SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-4669-96T3
IN THE MATTER OF THE
GUARDIANSHIP OF K.H.O.
_______________________________________
Argued January 21, l998 - Decided February 20,
1998
Before Judges Pressler, Conley and Carchman.
On appeal from Superior Court of New Jersey,
Chancery Division, Family Part, Union County.
Michael J. Doherty argued the cause for appellant,
B.S. (Lerner, David, Littenberg, Krumholz &
Mentlik, attorneys; Mr. Doherty, on the brief).
Lisa B. Landsman, Deputy Attorney General, argued
the cause for respondent, New Jersey Division of
Youth and Family Services (Peter Verniero,
Attorney General, attorney; Mary C. Jacobson,
Assistant Attorney General, of counsel; Ms.
Landsman, on the brief).
Dean Bennett, Law Guardian, argued the cause for
K.O.
The opinion of the court was delivered by
CONLEY, J.A.D.
This appeal arises in the unfortunate and, we fear, not uncommon setting of a drug-addicted parent who, during the first four years of her child's life and despite extensive drug programs offered through the auspices of the Division of Youth and Family Services (DYFS), has not been able to overcome her addiction to the satisfaction of DYFS. As a result, while permitted visitations with her child, she has never become a custodial parent and the child has bonded with her foster parents
who now want to adopt her. DYFS' application to terminate
parental rights so as to free the child for the adoption was
successful.See footnote 1 Because, given the existing law and the
practicalities of the adoption procedure, termination and
adoption effectively severs forever the child's biological
relationships,See footnote 2 what this termination proceeding ultimately may
present is the choice of maintaining those relationships with
continued foster care on the one hand, and the perceived need for
"permanency and stability" in the form of freeing K.O. for
adoption on the other. The choice is made particularly difficult
because the adoptive parents have no legal obligation to ensure
that K.O.'s contacts with her biological family, including her
grandmother and brother with whom she has had a significant
relationship, continue.
It is a choice that, we think, implicates primarily the
first and fourth prong of the "best interests" test of N.J.S.A.
30:4C-15.1(a) and New Jersey Div. of Youth and Family Servs. v.
A.W.,
103 N.J. 591, 604-05 (1986). In this respect, we are
convinced the record before us is insufficient to demonstrate
clearly and convincingly that B.S.'s unsuccessful efforts to
overcome her drug problem, thus leaving her child in foster care,
have yet reached the level of unremediable parental harm, and
that termination of B.S.'s parental rights, and thus K.O.'s
biological ties, will not do more harm than good. Were there an
evidential basis before us for concluding, clearly and
convincingly, that K.O.'s best interests require familial closure
now, we of course would affirm the termination. Quite simply,
there is not.
regular basis. It is somewhat unclear from the record exactly
how many visits there were. According to DYFS' psychologist, Dr.
Chorost, who did not testify at the termination trial but whose
reports were put in evidence, the foster mother told him that
there might have been a total of thirty visits over a three year
period. During the termination hearing, there was some mention
of 82 out of 84 scheduled visits. The caseworkers' records,
however, do not support these figures. In any event, the
caseworker who testified at the termination proceeding admitted
that many of the missed visitations were not B.S.'s fault. We
have the distinct sense that, at least after DYFS determined
adoption by the foster parents was preferable to reunification,
DYFS was less than diligent in promoting any continued
relationship between K.O. and her biological family.
In any event, it is clear that while K.O. has "bonded" with
her foster parents, calling them "Mom" and "Dad," she as well has
a good relationship with her mother. The January 2, 1997 report
of Dr. Chorost reflects that she refers to B.S. as her "friend"
or her "Mom." The record also reflects that K.O. views herself
as having "two Mommies." Moreover, and just as importantly, the
record reflects that B.S. has an extended family, including her
other child, J.S., and her mother, O.S. These are K.O.'s
biological brother and grandmother, with whom K.O. had a positive
relationship, at least while visitations were occurring in O.S.'s
home where J.S. resides.
DYFS filed its complaint for termination on August 7, 1996.
On January 2, 1997, Dr. Chorost submitted his report in which he
depicts the results of his psychological evaluations of B.S. and
K.O. The report reflects a full awareness of B.S.'s drug
addiction and her persistent drug treatment efforts since the
birth of K.O. The report also reflects the doctor's awareness
that, as of January 2, 1997, those efforts had been unsuccessful,
largely as a result of B.S.'s inability to regularly attend the
various programs or to follow through with what was required.
Thus, Dr. Chorost concluded in his January 2, 1997 report that
while his testing and evaluation revealed no "significant
thinking or emotional disorder which would impair [B.S.'s]
parenting ability[,]" her "admitted chronic and as yet unresolved
drug use problem call out for caution. . . ." But he did not
recommend terminating the parental relationship. Rather, his
caution was related to immediate reunification. In this respect,
he opined that "[h]er history of incomplete treatments for the
drug dependency and her pattern of missed appointments with
[K.O.] and other Division appointments give this examiner no
confidence in recommending to the Court that [B.S.] is now ready
to take full and responsible care of [K.O.]." Dr. Chorost also
observed the psychological bonding between K.O. and the foster
parents. His opinion was that K.O. would not be harmed by a
continuation of the foster care situation, but said:
for the long term, this examiner recommends to the
Court that visits between K.O. and B.S. be
increased in frequency and duration in preparation
for an eventual return to the natural mother when
the latter can demonstrate a stable social and
drug free life style. The child gives evidence
that, although she has a history of initial
stranger anxiety, she has a good resilience in
adapting to change and is able to establish and
maintain healthy secondary relationships. There
is also no evidence to suggest that K.O. now
presents a "special needs" situation. With these
factors in mind and within the limits of
psychological certainty, K.O. should be able to
adjust to her natural mother if she is afforded
the opportunity for a closer interaction with her
and if she perceives a cooperative relationship
between the two women who seem to love her.
