SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
In re the Contest of the November 8, 2005 General Election for the
Office
of Mayor of the Township of Parsippany-Troy Hills (A-90-2006)
Argued May 2, 2007
Re-argued September 11, 2007 -- Decided November 8, 2007
HOENS, J. writing for a majority of the Court.
This appeal requires the Court to interpret the meaning of a portion of
our election laws governing a challenge to a municipal election by a losing
candidate.
An election for the office of mayor was held in the Township of
Parsippany-Troy Hills on November 8, 2005. After the results were tabulated, Michael Luther
was credited with receiving 7,110 votes and Rosemarie Agostini with 7,069. The forty-one
vote difference represented less than three-tenths of one percent of all of the
votes that had been cast.
Agostini sought a recount and a recheck of the votes. The recount changed
the tally of absentee ballots, giving Agostini a net gain of one vote
and leaving Luther with a margin of victory of forty votes. The election
result declaring Luther the winner was certified by the Morris County Clerk on
November 22, 2005.
Agostini filed a verified petition to challenge the election, asserting that there were
persons who were entitled to vote whose ballots had been rejected and that
illegal votes had been permitted and counted. She also asserted that there were
irregularities among the absentee ballots, alleging that some voters had wrongful assistance or
were subject to intimidation, and that other absentee ballots were not handled, marked
or processed in accordance with the statute. The petition was accompanied by an
attachment that specified a number of individual voters whom she alleged fell into
one of the challenged categories.
The Assignment Judge held a telephone conference with counsel for Agostini and Luther.
He noted the petition lacked specific information that would support the general allegations
of fraud and corruption, and expressed concerns about whether the information in the
petition sufficiently identified that there were votes cast for Luther that, if excluded,
would give Agostini a victory. The court decided to give Agostini an opportunity
to address these perceived shortcomings, and directed an amended petition be filed.
On December 20, 2005, Agostini filed an amended petition. The substance of the
allegations set forth was not different from the initial petition. However, the attachment
was expanded to include a coded key that cross-referenced the ground for challenging
the vote of each voter who had been identified and who Agostini contended
either had been counted illegally or had been improperly rejected. It identified ten
voters whose votes had been improperly rejected; forty-one votes that had been illegally
received and counted; and four votes cast at machines in excess of the
number of voting authorities issued. In addition, Agostini raised challenges to seventy-four of
the absentee ballots that had been counted.
Luther moved to dismiss the amended petition, asserting that it failed to state
a claim because it lacked specificity. He also urged that the amended petition
be rejected because it was not verified. Agostini argued that the information included
in the petition was sufficient for the purposes of the statute; that the
failure to separately verify the amended petition was a mere oversight; and that
the statutory protections shielding voters from having to reveal the candidate for whom
they voted made further specificity of the kind demanded by Luther impossible.
While the motion to dismiss was pending, the administrator of the Board of
Elections reported to the court that fifteen additional absentee ballots had been found
that had not been included in the prior tabulation. The court ordered a
recount. The results gave Agostini a net gain of one vote, resulting in
a thirty-nine vote victory for Luther.
In January 2006, the trial court granted Luthers motion to dismiss, concluding that
the traditionally liberal pleading rules do not apply to a petition in an
election contest. Citing to the Supreme Courts decisions in
Lehlbach v. Haynes,
54 N.J.L. 77 (Sup. Ct. 1891), and
In re Clee,
119 N.J.L. 310 (Sup.
Ct. 1938), the court concluded that the petition did not meet the statutory
standard for particularity because Agostini could not identify with specificity enough illegal votes
that had been cast for the winner or enough legal votes that would
have been cast for her but had been excluded, so as to have
altered the result of the election. Following the dismissal, Luther was sworn in
as Mayor and has continued to serve in that role throughout the appellate
proceedings.
Agostini appealed and the Appellate Division reversed in a published opinion.
388 N.J.
Super. 663 (2006). The panel held that most of the older precedents relied
on by the trial court were no longer relevant, and that the election
contest statute must be interpreted in light of modern rules of pleading. This
Court granted Luthers petition for certification.
HELD: This election contest petition is sufficient to withstand the motion to dismiss
for failure to state a claim.
1. Our election law statute specifies the grounds on which an election may
be contested and the manner in which the contest may be brought and
decided.
N.J.S.A. 19:29-1 to -14. In light of the fact that Agostinis original
petition was verified and the unverified petition was simply an amendment, the Court
declines to allow the petition to be rejected on the technical ground of
lack of verification as required by
N.J.S.A. 19:29-2. (pp. 16-19)
2. The dispute that gave rise to Agostinis petition centered on her allegation
that illegal votes had been received or legal votes had not been counted,
a permitted ground for an election contest under
N.J.S.A. 19:29-1(e). Other provisions of
the statute are central to the Courts consideration of the issues in this
case. First is the provision setting forth both the general requirements for an
election contest and the further requirements for a petition asserting illegal votes cast
or legal votes rejected.
N.J.S.A. 19:29-2. This provision states that the petition should
include information about particular voters whose votes were received illegally or whose votes
were improperly rejected if known. This requirement has been a part of the
election contest statute since 1876. The statute at that time also required that
the petition be endorsed by at least fifteen qualified electors setting forth the
particular circumstances of the case duly verified by the oaths or affirmations of
at least two of said petitioners. In 1920, the Act was amended to
permit the defeated candidate to sign and verify the petition alone. More importantly,
the amendment deleted the particular circumstances requirement and provided, instead that the verification
may be made on information and belief. The modern statute governing elections continues
to include this language. (pp. 19-25)
3. The Courts understanding of the election contest statute is informed by two
other provisions. The first is the statutory provision relating to amendments of petitions,
N.J.S.A. 19:29-5, which has also changed over time. Under the 1876 Act, the
judges power to permit an amendment was limited, restricted only to amendments to
form. The language of the current statute, which is derived from the 1930
Act, is far less restrictive, and permits amendments as to both form and
substance. The final aspect of the statute that affects the Courts consideration is
N.J.S.A. 19:29-7, which authorizes the court in an election contest to compel a
voter whose vote has been cast illegally to reveal how he or she
voted. The significance of this provision is that the power to compel a
voter to reveal for whom the vote was cast is reserved to the
court. No petitioner has the ability to require that voters reveal how they
voted and thus no petitioner can, short of a trial on the merits,
prove that the outcome would have been different. (pp. 25-28)
4. The motion court erred in its interpretation of the meaning of
Clee,
which involved a petition that would fail for vagueness even under the modern
statute
. In addition, some of the other precedents relied on by the motion
court were decisions after a trial on the merits, and lack relevance to
a motion to dismiss a petition on its face. The Court does not
adopt the Appellate Divisions view that modern pleading rules can be engrafted onto
the election statutes requirements so as to test the petition against liberal notice
pleading concepts. Neither is it appropriate to scrutinize such a petition against standards
of pleading with particularity long ago discarded from the statute. There is no
requirement that the petition set forth sufficiently detailed information to specify all of
the proofs that would be presented at trial. (pp. 28-35)
The order of the Appellate division is
AFFIRMED, as
MODIFIED, and the matter
is
REMANDED to the Assignment Judge for further proceedings consistent with this opinion.
