SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-4617-96T2F
IN THE MATTER OF THE
CIVIL COMMITMENT OF G.A.
________________________________
Argued: January 21, 1998 Decided: February 17, 1998
Before Judges Dreier, Keefe and Wecker.
On appeal from the Superior Court of New
Jersey, Law Division, Passaic County.
Joseph Del Russo, Senior Assistant Prosecutor
argued the cause for appellant (Ronald S. Fava,
Passaic County Prosecutor, attorney; Mr. Del
Russo, of counsel and on the brief).
David Simon argued the cause for G.A.
The opinion of the court was delivered by
DREIER, P.J.A.D.
The Passaic County Prosecutor appeals from a Law Division order denying his request to have the court direct a psychiatric examination of G.A., an individual who had been civilly committed following the termination of an extended jail term. During a period of apparent improvement, G.A. had been placed on a status denominated Conditional Extension Pending Placement (CEPP), and granted Level 3 privileges, enabling him to enjoy home visits and supervised work opportunities. Thereafter G.A. was accused of sexually assaulting a female patient and was arrested for
possession of marijuana and alcohol, causing his downgrade to
Level 1 status. Eventually, his condition improved and Level 3
freedoms were restored. The prosecutor opposed G.A.'s CEPP
status and requested that he be involuntarily committed. To
support his challenge, the prosecutor requested a psychiatric
examination of G.A. by a psychiatrist appointed by the
prosecutor. The judge denied the motion and this appeal ensued.
We note at the outset that this case and our discussion in no way
implicates the court's inherent power, recognized by N.J.R.E.
614, itself to appoint and call an independent expert witness.
After a February 1978 indictment, G.A. was convicted of
rape, rape while armed, and assault with intent to commit sodomy.
He was sentenced to consecutive terms aggregating sixteen to
nineteen years. G.A.'s prison term expired on January 8, 1995,
but three days prior to his scheduled release, the court granted
the State's request for a temporary order of commitment pursuant
to N.J.S.A. 30:4-27.10, and involuntarily committed G.A.
temporarily to Trenton Forensic Hospital. On February 23, 1995,
G.A. was transferred to a less restrictive setting at Greystone
Park Psychiatric Hospital, where he currently resides.
On April 11, 1995, the hearing judge approved an order
placing G.A. on CEPP based on testimony that revealed that he did
not meet the criteria for continued commitment by clear and
convincing evidence. Upon application by the prosecutor, the
court stayed its April 11, 1995 order to allow him to present
supplemental evidence as to G.A.'s need for involuntary
commitment. Specifically, the court granted the prosecutor the
opportunity to conduct an independent psychiatric evaluation of
G.A. On May 16, 1995, based on supplemental evidence, the court
found that G.A. suffered from a mental illness which caused him
to be a danger to himself and to others, hence the court ruled
that G.A. should remain involuntarily committed pending a new
hearing.
On April 16, 1996, noting from a psychiatrist's report that
G.A.'s behavior had improved and that he was complying with
medication orders, the judge placed him on CEPP and approved an
order granting him Level 3 privileges. Under this status, G.A.
was given increased privileges such as the right to attend work
in training under supervision and home visits. The prosecutor
requested a stay of the April 16, 1996 order, but the court
denied the motion. Soon G.A. began home visits.
On September 4, 1996, police were called to Greystone to
investigate a report that G.A. had sexually assaulted a female
patient. G.A. admitted to having consensual physical contact
with the female patient, but he denied having sexual intercourse
with her. He was not formally charged because the female patient
was found to be mentally incompetent and unable to provide
consistent testimony. While this allegation was being
investigated, G.A.'s Level 3 privileges were suspended.
G.A. was evaluated on October 17, 1996, and diagnosed with
schizophrenia, chronic paranoid type in partial remission
(showing no signs and symptoms of schizophrenia for at least one
year). Dr. Gooriah, the staff psychiatrist, noted that because
of G.A.'s prior history of noncompliance with his medication,
"should [G.A.] be discharged into the community there is a risk
of his decompensation." Yet, one month later Dr. Gooriah
testified at a hearing that G.A. did not satisfy the criteria for
being involuntarily committed. Consequently, she found no reason
why his visitations should not resume.
