(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the convenience of
the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that, in the interests of brevity,
portions of any opinion may not have been summarized).
STEIN, J., writing for a majority of the Court.
This is an attorney disciplinary matter.
Respondent, James A. Breslin, Jr., of Lyndhurst, was admitted to the bar in New Jersey in 1968. He served as a
judge of the Lyndhurst Municipal Court from 1978 until January 14, 2002, when he tendered, and the Supreme Court
accepted, his resignation from that office. That resignation followed a Presentment filed by the Advisory Committee on
Judicial Conduct (ACJC) recommending that the Supreme Court institute proceedings to remove respondent from his
judicial office. Pursuant to that Presentment, the Supreme Court convened a three-judge panel, which ultimately
recommended respondent's removal from office.
The ACJC's findings and the Panel's findings had been based on respondent's treatment of a bribe attempt.
Although different factual versions of the attempt were offered by various witnesses, the record indicated essentially that
sometime in mid to late October 1996, respondent's former client, Joseph Ciardella of Toms River, visited respondent at
his Lyndhurst office and delivered to him a manilla envelope. According to respondent, Ciardella told him that the
envelope contained his son's resume and/or application to the Police Department, which he asked respondent to give to the
Lyndhurst Police Commissioner, Paul Haggerty. On ultimate inspection of the envelope, which according to respondent
occurred several days later, respondent discovered not only the resume but also two bank envelopes together containing
$10,000. The timing and nature of respondent's actions thereafter also formed the basis of the various charges filed against
him.
Specifically, on discovery of the envelopes, which respondent believed contained money, respondent did not
immediately communicate with any law enforcement authorities. Rather, when he next met Haggerty, whom he saw on a
regular and frequent basis, he posed to him a hypothetical question, essentially asking what he would do if someone gave
him money and asked for a favor. Respondent did not at that time become any more specific and did not identify Ciardella
as the person seeking the favor. According to respondent, Haggerty reacted angrily to the suggestion and told respondent
that he did not wish to discuss it any further. Respondent dropped the subject, not wishing to involve Haggerty any further.
Shortly thereafter, when respondent next spoke or met with Haggerty, the conversation was resumed, this time
respondent disclosing some details to Haggerty about the identity of the client and the contents of the envelope. During the
course of the conversation, it was decided that the bribe attempt should be communicated to the acting police chief, James
Tobin, who had been temporarily assigned to that position by the Attorney General, there having been a dispute between
Haggerty and the outgoing police chief as to whom should be appointed to the position on a permanent basis. Although the
timing is in dispute, the matter ultimately was reported by Haggerty to Tobin, who in turn informed the Bergen County
Prosecutor's Office. Ultimately, the matter was investigated by the Prosecutor's office with respondent's cooperation and
Ciardella was convicted of the third degree offense of gift to a public official, in violation of N.J.S.A. 2C:27-6b.
As noted, this matter was originated as a Presentment filed by the ACJC recommending that the Supreme Court
institute proceeding to remove respondent from his judicial office. The ACJC's recommendation was based on its finding
that respondent had failed to report a bribe attempt to law enforcement authorities, in violation of Canons 1 and 2A of the
Code of Judicial Conduct. The ACJC further found that respondent's conduct was prejudicial to the administration of
justice, contrary to Rule 2:15-8.
Pursuant to the ACJC's Presentment, the Supreme Court convened a three-judge panel that conducted two days of
evidentiary hearings, and also received in evidence essentially the same exhibits that had been offered in the ACJC
proceeding. The Panel found beyond a reasonable doubt that respondent's failure to promptly report the bribe attempt to
law enforcement officials violated Canons 1 and 2A of the Code of Judicial Conduct as well as Rule 2:15-8(a)(6) (conduct
prejudicial to the administration of justice that brings the judicial office into disrepute). The Panel made additional
findings that the manner in which respondent reported the bribe attempt to Paul Hagerty, his close personal friend of thirty
years and the Lyndhurst Police Commissioner, also violated those same Canons. The Panel recommended respondent's
removal from office. Respondent subsequently tendered his resignation, which the Court accepted by Order dated January
14, 2002.
Based on the Supreme Court's Order, the Office of Attorney Ethics (OAE) filed with the Disciplinary Review
Board (DRB), a motion for reciprocal discipline pursuant to Rule 1:20-14, seeking respondent's disbarment on the basis of
alleged violations of various Rules of Professional Conduct (RPCs), including RPC 1.2 (d) (counseling or assisting a client
in conduct the lawyer knows is illegal, criminal, or fraudulent...); RPC 4.1 (a)(2) (knowingly failing to disclose a material
fact to a third person when disclosure is necessary to avoid assisting a criminal or fraudulent act by a client); and RPC
8.4(c),(d), and (e) (conduct involving dishonesty, fraud, deceit, or misrepresentation; conduct prejudicial to the
administration of justice; and stating or implying an ability to influence improperly a government agency or official).