Although adversaries in the custody issue,
both B.S. and [the foster mother] have expressed a
genuine respect for each other and an interest in
keeping in touch with each other in the future.
In light of this positive mutual relationship it
would be in K.O.'s best interests to promote the
child's sense of continuity with both of these
caring and significant adults.
[Emphasis added.]
The evident thrust of the State's expert's opinion is that
continued relationships with both B.S. and the foster parents
would not be harmful to K.O., indeed would be beneficial, but
with the primary goal still being reunification with B.S. This
opinion was expressed in light of a full disclosure of B.S.'s
drug problem, and her deficiencies and inabilities in handling
that problem. Yet, inexplicably, on March 13, 1997, four days
before the trial and after DYFS notified him that B.S. had tested
positive for drugs on February 24, 1997, not a surprising fact,
Dr. Chorost faxed to the Deputy Attorney General (DAG) a
handwritten note that says in toto:
Please be advised that I am in receipt of
your March 12th fax memo of the results of the
urine drug screen submitted by B.S. on February
24, 1997. The findings were positive for both
cocaine and opiates and B.S.'s behavior reportedly
gave the examiner an impression that she was
"nodding from heroin."
As noted in my report of January 2, 1997
". . . the admitted chronic and as yet unresolved
drug use problem call[s] for caution before giving
B.S. a clean bill and allowing the natural mother
to receive primary custody of her children."
The recent findings add strongly to my
reticence to recommend a return of the children to
B.S. The natural mother has perpetuated a
behavioral pattern which impels toward a
recommendation that the children be freed for
adoption.
[Emphasis added.]
Thus, whereas as of January 2, 1997, Dr. Chorost had recommended
continuation of K.O.'s biological relationships, suddenly just
four days before trial and in response to the DAG's tip of
continued drug use, the doctor did an about-face, now
recommending severance of those ties. But the "behavioral
pattern" "perpetuated" by B.S. was no better or worse on March 13
than it was on January 2. We are left to wonder what had so
substantially changed to justify the doctor's sudden change.
Naturally, we would have expected that with such a change of
professional opinion, Dr. Chorost would have been called by DYFS
to testify. He was not. The only witnesses at trial were the
current DYFS caseworker, who essentially provided the background
information, and the law guardian that had been appointed for
K.O. and who attested to the loving and caring home environment
provided K.O. in her foster home. Interestingly, he offered no
factual observations as to K.O.'s relationship with B.S. or with
her grandmother and natural brother. The entire DYFS caseworker
file, of course, was admitted into evidence, as was Dr. Chorost's
January 2, 1997 report and his handwritten March 13, 1997 fax
addendum. This forms the entire record upon which B.S.'s
parental rights, and thus K.O.'s biological ties, were severed.
Much more is needed. E.g., In the Matter of the Guardianship of
J.C.,
129 N.J. 1, 22 (1992). Cf. Kinsella v. Kinsella,
150 N.J. 276, 318-19 (1997).
(2) The parent is unwilling or unable to eliminate
the harm facing the child or is unable or
unwilling to provide a safe and stable home for
the child and the delay of permanent placement
will add to the harm . . . .;
(3) The division has made diligent efforts to
provide services to help the parent correct the
circumstances which led to the child's placement
outside the home and the court has considered
alternatives to termination of parental rights;
and
(4) Termination of parental rights will not do
more harm than good.
[N.J.S.A. 30:4C-15.1(a).]
New Jersey Div. of Youth & Family Servs. v. A.W., 103 N.J. 591, 604-05 (1986); New Jersey Div. of Youth & Family Servs. v. V.K., 236 N.J. Super. 243, 262 (App. Div. 1989), certif. denied, 121 N.J. 614, cert. denied sub nom. Kliewer v. New Jersey, 495 U.S. 934, 110 S. Ct. 2178, 109 L. Ed.2d 507 (1990) ("`[i]t is clear
that a `best interests' determination is never sufficient to
terminate parental rights; the statutory criteria must be
proved.'" (quoting In the Matter of Baby M.,
109 N.J. 396, 428-29
(1988)). And see A.W., supra, 103 N.J. at 603 ("the `best
interests' of a child can never mean the better interests of the
child."). This is so because:
The right of a parent to enjoy a relationship
with his or her child is considered fundamental,
and is constitutionally protected. Stanley v.
Illinois,
405 U.S. 645,
92 S. Ct. 1208,
31 L. Ed.2d 551 (1972); New Jersey Div. of Youth & Family
Servs. v. A.W.,
103 N.J. 591, 599 (1986).
Termination of parental rights -- in contrast to
the loss of custody of one's children -
permanently severs the relationship between
children and their biological parents. In re
Guardianship of J.C.,
129 N.J. 1, 10 (1992). The
United States Supreme Court in Santosky v. Kramer,
455 U.S. 745, 762-64,
102 S. Ct. 1388, 1399-1400,
71 L. Ed.2d 599, 612-13 (1982), has evaluated the
evidentiary standard to be applied in termination
proceedings, and held that the constitutional
concern for the parental interest is heightened by
a combination of factors. Those factors include
the nature of this fundamental right, the
permanency of the threatened loss, the complexity
and subjectivity involved in evaluating parental
fitness.