On November 13, 1996, the judge signed an order restoring
Level 3 privileges to G.A., thereby allowing him to restart
weekend visits with his sister and home visits beginning November
15, 1996. Later that month he was arrested for possession of a
controlled dangerous substance, namely marijuana in violation of
N.J.S.A. 2C:35-10a(4), and possession of an alcoholic beverage in
violation of N.J.S.A. 2C:29-6b. As a result, his privileges were
revoked on November 30, 1996.
On February 25, 1997, the prosecutor moved for an order to
reevaluate G.A.'s mental condition and to subject him to a
separate evaluation by a psychiatrist selected by the prosecutor
to determine whether G.A. is presently mentally ill and dangerous
and thus requiring involuntary commitment. The court granted the
prosecutor's request for a reevaluation of G.A.'s mental
condition, but without pointing to specific statutory authority,
the hearing judge refused to acknowledge the prosecutor's power
to obtain such a psychiatric examination of G.A. apart from the
initial involuntary commitment proceeding.
In denying the prosecutor the right to compel a separate
psychiatric examination, the hearing judge stated that "the Court
has to proceed cautiously in how much [rein], if you will, is
given to the Prosecutor's Office." Further, he expressed a
desire to avoid a "battle of the experts or the hired guns"
situation. Although the hearing judge recognized the
prosecutor's role in the initial proceedings, the court found
that "the right to civilly commit and to have independent
psychiatric examination is limited to those situations provided
for by the statute." He expressed doubt that "the purpose of the
statute is that at any stage to be giving the Prosecutor that
right that it has initially to move for the independent
evaluation examination of inmates or citizens when the patient is
already at the hospital as a patient here and it's a matter of
record."
On March 17, 1997, two treating psychiatrists at Greystone
concluded that G.A. was a danger to himself, others and property.
An order for a temporary period of commitment was then issued on
March 18, 1997. After his recommitment, G.A. was diagnosed with
schizophrenia, chronic paranoid type, and he was involved in an
incident where he entered a restricted area and verbally
threatened a nurse. Consequently, Dr. Gooriah opined that G.A.
was a danger to others, to property and to himself, and as such
he should be committed to Greystone until his condition
stabilized. On April 8, 1997, due to G.A.'s declining mental
condition, the court signed a civil commitment order
involuntarily recommitting him to Greystone. The prosecutor
filed a notice of appeal on April 5, 1997, as to the State's
right to retain an independent psychiatric evaluation of an
individual on CEPP status.
The prosecutor argues that the hearing judge erred in
concluding that the State may not order an independent
psychiatric evaluation of G.A. once the civil commitment has been
initiated. The prosecutor relies on N.J.S.A. 30:4-27.10 and
N.J.S.A. 30:4-82.4 as support for his assertion that the State
may compel an individual to submit to a psychiatric evaluation by
a psychiatrist of the State's own choosing after the initial
involuntary commitment. Although these statutes are silent
regarding a prosecutor's authority to mandate psychiatric
evaluations beyond the initial involuntary commitment hearing,
the prosecutor maintains that this right is implicit in the
language and purpose of the statutes.
As part of the 1994 amendments to N.J.S.A. 30:4-27.10, the
Attorney General, in exercise of the State's authority as parens
patriae, may initiate a court proceeding for involuntary
commitment of an inmate scheduled for release after serving the
maximum term of incarceration. N.J.S.A. 30:4-27.10d. This
statute provides that
[w]hen the Attorney General determines that
the public safety requires initiation of a
proceeding pursuant to subsection b. of this
section, the Attorney General may apply to
the court for an order compelling the
psychiatric evaluation of the person. The
court shall grant the Attorney General's
application if the court finds that there is
reasonable cause to believe that the person
may be in need of involuntary commitment.
The Attorney General may delegate the
authority granted pursuant to this
subsection, on a case by case basis, to the
county prosecutor.
[Ibid. (emphasis added)].
Thus, it is clearly within a prosecutor's power to initiate an
involuntary commitment proceeding in the interest of public
safety and subject a released inmate to a psychiatric evaluation.