JUSTICE RIVERA-SOTO has filed a separate
concurring and
dissenting opinion, expressing his agreement
that modern pleading rules cannot be engrafted on the election contest statutes requirements,
but dissenting because the majoritys holding is premised on an incorrect impeachment of
prior precedent.
CHIEF JUSTICE RABNER and JUSTICE LONG join in JUSTICE HOENS opinion. JUSTICE RIVERA-SOTO,
joined by JUSTICE WALLACE, filed a separate opinion, concurring in part and dissenting
in part. JUSTICES LaVECCHIA and ALBIN did not participate.
SUPREME COURT OF NEW JERSEY
A-
90 September Term 2006
IN RE THE CONTEST OF THE NOVEMBER 8, 2005 GENERAL ELECTION FOR THE
OFFICE OF MAYOR OF THE TOWNSHIP OF PARSIPPANY-TROY HILLS
Argued May 2, 2007
Re-argued September 11, 2007 November 8, 2007
On certification to the Superior Court, Appellate Division, whose opinion is reported at
388 N.J. Super. 663 (2006).
Angelo J. Genova argued the cause for appellant, Mayor Michael M. Luther (Genova,
Burns & Vernoia, attorneys; Celia S. Bosco, Peter J. Cammarano III and Michael
J. Grohs, on the briefs).
John M. Carbone argued the cause for respondent, Rosemarie C. Agostini (Carbone and
Faasse, attorneys).
Daniel W. OMullan, Special County Counsel, submitted a letter in lieu of brief
on behalf of respondent, Clerk of the County of Morris, Joan Bramhall (Ronald
Kevitz, Morris County Counsel, attorney).
JUSTICE HOENS delivered the opinion of the Court.
Free and fair elections are the foundation on which our democracy rests. The
right to vote, and to have ones vote counted, is both cherished and
fundamental to our way of life. We rely on our election laws and
on the fair conduct of elections to ensure that the people may be
heard through the ballot and that their will, as expressed through their votes,
may be effectuated. At the same time, we can only be certain that
the true will of the people has been expressed if we can be
confident in the election process itself. The right of a defeated candidate to
contest the outcome of an election, while carefully circumscribed, is an important means
to ensure that the true will of the people is indeed heard through
the ballot box.
The dispute now before this Court requires us to interpret the meaning of
a portion of our election laws governing a challenge to a municipal election
by a losing candidate. Although there are ancient precedents that bear on our
analysis, they are not in keeping with the changes that our Legislature has
made to the election contest statute over the past century and a half.
We therefore consider the meaning of our election law in an effort to
discern what the statute requires the election contest petition to contain and to
determine the appropriate test for legal sufficiency to be applied to an election
contest petition in the face of a motion to dismiss.
I.
The November 8, 2005, election in the Township of Parsippany-Troy Hills offered the
voters a choice from among several candidates for the post of mayor. After
the results were tallied, Michael Luther was credited with a total of 7,110
votes, Rosemarie Agostini had a total of 7,069 votes, Roy Messmer had 320
votes, and Michael Spector had 199 votes. Luther, therefore, had forty-one votes more
than Agostini, a difference of less than three-tenths of one percent of all
of the votes that had been cast. Luthers total was based on 6,866
machine ballots, 239 absentee ballots, and 5 provisional ballots. Agostinis total was based
on 6,818 machine ballots, 239 absentee ballots, and 12 provisional ballots.
See footnote 1
A.
Based on that initial count of the votes, on November 16, 2005, Agostini
sought both a recount,
N.J.S.A. 19:28-1, and a recheck,
N.J.S.A. 19:52-6, of the
votes that supported those reported results. When the ballots were recounted, the tally
of the absentee ballots had changed, with the result that Luther had received
only 233 of those votes and Agostini had received 234, giving her a
net gain of one vote and leaving Luther with a margin of victory
of forty votes. The election result declaring Luther to be the winner of
the mayoral contest was certified by the Morris County Clerk on November 22,
2005.
Faced with this outcome, on December 8, 2005, Agostini filed a verified petition
to challenge the election. The body of that petition set forth several bases
for her challenge as allowed by statute.
See N.J.S.A. 19:29-1. In particular, Agostini
asserted that there were persons who were entitled to vote whose ballots had
been rejected.
See N.J.S.A. 19:29-1(e). She contended that illegal votes had been permitted
and counted,
ibid., including votes by persons who were not residents of the
township or were unqualified to vote. She alleged that in certain polling places,
the numbers of persons who entered and voted exceeded the number of voting
authorities that had been issued.
See N.J.S.A. 19:29-1(f).
Agostini also asserted that there were two kinds of irregularities among the absentee
ballots, including allegations on information and belief that some voters had wrongful assistance
or were subjected to intimidation and that there were absentee ballots that were
not applied for, handled, messengered, returned, marked or processed in accordance with the
statute.
See also ibid. Specifically, as it pertained to the absentee ballots, Agostini
pointed out that although 501 absentee ballots had been approved for counting by
the Board of Elections, a greater number, 507, had actually been counted on
election night, and a different number, 506, had been tallied during the recount.
Finally, Agostini asserted in general that the election process and workers failed to
follow, implement, and/or disregarded the statutory requirements and protections to ensure a fair
election.