[In the Matter of the Adoption of Children by
L.A.S.,
134 N.J. 127, 132-33 (1993).]
All doubts must be resolved against termination of the biological
ties. Id. at 133; In the Matter of the Adoption of Children by
D.,
61 N.J. 89, 93 (1972).
The concern, moreover, is not just severance of biological
ties from the perspective of the parent, but just as importantly,
perhaps more so, from that of the child. See New Jersey Div. of
Youth & Family Servs. v. T.C. & I.R.,
251 N.J. Super. 419, 439-40
(App. Div. 1991), certif. denied,
146 N.J. 564 (1992) ("`[a]
final separation from a biological parent is a harm in itself
. . . Experts are increasingly concerned about the seriousness
of this loss and are recognizing the need for continued contact
with a biological parent, even a flawed parent . . . Our courts
have recognized that a child's relationship with a parent is of
such significance that doubts are to be resolved against its
destruction.'" (quoting In the Matter of the Guardianship of
J.E.D.,
217 N.J. Super. 1, 15-16 (App. Div. 1987)). And see In
the Matter of the Guardianship of K.L.F.,
129 N.J. 32 (1992);
J.C., supra, 129 N.J. at 10; In the Matter of A.,
277 N.J. Super. 454, 469-72 (App. Div. 1994). Cf. N.J.S.A. 30:4C-15.1(a)(3), (c)
(requiring "diligent efforts" by DYFS to encourage and strengthen
the parental relationship); N.J.S.A. 9:6B-4(e), (f) (children in
foster care entitled to continued contact with biological parents
and siblings under the Child Placement Bill of Rights Act).
Thus, if a continuing relationship with the biological
parent provides a child with nurture or roots, termination may be
harmful even if someone else must assume the day-to-day care of
the child. L.A.S., supra, 134 N.J. at 140. And see J.C., supra,
129 N.J. at 18 ("[t]o the extent that the quality of the child's
relationship with foster parents may be relevant to termination
of the natural parents' status, that relationship must be viewed
not in isolation but in a broader context that includes as well
the quality of the child's relationship with his or her natural
parents.").
In L.A.S., supra, for instance, the court found the record
insufficient to justify termination of the child's biological
ties with his father, a convicted murderer, who was serving a
life term with a minimum period of thirty years. There was no
possibility of any significant contact with the children for a
lengthy period of time, if ever, not to mention parental
financial support. Nonetheless, weighing the importance of the
biological relationship, the Supreme Court concluded that the
incarceration, which virtually precluded any custodial parenting
by the father, and even though for the most serious crime of
murder, did not form a sufficient basis for termination of those
rights. It was a factor, but not the only one.
Similarly, in J.C., supra, the biological mother's inability
to provide a stable and permanent home resulting in foster home
placement for six years and consequent bonding with foster
parents, was not sufficient to justify termination of the child's
biological ties without proof of expert evidence that severance
of those ties would cause serious psychological or emotional harm
to the child, notwithstanding the trial judge's finding that the
foster parent bonding was prompted by the mother's actions, that
the child had special needs requiring stability and that there
was a strong potential for a drug relapse by the mother.
In K.L.F., supra, 129 N.J. at 32, a homeless parent, upon
the birth of her child, agreed to a temporary custody arrangement
with DYFS. She visited the child twice and then went to New York
City to look for permanent housing. During the following year
and a half, the parent had neither work nor a home and lived in
shelters and with friends. She claimed to have tried to contact
DYFS by phone but was never able to reach anyone who knew about
her child's case. DYFS' efforts to contact her were also
unavailing. DYFS determined that the child needed a permanent
home and moved her to pre-adoptive foster parents, where she
continued to reside throughout the course of the litigation.
Evidence was presented by DYFS that the child had bonded with her
pre-adoptive parents and that to return her to her mother, whom
it claimed had abandoned her, would cause her psychological and
emotional harm. Nonetheless, in addition to commenting upon
DYFS' lack of any real effort to locate the mother resulting in
foster care placement for the first four years of K.L.F.'s life,
not to mention bonding with the foster parents, the court
rejected the conclusion of DYFS that the mother had, by virtue of
her "abandonment" of the child, caused unremedial harm. And see
In the Matter of A., supra,
277 N.J. Super. 454; T.C. & I.R.,
supra,
251 N.J. Super. 419. Contrast In the Matter of the
Guardianship of J.T.,
269 N.J. Super. 172 (App. Div. 1993); In
the Matter of the Guardianship of A.A.M.,
268 N.J. Super. 533
(App. Div. 1993); In the Matter of the Adoption of a Child by
R.K.,
303 N.J. Super. 182, 198-99 (Ch. Div. 1997).
The primary goal of the Child Placement Act, of course, is
to obtain a permanent solution for any child placed in foster
care, whether it be through reunification with the natural parent
or the extended biological family, or through termination of the
biological ties and adoption. N.J.S.A. 30:4C-53.4 to -60. See
New Jersey Div. of Youth & Family Servs. v. K.M.,
136 N.J. 546,
558 (1994) ("In recognition of [the Child Placement Act's]
preference for permanency for children, DYFS is required to
prepare a placement plan with a goal for permanency of any child
placed in foster care for the second time. N.J.S.A. 30:4C-53.3.
Also, the `best interests' test under N.J.S.A. 30:4C-15.1
requires finding that a delay of permanent placement further
harms a child."); A.W., supra, 103 N.J. at 610 (stating that
permanence is important to nurturing a child); In the Matter of
the Guardianship of S.C.,
246 N.J. Super. 414, 425 (App. Div.),
certif. denied,
126 N.J. 334 (1991) (finding that delay of
permanent placement would "only work to [child's] detriment").
