IN THE MATTER OF THE CIVIL
COMMITMENT OF T.J.N.
SVP-351-03
______________________________________________________
Argued telephonically December 21, 2006 - Decided
Before Judges Stern, A. A. Rodríguez and Lyons.
On appeal from the Superior Court of New Jersey,
Law Division, Essex County, Docket No. SVP-351-03.
Brian P. Hughes, Assistant Deputy Public Advocate,
argued the cause for appellant (Ronald K. Chen,
Public Advocate, attorney; Mr. Hughes, on the brief).
Lisa Marie Albano, Deputy Attorney General, argued
the cause for respondent (Stuart Rabner, Attorney
General, attorney; Patrick DeAlmeida, Assistant
Attorney General, of counsel; Ms. Albano, on the brief).
The opinion of the court was delivered by
STERN, P.J.A.D.
T.J.N. appeals from an order of April 8, 2004 involuntarily committing him to
the Special Treatment Unit under the Sexually Violent Predator Act (SVPA), N.J.S.A. 30:4-27.24
to .38, following a hearing at which a psychiatrist and psychologist testified for
the State, and appellant and his aunt testified for the defense. The proofs
and findings clearly satisfy the statutory requirements for commitment, as detailed in In
re Commitment of W.Z.,
173 N.J. 109 (2002), but appellant asserts that the
background information on which the State's experts relied was misconstrued or misunderstood and
constituted inadmissible hearsay. Appellant argues that without that background information, the State did
not satisfy its burden of proving, by clear and convincing evidence, that T.J.N.
has been convicted of offenses involving sexually violent behavior, "suffers from a mental
abnormality or personality disorder" and is "likely to engage in acts of sexual
violence . . . ." N.J.S.A. 30:4-27.26. Specifically, appellant contends that:
POINT I THE PETITION FOR CIVIL COMMITMENT WAS INVALID
ON ITS FACE AS ONE OF THE REQUISITE CLINICAL
CERTIFICATES FAILED TO SUPPORT A PRIMA FACIE
CASE INSOFAR AS IT FAILED TO ALLEGE THAT T.J.N.
WAS HIGHLY LIKELY TO RECIDIVATE IN THE REASON-
ABLY FORESEEABLE FUTURE.
POINT II THE DECISION OF THE COURT BELOW SHOULD BE
REVERSED BECAUSE IT FAILED TO CONSIDER LESS
RESTRICTIVE ALTERNATIVES.
A. THE STATE FAILED TO MEET THE BURDEN OR EVEN
TO ADDRESS THE BURDEN OF SHOWING THAT IT COULD
NOT REACH ITS DESIRED OBJECTIVE BY LESS
RESTRICTIVE MEANS PURSUANT TO THE STRICT
SCRUTINY TEST.
B. IT WAS INCUMBENT UPON THE COURT TO ADOPT T.J.N.'s
DISCHARGE PLAN OR TO MOLD THE LEAST RESTRICTIVE
APPROPRIATE PLAN.
C. THE RESPONDENT HAVING PROVED A PRIMA FACIE CASE
THAT HIS DISCHARGE PLAN SUFFICIENTLY REDUCED THE
RISK OF DISCHARGE TO LESS THAN HIGHLY LIKELY TO
RECIDIVATE, THE BURDEN TO MEET THAT SHOWING
SHOULD HAVE SHIFTED TO THE STATE.
POINT III BECAUSE OF THE PLETHORA OF HEARSAY THAT WAS
RELIED UPON BY THE EXPERT WITNESSES, THE
JUDGE SHOULD HAVE CONDUCTED A 104A HEARING
IN ORDER TO MAKE FINDINGS ABOUT THE
RELIABILITY OF THAT EVIDENCE AND THAT DATA.
POINT IV THE APPLICABLE CLEAR AND CONVINCING EVIDENCE
STANDARD OF PROOF FOR COMMITMENT UNDER THE
SVPA WAS NOT MET BY THE STATE REGARDING ANY
OF THE ELEMENTS JUSTIFYING COMMITMENT UNDER
THE ACT.