See also N.J.S.A. 19:29-1(a). Her petition was accompanied by an attachment that
specified a number of individual voters whom she alleged fell into one of
the challenged categories that were set forth in the verified petition.
Within days of the filing of the petition, the Assignment Judge conducted a
telephone conference with counsel for Agostini and Luther. He noted that the petition
lacked specific information that would support the general allegations of fraud and corruption,
and expressed concerns about whether the information in the petition sufficiently identified that
there were votes cast for Luther that, if excluded, would give Agostini a
victory. Having voiced those concerns, the court decided to give Agostini an opportunity
to address what he perceived to be the petitions shortcomings. He therefore directed
that an amended petition be filed. His December 13, 2005, order specified that:
[t]he amendment shall set forth the facts, circumstances and statutory basis regarding the
deficiencies as alleged in the Petition, as amended, and attached exhibits[.]
On December 20, 2005, Agostini filed her First Amended Verified
See footnote 2
Petition. The substance
of the allegations set forth in the amended petition itself was not different
from her initial petition. However, the attachment to the petition was expanded to
include a coded key that cross-referenced the ground for challenging the vote of
each voter who had been identified and whose vote Agostini contended either had
been counted illegally or had been improperly rejected. In addition, the attachments set
forth further information concerning the improprieties that had been discovered among the absentee
ballots.
In the attachment to the amended petition, Agostini identified a total of ten
voters whose votes had been improperly rejected, forty-one votes that had been illegally
received and counted, and four votes cast at machines in excess of the
number of voting authorities issued. In addition, Agostini raised challenges to seventy-four of
the absentee ballots that had been counted. Among the absentee ballots, she identified
ballots issued to individuals who were not residents of the district, improprieties in
the completion of the certifications by the voter, irregularities in delivery of the
ballots, missing certification flaps on the inner ballot envelopes, and absentee ballots with
signatures of the voter that did not match the signature in the official
register of voters.
B.
Luther moved to dismiss the amended petition, asserting
See footnote 3
that it failed to state
a claim, because the pleading lacked specificity and present[ed] nothing more than suspicion
or conjecture to support its allegations. More particularly, Luther argued that in an
election contest, the petition was required to serve the functions of not only
identifying the basis for the challenge, but also of providing the putative winner
of the election with enough information to permit him or her to prepare
a defense. Pointing out that the amended petition was not verified, Luther urged
that it also be rejected on that separate ground.
Moreover, Luther urged the court to conclude that an election contest petition should
be subjected to a heightened pleading standard so as to discourage such contests
which, he argued, were contrary to effectuating the will of the public as
expressed in the election. Finally, Luther contended that the statutory reference to votes
sufficient to change the result of the election,
see N.J.S.A. 19:29-1(e), embodied a
requirement that the pleading itself identify for which candidate each challenged vote had
been cast in order to demonstrate that the outcome would have been different.
Agostini argued that the information included in the petition was sufficient for the
purposes of the statute; that the failure to separately verify the amended petition
was a mere oversight; and that the statutory protections afforded to all voters
to shield them from having to reveal the candidate for whom their votes
were cast made further specificity of the kind demanded by Luther impossible. Moreover,
she argued that, like a complaint being challenged for failure to state a
claim,
see R. 4:6-2(e), the court was required to afford her all possible
inferences, to treat her petition as indulgently as it would a complaint, and
to allow her to proceed so as to afford to her a day
in court.
See Printing Mart-Morristown v. Sharp Elec. Corp.,
116 N.J. 739, 746
(1989). She argued that the election contest statute did not require her to
prove that the outcome would be altered, but only mandated that she allege
sufficient facts to demonstrate that there were enough challenged votes that the outcome
could be different.
While the motion to dismiss was pending, the administrator of the Board of
Elections reported to the court that fifteen additional absentee ballots had been found
that had not been included in the prior tabulation. In light of this
discovery, the court ordered a second recount of the absentee, provisional, and emergency
ballots. Although the total number of absentee ballots counted still did not match
the number of absentee certificates on file, with the result that there was
still one missing absentee ballot, the recount proceeded. After the second recount was
conducted, the results were provided to the court. The results were different and
again demonstrated a net gain for Agostini. The final results gave Luther a
total of 7111 votes as compared to the 7072 votes for Agostini. Luther
therefore had, after the second recount, a thirty-nine vote victory over Agostini.
C.
After considering the arguments advanced on behalf of Luther and Agostini, the court
granted Luthers motion to dismiss. The court concluded that the traditionally liberal pleading
rules that would otherwise permit a lack of specificity were not applicable to
a petition in an election contest. The analysis began with the observation that
the appropriate test against which to judge an election contest petition is found
in the Supreme Courts decision in
Lehlbach v. Haynes,
54 N.J.L. 77 (Sup.
Ct. 1891). Citing the operative language from that decision, as quoted more recently
by our Appellate Division,
see Application of James T. Murphy,
101 N.J. Super. 163, 168 (App. Div. 1968), the court concluded that the petitioner in an
election contest must, as a part of the petition, demonstrate facts sufficient to
support relief. In particular, the court relied on the following language from
Lehlbach:
The contestant . . . insists that the statute only requires him to
show illegal votes in number sufficient to change the result, if all be
deducted from the incumbents tally. We do not, however, so read the act.
It makes the reception of illegal votes a ground of contest only when
they are sufficient to change the result that is, not merely to show
that the plurality declared for the incumbent is erroneous, but to show that
another than he was the person legally elected.
Unless the petition states circumstances
which prima facie render this conclusion probable, it does not present a case
within the law. Roche v. Bruggermann,
53 N.J.L. 122 [(Sup. Ct. 1890)]. There
are other modes of proof besides the affidavit of the voter, and the
obstacles in the way are not usually insuperable without compulsory process. But, at
any rate, the difficulties spring from the terms of the statute, in accordance
with which we must proceed in this statutory investigation. The presumption is with
the incumbent, and we cannot assume, without evidence against that presumption, that the
illegal ballots were for him rather than his opponents.
[Ibid. (quoting Lehlbach, supra, 54 N.J.L. at 81) (emphasis added).]