Those alleged violations had not been the subject of either the ACJC's or the three-judge Panel's determinations.
A majority of the DRB concluded that respondent's conduct violated RPC 8.4(c) and (d), but did not specify that
aspect of his conduct on which it relied to establish those violations. Four members of the DRB recommended that
respondent be disbarred for his violations of RPC 8.4(c) and (d). Three members recommended that he be suspended for
three years, and one dissenting member did not believe that the record clearly and convincingly established violations of
RPC 8.4(c) and (d). Rather, that member believed that the record established only that respondent violated RPC 1.2(c) by
failing to advise his client on the limitations on his conduct for which he believed respondent should reprimanded.
The matter is before the Supreme Court pursuant to R. 1:20-16(a).
HELD: The record in this attorney disciplinary case does not clearly and convincingly establish that James A. Breslin, Jr.
participated in a bribery scheme, and thus the Disciplinary Review Board's recommendation that he be disbarred for his
violations of RPC 8.4(c) and (d) based on that alleged participation must be rejected; Breslin's conduct however violated
RPC 1.2(e), for which he is censured.
1. Notwithstanding that the Rules of Court provide for reciprocal discipline of attorneys based on judicial discipline and
state that the judicial discipline proceedings shall be conclusive on the conduct on which the discipline was based in any
subsequent disciplinary proceeding, fairness to respondent compels the Court to focus on the evidence in the record, and
not on the findings of the three-judge panel, as those findings were based on violations of the Code of Judicial Conduct and
not on the RPC violations on which the DRB based its recommendation for disbarment. (p. 7)
2. The significant difference in the specific quality of the conduct required to sustain the RPC violations, as compared with
the more generalized standard implicated by the Canons and the related Rules, require the Court to conduct a de novo
reexamination of the underlying record, as it does in other attorney disciplinary matters in which the initial hearing is held
before a district ethics committee. (pp. 7-8)
3. The three-judge panel focused on the more general language of the Canons of the Code of Judicial Conduct that
implicate the public confidence in the judiciary, and not on whether clear and convincing evidence supported a finding of
respondent's complicity in the bribery. (pp. 60-61)
4. No evidence in the record directly supports the Panel's finding (on which the DRB apparently relied) that respondent
was sounding out Haggerty's willingness to accept a bribe, although that might be one inference. The record cannot fairly
be read to provide clear and convincing evidence that respondent indeed was testing the waters to determine if his friend
was interested in a bribe. (pp. 61-63)
5. Respondent's participation in a bribery scheme was not established by clear and convincing evidence and the DRB's
disbarment recommendation based on its determination that respondent violated RPC 8.4(c) and (d) must be rejected. (pp.
63-66)
6. Although most lawyers, in circumstances similar to those of respondent, would be expected immediately to convey the
relevant information to the County Prosecutor's office, RPC 1.6 did not impose on respondent, as a lawyer, a duty to report
Ciardella's bribery attempt to the proper authorities. (pp. 66-67)
7. The record establishes by clear and convincing evidence that respondent violated RPC 1.2(e), which required him to
advise his client, who expected assistance not permitted by the Rules, of the limitations on respondent's conduct. (p. 68)
8. The most serious violations established by the record by clear and convincing evidence are those found by the three-
judge hearing panel, involving violations of Canons 1 and 2A of the Code of Judicial Conduct and R. 2:15-8(6) that
describes conduct prejudicial to the administration of justice that brings the judicial office into disrepute, for which
respondent has been compelled to resign his judicial office. The remaining violation of RPC 1.2 (e) warrants discipline less
severe than a suspension. Thus, respondent is censured for that violation. (pp. 68-69)
Respondent is CENSURED for his violation of RPC 1.2(e).
JUSTICE LaVECCHIA has filed a separate dissenting opinion in which CHIEF JUSTICE PORITZ and
JUSTICE COLEMAN join. Justice LaVecchia believed that the majority's view of the facts placed too much of a strain
on credibility and that its disposition would jeopardize the public's trust in the integrity of the members of the legal
profession, emphasizing specifically the three-judge panel's finding, beyond a reasonable doubt, that respondent acted in a
manner prejudicial to the administration of justice, and that that conduct brought his judicial office into disrepute.
JUSTICES LONG and VERNIERO, and JUDGE KING, temporarily assigned, join in JUSTICE STEIN's opinion.
JUSTICE LaVECCHIA has filed a separate dissenting opinion in which CHIEF JUSTICE PORITZ and JUSTICE
COLEMAN join.
SUPREME COURT OF NEW JERSEY
D-
203 September Term 2000
IN THE MATTER OF
JAMES A. BRESLIN, JR.,
An Attorney at Law.
