimony on behalf of plaintiff of Philip Warden
which suggests no more than a lack of any effort to ascertain
whether such records may have survived the fire.See footnote 2
The deposition testimony of plaintiff's employees, moreover,
would leave a reasonable person to very much question whether the
high-limit thermostat on the fryer in 1993 was the same one on it
in 1976. Margaret Postlethwait had been the general manager of
the Bordentown restaurant for almost two years prior to the fire,
leaving that position just one week earlier. During this period
of time, she observed plaintiff's maintenance employees, Ross
Frankenfeld and Dan Christianson, working on the fryers in the
Bordentown store at different times. Randy Tucker, who had
worked at the Bordentown restaurant for five to six years prior
to the fire, testified that he too had seen a person named Dan
working on all three fryers over that period. He recalled the
middle fryer being "broken" and out-of-service for about a month
before the fire.
Frankenfeld, for his part, testified that he did not do any
routine maintenance work on the fryers, only repair work when a
problem was reported. He also acknowledged that he had replaced
thermostats in fryers at plaintiff's various restaurants and that
he typically stocked thermostats, including high-limit
thermostats, in his truck. He acknowledged replacing an
operating thermostat at the Bordentown restaurant in the right
fryer. As for the high-limit thermostats, at first he said he
"possibly" may have also replaced them, then admitted recalling
that in fact he had, but he did not recall here. He denied
having any knowledge that the center fryer had been out of
service for the month before it was used on the day of the fire;
but, when asked if he had ever repaired or maintained that fryer,
his reply was "I'm not sure." Neither was he sure whether the
center fryer's high-limit thermostat was missing its sensor bulb
before the fire.See footnote 3
The evidence that the high-limit thermostat that plaintiff's
expert opined was defective was ever in the control of defendant,
then, was weak, at best. And it was in the light of such
weakness that defendant brought its motion for summary judgement.
Interestingly, in opposing that motion, plaintiff did no more
than to rely upon its expert's assertion that it probably was the
original thermostat. It did not, for instance, submit any
information from the prior owner, Gino's, as to the repair or
maintenance of the fryers. This prompted the motion judge to
observe:
But we are talking about reasonable
inferences from all the circumstances. And
that's what we're looking for, is it
reasonable under these circumstances?
See I asked about the restaurant for
people who don't know about the place before
and whether it is still around. Supposing -
supposing that you had deposed the manager
and they said, we've had this fryer here for
ten years. Didn't touch it. Everything is
together. Right?
[Counsel]: Do you mean of the original
restaurant?
The Court: Yes. Genos.
[Counsel]: Yes.
The Court: And they said we purchased
it in 1976. And when we sold it that was
never serviced, never touched. The
thermostat was never changed.
Now you have that information. And then
your restaurant says, that thermostat was
never changed, by deposition. The service
records show that this deep fryer has been
serviced, but that thermostat has never
changed.
This is a circumstantial evidence, I
think, that certainly would have allowed you
to take this case to a jury and say this
thermostat was never changed and consequently
caused a fire. A defect must have existed at
the time of manufacture. And that's the kind
of circumstantial evidence, I think, from
which you could make those fair inferences.
But, no, we don't have that here,
obviously. All -- what we have is a fire
from which we are asked to conclude since it
was a new thermostat, therefore, and it
failed, it must have been defective. And it
must not have been changed because it was
new.
I'm thinking out loud right now. I'm
really looking for those circumstances that
really would make a reasonable jury to -- to
look at this issue. And I'm -- I'm not
seeing those circumstances.
The judge ultimately decided:
My conclusion in this case is that the
motion has to be granted because in
accordance with SCANLON there's no evidence
that this is the original thermostat that was
on the machine when it was manufactured in
1976.
You have a ten-year gap wherein this
machine was in the hands of other people who
could have done any number of things. And,
you know, in a sense it's like comparing it
to criminal law and some analogies. You have
a chain of custody. If you've established a
chain of custody that this is and -- and that
it hasn't been contaminated, then the jury
can reasonably conclude that it is which it
purports to be.
But when you have this -- a broken chain
of custody as you do here because it was in
the hands of somebody else. And all these
possibilities of other people doing work on
the machine and changing it, repairing it.
Then it's not necessarily reasonable and fair
to ask the jury to infer that which your are
seeking.
So I -- I -- I agree again with the
defendant. There's no evidence that this is
the original thermostat that the defendants
put on the machine. And there's no evidence
that it was defective when it left the
manufacturer.