Noting that the Supreme Court continued to adhere to the Lehlbach formulation thereafter,
see In re Clee,
119 N.J.L. 310, 325-27 (Sup. Ct. 1938); Groth v.
Schlemm,
65 N.J.L. 431, 436 (Sup. Ct. 1900); the court concluded that our
election contest law requires specificity, which Agostinis petition did not provide.
Relying on Clee, the court quoted the applicable standard to be applied: the
pleading must be sufficient at least to enable the incumbent to prepare his
defense to the charges set forth [and] . . . to enable him
to prepare and meet the specific charges by evidence. Clee, supra, 119 N.J.L.
at 326 (citing Lippincott v. Felton,
61 N.J.L. 291, 295 (Sup. Ct. 1898)).
Reasoning that the incumbent is entitled to a presumption that the election contest
was conducted fairly and that the burden of proof is on the contestant
to demonstrate to the contrary, the court concluded that a pleading that lacks
specificity improperly shifts the burden to the incumbent who is then forced to
conduct discovery to ascertain the basis for the contest.
Turning to Agostinis assertion that there were illegal votes cast, the court concluded
that the petition fell short because she had not carried the burden imposed
on her by the statute. Relying on the Appellate Divisions decision in In
re Mallon,
232 N.J. Super. 249 (App. Div. 1989), the court concluded that
the contestant, as part of the petition, was required to search out voters
to support the allegations about illegal votes cast or legal votes rejected, see
id. at 268-69, evidence that Agostini had failed to provide. Referring to the
petition as lacking in insight with respect to illegal voters, the court found
that the petition was inadequate. In this regard, the court, applying the test
set forth in Murphy, supra, concluded that the petition was insufficient because Agostini
had failed to demonstrate that, in spite of diligent efforts, she had been
unable to find the particular illegal voters or that those voters had refused
to disclose for whom their votes had been cast.
Furthermore, the court reasoned that although the number of challenged votes identified by
Agostini was theoretically sufficient to alter the outcome, the petition was nonetheless deficient.
In short, because Agostini could not identify with specificity enough illegal votes that
had been cast for the winner or enough legal votes that would have
been cast for Agostini but had been excluded, so as to have altered
the result of the election, the petition did not meet the statutory standard
of particularity. In so concluding, the court expressed concern that Agostinis failure to
develop facts and circumstances as required by the Courts Order allowing the amendment
was indicative of a lack of a sufficient factual basis for any of
the petitions allegations.
The motion judge recited his reasons for granting the motion to dismiss on
the record on January 4, 2006, the return date for that motion. He
prepared and distributed a written decision further explaining the basis for the decision
on January 19, 2006. Following the dismissal of the petition, Luther was sworn
in as Mayor of the township and he has continued to serve in
that role throughout the appellate proceedings.
D.
Seven days after the petition was dismissed and prior to receiving the written
statement of the courts reasons, Agostini sought emergent relief from the Appellate Division.
The application was denied in an order that expressed the view that there
was no emergency because Luther had already been sworn into the office of
mayor. Agostini filed her notice of appeal the next day.
In a published opinion, the Appellate Division reversed the order dismissing the petition
and remanded the matter for an expedited plenary hearing and further proceedings.
In
re the Contest of the Nov. 8, 2005 Gen. Election for the Office
of Mayor for the Twp. Parsippany-Troy Hills (
In re Nov. 8, 2005 Contest),
388 N.J. Super. 663, 665-66 (App. Div. 2006). The appellate panel based its
decision on a review of the relevant statutory framework and the same published
precedents on which the motion court had relied. In part, the Appellate Division
noted that some of the precedents on which the motion court had relied
were decisions made on the merits of a contest.
See,
e.g.,
Mallon,
supra,
232
N.J. Super. at 253;
Murphy,
supra, 101
N.J. Super. at 168. Those
decisions, therefore, were based on complete records following trials of election contests and
were not instructive for purposes of evaluating the sufficiency of the initial pleading.
Apart from that observation, however, the appellate panel reasoned that most of the
older precedents were no longer relevant. Significantly, the panel held that the election
contest statute must be interpreted in light of modern rules of pleading [that]
have long ago eliminated technical requirements that existed when
Lehlbach was decided.
In
re Nov. 8, 2005 Contest, 388
N.J. Super. at 675. Instead, the panel
noted that
Rule 4:5-2 only requires that the pleading contain a statement of
the facts on which the claim is based, showing that the pleader is
entitled to relief, and a demand for judgment for the relief to which
the pleader claims entitlement.
Ibid. (quoting
R. 4:5-2). The panel therefore concluded that,
because the election contest statute must be read in conjunction with generally applicable
rules of pleading, Agostinis petition was sufficient to afford her adversary notice of
her claim and thus should not have been dismissed.
We granted certification,
189 N.J. 430 (2007), and, although we do not endorse
the liberal pleading rationale utilized by the appellate panel, we affirm.
II.
Succinctly stated, the question with which we are confronted is what standard governs
the adequacy of an election contest petition that is challenged through a motion
to dismiss. The motion judge applied a standard, derived from a variety of
published precedents construing the statute, which required the petitioner to assert with particularity
the factual basis supporting her claim about illegal votes cast and legal votes
rejected, and to demonstrate with specificity that the outcome would probably be different
had those votes been correctly received or rejected. The appellate panel, rejecting some
of those precedents as applying a standard applicable to the trial on the
merits but inappropriate to a motion to dismiss, concluded that the remainder of
the precedents were out-dated and failed to reflect our modern liberal rules of
pleading. Our consideration of the appropriate standard to be applied to test the
sufficiency of an election contest petition must begin with an examination of the
statute itself and with the significant alterations in its requirements that bear upon
the relevance of the precedents that both the motion court and the appellate
panel considered.
A.
We begin our analysis with the oft-repeated admonition that election laws are to
be liberally construed to the end that voters are permitted to exercise the
franchise and that the will of the people as expressed through an election
is heard.
See In re Gray-Sadler,
164 N.J. 468, 474-75 (2000);
Kilmurray v.