And a "stable and permanent home" is always preferable to
long-term foster care. New Jersey Division of Youth and Family
Servs. v. B.G.S.,
291 N.J. Super. 582, 592 (App. Div. 1996);
A.A.M., supra,
268 N.J. Super. 533. But without the necessary
statutory proof of each of the four-prong "best interests" tests,
stability and permanency alone are not sufficient to justify
termination of the child's biological ties. Moreover, the option
for long-term foster care allowing for continued contacts with
the child's biological family is not only not prohibited by the
Legislature, but is expressly authorized. N.J.S.A. 30:4C-26.10
to -28; N.J.S.A. 30:4C-26.11(b) ("[i]f it has been determined
that reuniting the child with the natural parents or placing the
child for adoption will not serve a child's best interest, the
child's best interest may be served through a transfer to long-term foster custody with the child's foster parent. . . .").
Since the 1970s, the foster care system in
this country has been guided increasingly by a
philosophy of "permanency planning." Permanency
planning arose as a solution to the problem of
"foster care drift": children being removed from
their homes, remaining in foster care for lengthy
periods, losing contact with their biological
parents, floating from one foster home to another,
often not receiving adequate care, and missing the
opportunity to establish close bonds with any
parental figure.
The permanency movement calls for preventive
services coupled with periodic case review and
swift planning to secure a permanent home once a
child enters foster care. Its advocates emphasize
the importance of providing families in crisis
with preventive services to keep the child from
entering foster care at all. Once the child is
placed in foster care, however, the goal of
"permanency planning" shifts to getting the child
out of foster care as soon as possible, preferably
by returning her to the parent, but if that is not
possible, by terminating parental rights in order
to free her for adoption.
At the heart of the permanency planning concept lies the notion of the "psychological parent" as developed in the collaborative works of Joseph Goldstein, Anna Freud, and Albert Solnit. The guiding principle of this tremendously influential theory is to honor the child's different sense of time and need for continuity. Basing their conclusions on psychoanalytic theory and clinical observation, Goldstein, Freud, and Solnit argued that a child's normal psychological development depends on a secure, uninterrupted relationship with one caregiver--the "psychological parent." They further argued that children have "an intense sensitivity to the length of separations" and that even brief separation can have profoundly damaging effects on the child. Applying these principles, Goldstein,
Freud, and Solnit launched a scathing critique of
the laws governing foster care in their 1973 book,
Beyond the Best Interests of the Child. Foster
care, they argued, because of its impermanent
nature, had little likelihood of promoting the
child's emotional well-being. Thus, they
advocated a legal overhaul of the foster care
system that would "minimize disruptions of
continuing relationships between a psychological
parent and the child" and provide for rapid
adjudication of disputes.
In the 1970s, state laws began incorporating
these permanency principles based on the concept
of the psychological parent. Moreover, major
reform occurred at the federal level in 1980 with
the passage of the Adoption Assistance and Child
Welfare Act (Child Welfare Act), which remains the
federal law governing foster care today. Its
purpose was "to lessen the emphasis on foster care
placement and to encourage greater efforts to find
permanent homes for children either by making it
possible for them to return to their own families
or by placing them in adoptive homes." To qualify
for federal funding, the Child Welfare Act
requires that states demonstrate they have made
"reasonable efforts" at preventing the removal of
the child from the home and reunifying the family
once the child has been removed. The Act also
requires that the state child welfare agency
develop a case plan for each child under its care
and that there be periodic case reviews by a court
or by administrative review.
An increased focus on the termination of parental rights accompanied the rise of the permanency planning movement. Maas and Engler's pathbreaking 1959 treatise on foster care drift, Children in Need of Parents, articulated termination as an important tool for creating permanency and then called for enactment of state legislation governing the termination of parental rights, little of which existed at the time. By the late 1970s, children's advocates were forcefully lobbying for the reworking of state termination statutes based on permanency principles. Academics published articles pressing for legislative reform. The Children's Defense Fund and the Child Welfare League of America issued detailed guidelines for state TPR legislation. By 1981, at least nine different model acts on termination of parental rights had been drafted by various organizations, including
the American Bar Association, the United States
Department of Health and Human Services, and the
National Council of Juvenile Court Judges. Today
every state and the District of Columbia have
enacted detailed TPR legislation.
The emphasis on speedily achieving permanency
for children, whether by return to the biological
parent or by termination, was a dominant theme in
these groups' proposals. The concern with speed
was premised both on psychological parent theories
regarding the child's sense of time and need for
continuity and on studies that suggested that a
child's chances of achieving a permanent home
dramatically decreased after the first year in
placement.
[Jennifer Ayres Hand, Preventing Undue
Termination: A Critical Evaluation of the Length-of-Time-Out-of-Custody Ground for Termination of
Parental Rights, 71 N.Y.U. L. Rev. 1251, 1256-1260
(1996) (footnotes omitted).]
In the same article, the author pointed out that "a central
critique" of the goal of permanency which often fosters a
favoring of termination of parental rights
. . . suggests that termination practices are
imbedded with institutional racism and classism
and characterizes the permanency movement as an
attempt to "rescue" children from their poor or
minority parents. Critics point to the fact that
most children placed in foster care are poor,
nonwhite, and often lack the resources on which
wealthier families rely during times of crisis,
thus forcing them to rely on the dependency
system. These critics further charge that the
termination process often fails to acknowledge
strong kinship networks prominent in the family
structures of people of color and frequently
overlooks kin groups as resources or placement
alternatives. As a result, children may be
removed--against their best interests--from the
kin to whom they are deeply attached and who have
served as their primary caretakers.