Our review of the entire record as presented to us convinces
us that the motion judge did not err in this determination.
Plaintiff's claim was one of a manufacturing defect in the high-limit thermostat. One of the elements of its burden of proof,
then, was to demonstrate that the alleged manufacturing defect
existed while the fryer was under the control of defendant, that
is before it was sold in 1976. E.g. Becker v. Baron Bros.,
138 N.J. 145, 151 (1994); O'Brien v. Muskin Corp.,
94 N.J. 169, 179
(1983); Michalko v. Cooke Color & Chem. Corp.,
91 N.J. 386, 394
(1982). See Scanlon v. General Motors Corp.,
65 N.J. 582, 592-93
(1974). "It is not necessary to show that defendant created the
defect. What is important is that the defect did in fact exist
when the product was distributed by and was under the control of
defendant." Suter v. San Angelo Foundry & Mach. Co.,
81 N.J. 150, 170 (1979) (emphasis added). The fact that the fire
occurred, causing the damage to plaintiff, cannot support an
"inference of defectiveness" against a defendant manufacturer;
liability arises only if plaintiff proves that manufacturer's
responsibility for that condition. Zaza v. Marquess and Nell,
Inc.,
144 N.J. 34, 49 (1996). See O'Brien v. Muskin Corp.,
supra, 94 N.J. at 179-80 ("[t]he necessity of proving a defect in
the product [for which the manufacturer is responsible] as part
of the plaintiff's prima facie case distinguishes strict from
absolute liability, and thus prevents the manufacturer from also
becoming the insurer of the product."). See for example, Smith
v. Keller Ladder Co.,
275 N.J. Super. 280, 286 (App. Div. 1994);
Macri v. Ames McDonough Co.,
211 N.J. Super. 636, 640-41 (App.
Div. 1986).
As to this element of a plaintiff's prima facie burden,
existence of the alleged manufacturing defect while in the
control of defendant is particularly difficult where, as here, a
product has been used for a substantial period of time. Direct
evidence that the condition existed before the manufacturer
placed the product into the stream of commerce will rarely be
available. But the task is not impossible, as "`evidence which
would permit an inference that a dangerous condition existed
prior to sale'" would suffice. Scanlon v. General Motors Corp.,
supra, 65 N.J. at 592-93 (quoting Jakubowski v. Minnesota Mining
and Mfg.,
42 N.J. 177, 184 (1964)). Such an inference, of
course, must be reasonable and, in the context of the plaintiff's
burden of proof to establish a defect while in the control of the
manufacturer by the preponderance of the evidence, must be more
likely than not. As the court in Scanlon explained:
Generally speaking, the older a product
is, the more difficult it is to prove that a
defect existed while in the control of the
manufacturer. No product is intended to last
indefinitely and many products require care
and maintenance to perform at the same level
as they did when new. With many products
proof that the defect arose while in the
hands of the manufacturer becomes very
difficult, if not impossible, after a certain
age; however, in certain situations mere age
alone may not be sufficient to preclude an
inference of a defect existing in the hands
of the manufacturer. The product itself must
be of a type permitting the jury, after
weighing all the evidence and particularly
the other factors referred to [such as age,
prior usage and durability], to infer that in
the normal course of human experience an
injury would not have occurred at this point
in the product's life span had there not been
a defect attributable to the manufacturer.
[Id. at 593 (emphasis added).]
Thus, the Scanlon circumstantial evidence test requires proof
sufficient to support a conclusion that "in the normal course of
human experience an injury would not have occurred at this point
in the product's life span had there not been a defect
attributable to the manufacturer." Ibid. See Consalo v. General
Motors,
258 N.J. Super. 60, 64 (App. Div.), certif. denied,
130 N.J. 597 (1992). Compare Scanlon, supra,
65 N.J. 582, with
Moraca v. Ford Motor Co.,
66 N.J. 454 (1975). And see Navarro v.
George Koch & Sons, Inc.,
211 N.J. Super. 558, 576-77 (App.
Div.), certif. denied,
107 N.J. 48 (1986).
We suppose this is what plaintiff's expert was asserting
when he claimed that the high-limit thermostat probably was the
original because it should have been infrequently called upon to
function. He did not, however, posit that, over the seventeen or
eighteen years of the fryer's use, it had never operated to shut
off the burner. It was his view that it might have done so once
a year. But, as defendant points out, if a manufacturing defect
was present at the time it left defendant's control, why did the
thermostat effectively operate for seventeen years without fail?
We simply cannot say that reasonable jurors could accept his
premise.