Gilfert,
10 N.J. 435, 440 (1952);
Kirk v. French,
324 N.J. Super. 548,
552 (Law Div. 1998) (citing
Wene v. Meyner,
13 N.J. 185, 196 (1953)).
Indeed, although in all election contests the winner argues forcefully that the election
results should not be disturbed so as to ensure that the will of
the electorate is effectuated, so too, does the challenger always assert that the
election results demonstrate that the will of the same electorate has in some
fashion been thwarted.
In a related context, the United States Supreme Court has reminded us of
the sanctity of the right to vote, holding:
No right is more precious in a free country than that of having
a voice in the election of those who make the laws under which,
as good citizens, we must live. Other rights, even the most basic, are
illusory if the right to vote is undermined.
[Wesberry v. Sanders,
376 U.S. 1, 17,
84 S. Ct. 526, 535,
11 L. Ed.2d 481, 492 (1964) (Black, J.).]
In like vein, Chief Justice Earl Warren wrote:
As long as ours is a representative form of government, and our legislatures
are those instruments of government elected directly by and directly representative of the
people, the right to elect legislators in a free and unimpaired fashion is
a bedrock of our political system.
[Reynolds v. Sims,
377 U.S. 533, 562,
84 S. Ct. 1362, 1382,
12 L. Ed.2d 506, 527 (1964) (Warren, C.J.).]
Our election laws provide us with the framework within which our Legislature has
directed an election contest must proceed. In particular, the statute, N.J.S.A. 19:29-1 to
-14, specifies both the grounds on which an election may be contested, and
the manner in which the contest may be brought and decided.
The statute first establishes the particular grounds on which an election may be
contested, see N.J.S.A. 19:29-1, and describes the verified petition that must be filed
to commence an election challenge, see N.J.S.A. 19:29-2. The statute also provides for
shortened time frames within which to file an election contest petition, see N.J.S.A.
19:29-3, and for presentation of proofs at a hearing, see N.J.S.A. 19:29-4, in
a proceeding similar to those in a civil action by a judge sitting
without a jury, see N.J.S.A. 19:29-5. Although the time frames are condensed in
deference to the need to have the election results certified and an officeholder
sworn in, the statute specifically grants the judge the power to allow amendments
to the petition. Ibid.
The statute gives the judge conducting the hearing broad powers to ensure the
attendance of witnesses and the production of election records and other evidence. See
N.J.S.A. 19:29-6. Moreover, the statute specifically grants the judge the power to require
voters to disclose relevant information, including the authority to compel [a voter] to
disclose for whom he voted, N.J.S.A. 19:29-7, in order to determine whether the
election results should be overturned. Finally, the statute confers on the judge the
power to set aside an election, to declare, if appropriate, which candidate was
duly elected, and to order other relief. See N.J.S.A. 19:29-8 to -10.
We begin with Luthers threshold assertion that the petition was correctly rejected for
want of verification as required by N.J.S.A. 19:29-2. Agostini concedes that the amended
petition that she filed after being directed to do so by the court
was not verified. Nevertheless, she points out that the initial petition was verified
and that the substance of the assertions did not change; she therefore contends
that the failure to separately verify the amendment was an oversight that should
not result in the dismissal of her challenge. Although we would not condone
a complete failure to comply with the verification requirement, in light of the
fact that Agostinis original petition was verified and the challenged, unverified, petition was
simply an amendment, we decline to allow her petition to be rejected on
that technical ground. See Perri v. Kisselbach,
34 N.J. 84, 86 (1961) (holding
that election contests should be determined upon the merits and not upon technical
artistry in pleading). We turn, then, to the merits of the dispute before
us relating to the substantive sufficiency of the petition.
B.
The dispute that gave rise to Agostinis petition centered on her allegation that
illegal votes had been received or legal votes had not been counted.
See footnote 4
More
specifically, the statute permits this as a ground for an election contest, providing
as follows: [w]hen illegal votes have been received, or legal votes rejected at
the polls sufficient to change the result.
N.J.S.A. 19:29-1(e). The origins of this
provision are quite ancient, and it has been included as a ground to
challenge a municipal election since 1876.
See footnote 5
Three other provisions of the statute are central to our consideration of the
issues before us, because they give content to the particular ground for the
challenge asserted here, and inform our analysis of the requirements for the petition
to proceed and to be considered. The first is the provision setting forth
both the general requirements for an election contest petition and the further requirements
for a petition asserting illegal votes cast or legal votes rejected.
See N.J.S.A.
19:29-2. The second sets forth the scope of the judges authority to order
amendments to the petition.
See N.J.S.A. 19:29-5. The third describes the conduct of
the trial on the petition and, in particular, the power of the judge
to compel voters to give testimony.
See N.J.S.A. 19:29-7.
We begin with that part of the statute that sets forth the requirements
for the election contest petition. It provides:
The petition shall be verified by the oath of at least 2 of
the petitioners, or by the candidate filing the same, as the case may
be,
which verification may be made on information and belief. The petition shall
be accompanied by a bond to the State in the case approval or
disapproval of any proposition is to be contested and to the incumbent in
all other cases, with 2 or more sureties, or a deposit of cash
security, to be approved by such judge, in the penal sum of $500.00,
conditioned to pay all costs in case the election be confirmed, or the
petition be dismissed or the prosecution fail.
When the reception of illegal or
the rejection of legal voters is alleged as a cause of contest, the
names of the persons who so voted, or whose votes were rejected, with
the election district where they voted, or offered to vote, shall be set
forth in the petition, if known.
[
N.J.S.A. 19:29-2 (emphasis added).]
The statutory section governing the contents of the petition has two provisions that
are relevant to the dispute before this Court. First, the statutory provision describing
the required contents of the petition refers to information about particular voters whose
votes were received illegally or whose votes were improperly rejected, which shall be
set forth in the petition,
if known.
N.J.S.A. 19:29-2 (emphasis added). Second, the
same section of the statute requires that the contents of the petition be
verified, which verification may be made
on information and belief.
Ibid. (emphasis added).
These two provisions are central to our analysis.
The language now included in
N.J.S.A. 19:29-2 requiring that information be provided if
known has been a part of the election contest statute since 1876.