We reject these contentions and affirm the order under review. The issue before
us is whether the State demonstrated by clear and convincing evidence that appellant
has a mental abnormality or personality disorder which makes it "highly likely that
[he] cannot control his [] sexually violent behavior and will reoffend" in "the
reasonably foreseeable future." See W.Z., supra, 173 N.J. at 130-32.
In his first point, T.J.N. claims that the commitment must be vacated
because Dr. Sureshbabu Kurra's certificate used in support of the petition for temporary
commitment, see N.J.S.A. 30:4-27.28, failed to allege that T.J.N. was "highly likely to
recidivate in the reasonably foreseeable future," as required by W.Z.
See footnote 1
The point is raised as plain error following the subsequent adversarial commitment hearing.
See N.J.S.A. 30:4-27.29 to .32. We decline to retroactively vacate the prior May
22, 2003 order for temporary commitment. This is particularly so because the certificate
of Dr. Donald Reeves, a psychiatrist, included a handwritten statement that T.J.N. had
"serious difficulty controlling his harmful sexual behavior" and was "highly likely" to commit
"sexually violent" offenses if not confined to a secure facility.
Dr. Michael R. McAllister, a psychiatrist, and Dr. Natalie Barone, a psychologist, testified
at the commitment hearing. Appellant complains that Dr. Barone did not interview or
treat him and therefore was not qualified to render an opinion, and that
both experts relied on reports that constituted inadmissible hearsay evidence. T.J.N. presented no
expert testimony in opposition to that produced by the State, and the State
is only statutorily required to produce "a psychiatrist on the person's treatment team,"
who examined him within five days of the hearing. N.J.S.A. 30:4-27.30(b).
See footnote 2
The reports of prior experts and criminal records were considered by Dr. McAllister
and Dr. Barone. Dr. McAllister concluded, consistent with his written report, that:
Mr. [N.] has repeatedly engaged in sexual offenses and behaviors which were either
sexually motivated or at high risk for additional sexual offenses. While imprisoned, he
had repeated sexual institutional infractions.
See footnote 3
He has demonstrated poor impulse control in multiple
ways, as well little inclination to change and little if any remorse for
his behaviors. He is at extraordinary risk to sexually reoffend if released. Actuarials
are consistent with this analysis.
Dr. McAllister testified that T.J.N.'s "sexual urges continued and that he had continued
difficulties controlling those sexual urges[, which] reinforces an opinion that Mr. [N.] is
a risk to sexually re-offend."
Dr. Barone explained that "[N.] refused to participate" in an interview or psychological
testing. However, by review of "the actuarial instruments" and background, including previous evaluations,
she diagnosed him as having an "antisocial personality disorder" and paraphilia along with
a "high risk" to "sexually re-offend." According to Dr. Barone:
The reason I find Mr. [N.] a high risk is because this is
a young ma[n] who has -- who has displayed sexual deviancy for --
ever since early to mid-adolescence. He continues to demonstrate an inability to control
his behavior, not only his aggressive behavior, but his sexually deviant behavior. Legal
consequences do not deter this man. He continues to assault even female officers
while he's institutionalized; again, continues to commit sexual improprieties. He has accrued a
tremendous amount of institutional infractions, many of them being sexual in nature.
His personality structure is -- is not only antisocial, but severe. He has
no remorse. He has no empathy for what he's done[,] and when an
individual has virtually no appreciation for the wrongfulness of their acts, it really
does make them likely to continue engaging in those acts.
But even more so, his historical factors, his dynamic factors, they all place
him in a high risk[,] and there's utterly no mitigating factors in this
case.
The judge properly considered the included hearsay for purposes of evaluating the expert's
credibility, because it is the type of record information that an expert can
rely on in formulating an opinion. See N.J.R.E. 703. Moreover, the trial judge
could take judicial notice of the sexual offenses to which defendant pled guilty
and was sentenced. See N.J.R.E. 803(c)(22).