_____________________
Argued September 24, 2001 -- Reargued February
25, 2002 -- Decided March 28, 2002
On an Order to show cause why respondent should
not be disbarred or otherwise disciplined.
Richard J. Engelhardt, Assistant Ethics Counsel,
argued the cause on behalf of the Office of
Attorney Ethics.
Michael P. Ambrosio argued the cause for
respondent.
The opinion of the Court was delivered by
STEIN, J.
For a lawyer, a judgment of disbarment is the ultimate
professional sanction. Because in New Jersey disbarment invariably
is permanent, a disbarred lawyer cannot ever again expect to practice
his chosen profession. The enormity of that consequence has caused
the members of this Court to treat disbarment matters with
exceptional care and meticulous scrutiny.
The members of the Disciplinary Review Board (DRB) were evenly
divided on the question of discipline. Four members of the DRB
recommended that Respondent be disbarred. Three members recommended
a three-year suspension and one member recommended a reprimand. In
our view, however, the four-member DRB disbarment recommendation
relies too literally on Rule 1:20-14(c) which states, in effect, that
a judicial disciplinary proceeding conclusively establishes the
conduct on which discipline was based for purposes of any subsequent
attorney disciplinary proceeding. In this matter, however, the
difference in the standards governing judicial discipline from those
governing attorney discipline requires the Court to go beyond the
findings of the three-judge Panel that recommended Respondent's
removal from the bench and focus comprehensively on the actual
evidentiary record.
I
Respondent, James A. Breslin, Jr., a member of this State's bar
since 1968 and the judge of the Lyndhurst Municipal Court since 1978,
had an unblemished ethics record prior to these proceedings. The
matter before us originated as a Presentment filed by this Court's
Advisory Committee on Judicial Conduct (ACJC), after a hearing, in
which the ACJC by a 6-3 vote recommended that this Court institute
proceedings to remove Respondent from his judicial office. The ACJC
majority found by clear and convincing evidence that Respondent's
failure to report a bribe attempt to law enforcement authorities
violated Canons 1 and 2A of the Code of Judicial Conduct. Canon 1
provides:
1. A Judge Should Uphold the Integrity and
Independence of the Judiciary
An independent and honorable
judiciary is indispensable to justice
in our society. A judge should
participate in establishing,
maintaining, and enforcing, and should
personally observe, high standards of
conduct so that the integrity and
independence of the judiciary may be
preserved. The provisions of this Code
should be construed and applied to
further that objective.
Canon 2 entitled A Judge Should Avoid Impropriety and
The Appearance of Impropriety in all Activities provides in
part:
A. A judge should respect and comply with the law
and should act at all times in a manner that
promotes public confidence in the integrity and
impartiality of the judiciary.
The ACJC also found by clear and convincing evidence that
Respondent's conduct was prejudicial to the administration of
justice, contrary to Rule 2:15-8(a)(6), which provides:
2:15-8. Initial Review By Committee
(a) The Committee shall review any written
statement, criticism or grievance that is
directed to the Committee and that contains
allegations to the effect that a judge of the
Superior Court, Surrogate's Court, Tax Court or
Municipal Court is guilty of:
. . . .
(6) conduct prejudicial to the
administration of justice that brings the
judicial office into disrepute.
One member of the ACJC agreed with the Committee's findings but
recommended a sanction short of removal. Two members, one a retired
Associate Justice of this Court and the other a present member of the
Court not participating in this appeal, agreed that Respondent's
failure to report the bribe violated Canons 1 and 2A, but disagreed
with the Committee's finding that Respondent's own testimony comes
very close to constituting clear and convincing evidence of
participation in bribery. Those members recommended censure rather
than removal.
In response to the ACJC's Presentment, this Court convened a
three-judge Panel that conducted two days of evidentiary hearings,
and also received in evidence essentially the same exhibits that had
been offered in the ACJC proceeding. The Panel found beyond a
reasonable doubt that Respondent's failure to promptly report the
bribe attempt to law enforcement officials violated Canons 1 and 2A
of the Code of Judicial Conduct as well as Rule 2:15-8(a)(6)
(describing conduct prejudicial to the administration of justice).
The Panel made additional findings to the effect that the manner in
which Respondent reported the bribe attempt to Paul Haggerty, his
close friend of twenty-five to thirty years and the Lyndhurst Police
Commissioner, also violated Canons 1 and 2A of the Code of Judicial
Conduct. The Panel recommended Respondent's removal from office. He
subsequently tendered his resignation, which this Court accepted by
order dated January 14, 2000.
Based on the Court's order, the Office of Attorney Ethics (OAE)
petitioned the Disciplinary Review Board for discipline of Respondent
as an attorney, seeking Respondent's disbarment on the basis of
alleged violations of various Rules of Professional Conduct (RPC).