See
Act to Regulate Elections,
L. 1876,
c. 124, § 105. The 1876 Act, however,
created a mechanism for an election contest that is quite different from the
statute now in effect. To begin with, the method for challenging an election
varied depending upon which elected office was involved, with different requirements for challenges
to elections of the governor,
id. §§ 88-99, for the State Legislature and Congress,
id. §§ 116-21, and for county and municipal offices,
id. §§ 100-15.
In relevant part, the 1876 Act provided that a petition to challenge a
municipal election could not be filed by the contestant for the seat alone,
but was required to be endorsed by at least fifteen qualified electors of
the proper . . . township . . . setting forth one or
more of the causes specified . . . and
the particular circumstances of
the case duly verified by the oaths or affirmations of at least two
of said petitioners . . . .
Id. § 104 (emphasis added). The 1876
Act, therefore, specifically required the petition to include the particular circumstances that gave
rise to the challenge, and that those particular circumstances would be verified by
two electors.
The statute governing elections and election contests has been revised and re-enacted on
several occasions since 1876.
See footnote 6
The first major adoption of a revised Act to
Regulate Elections occurred in 1898.
L. 1898,
c. 139. The mechanism for challenging
a municipal election, including the requirement that the particular circumstances of the case
be set forth in the petition, continued to be included in the 1898
Act.
Id. § 166.
The next revised Act to Regulate Elections was brought about by a joint
legislative resolution, adopted in 1916, which called for the creation of a commission
to revise, simplify, arrange and consolidate all the public acts of the Legislature
of this State in relation to primaries and elections . . . .
S.J. Res. 4 (1916). In 1917, the Commission to Revise the Primary and
Election Laws submitted its report, together with its proposed revision to the election
laws.
See Bureau of State Research,
An Analytical Revision of the New Jersey
Election Laws (1919). Although the report does not specifically comment upon the reasons
for the suggested changes to the contested election provisions, the reports introduction refers
to the goals of standardizing and simplifying election procedures in general.
See Report
of the Commission to Revise the Primary and Election Laws, at 3-6 (1917).
In adopting the revised Act to Regulate Elections in 1920, the Legislature effected
several changes in the provisions governing election contests. First, most of the earlier
distinctions between which elected office was the focus of the challenge were deleted
and all election contests began to be governed by rules similar to the
ones previously in place for municipal elections.
See L. 1920,
c. 349,
art.
XXVII. Second, as an alternative to the requirement that the petition be signed
by at least fifteen voters and verified by the oath of at least
two of them, the 1920 Act created an alternative for the defeated candidate
to sign and verify the petition himself or herself.
Id. a
rt. XXVII, § 3.
Far more important for our analysis, however, the 1920 Act deleted the requirement
that the petition set forth the particular circumstances and provided instead that the
verification may be made
on information and belief.
Ibid. (emphasis added). At the
same time, however, the if known language continued to be included as part
of the requirement relating to illegal votes. The relevant language from the 1920
Act, therefore, in contrast to the strict requirements of the 1876 Act, provided
as follows:
In all other cases said contest shall be heard and determined by the
several Circuit Courts of this State, and shall be commenced by the filing
of a petition therefor with the clerk of said Circuit Court holding session
in the county wherein such office or proposition is to be contested, signed
by at least fifteen voters of said county or by any defeated candidate
for said nomination, party position or public office.
Such petition shall be verified by the oath of at least two of
said petitioners, or by the candidate filing the same, as the case may
be, which verification may be made on information and belief. Said petition shall
be accompanied with a bond to the incumbent, with two or more sureties,
to be approved by the justice holding such circuit, in the penal sum
of five hundred dollars, conditioned to pay all costs in case the election
be confirmed, or the petition be dismissed or the prosecution fail. When the
reception of illegal or the rejection of legal voters is alleged as a
cause of contest, the names of the persons who so voted, or whose
votes were rejected, with the election district where they voted, or offered to
vote, shall be set forth in the petition, if known.
[Ibid. (emphasis added).]
Certainly the decision to eliminate the widely different methods for contesting elections based
on which elected office was involved, in favor of a more uniform election
contest procedure, served the Legislatures goals of standardization and simplification. Beyond that, however,
there is no legislative history to shed light on the meaning of the
changes to the provisions in issue.
In 1930, the Legislature enacted a new Act to Regulate Elections, which became
the source for much of Title 19. L. 1930, c. 187. The sections
of the 1930 Act that relate to election contests are no different from
the corollary provisions in the 1920 Act. Id. par. 356, sec. 2. Although
the modern statute governing elections and election contests has been repeatedly amended since
1930,
See footnote 7
N.J.S.A. 19:29-2 continues to include the language permitting the petition to be
verified on information and belief, and unlike the 1876 Act, makes no reference
to a requirement that particular circumstances of the challenge be set forth.
C.
Our understanding of the election contest statute, as it bears on the requirements
for a petition, is also informed by the other two provisions that we
have identified. First, the statute relating to amendments,
N.J.S.A. 19:29-5, has also changed
over time. The 1876 Act, in describing the manner in which the proceedings
on the petition would be conducted, provided as follows:
[T]he proceedings shall be similar to those in an action at law so
far as practicable, but shall be under the control and direction of the
court, which shall have all the powers necessary to the right hearing and
determination of the matter, with power to order any amendments in the petition
or proceedings as to form, and to allow adjournments to any time not
more than thirty days thereafter for the benefit of either the contestant or
incumbent, the grounds for such adjournment being shown by affidavit, on such terms
as shall seem reasonable to the court.
[Act to Regulate Elections, supra, L. 1876, § 107.]
Therefore, the judges power to permit an amendment to the petition or in
the proceedings originally was a limited one, restricted only to amendments to form.
Ibid. Presumably, that limitation was included in recognition of the higher pleading requirement
demanded by virtue of the particular circumstances language of section 104. If the
statute required that the pleading meet a heightened threshold of particularity, it would
be inconsistent to permit substantive amendments during the proceedings.
The language of our current statute, however, which is derived from the 1930
Act, is far less restrictive. The current language permits amendments to the petition
or in the proceedings both as to form and substance. N.J.S.A. 19:29-5 provides:
The proceedings shall be similar to those in a civil action so far
as practicable, but shall be under the control and direction of the court,
which shall hear and determine the matter without a jury, with power to
order any amendments in the petition, or proceedings as to form or substance,
and to allow adjournments to any time not more than thirty days thereafter
for the benefit of either party, on such terms as shall seem reasonable
to the court, the grounds for such adjournment being shown by affidavit.