See footnote 4
Furthermore, while each case is fact sensitive,
we have sustained the admissibility of hearsay as part of an expert witness'
testimony at SVPA commitment hearings. See In re Civil Commitment of G.G.N.,
372 N.J. Super. 42, 55-56 (App. Div. 2004) (quoting In re Civil Commitment of
J.H.M.,
367 N.J. Super. 599, 612-13 (App. Div. 2003), certif. denied,
179 N.J. 312 (2004)) (with respect to reference to presentence reports); In re Civil Commitment
of J.S.W.,
371 N.J. Super. 217, 225 (App. Div. 2004) (permitting hearsay contained
in presentence reports, ADTC evaluations, and an expert's opinion in affirming a commitment
under the SVPA), certif. denied,
183 N.J. 586 (2005); In re Civil Commitment
of A.X.D.,
370 N.J. Super. 198, 201-02 (App. Div. 2004) (permitting reference to
Special Treatment Unit reports); J.H.M., supra, 367 N.J. Super. at 612-13 ("A psychiatrist
is permitted to testify about a defendant's prior criminal history in order to
offer an opinion about a defendant's mental condition." Id. at 612.). See also
In re Civil Commitment of A.E.F.,
377 N.J. Super. 473, 491-92 (App. Div.),
certif. denied,
185 N.J. 393 (2005); In re Civil Commitment of E.S.T.,
371 N.J. Super. 562, 575-76 (App. Div. 2004); In re Commitment of R.S.,
339 N.J. Super. 507, 537-38 (App. Div. 2001) (permitting use of "actuarial instruments"), aff'd,
173 N.J. 134 (2002).
The consequences of a commitment under the Act and the significant liberty interests
at stake require protection as a matter of due process. W.Z., supra, 173
N.J. at 125; see also In re Civil Commitment of E.D.,
183 N.J. 536 (2005). However, the commitment proceedings are not part of a "criminal prosecution"
giving rise to Confrontation Clause protection under the Sixth Amendment to the Federal
Constitution or Article 1, para. 10 of the New Jersey Constitution. See, e.g.,
W.Z., supra; State v. Bellamy,
178 N.J. 127 (2003); In re Civil Commitment
of J.M.H., supra, 367 N.J. Super. at 606-09. While the "hearsay" issue must
be understood in that light, we emphasize that the SVPA statute compels expert
testimony at the commitment hearing and that the State's testifying experts are subject
to cross-examination, by counsel for the committee, as was done in this case.
See N.J.S.A. 30:4-27.29, .30. See also N.J.S.A. 30:4-27.35 (regarding annual reviews).
As already noted, the order of civil commitment must be based on "clear
and convincing evidence that an individual who has been convicted of a sexually
violent offense[] suffers from a mental abnormality or personality disorder[] and presently has
serious difficulty controlling harmful sexually violent behavior such that it is highly likely
the individual will reoffend." G.G.N., supra, 372 N.J. Super. at 46-47; see also
W.Z., supra, 173 N.J. at 132; N.J.S.A. 30:4-27.26 (defining "sexually violent predator"); N.J.S.A.
30:4-27.32(a). These standards were recognized by Judge Perretti and applied in this case,
and our review of commitments pursuant to the SVPA is limited. We can
only reverse a commitment for an abuse of discretion or lack of evidence
to support it. See A.E.F., supra, 377 N.J. Super. at 493 (applying "clear
abuse of discretion" standard). See also In re Civil Commitment of V.A.,
357 N.J. Super. 55, 63 (App. Div.), certif. denied,
177 N.J. 490 (2003). The
record discloses no basis to upset the order under review. Moreover, the committing
judges under the SVPA are specialists in the area, and we must give
their expertise in the subject special deference. Cf. Cesare v. Cesare,
154 N.J. 394, 412-13, 416 (1998). As the record supports the conclusion, based on the
totality of the evidence, that T.J.N. suffers from a mental condition that makes
him highly likely to recidivate as a sex offender in the reasonably foreseeable
future, we must affirm the judgment.