In the Matter of D.C.,
146 N.J. 31, 55 (1996).
The ability of the Attorney General or a county prosecutor
to order an independent psychiatric evaluation to determine
whether involuntary commitment is necessary is particularly
applicable to inmates convicted of sexual offenses. Under
N.J.S.A. 30:4-82.4, when an inmate who has been convicted of
aggravated sexual assault, sexual assault or aggravated criminal
sexual contact is scheduled for release after serving the maximum
term, the Attorney General may initiate proceedings to determine
whether the inmate is in need of involuntary commitment. If the
Attorney General or a county prosecutor suspects that an
involuntary commitment is required, the Commissioner of
Corrections or the Juvenile Justice Commission, upon request of
the Attorney General or county prosecutor, shall "[p]ermit
persons qualified to execute clinical certificates necessary for
civil commitment to examine the inmate in the institution in
which he is confined," or "arrange for persons qualified to
execute clinical certificates necessary for civil commitment to
examine the inmate." N.J.S.A. 30:4-82.4e(1) and (2).
While the State's right to initiate a civil commitment
hearing and order an independent psychiatric evaluation is
supported by statute, the question is whether this right extends
to a situation where the patient has been placed on CEPP status.
Neither the statute detailing the procedures for hearings on the
continuing need for involuntary commitment, N.J.S.A. 30:4-27.12,
nor the Rules Governing Civil Practice provide guidance in this
area of the law. In setting forth the general discovery
guidelines for civil commitments, R. 4:74-7(d) states that the
court may "order testing or examination of the patient by an
independent psychiatrist, psychologist or other expert." The
same ability to order an independent psychiatrist is not,
however, discussed in the discovery procedures for CEPP hearings.
Instead, discovery orders generally remain within the discretion
of the court. At CEPP hearings, the court must inquire into and
receive such evidence of a patient's placement "as is necessary
to support the entry of an order conditionally extending the
patient's hospitalization." R. 4:74-7(h)(2). Although no New
Jersey case has addressed this issue, an examination of the
statute governing the discharge procedures for involuntarily
committed individuals is instructive.
The State's power to compel a separate psychiatric
examination may be exercised before a committed person is
discharged. After receiving notice that a patient is no longer
in need of involuntary commitment, the Attorney General or a
county prosecutor who was involved in the initial commitment may
file a request for a hearing on the issue of the continuing need
for commitment. N.J.S.A. 30:4-27.17b. The administrative
discharge is then postponed, and the court must schedule a
hearing on the issue. Ibid. Implicit in this statute is the
ability of the party opposing the discharge to set forth proof of
the reasons supporting the continuing need for involuntary
commitment.
The form of such proof is dictated by N.J.S.A. 30:4-27.13.
In a hearing on the need for involuntary commitment, the
patient's psychiatrist who has conducted a personal examination
of the committee must testify. N.J.S.A. 30:4-27.13b. In
addition, "[o]ther members of the patient's treatment team and
any other witness with relevant information offered by the
patient or the persons presenting the case for civil commitment
shall also be permitted to testify at the hearing." Ibid.
(emphasis added). Certainly an evaluation by a separate
psychiatrist produced by a prosecutor, regarding the mental state
of a patient would be relevant, especially if the testimony had
the potential to clarify another expert's contradictory findings.
Thus, this statute seems to sanction the ability of the Attorney
General or a county prosecutor who initiated the civil commitment
proceeding to evaluate the patient independently and then present
to the court the relevant testimony on the need for involuntary
commitment. Cf. In re Gannon,
123 N.J. Super. 104, 106 (Cty. Ct.
1973) (finding that in a hearing to contest the application for
involuntary commitment the State must provide an indigent patient
with an evaluation by an independent psychiatrist).
If G.A. were to be discharged, the prosecutor could file a
new proceeding and mandate an independent psychiatric
examination. The prosecutor therefore presents a persuasive
argument for recognizing the same power in the present situation
where the State contests G.A.'s CEPP status, which affects the
public similarly to a discharge. The prosecutor seeks the
patient's return to a status that will not affect the public.