[Ibid.]
Viewed together with the language in N.J.S.A. 19:29-2, and when read as a
whole, the current statute permits significantly more latitude than did the 1876 Act.
These differences bear not only upon our understanding of the meaning of our
current election contest statute, but upon the weight to be accorded to the
decisions on which the motion court and the Appellate Division relied.
The final aspect of the statute that affects our consideration of the issues
is N.J.S.A. 19:29-7, which authorizes the court in an election contest to compel
a voter whose vote has been cast illegally to reveal how he or
she voted. The precise language of the section is not germane to our
analysis and, indeed, has not changed since the 1876 Act. The significance, instead,
is that the power to compel any voter to reveal for whom the
vote was cast is reserved to the court; no petitioner has the ability
to require that voters reveal how they voted and thus no petitioner can,
short of a trial on the merits, prove that the outcome would have
been different.
We turn then to an analysis of the issues presented in this matter
in light of this explanation of the history of these several sections of
the election contest statute now in effect.
III.
Our analysis of the statutory requisites for a petition and of the standard
against which courts must test the sufficiency of any election contest petition requires
that we consider the precedents relied on in light of the statutory language
that each of the courts was called on to construe. We begin, as
we must, with
Lehlbach, a decision that has been the principal focus throughout
these proceedings.
When the Supreme Court construed the election contest statute in
Lehlbach, it was
considering the 1876 statute. That statute included the language requiring that a petition
set forth the facts with particularity. By 1938, when the Supreme Court considered
the petition in
Clee, some of the relevant statutory language had changed. In
fact, the particularity requirement had been deleted and therefore Clee argued that his
petition should be considered in light of that legislative change. The Court rejected
that argument, however, because Clees petition, which challenged the results of the gubernatorial
election, alleged that there was malconduct, fraud or corruption in every one of
the 519 election districts in Hudson County.
Clee,
supra, 119
N.J.L. at 316,
321-22. Based on this assertion, Clee sought to have all of the 221,708
votes from that county declared to be invalid.
Id. at 316. Because the
specific ground asserted was a variety of fraud, as to which pleading with
particularity is always required, the Court held that the change in the statute
was not relevant.
Id. at 322-23. Nothing in that aspect of
Clee, however,
suggests that the change in the language of the statute did not alter
the pleading requirement as to the other statutory grounds.
The petition in
Clee also raised the principal ground that Agostini utilized, arguing
that illegal votes have been received or legal votes rejected in the same
county because persons were permitted to vote on names other than their own,
which names were the names of theretofore registered persons; the names of the
said illegal voters, and the names under which they voted are unknown to
the petitioner at this time . . . .
Id. at 316-17. In
support of this assertion, Clee attached to his petition a list of the
municipalities in the county and, without identifying even a single challenged voter, asserted
that at least 55,000 votes were cast for his opponent.
Id. at 318.
Apart from that general accusation, however, he gave no suggestion as to who
the challenged voters might be and did not explain how he determined that
55,000 out of the 168,699 votes cast in the county for his opponent
were illegal.
In rejecting this aspect of the petition, the Court first noted that the
statute was identical to the one construed in
Lehlbach and cited the relevant
provisions.
Id. at 324 (citing
L. 1876,
c. 124). Indeed, the language cited
by the Court was identical to the statute as it existed at the
time of
Clee, because the section to which the Court referred was simply
the statutory ground for the contest itself, namely, the general language permitting a
challenge based on illegal votes. When the Court then explained the reasons for
rejecting this aspect of the petition, however, it quoted the
Lehlbach decision both
for its vagueness analysis and for the proposition that the incumbent is entitled
to a presumption.
Clee,
supra, at 324-25.
Although this aspect of the decision in
Clee made no reference to the
fact that the particularity language that was significant in
Lehlbach had been deleted
from the statute in favor of the if known formulation, we do not
regard that as meaningful. Rather, regardless of which statutory language applied, the
Clee
petition fell short. Even under the terms of our modern statute currently in
effect and against which we must test Agostinis challenge, a petition that, like
Clees, simply appended a list of municipalities and asserted that thousands of votes
were illegally received or rejected, would fail for vagueness.
By the same token, some of the other precedents relied on by the
motion court lack relevance to a motion to dismiss a petition on its
face. In particular, the statute empowers the court, and only the court, to
compel a challenged voter to reveal his vote.
See N.J.S.A. 19:29-7. Therefore, because
decisions addressing election contests following a trial on the merits include evidence about
how particular votes were cast, those decisions are necessarily inapposite.
See,
e.g.,
Mallon,
supra, 232
N.J. Super. at 268;
Murphy,
supra, 101
N.J. Super. at 168.
Reliance on those decisions is misplaced when only the sufficiency of a petition
is in issue. In light of the fact that no challenger can ever,
as a practical matter, compel that evidence,
see N.J.R.E. 513, we cannot test
the sufficiency of a petition against the proof requirements that would apply were
the dispute tried to a conclusion.
IV.
An election contest petition is not a complaint, the purpose of which is
to give ones adversary notice of the claim.
See R. 4:5-2;
Spring Motors
Distrib., Inc. v. Ford Motor Co.,
191 N.J. Super. 22, 29-30 (App. Div.
1983). It is not, in response to a motion to dismiss filed pursuant
to
R. 4:6-2(e), entitled to be searche[d] . . . in depth and
with liberality to ascertain whether . . . a cause of action may
be gleaned even from an obscure statement of claim . . . .
See Printing Mart-Morristown,
supra, 116
N.J. at 746 (quoting
Di Cristofaro v. Laurel
Grove Memorial Park,
43 N.J. Super. 244, 252 (App. Div. 1957)). It is,
instead, a petition that takes the place of a pleading to initiate the
election contest, which must set forth one of the permitted grounds, and which
must otherwise comply with the statutory requirements.