In a similar vein, an often repeated critique of termination of parental rights as conceived by the permanency movement is that its foundational principle, the "psychological parent," is misconceived. Critics have not only attacked
Goldstein, Freud, and Solnit's research methods,
but also have argued that their theory focuses too
much on the "exclusivity" of the parent-child
relationship without regard for the child's
ability to form multiple attachments. Critics
argue that current termination policy is too quick
to overlook long-term placement options other than
the termination-adoption route. They note that
ending foster care is not the only means of
achieving stability for the child. Guardianship
and long-term foster care, for instance, are
options in which the child remains within the
system under the care of an adult other than the
biological parent, but the parent's rights are not
terminated, and the possibility of parental
contact remains open.
Thus, the role of termination of parental
rights in general has come under significant
attack in recent years.
[Id. at 1267-1269 (footnotes omitted).]
The view reflected by these articles that the concept of
"permanency" and oft times corresponding perceived need to sever
parental ties perhaps should be approached with more caution than
initially posited, takes its lead from a recognition of the harm
to a child in severing his or her biological ties. For instance,
in a recent article that echoes prior observations, it was
asserted:
The focus of Goldstein, Freud, and Solnit on
a single "psychological parent" attachment
apparently stems from a concern for protecting
children from the conflicts of competing parental
claims. They note that loyalty conflict is likely
to arise when children maintain relationships with
parental figures who do not have an amicable
relationship with one another. However, they fail
to note that being denied a relationship with a
parent of origin is also likely to cause loyalty
conflict, precipitate distress due to loss, and
bring on anxiety and fear of being banished in a
manner similar to the lost parental figure.
Children in foster care and adoption suffer further psychological damage as a result of being
cut-off from their family of origin or prior
foster family. A child may be precipitously
denied contact with the family of origin if that
child becomes distressed following a parental
visit. A child's symptoms, however, may be the
result of a number of causes, including
inappropriate behavior on the part of the visiting
parental figure, the foster parent's anxiety about
the visit, a sense of loss in the child activated
by contact with the noncustodial parent, or the
child's feelings of guilt about being disloyal to
one or another of the parental figures.
Interpreted through the "psychological parent"
theory lens, however, distress following a visit
with a parent is easily and summarily explained as
the inevitable result of the child's successful
relationship with its "psychological parent." In
fact, these situations warrant sensitive clinical
evaluation, interpretation, and treatment, rather
than further separation from the family of origin
and more loss.
Indeed, several empirical studies indicate
beneficial effects resulting from children
maintaining contact and visits with their family
of origin during placement. Cutting the child off
from parents can lead the child to have
misconceptions of the parent resulting in a
disruptive psychological impact on the child.
Absent parents can be idolized and thus become a
barrier to the child forming an intimate
relationship with parental surrogates.
Alternatively, absent parents can be denigrated in
the child's mind, which may have a negative impact
on the child's own self-esteem and
self-conception.
The Goldstein, Freud, and Solnit "psychological parent" theory is also deficient in its lack of a developmental focus. It seems to suggest that children can be transplanted from one family setting to another, where past relationships are out of sight, out of mind. Although infants evidence no interest in biological ties and warmly respond to present caretakers, this should not be taken as an indication that ties to the family of origin will have no meaning to these infants as they grow and develop. Children develop relationships rather indiscriminately with adults who are responsive to them, whether the adult caretakers are adequate, inadequate, or abusive. Yet, there are special psychological connections that children have with
their parents of origin, regardless of whether the
parents of origin are absent or present. The
family of origin is a source of identity for the
child-- the child may resemble the parents of
origin and may share personality traits or even
health problems with them. No other love will
substitute for that which the child imagines would
be bestowed by the parent of origin. These ideas
and feelings typically do not emerge until
preadolescence, and can take on a dramatic form in
adolescence. It is during the ages of six through
eighteen that adopted children are likely to
become troubled by the adoption, grieve the loss
of the family of origin, and may exhibit
psychological, behavioral, and academic problems.
[Matthew B. Johnson, Examining Risks to Children in the
Contest of Parental Rights Termination Proceedings, 22
N.Y.U. Rev. L. & Soc. Change 397, 407-09 (1996)
(emphasis added) (footnotes omitted).]
See Marsha Garrison, Parents' Rights vs. Children's Interests:
The Case of the Foster Child,
22 N.Y.U. Rev. L. & Soc. Change 371
(1996); Candace M. Zierdt, Make New Parents But Keep the Old,
69
N.D. L. Rev. 497 (1993); Margaret Beyer & Wallace J. Mlyniec,
Lifelines to Biological Parents: Their Effect on Termination of
Parental Rights and Permanence,
20 Fam. L.Q. 233 (1986); Theresa
A. Nitti, Stepping Back from the Psychological Parenting Theory:
A Comment on In re J.C.,
46 Rutgers L. Rev. 1003 (1994); Carol
Amadio & Stuart L. Deutsch, Open Adoption: Allowing Adopted
Children to `Stay in Touch' with Blood Relatives,
22 J. Fam. L. 59 (1983). And see J.C., supra, 129 N.J. at 19-22; T.C. & I.R.,
supra, 251 N.J. Super. at 439-40.
At least one commentator has characterized the Supreme Court
in J.C., supra, 129 N.J. at 26, as having "hinted at a possible
solution to the problems inherent in the foster care system when
it discussed the possibility of departing from traditional
adoption procedure by allowing the biological mother to retain
visitation rights even if her daughters are adopted by their
foster parents." Nitti, supra,
46 Rutgers L. Rev. at 1035. See
In the Matter of the Guardianship of R.O.M.C. and S.A.S.C.,
243 N.J. Super. 631, 634 (App. Div. 1990) ("[i]f there is a problem
at some time in the future with the natural mother's effecting
visitation [post-adoption] on a consensual basis, then the
natural mother could apply to DYFS for an investigation, and the
court exercising its common-law powers, might direct that
visitation be permitted, but only if the circumstances as they
then exist show that such contact is in the best interests of the
children."); Kattermann v. DiPiazza,
151 N.J. Super. 209 (App.
Div. 1977) (permitting biological mother visitation rights with
child adopted by maternal grandparents). But see In the Matter
of the Adoption of a Child by D.M.H.,
135 N.J. 473, 494, cert.
denied sub nom. Hollingshead v. Hoxworth,
513 U.S. 967,
115 S.
Ct. 433,
130 L. Ed.2d 345 (1994); N.J.S.A. 9:3-50(c).
The same commentator addressed the concept of "open
adoption," sometimes referred to as a "weak adoption," that is
adoption with continued contact with the biological family,
asserting:
Traditional adoption requires that parental rights
be terminated. Traditional adoption does not
guarantee emotional health for the child.