None of the alleged RPC violations had been the subject of either the
ACJC's or the three-judge Panel's determinations. The alleged RPC
violations were the following:
RPC 1.2 SCOPE OF REPRESENTATION
(d) A lawyer shall not counsel or assist a
client in conduct that the lawyer knows is
illegal, criminal or fraudulent, or in the
preparation of a written instrument containing
terms the lawyer knows are expressly prohibited
by law, but a lawyer may counsel or assist a
client in a good faith effort to determine the
validity, scope, meaning or application of the
law.
(e) When a lawyer knows that a client
expects assistance not permitted by the Rules of
Professional Conduct or other law, the lawyer
shall advise the client of the relevant
limitations on the lawyer's conduct.
RPC 4.1 TRUTHFULNESS IN STATEMENTS TO OTHERS
(a) In representing a client a lawyer shall
not knowingly:
. . .
(2) fail to disclose a material fact to a
third person when disclosure is necessary to
avoid assisting a criminal or fraudulent act by a
client.
RPC 8.4 MISCONDUCT
(c) engage in conduct involving dishonesty,
fraud, deceit or misrepresentation;
(d) engage in conduct that is prejudicial to
the administration of justice;
(e) state or imply an ability to influence
improperly a government agency or
official[.]
A majority of the DRB concluded that Respondent's conduct
violated RPC 8.4(c) and (d), although the DRB decision did not
specify that aspect of Respondent's conduct on which it relied to
establish the RPC violations. As noted, four members of the DRB
recommended disbarment; three members recommended a three-year
suspension; and one member recommended a reprimand.
II
Notwithstanding that our Rules of Court provide for reciprocal
discipline of attorneys based on judicial discipline, R. 1:20-14(c),
and state that the [judicial discipline] proceedings shall be
conclusive of the conduct on which the discipline was based in any
subsequent disciplinary proceeding, fairness to Respondent compels
us to focus on the evidence in the record, not on the findings of the
three-judge Panel. That Panel's findings were based on violations of
the Code of Judicial Conduct (Canons 1 and 2A), and on Rule 2:15-
8(a)(6) (describing conduct prejudicial to administration of justice
that brings judicial office in disrepute), not on the RPC violations
on which the DRB based its recommendation for disbarment.
We note that the standards governing judicial behavior, on which
the three-judge Panel relied to sustain its findings, are generalized
principles that attempt to define appropriate judicial conduct. Cf.
Canon 2 (A judge . . . should act . . . in a manner that promotes
public confidence in the integrity and impartiality of the
judiciary.) Although the Panel applied a reasonable doubt
standard of proof, the generalized criteria that controlled its
determination did not require precise and specific findings of fact.
In comparison, the finding by the DRB majority that Respondent
engage[d] in conduct involving dishonesty, fraud, deceit or
misrepresentation is a more precise and specific determination than
that reached by the Panel. The significant difference in the
specific quality of the conduct required to sustain the RPC
violations, as compared with the more generalized standard implicated
by the Canons and the related Rules, require this Court to conduct a
painstaking de novo reexamination of the underlying record, just as
it does in other attorney disciplinary matters in which the initial
hearing is held before a District Ethics Committee.
A. Testimony of Respondent
In addition to Respondent's live testimony before the three-
judge Panel, two exhibits were admitted, one containing a summary of
an interview of Respondent, and the other containing a verbatim
transcript of Respondent's testimony at a deposition conducted by
ACJC staff members.
1. Exhibit C-1 in evidence before the hearing panel was
Investigator Randazzise's report of her interview of Respondent on
December 26, 1996. The material portion of that report read as
follows:
Mr. Breslin stated that in the latter half
of October 1996, Joseph Ciardella of Toms River,
New Jersey, a former legal client, came to his
law office located at 296 Ridge Road, Lyndhurst,
N.J. (201-939-8760). At that time he gave him a
manila envelope. Mr. Ciardella told him that the
envelope contained his son's resume for the
Lyndhurst Police Department. Mr. Breslin stated
that Mr. Ciardella asked him to give the resume
to the Lyndhurst Police Commissioner, Paul
Haggerty. Mr. Breslin stated that Mr. Ciardella
had stopped in at his office around lunchtime,
without an appointment. Mr. Breslin stated that
he was on his way to court in Hackensack, so he
took the envelope, put it either on his desk or
next to his desk and left for court. He stated
that when he returned to his office, he looked in
the envelope, found the resume, and two bank
envelopes that contained money. Mr. Breslin
stated that neither the large manila envelope nor
the two bank envelopes had been sealed. He
stated that he went to Paul Haggerty to speak to
him about this matter. Mr. Breslin stated that
Mr. Haggerty's reaction to his matter was that,
given the current political climate in Lyndhurst,
someone was out to get him. Mr. Breslin stated
that Mr. Haggerty did not want the manila
envelope and stated that he was going to the
Prosecutor's Office. Mr. Breslin retained the
manila envelope, resume and the two bank
envelopes containing $10,000 in U.S. Currency.