As such, we do not adopt the Appellate Divisions view that our modern
pleading rules can be engrafted onto the statutes requirements so as to permit
the petition to be equated with a complaint, and therefore to be tested
against liberal notice pleading concepts. In testing the sufficiency of the petition, neither
the indulgence afforded complaints nor the modern notice pleading approach may take the
place of the statutes demands. Rather, it is the language of the statute
itself, and the changes in that language during the decades since
Lehlbach and
Clee were decided, which support our conclusion as to the sufficiency of this
petition.
Neither, however, is it appropriate, in light of the significant changes in the
relevant statutory provisions governing election contests and petitions, to scrutinize such a petition
against standards of pleading with particularity long ago discarded from the statute. To
be sure, an election contest petition that rests on an assertion of malconduct,
fraud or corruption,
N.J.S.A. 19:29-1(a), would be subject to our ordinary requirements for
pleading any similar fraud-based cause of action,
see R. 4:5-8(a);
Shebar v. Sanyo
Bus. Sys. Corp.,
218 N.J. Super. 111 (App. Div. 1987),
affd,
111 N.J. 276 (1988), but only because of the nature of the ground asserted and
not because of any added requirement in the election contest statute. Nor is
there anything in the statute that suggests that the petition must be so
specific that it demonstrates an entitlement to relief on its face.
Indeed, the statutes provision requiring that information be set forth if known,
N.J.S.A.
19:29-2, strongly militates in favor of the contrary conclusion. Moreover, the provisions in
the statute relating to the trial of the contest make plain that it
is now within the power of the judge to permit an amendment as
to form or substance of the allegations,
see N.J.S.A. 19:29-5, plainly supporting the
proposition that the petition itself might be in need of amendment even as
to its substance.
In this matter, as the Appellate Division observed, the motion court erred in
applying to the petition the test for sufficiency set forth in precedents decided
on a full trial record. Thus, in relying on
Murphy and
Mallon, the
motion court essentially demanded of this petitioner evidence to be included in the
petition that she would have been required to produce at the trial of
the matter and, to some extent, evidence that only a judge, in a
trial on the merits, would be able to secure by compulsion. In doing
so, however, the motion court inadvertently held the petition to a standard nowhere
mandated in the statute prior to the conclusion of the proofs. There is
no requirement that the petition set forth sufficiently detailed information to specify all
of the proofs that would be presented at trial. Indeed the language in
Clee about the need to permit the incumbent to be able to prepare
a defense is based on that courts analysis of the particularity language of
Lehlbach.
Viewed in this context, the petition was sufficient to withstand the motion to
dismiss for failure to state a claim. Unlike the broad and vague assertions
described in
Clee, and unlike the equally broad attack on the election in
Murphy, this petition sufficed. It listed the names and election districts of the
voters whose votes were being challenged. It included a coded reference to the
basis for the challenge to each of those votes. Moreover, the petition described
irregularities with absentee ballots, and the proceedings uncovered missing or lost absentee ballots
that could have affected the outcome of the election. No more was required
of Agostini in order to permit her to proceed on her petition. To
be sure, in the end she may or may not be able to
prove her allegations and she may or may not be able to alter
the outcome of the contest. That, however, is a matter for evaluation after
the statutory period allotted for discovery and after a trial.
V.
We do not lightly determine that this petition should not have been dismissed.
Indeed, in view of the fact that the election contest statute is designed
to provide a speedy and efficient mechanism for a challenge to be brought
and completed, the significant delay in the appellate process, which has been far
from optimal, would better be avoided in future appeals.
In this case, the passage of time alone might make it impossible for
Agostini to prove the allegations she has made. At the same time, should
she succeed, a change in administration so long after the initial election and
installation of Luther into the office may, in some measure, be disruptive to
the municipality. Nevertheless, because there is sufficient information in this petition, consistent with
the statute, to entitle Agostini to proceed, we direct that she be permitted
to do so expeditiously.
VI.
The order of the Appellate Division is affirmed as modified and the matter
is remanded to the Assignment Judge for further proceedings consistent with this opinion.
CHIEF JUSTICE RABNER and JUSTICE LONG join in JUSTICE HOENS opinion. JUSTICE RIVERA-SOTO,
joined by JUSTICE WALLACE, filed a separate opinion, concurring in part and dissenting
in part. JUSTICES LaVECCHIA and ALBIN did not participate.
SUPREME COURT OF NEW JERSEY
A-
90 September Term 2006
IN RE THE CONTEST OF THE NOVEMBER 8, 2005 GENERAL ELECTION FOR THE
OFFICE OF MAYOR OF THE TOWNSHIP OF PARSIPPANY-TROY HILLS
JUSTICE RIVERA-SOTO, concurring in part and dissenting in part.
To the extent the majority do[es] not adopt the Appellate Divisions view that
our modern pleading rules can be engrafted onto the [election contest] statutes requirements
so as to permit the [election contest] petition to be equated with a
complaint, and therefore to be tested against liberal notice pleading concepts[,] ante at
__ (slip op. at 32), I concur. However, because the majoritys holding is
premised on an incorrect impeachment of prior precedent and a failure to comply
with the trial courts lawful order, I respectfully dissent.
I.
This appeal requires that we examine the sufficiency of a statutorily authorized petition
seeking to contest an election on the basis that illegal votes have been
received, or legal votes rejected at the polls [would have been] sufficient to
change the result.
N.J.S.A. 19:29-1(e). Citing various grounds, the trial court dismissed the
election contest petition filed by the unsuccessful candidate as failing to state a
claim on which relief can be granted. The Appellate Division reversed and remanded,
concluding that under our liberalized pleading rules, the election contest petition adequately appraised
[the successful candidate] of the claims being made with detailed specificity so that
he was fully able to prepare a defense.
In re the Contest of
the November 8, 2005 Gen. Election for the Office of Mayor for the
Twp. [of] Parsippany-Troy Hills,
388 N.J. Super. 663, 676 (App. Div. 2006) [hereinafter
In re Contest].
An election challenge is in derogation of the common law and is a
creature of the Legislature. Thus, statutory election contests must hew closely to the
requirements that the Legislature has adopted for the prosecution of any claim thereunder,
as those requirements have been consistently enforced. When measured against that yardstick, the
election contest petition in this case fails.
A.
On December 8, 2005, Rosemary Agostini, the runner-up candidate for election as mayor