Emotional injuries suffered by a child in the
events leading to termination of his biological
parents' rights and the child's adoption cannot be
healed by the adoption itself. A biological
parent may remain a significant figure to an
adopted child. The psychological parenting theory
has been criticized for ignoring the child's
"profound need" to know about her biological
parents. Clearly, traditional adoption does not
allow the child to start her emotional life anew.
Granting the biological parent visitation
rights after her child is adopted by others is
referred to as open adoption. Open adoption is
seen by proponents as valuable in reducing the
trauma to the child of the legal process, as well
as sustaining biological family relationships.
Foster care research indicates that continued
contact with a biological parent is beneficial to
the child's emotional health. Open adoption is
also appealing because nobody loses: the child
receives the benefit of foster parents better
equipped to raise him and also retains a
relationship with biological parents to whom he is
still attached; the foster parents get to raise
the child they have grown to love; and the
biological parents are not severed from a
relationship with their child.
The reality of modern families departs from
the model provided for by the courts, that of one
parent of each sex. Many children are multi
parented. For example, children of divorce with
one or both parents remarried will have
stepparents. Depending on the circumstances of
custody and visitation, these children will be
raised by more than two parental figures and will
form relationships with all of them. Studies have
been conducted on working-class and "underclass"
black communities which examine the nontraditional
"kinship" group that shares child-rearing
responsibilities. Additionally, many children of
intact families have full-time caretakers other
than a biological parent, as in the case where
both parents hold jobs. It is time for the courts
to recognize a new definition of parenthood that
corresponds with the realities of modern life. As
one commentator has noted, when rules are not made
for the child's best interests, it is at the
expense of the child whose reality does not fit
the reality provided for by the courts.
[Nitti, supra,
46 Rutgers L. Rev. at 1035-1037
(emphasis added) (footnotes omitted).]
The concept of open adoption, it seems, is not a viable legal alternative in New Jersey to the traditional severance of parental rights. D.M.H., supra, 135 N.J. at 491; B.G.S., supra,
291 N.J. Super. at 595-97. But see D.M.H., 135 N.J. at 494. And
to be sure, while it has some benefits, adoption with continuing
biological ties has both philosophical and practical drawbacks,
not to mention lack of express statutory authority. Ibid. at
493; B.G.S., supra, 291 N.J. Super. at 597. As expressed in one
article:
What are some of the major drawbacks to this
suggestion [open adoption]? Several leap to mind.
The first concern is that potential adoptive
parents often may not be willing to adopt children
under these types of circumstances because it may
intensify any feelings of insecurity they have
about the adoption process. Adoptive parents may
worry about their entitlement to have and control
the adopted child. They may fear that the
birthparents will try to disrupt the placement.
However, with the adoption of children who have
been through the foster care system, it seems that
there is a much slighter chance that a birthparent
would try to disrupt the placement. The
birthparent would know that most of her parental
rights had been terminated already and that she
only retained visitation rights as long as it was
in the child's best interests.
Another criticism is that this type of
situation may only confuse the adopted child so
that she will not be able to deal with the
differing value systems among multiple parents and
any resulting loyalty conflicts. Several courts
have assumed that allowing visitation between
birthparents and an adopted child would only cause
great confusion for the child. However, there
seems to be general agreement that if the
relationship between birthparents and adoptive
parents is clear and positive then the child will
be least confused about loyalties.
One other possible criticism is that this
option will deplete more judicial resources
because it gives a birthparent a statutory right
to court enforced visitation--something she would
not normally have after the termination of her
parental rights.
[Zierdt, supra,
69 N.D. L. Rev. at 512-513 (footnotes
omitted).]
But still, the alternative of long-term foster care with
continued contact with the biological family remains a viable
option and may, in appropriate, albeit limited, circumstances,
satisfy the potentially harmful consequences of an outright
severance of biological ties yet without the negative drawbacks
foreseen in an "open adoption" setting.See footnote 3
B.G.S., at
291 N.J. Super. 582, beginning at 591,
presents to us, most recently, our Appellate Court
pointing out what the definitions are regarding
that.
Where a child is in a foster home and is in
such a position in that home, which the evidence
reflects in P-2 and P-3, such that there is a
strong or stronger bonding relationship to foster
parents, which if it were severed, or removed, or
tampered with, could cause, or would cause,
profound harm. The experts in another case
referred to in B.G.S. at 592 indicate that this is
considered to be a serious, long-term
psychological harm if there were such a removal
from the foster placement.
Further, that serious emotional injury or
developmental delay satisfies such a prong. There
is not here a proof of developmental delay, but
the initial harm caused by the drug pregnancy that
[B.S.], unfortunately, visited upon [K.O.], is a
failure to care for her and to protect her, and is
within the definition, if not of abuse, certainly
of neglect within the concerns of development and
health endangerment. And that case supports this
Court's belief that the prong here has been
satisfied in that regard. The elements are
apparent and real.