He stated that during the time that he was in
possession of these items he left them in his
desk in his locked office.
Sgt. Randazzise's summary also indicated that Respondent had
twice performed legal services for Joseph Ciardella, once in the
1970's when Ciardella hired him to change his name from Joseph DuBois
to Joseph Ciardella. The second matter occurred in about 1994 when
Respondent was retained by Ciardella in a will contest proceeding.
Respondent stated that that matter had been successfully resolved
about a year prior to the incident in question.
Respondent also informed Sgt. Randazzise that prior to
Ciardella's unannounced visit, Ciardella had telephoned Breslin
asking if there were vacancies in the Lyndhurst Police Department.
Respondent stated that he informed Ciardella that no new hiring was
occurring at that time.
2. Exhibit C-10 is a transcript of a deposition of Respondent
taken by Patrick J. Monahan, Jr. and John Tonelli on behalf of the
ACJC.
The following excerpts from that deposition have a direct
bearing on the matter before the Court:
Q. As the Committee understands it Mr. Ciardella
came to your office some time in October of 1997, is that
when it occurred?
A. Approximately, yes.
Q. Okay. Is there any way you can reconstruct the
exact date?
A. '97, '96 I think.
Q. '96? Did I say --
A. Yes.
Q. -- '97, my mind -- I'm -- sorry. Is there any
way you can construct if not the exact date, the time of
the month that he visited you?
A. No, not really. Maybe the middle of the month.
Q. Okay. Did you know he was coming?
A. No.
Q. Had you had any conversations with him, since
your last representation of him?
A. Yes.
Q. Did you socialize with him?
A. No.
Q. Now, the Committee understands that you
represented or handled matters for Mr. Ciardella on a
couple of occasions, correct?
A. Yes.
Q. One in the sixties, and one more recent one an
estate matter, is that right?
A. Correct.
Q. Now. What conversations did you have with Mr.
Ciardella after you handled the second matter?
A. He would call me on the phone, and he was
originally from Lyndhurst. And he moved to Toms River.
He'd keep up I guess on the local goings on in Lyndhurst,
call me up, what's going on. I guess -- it seemed to me
he was getting a local paper, the Lyndhurst paper down in
Toms River, and just call me about what's going on in
town.
Q. So it was not a business conversation?
A. No.
Q. Did he at any time indicate to you that he
wanted to get his son a job with the municipality?
A. Yes.
Q. And when did he make that indication?
A. In terms of time, I really couldn't tell you.
Q. Can you say whether it was a year before he
visited you, or longer?
A. No. Three, four months maybe.
Q. Did he ask you to help him get his son a job
with the municipality?
A. Not directly no.
Q. What did he say?
A. He -- he wanted to know how -- how to go about
having his son apply to become a police officer. Q.
And what did you tell him?
A. That you had to go to the Town Hall and see the
Chief of Police, who had applications.
Q. What was his response to that?
A. Okay. And he -- I gave him the information and
then that was the end of it.
Q. Did he say what particular types of jobs he
wanted for his son?
A. No.
Q. So it was open ended?
A. Open ended in what fashion?
Q. That is to say Mr. Ciardella didn't tell you
that he wanted a specific type of municipal job for his
son?
A. Yes. He told me he says, his son wanted to
become a police officer.
Q. And that was the only thing then?
A. Right.
Q. Was it mentioned in terms of a job with the
town?
A. Correct.
Q. Okay. Now the day he visited you, you had no
idea he was coming?
A. Correct.
Q. What time of day did he come to your office?
A. It's around -- I'm almost positive it was
around lunchtime, 12 O'clock, 12:15 something like that.
Q. What makes you positive?
A. Because I was on my way out, I'm almost sure I
had Court on that Thursday. And I was late, and I was
like rushing out the door and he was coming in.
Q. When you say you had Court, you mean to sit?
A. Yes.
Q. And what happened when he arrived?
A. I said to him, "you know, what do you want I
says, I'm late, I've got to go." And he says, "Here give
this to the Commissioner." And he gave me an envelope.
Q. Did you open it?
A. Not that time, no.
Q. At what time did you open it?
A. Two days later, three days later.
Q. But going back to when he visited your office,
what was said next after he gave you the envelope?
A. Nothing. Nothing. It was like I left.
Q. He walks into your office, says here's an
envelope for the Commissioner, didn't identify the
Commissioner?
A. No.
Q. You say, "I'm going" and you leave, that's it?
A. That was it. Like seconds.
Q. Where did you put the envelope when he handed
it to you?