T.J.N. asserts that, even if he was properly classified as a sexually
violent predator and supervision is warranted, he is entitled to a conditional discharge
because the State has not proven that a less restrictive alternative was not
appropriate. However, once the need for commitment is proven, the offender must be
placed "in a 'facility designated for [his] custody, care and treatment.'" In re
Civil Commitment of E.D.,
353 N.J. Super. 450, 457-58 (App. Div. 2002) (quoting
N.J.S.A. 30:4-27.32(a)). See also N.J.S.A. 30:4-27.32(a), (b), .34(a) and .36. If the difficult
commitment burden is satisfied, release should follow only "when a court is convinced
that he or she will not have serious difficulty controlling sexually violent behavior
and will be highly likely to comply with the plan for safe reintegration
into the community." W.Z., supra, 173 N.J. at 130. But even assuming that
appellant's argument is correct that the State had a burden to disprove at
the initial commitment hearing that T.J.N. "could not control [himself] or mitigate his
risk through alternative less restrictive means," the lay testimony of T.J.N.'s aunt, F.J.,
regarding community and family support, cannot provide a basis for concluding that the
State did not meet its burden that T.J.N. was both a sexual offender
with a mental illness highly likely to recidivate and in need of commitment
in a secure facility.
Affirmed.
Footnote: 1
Appellant was serving a period of incarceration and was scheduled to "max
out" when the petition was filed. Accordingly, the petition was filed under N.J.S.A.
30:4-27.28(c), and the State acknowledges that "two clinical certificates . . . at
least one of which is prepared by a psychiatrist" were required. Ibid. Dr.
Kurra and Dr. Donald Reeves, both psychiatrists, each certified:
(b) This person suffers from a mental abnormality (as defined by the Act)
or personality disorder that makes the person likely to engage in acts of
sexual violence if not confined to a secure facility for control, care and
treatment.
(c) This person has been convicted, adjudicated delinquent or found not guilty by
reason of insanity for commission of a sexually violent offense, or has been
charged with sexually offense but found to be incompetent to stand trial.
Dr. Reeves added in handwriting:
Mr. [N.]'s diagnosis of Antisocial Personality Disorder predisposes him to commit acts of
sexual violence as his individual manifestation of his personality disorder includes acts of
sexual violence. As a result of his Antisocial Personality Disorder, Mr. [N.] []
has serious difficulty controlling his harmful sexual behavior such that it is highly
likely that he will not control his sexually violent behavior and will re-offend.
Footnote: 2
T.J.N. at first declined to be interviewed by Dr. McAllister but agreed to
the interview on April 5, 2004, four days before the hearing. See N.J.S.A.
30:4-27.30(b). There is no claim that Dr. McAllister is not a member of
the "treatment team." See In re Civil Commitment of A.H.B.,
386 N.J. Super. 16, 25-26 (App. Div.), certif. denied, __ N.J. __ (2006); N.J.S.A. 30:4-27.26 (defining
"treatment team"). Our reference to the fact that the statute requires the State
to produce only one expert should not in any way be interpreted as
suggesting the State's current practice of producing two should be changed or reduced.
See N.J.S.A. 30:4-27.30.
Footnote: 3
In her opinion, the trial judge "discount[ed] the view that [T.J.N.'s] attack
on [a corrections officer] was sex connected," but added that conclusion did not
"destroy[] the opinion of Dr. McAllister."
Footnote: 4
Here, the judge had plea transcripts which embodied appellant's admissions. In his
testimony at the commitment hearing, appellant acknowledged his crimes, including trying to penetrate,
but claimed these events occurred during other criminal transactions not designed or intended
for sexual purposes.
A-