The second prong, if you will, in that
statutory definition is that the parent is unable,
and I'm selecting the words carefully, to
eliminate the harm or to provide a safe and stable
home for the child and delay of permanent planning
will add -- or only add to the harm.
It goes on to say such harm may include
evidence that separating the child from its foster
parents would cause serious and enduring emotional
harm to the child.
The Legislature has talked about, and it's in
B.G.S., so I won't repeat it, the policy of our
State Legislature that a child be in a stable and
permanent home, instead of indefinite, long-term
foster care. And this record would indicate that
[K.O.] is entitled to that stability and relief
from any anxiety which might be attached to a lack
of permanency.
As to the third prong, has the Division been
diligent in its efforts? By an absence of any
criticism, the Court will not recite at length the
efforts made by the Division to seek out
responsible persons beyond the birth parents,
[D.O. and B.S.], but they are either, by reason of
age, or other obligations, overwhelmed themselves.
[B.S.'s] mother is caring for her other son,
an older child, and thus, for example, is unable
to be of assistance in regard to taking on the
responsibilities for [K.O.].
But the Division did do what they were
supposed to do, and that is to seek out
alternatives to foster care early on and even
within the past period of one year. No one else
has been turned up, and so we turn to the
fourth prong, and that is the affect of
termination.
And the classic language is that would it do
-- or would it not do more harm than good in the
classic way it was written? The Division does
have a permanent plan, that permanent plan is for
the current foster parents, who are desirous and
have cared for [K.O.], to become the new parent,
if you will, and I can use that term as they have
evidenced their interest to that degree.
The law guardian's examination of the home is
independent corroboration that this is a healthy
atmosphere.
The issue then comes back to has, or does
[B.S.] demonstrate the capacity to be a mother for
[K.O.], her birth child, and the Court will not
repeat what was argued by any counsel, but it must
simply agree with the nostrum that was presented
and said in the most considerate way, for the
record, that the old saying that the road to
heaven is paved with good intentions seems to fit
in this situation.
Here is a child who is aware and is
apparently bright, who knows .B.S. as her other
parent, if you will. But she has two parents, and
that's very nice, and very good. And if, in the
future, it is handled properly, it will go well
for the child.
But [B.S.], as Dr. Korost (sic) has stated in
his most recent evaluation, perpetuated a
behavioral pattern, which compels a result I'll
get to shortly. It is important to note the
question of time and the plea made by the birth
mother, I just need more time.
Not everyone has the opportunity, some say
they should have the right for independent
representation for the period that the Court makes
reference to the abuse/neglect docket where there
was a strong effort made to attract and make
[B.S.] recognize her obligations, but the chance
was there and was provided. The chance to become
the parent that she wishes to be, but she hasn't
been that parent. In a sense, she is a visitor by
biology alone and, of course, she will always be
the birth parent.
[Emphasis added.]
Our concerns here focus primarily upon the first and fourth
prongs of the test, though we are somewhat uncomfortable with the
third prong, that is the diligent efforts of DYFS. We say that
because part of DYFS' efforts must focus upon the availability of
an extended biological family member to provide custodial care of
the child. In this respect, both B.S. and her mother provided
DYFS with, in addition to that of a close family friend, the
names of several family members they said were interested in
assuming the care of K.O. To be sure, the information provided
in some instances as to addresses and telephone numbers was
insufficient to give DYFS a direct lead to the relatives, but as
far as we can tell DYFS did nothing on its own to ferret out
available family members. And we do not quite understand the
basis for the rejection of the close family friend who apparently
expressed an interest in providing custodial care for the child,
since clearly being on welfare is not an adequate basis for such
rejection.
But be that as it may, we are convinced the record does not,
at this stage at least, support clearly and convincingly the
trial judge's finding on the first prong of the test that K.O.'s
health and development has or will be endangered by the
continuation of her relationship with B.S. Perhaps more
troublesome, nowhere in his opinion can we find any consideration
of the fourth prong, that is that termination of the biological
ties will not do more harm than good.
To begin with, we ask ourselves on what basis the trial
judge found, at least clearly and convincingly, that B.S. has
endangered K.O.'s health and development and that continuation of
the parental relationship will so endanger, when DYFS' own expert
has opined that continuation of both K.O.'s relationship with her
bonded foster parents and with B.S. would be in her best
interests.See footnote 4 That this opinion has a valid basis is reflected in
the caseworkers' consistent reports entered after each visit with
K.O. that reflect not only a warm and caring relationship on the
part of B.S., but as well on the part of K.O. We note, further,
that many of the visits included visits with K.O.'s biological
brother J.S., and that K.O.'s relationship with him, such as
allowed by DYFS, seems as well to have been quite positive.
Moreover, in the context of B.S. having detrimentally caused harm
to K.O., we ask ourselves why J.S., with whom she has had much
more contact, is not also, as far as we can discern, thought to
be at similar risk.
It serves us well to remember that not every injury
satisfies the first prong of the "best interests" test. A
showing of physical abuse, or serious emotional injury, or
developmental retardation is required. A.W., supra, 103 N.J. at
605. The court's focus should be on harm for which there is
"`unambiguous and universal social condemnation.'" Id. at 604
(quoting Developments in the Law -- The Constitution and the
Family,
93 Harv. L. Rev. 1156, 1319 (1980)). The trial judge
concluded that B.S.'s drug addiction and corresponding inability
to provide a stable home satisfied this prong. He concluded such
conduct was the equivalent to statutory "abuse" or "neglect."