A. On my desk.
Q. Did he tell you what was in it?
A. No.
Q. When did you next see the envelope?
A. Well -- I know it was a weekend, it was like a
couple of days later, Saturday or Sunday.
Q. Now how did you come to see the envelope? On
the weekend?
A. I -- well I'm normally there on the weekend,
but -- I picked up the envelope to look at the resume. I
read the resume.
Q. Did you see anything else in the envelope?
A. Not when I pulled the resume out. When I tried
to put it back in, I couldn't get it back in. Q.
Why couldn't you get it back in?
A. As it turned out there were two bank envelopes
with money in it, sitting at the bottom of the envelope.
Q. What was your reaction?
A. Shock.
Q. What if anything did you do when you saw the
envelopes?
A. Pulled them out of the -- the manila envelope,
and looked in them.
Q. So we're talking about a nine by 12 manila
envelope, containing --
A. Yeah.
Q. -- a resume and two bank envelopes?
A. Right.
Q. Did you tell anyone that you found them at that
time? Did you call Ciardella?
A. No.
Q. Did you call the Commissioner?
A. At that time, no.
Q. When did you tell the Commissioner what you
found?
A. Monday. I believe it was Monday or Tuesday.
Q. On that Thursday, which you think it probably
was, after you got the envelopes, you went to Court did
you see the Commissioner that day?
A. I don't recall.
Q. When we talk about the Commissioner who are we
talking about?
A. At that time it was Commissioner Haggerty.
Q. Paul Haggerty?
A. Right.
Q. Did you see him that Friday, the day after you
got the envelope?
A. I don't think so. Could be.
Q. If you did see him, did you mention?
A. I believe the first time I saw him after I got
the envelope and realized what was in it, I told him.
Q. But you didn't realize what was in it until
Saturday?
A. Right. And like I said I don't think I --
Q. Let's go to Monday then, which is the day you
think you told Haggerty what you'd gotten. Where did you
have this communication with Haggerty?
A. Restaurant in Lyndhurst.
Q. What's the name of the restaurant?
A. La Cibeles.
Q. You know how to spell that?
A. L-a-c-i-b-e-l-e-s, I think.
Q. And was that a planned meeting with him?
A. No.
Q. Did you regularly meet him at Lacibeles?
A. Probably three times a week. Either one of us
would run into each other.
Q. It was your habit to go to Lacibeles?
A. Yeah, he lives a block away from there, I
guess.
Q. Did you have dinner with him there?
A. On that night?
Q. Yeah, on that night? Okay. So exactly what
happened from the time you arrived at Lacibeles
Restaurant?
A. You know, I -- at that point I'm saying to
myself he's not really involved other than they said to
give it to the Commissioner. I have the money, and I just
kind of gave him a hypothetical what would you do if, you
know, you were in this position. And he must have picked
up right away, as to what I was trying to tell him,
because he said, don't tell me, I don't want to know
nothing about it. Because nothing happened to me in
effect. And I'm the guy that's involved. And that was
the end of the conversation that night.
Q. Now, let's just stick with that night for just
a minute please. Was he there when you got there?
A. I don't recall.
Q. Where were you sitting with him, when you had
this conversation?
A. At the bar I believe.
Q. Oh, so you occasionally run into him at the bar
there?
A. Correct.
Q. Was this part of a group?
A. Yeah.
Q. There were others in the group?
A. Yes.
Q. How many others?
A. Any given night, I don't know, eight, 10 guys,
same guys.
Q. Was this a planned kind of event?
A. No.
Q. Was there anybody there who overheard you
talking to Haggerty when you told him about it?
A. I doubt it.
Q. Can you try and reconstruct exactly what you
said to Haggerty, when you broached the subject?
A. I -- like I said, I turned it into a
hypothetical, what would you do if somebody gave you some
money and asked for a favor, basically.
Q. When you were telling him that, were you more
specific? By that I mean did you tell him what would you
do if somebody gave you money and asked for a favor about
getting somebody a job on the police force?
A. I don't think so.
Q. So he didn't know what you were talking about?
A. No.
Q. And yet he said, "doesn't involve me."
A. Exactly.
Q. Did you continue with the subject?
A. No, dropped it right there.
Q. Okay. What -- what's the next event in this
sequence?
A. I'm not sure if he -- he called me or I called
him, and anyway we met there again. And I told him what
happened. The real story.
Q. How much after the Monday was this?
A. Couple of days maybe.
Q. But you called him from your office?
A. I may have. Or he called me.
Q. I'm sorry --
A. I'm not sure. I don't remember who called who,
but I'm pretty sure there was a phone call.