Although a patient under CEPP status is not granted complete
liberty, the patient is permitted to have contact with the
community. It is this release into society, the prosecutor
argues, that triggers the State's parens patriae power to order
an independent expert to evaluate patients like G.A.
Even if we approach this problem from another direction, a
review of the purpose of the involuntary commitment statutes and
the State's parens patriae power, the analysis reveals a strong
basis for granting the prosecutor's request for an independent
psychiatric evaluation. The purpose and intent of the 1994
amendments were to protect the public from dangerous sexual and
other violent offenders who have completed their maximum
sentences but suffer from a mental illness that renders them
dangerous to themselves and others. L. 1994, c. 134, § 1. See
generally Claudine M. Leone, New Jersey Assembly Bill 155--A Bill
Allowing the Civil Commitment of Violent Sex Offenders After the
Completion of a Criminal Sentence, 18 Seton Hall Legis. J. 890,
896 (1994). In furtherance of this purpose, the State should be
given the opportunity to evaluate a patient on CEPP through an
independent psychiatrist, so that evidence in which the
prosecutor has confidence can be presented to the court,
especially where the hospital recommends discharge or CEPP
status. Without the ability to present contrary testimony
supporting its position for involuntary commitment, the State's
competence to challenge a patient's CEPP status would be
hampered, thus possibly resulting in the temporary discharge of a
potentially dangerous sex offender into the community.
The importance of granting the prosecutor the right to
compel an independent evaluation to challenge a committee's CEPP
status is even clearer when considered under the facts in this
case. Here, after G.A. was convicted of rape and subsequently
involuntarily committed to Greystone, his sexual preoccupations
and deviant behavior continued. While on CEPP, there were
allegations that he sexually assaulted a female patient.
Further, during one of his home visits G.A. was arrested for
possession of marijuana and possession of alcohol. G.A.'s
history shows that he is probably not a strong candidate for
greater privileges under CEPP. Even Dr. Gooriah, the treating
psychiatrist who testified that G.A. should be granted CEPP
status, seemed unsure about his ability to handle a less
restrictive setting. Although she testified on November 12, 1996
that G.A. did not meet the criteria for involuntary commitment,
one month earlier she noted in a report that if he should be
discharged into the community, there was a risk that his mental
condition would decompensate.
Only the prosecutor's insistence on independent proof could
protect the public in this or another case where the patient
might become violent, but such proclivity was not recognized by
the institution's experts. Arguably, cross-examination of a
testifying expert could clarify confusion, but in cases where the
State disagrees with the expert's diagnosis and there are
sufficient grounds for such an objection, the State should be
given the right to by-pass the contradictory opinion of
institutional psychiatrists and order an independent psychiatric
examination to protect the public from even the temporary release
of potentially dangerous sex offenders. See In the Matter of
D.C.,
281 N.J. Super. 102, 122 (App. Div. 1995), (Shebell,
P.J.A.D., dissenting), rev'd on other grounds,
146 N.J. 31
(1996).
The State's right to order an independent evaluation of a
patient on CEPP status is also supported by the Attorney
General's broad powers to act in the interests of public safety.
Drawing from the parens patriae theory, the Attorney General has
a common law responsibility to act on behalf of the State to
protect its citizens who cannot protect themselves because of an
innate disability, such as minority, mental illness or
incompetency. In re D.C., supra, 146 N.J. at 47-48. The
Attorney General's powers as parens patriae has been specifically
marshalled through the 1994 amendments which state that the
Attorney General is authorized "to seek civil commitment when the
public safety requires." Id. at 44 (quoting Sponsor Statement to
Assembly Bill No. 86, at 1 (Sept. 26, 1994)). Thus as "protector
of the public interest" the State should be allowed to challenge
a patient's CEPP status and order independent psychiatric
evaluations to prevent potentially dangerous sex offenders from
enjoying liberties they are unable to handle.See footnote 1
In defense, G.A. argues that because he is still under
investigation for the alleged sexual assault of a female patient,
appointment of an independent psychiatrist would violate his
Fifth Amendment right against self-incrimination. This argument,
however, is without merit. Under N.J.S.A. 30:4-82.4h(2),
disclosure of information related to an inmate's commitment or
release is limited to the use of determining the need for
involuntary commitment. The use immunity concept, restricting
the use of inculpatory statements made during a psychiatric
examination, is well established. State v. Whitlow,
45 N.J. 3,
26 (1965) clearly states that "inculpatory statements shall be
limited expressly to the claim of insanity, and shall not be
admissible on the issue of guilt." See also State v. Obstein,
52 N.J. 516, 531 (1968), overruled on other grounds, State v.
Williams,
93 N.J. 39 (1983). Therefore, requiring G.A. to submit
to an independent psychiatric examination does not violate his
protection against self-incrimination.