Moreover, as presented to the motion judge, "it would amount
to mere guess work to conclude . . . that the defect . . . of the
[product] was attributable to the period of manufacture . . .
rather than [for instance] to possible subsequent misuse or
overuse." Jakubowski v. Minnesota Mining and Mfg. supra, 42 N.J.
at 187-88. Our mere recitation of the proofs, such as they were,
bearing upon the history of the fryer's maintenance and repair,
amply reflects this. Compare Scanlon, supra, 65 N.J. at 599-600
(no evidence of service record of alleged defective product, a
nine-month old automobile with 4,000 miles, or examination
thereof by the experts), with Moraca, supra, 66 N.J. at 458-60
(evidence that six-month old automobile with 11,000 miles had
been properly serviced and maintained). And see Navarro, supra,
211 N.J. Super. at 577 (in light of evidence that oven latches
had been in use daily for six years and had been maintained
minimally, if at all, alleged defect in latches causing oven
explosion could not reasonably be inferred to have existed while
the product was in the control of the manufacturer).
We are fully cognizant that defense experts posited an
entirely different factual scenario to explain the cause of the
fire, that is, that the cook pot was not full of the fresh fat at
the time of the fire. The theory as to the cause of the fire
under this scenario was that, because the high-limit thermostat
was not submerged in the heating fat, the fat continued to heat,
finally reaching its auto-ignition point and, thus, ignited. In
that event, as we have pointed out, plaintiff's expert did assert
that defendant, nonetheless, would have been responsible because
such improper maintenance and/or use of the fryer should have
been foreseen and, thus, the fryer should have been manufactured
with a second, longer, high-limit thermostat that would have
extended to the lowest point of the fryer. And we acknowledge
that "whenever the facts permit an inference that the harmful
event ensued from some defect (whether identifiable or not) in
the product, the issue of liability is for the jury, and the
plaintiff is not necessarily confined to the explanation his
expert may advance." Sabloff v. Yamaha Motor Co.,
59 N.J. 365,
366 (1971). A design defect theory, if viable, would have
avoided the manufacturer's control issue that became critical in
the context of the manufacturing defect claim. E.g. Scanlon v.
General Motors Corp., supra, 65 N.J. at 594.
And thus, during plaintiff's motion for reconsideration
counsel, pointing out Blum's alternative design defect
assertions, argued:
So at the--the--while it is not the
plaintiff's opinion, or the opinion of the
expert witness of plaintiff that this is the
way it happened, if the jury believes either
through cross-examination of plaintiff's
witness or through the co-defendant's witness
who has indicated that the fire could have
been caused the way--the scenario that I've
given or possibly by an electrical fire, then
the jury could infer that, in fact, it was a
defect in the cook pot that caused the--the
fire.
Since the design defect theory was premised on a theory of
causation that Blum adamantly rejected, the motion judge queried
how the alternative theory could be admissible during plaintiff's
case and ultimately concluded:
The plaintiff's expert has absolutely
rejected Henny Penny's theory of--of
causation. And he could not raise a material
issue of fact now in plaintiff's case merely
by making reference to it in his case and
chief.
At the end of the plaintiff's case we
have to look at the plaintiff's evidence in
the light most favorable to the plaintiff.
He has absolutely rejected the defense theory
of causation. Consequently, there would be
no theory of causation that could implicate
Henny Penny at the end of the plaintiff's
case.
Their theory of causation has been
roundly and [soundly] rejected. I--I wonder
whether, in fact, it would be admissible.
Whether he would be allowed to make any
reference to it. It may be a question of
relevance.
But even if he were allowed to make
reference to it, he has already rejected it.
And consequently, there will be no issue of
fact--material issue of fact for a jury to
consider.
And therefore, the--the motion has to be
denied. Motion for reconsideration is
denied.
And it's an interesting approach,
frankly. . . [B]ut in looking at it, it has
caused me to look at these in a different
way. It still has to be denied.
We tend to agree with Judge Fuentes' careful and thoughtful
analysis of the approach plaintiff sought at that point in the
litigation. See Corcoran v. Sears Roebuck and Co.,
312 N.J.
Super. 117, 126-28, 130-31 (App. Div. 1998).
But beyond this, and perhaps more critically, Blum's
alternative theory of design defect could not have survived a
motion for involuntary dismissal as Blum never offered an opinion
that his high-limit thermostat design was a "reasonably feasible
alternative" design. Smith v. Keller Ladder Co., supra, 275 N.J.