Q. Saying let's get together?
A. Yeah.
Q. At Lacibeles? What -- what I'm trying to do
here, Judge, is -- is clarify how the meeting came
together, and I understand that you can't recall whether
you called him, or he called you. It is understandable if
you called him, you might say Paul, something I want to
talk to you about. What I'm trying to understand the
other part of the equation, if he called you? Then what
would have prompted him to call you? If you know?
A. I don't know.
Q. In between these two times, namely the meeting
at the restaurant probably that Monday, and the telephone
call setting up this second I wouldn't say appointment,
meeting, had you had any conversations with him that you
recall?
A. No.
Q. All right, so did you then go ahead and meet a
second time, a couple of days later?
A. Yes.
Q. And where was that?
A. Lacibeles.
Q. What happened then?
A. I explained to him exactly what happened.
Q. What was his response?
A. He -- he had no knowledge who Mr. Ciardella
was, and he couldn't understand why he was coming to me.
Q. Did you explain why -- did you explain to
Haggerty the relationship between you and Ciardella?
A. Yes.
Q. Did he then understand why he'd gone to you?
A. Yes.
Q. What was Haggerty's general response to the
whole affair?
A. He said something to the effect that well, it
looks like he's trying to get both of us in trouble.
Q. Do you know of any motivation that Ciardella
would have to get either of you in trouble?
A. None whatsoever.
Q. Do you have any idea why Haggerty would have
said something like that?
A. No.
Q. Was there anything else to the conversation
between you and Haggerty that -- that second occasion?
A. No, other than he said he would -- he really didn't
know what to do so -- I said, "we've got to report it,
just as I reported it to you you're my boss. Now we've
got to go another step further, and I don't know who you
-- who you report to." And he says, "Well, he'll bring it
to the County Prosecutor." Q. Okay. Did he know
the County Prosecutor?
A. Well the County Prosecutor I'm referring to was
in -- at that time was running our Police Department. He
was on loan from the County of Bergen, and he was running
our Police Department.
Q. Do you recall his last name?
A. Tolbin (phonetic).
Q. So what happened next?
A. He told me he would report it to Tolbin. And
that somebody would be in touch with us.
* * * * * * * * *
Q. Did you have any further conversations, with
Haggerty other than the ones you've described, before you
finally gave the money up? Before you finally -- handed
the money over to the Prosecutor's Office?
A. Like every couple of weeks. He'd ask me did
you hear from the Prosecutor, I said, no. I said did you?
He says no.
Q. Had he told Tolbin by that time?
A. Yes.
Q. Do you know when he told Tolbin with reference
to your --
A. It seemed to me it was a couple of days later.
Q. Did he tell you -- did Haggerty tell you what
Tolbin said to him?
A. Other than -- no nothing specific, other than
the County was now going to handle it.
Q. When did you finally give the money to the
Prosecutor's Office?
A. December.
Q. Wasn't that the day after Christmas?
A. The 26th, yes.
* * * * * * * * *
Q. And after you reported this to Commissioner
Haggerty, you were then waiting for the Prosecutor's
Office to contact you, is that correct?
A. Correct.
Q. And when the Prosecutor's Office finally did
contact you did you make arrangements to immediately go
down to the Prosecutor's Office, and turn the money over
to them?
A. Yes.
Q. Did you also tell the Prosecutor's Office you
would cooperate in any manner that they wanted you to,
with whatever investigation they were conducting?
A. They wanted to put a wire on me. And I said it
was --
Q. Are you --
A. -- fine with me.
Q. And you were ready, willing and able to
cooperate by recording any conversations they wanted you
to record with anyone? Is that correct?
A. That's correct.
Q. Did they ever ask you after you voiced your
willingness to do so, to -- to wear a wire?
A. They -- well it's my understanding that they
researched the matter and said, well whatever I get from
Mr. Ciardella on a wire be considered attorney/client
privilege.
Q. And so the answer is no?
A. So the answer is no, in the meantime they threw
me away, and they put the wire on Mr. Haggerty.
* * * * * * * * * *
Q. Is there anything in retrospect you'd do
differently, if you had it all to do over again?
A. I would -- yes I wouldn't have --I shouldn't
have considered Mr. Haggerty as my boss, although he is my
boss. I would have found another boss.
Q. To do what?
A. To report it to. But under the Commission form
of Government, he's my boss.
Q. Because he's Director of Public Safety?
A. Correct.
* * * * * * * * * *
Q. Okay. Besides Haggerty being your stockbroker,
what -- could you describe what your relationship is with
him?
A. I've known him for 30 years. His -- his
father-in-law and my father were Assistant Prosecutor's
together in Bergen County at some point in time, so. His
family and my family have been friends forever.
Q. So would you consider him a close personal
friend?