In sum, in accordance with broad discovery guidelines in
court hearings to determine the need for involuntary commitment,
both initially and prior to discharge, the prosecutor should be
allowed to order an independent psychiatric evaluation of G.A. to
determine whether a more restrictive involuntary civil commitment
status should be reinstated instead of G.A.'s being placed on
CEPP. The prosecutor's arguments for reinstatement of such a
status are no different from the arguments that the State would
make in an initial commitment hearing or when contesting the
discharge of G.A. As in the initial and discharge hearings, the
prosecutor would attempt to prove that the patient is a danger to
himself, others and property. If the State's proofs were
restricted to the testimony of the patient's treating
psychiatrist, a prosecutor's ability to argue for involuntary
recommitment would be severely curtailed, especially if, as in
this case, the treating psychiatrist presented contrary and
inconsistent testimony. Consequently, we determine that a
prosecutor shall be permitted to contest a patient's CEPP status
by presenting any witness with relevant information on the
subject of involuntary recommitment, including an evaluation by
an independent psychiatrist.
Lastly, we determine that the issue before this court is not
moot because of G.A.'s recommitment. The issue of whether the
State can introduce its own expert witness at a hearing to
determine whether a patient should receive even restricted
release into the community is of public importance and of
substantial concern to the public interest. The prosecutor
correctly maintains that because the issue before this court is
capable of repetition, this court should render a decision to
provide guidance to the trial courts, and to the Attorney General
and the county prosecutors.
Even where a controversy is technically moot, we may
nevertheless grant judicial review where a broad public interest
is at stake and the circumstances giving rise to the litigation
are likely to recur. In the Matter of the Application for the
Commitment of Geraghty,
68 N.J. 209, 212 (1975). For example,
recently in In the Matter of the Commitment of Calu,
301 N.J.
Super. 20 (App. Div. 1997), this court addressed the issue of
mootness in the context of an involuntary commitment proceeding.
The patient in Calu appealed from an order denying the less
restrictive conditions that were recommended by the patient's
treatment team. Id. at 22. Before the appeal was calendared, a
Krol hearing took place and the trial court issued its decision,
concluding that the patient was mentally ill and likely to pose a
danger to himself and society. Id. at 23. Because there was a
subsequent review hearing with an entry of an order removing the
disputed privileges, we found that the patient's arguments
relating to the less restrictive conditions were mooted. Id. at
23-24. However, because there were other issues that were likely
to surface at future Krol review hearings, we adjudicated those
issues. Id. at 24. As in Calu, there is here the unresolved
matter of whether the State generally is allowed to order a
patient to submit to an independent psychiatric exam while he is
on or being considered for CEPP status. This issue will most
likely be revisited in this case or other involuntary commitment
hearings under N.J.S.A. 30:4-27.10. Therefore, there is
persuasive authority supporting our rendering a decision to guide
future litigation.
The order denying the State's request for its independent
psychiatric examination is reversed. The State is entitled to
compel a patient on or being considered for CEPP status to submit
to a psychiatric evaluation requested by the prosecutor to
determine whether he should continue to be retained under more
restrictive control.
Footnote: 1We are aware of the strong public interest in the outcome
of this litigation. The general public is gravely concerned
about the possibility that a sex offender who may be mentally ill
and dangerous to himself or others may be released from a
treatment facility, even if such freedom is on a temporary basis.
See L. 1994, c. 134, §1, where the Legislature declared the
necessity for reaffirming and clarifying the statutory standards
for civil commitment to ensure that the full benefits of
involuntary civil commitment law are realized.