See K.M., supra, 136 N.J. at 556. As defined in Title 9 and
pertinent hereto, however, an abused or neglected child includes
one whose parent:
(2) creates or allows to be created a substantial
or ongoing risk of physical injury to such child
by other than accidental means which would be
likely to cause death or serious or protracted
disfigurement, or protracted loss or impairment of
the function of any bodily organ; . . . (4) or a
child whose physical, mental, or emotional
condition has been impaired or is in imminent
danger of becoming impaired as the result of the
failure of his parent or guardian, as herein
defined, to exercise a minimum degree of care (a)
in supplying the child with adequate food,
clothing, shelter, education, medical or surgical
care though financially able to do so or though
offered financial or other reasonable means to do
so, or (b) in providing the child with proper
supervision or guardianship, by unreasonably
inflicting or allowing to be inflicted harm, or
substantial risk thereof, including the infliction
of excessive corporal punishment; or by any other
acts of a similarly serious nature requiring the
aid of the court. . . .
[136 N.J. at 555-56 (quoting N.J.S.A. 9:6-8.21).]
B.S. has never been adjudicated "unfit" within the meaning of
Title 9, indeed, the circumstances are simply not such that the
statutory standard could not be met. That is why DYFS proceeded
under the "best interests" provision of N.J.S.A. 30:4C-15.1(a).
And see generally A.W., supra,
103 N.J. 590, 607 n.8.
To the extent the trial judge may have thought B.S., through
her inability to overcome her drug addiction and provide a stable
home, abandoned K.O., such finding requires proof that a parent,
who was physically and financially able to care for his or her
children, voluntarily and purposely acted in a way indicating a
willful relinquishment of parental rights and duties. J.C.,
supra, 129 N.J. at 17; N.J.S.A. 30:4C-15.1(b); N.J.S.A. 9:6-8.21(c)(5). But see In the Matter of Adoption of a Child by F.O.
and W.O., _____ N.J. Super. _____ (Ch. Div. 1997); Matter of
Adoption of a Child by R.K., supra,
303 N.J. Super. 182; N.J.S.A.
9:3-48(c)(1). The biological parent "`must have engaged in a
course of conduct that evidences a settled purpose to forego all
parental duties and relinquish all parental claims to the
child.'" D.M.H., supra, 135 N.J. at 481 (quoting In re Adoption
of Children by L.A.S., supra, 134 N.J. at 135). Clearly that
could not be shown here. B.S. had and has no intent to abandon
K.O. She simply does not have the wherewithal, physically or
mentally, to kick her drug habit. Yet she loves her child and,
unrestrained by the inevitable adverse influences of a foster
parental setting, so would her child.
The difficulty is that the record that is presently before
us does not provide any reasonable basis for concluding that B.S.
will ever be able to provide a sufficiently stable home
environment to permit reunification. But on the other hand,
neither does it demonstrate clearly and convincingly that
terminating K.O.'s relationship with her biological family will
not harm her, either presently, or perhaps more critically, in
the long run. She is now only four years old. When she is a
teenager or young adult, will she ask, was I abandoned by my Mom?
What was wrong with me? Why did my biological mother reject me?
There may well be an answer to these questions. There may well
be a scientific response that even if unanswerable, the positive
effects of adoption now outweigh these potential concerns. But
we cannot tell from the record presented to us. Indeed, the
trial judge simply did not address the fourth prong of the "best
interests" test and, thus, this issue.
The trial judge placed much reliance on B.G.S., supra,
291 N.J. Super. 582. Facially, the facts in that case seem similar
in that the biological mother was a drug addict unable to
rehabilitate herself, yet had evidenced and maintained a loving
and caring relationship with her child who had been in foster
care for an extended time. But the record there was quite
distinct, containing both physical and sexual abuse to the child
during the short period of time he was in the mother's custodial
care. More critically, the record presented to the trial judge
in B.G.S. contained substantial expert evidence to establish all
prongs of the statutory test, including the first and fourth
prongs. To put it mildly, such a record does not exist here.
To the extent the trial judge referred to and relied upon
the record in B.G.S., we say only that each case presents its own
unique facts and requires its own unique record. Children and
their relationships, biological or otherwise, are unique. If
DYFS is to terminate such relationships, it must establish the
basis to do so in each case. It has not done so here.
That is to say, that is not why they agreed to provide a foster
home for her. We doubt that their feelings for her will change
because something short of adoption is the ultimate answer. In
the end, Dr. Chorost's initial opinion that both biological and
foster ties should continue to be encouraged may well be the
least harmful of all the alternatives here.
We see no reason why visitations with B.S. should not resume
and why they should not occur in O.S.'s home, where J.S., K.O.'s
biological brother, lives. Moreover, DYFS should more
affirmatively investigate available family members for placement,
as well as the close family friend who had expressed such
interest but was seemingly rejected because she was on welfare.
If it intends to continue with its termination complaint, DYFS
should present expert evidence evaluating and weighing K.O.'s
biological ties and the impact of their termination upon her,
both now and in the future, as well as K.O.'s foster family ties
and the impact of their termination also. The foster parents'
ability and willingness to continue positively in K.O.'s life
without the hope of adoption should also be considered and
weighed. Additionally, B.S.'s progress, or lack thereof, in
overcoming her drug problem and her ability to provide a stable
environment should also be reassessed. If DYFS continues to be
unsuccessful in locating a suitable family or close family friend
for placement, it should present evidence of its efforts in that
respect so that an analysis of the required "due diligence" can
be made. Moreover, if the situation remains that K.O.'s ties
with her biological family, albeit perhaps suspended during the
interim of this appeal, are, overall, positive (putting aside B.S.'s inability to provide a custodial home), but that K.O.'s relationship with her foster family also remains positive, expert evidence should be provided that forms a basis for the trial judge to cogently consider the viability of long-term foster care with continuing biological family visitations as an appropriate alternative to termination and adoption on the one hand, and reunification on the other han