A. Yeah.
Q. Given that background, can you try to explain
to me why the first time you spoke to Haggerty did -- you
just didn't come right out and tell him what had happened,
you used the -- hypothetical --
A. Hypothetical.
Q. -- situation?
A. Because I didn't -- I didn't want to get him
involved, if I didn't have to. Because the guy's
approaching me, even though he's telling me to give it to
the Commissioner, I'm saying well why should I get him
involved. I mean just deal with it myself here, rather
than getting him involved, if I didn't have to. Q.
Okay, and -- and what -- what prompted you after that
initial conversation to then have another conversation
with Haggerty when you laid it all out on the line rather
than taking some immediate action yourself, with the
Prosecutor's Office?
A. Because I -- I was like still stunned for a
couple of days, I'm thinking, what did I do now, what did
I do now, like I said, I'm not sure -- I'm not sure if he
called me, or I called him, but I know one of us then
said, I guess, somebody's got to tell the whole story
here.
MR. MONAHAN: Excuse me, when did the name
Ciardella enter the picture in your conversations with
Haggerty?
JUDGE BRESLIN: When I finally told him about the money.
You know, within a couple of days after I guess.
MR. MONAHAN: Okay. So the first time that
Monday probably, you said, here's the hypothetical
situation, he says hear no evil, see no evil in effect?
Then a couple of days later, you meet again, and that's
when you reveal to him the name of Ciardella when you're
giving the --
JUDGE BRESLIN: I believe so.
MR. MONAHAN: -- the -- does he say anything
when you say Ciardella?
JUDGE BRESLIN: No, he said, "That doesn't mean
a damn thing to me." I says, "Well it probably
shouldn't," I says, ". . . because he lives in Toms
River." And he says, "Well where did his son live." I
says, To be honest with you, I guess he lives in
Lyndhurst, but I don't even know him."
MR. MONAHAN: Did you get a feel for Haggerty's
reaction to this whole thing?
JUDGE BRESLIN: Outrage.
MR. MONAHAN: You said something earlier,
here's why I'm asking this question, you said something
earlier about him saying to you, "It looks like they're
trying to take us both down."
JUDGE BRESLIN: Correct.
MR. MONAHAN: Now, was he under any kind of
political fire that somebody would be trying to take him
down?
JUDGE BRESLIN: A thousand percent at that time
yes. Much fire.
MR. MONAHAN: A political faction, or from
individuals?
JUDGE BRESLIN: I -- the best way I can explain
it, is Chief of Police resigned, or retired, Haggerty
appointed somebody in his place. That offended one -- one
faction. Who then has the Chief of Police before he
resigns, appoint the other faction as the Chief. So now
-- Haggerty appointing one Chief, and the Chief of Police
resigning, appointing another Chief, so there's a battle.
He goes to the Attorney General's Office, and that's --
they go to the County, who then puts their own man in
there, until it's straightened out. At that point, the --
it was one faction fighting Haggerty, completely day in
and day night. Even until today. There's a Federal
lawsuit still going on, between this one faction, Haggerty
and the Town.
MR. FLOOD: Who's suing whom?
JUDGE BRESLIN: Fellow that was a Deputy --
Deputy Police Chief, is suing Haggerty and the Town of
Lyndhurst for violation of his Federal Civil Rights.
MR. FLOOD: Because he didn't get the job?
JUDGE BRESLIN: Correct. Haggerty thought this
fellow was the one that set both of us up.
* * * * * * * * * *
MR. TONELLI: Can you give us a -- a time frame
as to your understanding of when the Prosecutor's Office
found out about this from Haggerty, do you have any idea
as to what time frame we're talking about?
JUDGE BRESLIN: A week or two after I got the
envelope, that was my understanding.
MR. TONELLI: So we're talking the end of
October, or early November? Some time in --
JUDGE BRESLIN: The Prosecutor's Office,
meaning --
MR. TONELLI: Tolbin.
JUDGE BRESLIN: Mr. Tolbin who was in
Lyndhurst, yeah.
MR. TONELLI: Right. Right. And you didn't
turn the envelope over until December 26th, which is
almost two months after --
JUDGE BRESLIN: Correct.
MR. TONELLI: -- the Prosecutor's Office,
through Tolbin was informed? Did there ever come a point
in time, during that two month stretch where you thought
to yourself, hey I don't know what's going on, nobody's
contacted me, maybe I should give a call to the
Prosecutor's Office, and see what's happening?
JUDGE BRESLIN: No, but -- well, I got very
panicky after a while. I'm saying, what the hell is going
on. I figured well maybe some day in the paper I'll pick
it up, the guy's arrested, but -- near the end I was like
-- I didn't know what to do.
MR. TONELLI: Did the Prosecutor's Office offer
any explanation as to why it took them so long to contact
you?
JUDGE BRESLIN: Not to me, no. Maybe they did
to Mr. Flood, I don't know.
3. Respondent testified before the three-judge panel on October
1, 1999. He was first questioned by his counsel,