Super. at 284 (quoting Macri v. Ames McDonough Co., supra, 211
N.J. Super. at 641). See Lewis v. American Cyanamid Co.,
155 N.J. 544, 571 (1998); O'Brien v. Muskin Corp., supra, 98 N.J. at
184; N.J.S.A. 2A:58C-3(a)(1) (a manufacturer may not be held
liable on a products liability design defect theory "if . . .
[a]t the time the product left the control of the manufacturer,
there was not a practical and technically feasible alternative
design" that would have prevented the harm). And see Restatement
(Third) of Torts §2(b) comment f (1998) ("[t]he necessity of
proving a reasonable alternative design as a predicate for
establishing design defect is, like any factual element in a
case, addressed initially to the courts. Sufficient evidence
must be presented so that reasonable persons could conclude that
a reasonable alternative could have been practically adopted.").
The mere statement, here, that the cook pot should have had
two high-limit thermostats, one of which would extend to the
bottom of the cook pot, does not provide any basis for concluding
that such a design, though obviously simple in concept, would
work. Without further explanation, the initial thought might be
that such a design would result in a shut down of the cook pot
every time it was heated, as the sensor bulb of the longer
thermostat would be very close to the heating source. There may
well be a technologically feasible and practical alternative
design that would incorporate two high-limit thermostats, one of
which would extend to the bottom. But the point is, Blum's
almost oft-handed assertion that that is what the cook pot should
have had does not provide any basis for a finder of fact to
conclude that such a design was reasonably feasible in 1976.
We add one final comment. When presented with this concern
during oral arguments, plaintiff's response was that because of
the granting of the motion for summary judgment and denial of the
motion for reconsideration, plaintiff was deprived of an
opportunity to establish a basis for the alternative design
defect theory. But our recitation of the facts and procedural
posture of the case at the point of these motions makes clear
that the motions occurred after Blum had not only submitted his
original report, but had been deposed and had submitted several
supplemental reports, and after defendant's expert also had been
deposed. The alternative factual scenario for the fire posited
by the defense, and which caused Blum to suggest the design
defect theory as an alternative basis for liability, was in the
case long before the motions.
Affirmed.
Footnote: 1Plaintiff also sued the installer of a chemical fire
extinguisher system, Atlantic Fire Services, Inc., and the
manufacturer of the system, Kidde, Inc. The claims against Kidde
were voluntarily dismissed without prejudice. The claims against
Atlantic Fire Services were settled just prior to trial.
Footnote: 2In this respect, we note the following deposition testimony
of Mr. Warden:
Q. And the log book for the Bordentown store, was there
a log book used at that facility?
A. That was standard operating procedure. It
should have been there.
Q. Do you know what happened to that log book
after the fire?
A. No, I do not.
Q. Do you know where it was stored or kept at
the Bordentown store before the fire?
A. Yes.
Q. And were any documents or other artifacts
removed from the manager's office following
the fire? (continued on next page)
A. Following the fire I think some personal
possessions might have been removed from the
manager's office. I think we tried to secure
payroll records, probably, if they weren't
damaged. But I don't think there was
anything that wasn't damaged in that fire.
Q. Your double negative is confusing me. Are
you saying everything was damaged the fire?
A. It looked to me like everything was damaged
in the fire.
Q. When you say was damaged, do you mean water
damage or smoke damage or fire damage?
A. All of the above.
Q. Did you make any particular -- strike that.
Who removed the payroll records
from the manager's office after the fire?
A. I don't remember. I don't know.
Q. Did you give the direction for those records
to be moved?
A. I would have given direction to secure any
records that could be secured, which as the
payroll records that are required by us by
law, and I don't know if we actually secured
any. A lot of the records were also stored
not necessarily in the office but usually in
the attic, and the attic sustained the
heaviest damage or some of the heaviest
damage.
Q. And you don't remember who you asked to go in
and try to secure those records?
A. No, I don't. No. We had employees that we had to obviously get paid. Footnote: 3Defendant has provided us with Frankenfeld's entire deposition transcript. We have read it, as did the motion judge who was caused to comment "Frankenfeld? He - it's rather curious that he has good memory on some things and not a good memory on the other things. And I don't judge credibility. . . But certainly I can't ignore the fact that somehow he remembers he performed service maintenance, repairs and replacements of the very thermostat that we're talking about here in some restaurants, but has no memory, or lapse of memory, when we talk about the restaurant in question." We quite agree with the motion judge's obvious discomfort with Mr. Frankenfeld's testimony.