SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2002-95T1
IN THE MATTER OF REGISTRANT
G.B.: APPLICATION FOR
JUDICIAL REVIEW OF NOTIFICATION
AND TIER DESIGNATIONSee footnote 1
___________________________________________________________________
Argued: December 11, 1995 - Decided: January 18, 1996
Before Judges Shebell and Wallace.
On appeal from the Superior Court of New
Jersey, Law Division.
The opinion of the court was delivered by
WALLACE, JR., J.A.D.
Registrant sought a stay pending his appeal of the trial
court's affirmation of the prosecutor's classification of him as
Tier Two in the implementation of the Registration and Community
Notification Laws (RCNL), N.J.S.A. 2C:7-1 to -11, and the judicial
review process required by Doe v. Poritz,
142 N.J. 1 (1995). We
granted a stay pending further order. We now affirm in part and
remand for further hearing.
Registrant contends that (1) the RCNL violates ex post facto,
due process, and double jeopardy provisions of the constitution;
(2) the failure to stay the proceedings to allow the public
defender to handle the matter denied him equal protection of the
laws; (3) he was entitled to a hearing to challenge his Tier
designation; and (4) the geographical scope of notification was
arbitrary because there was no showing of a fair chance to
encounter the registrant.
Briefly, registrant was indicted for various sexual offenses
arising out of inappropriate contact with his younger female
cousin. In a statement given to police in November 1991,
registrant acknowledged that on at least three occasions over a two
or three year period, he had his cousin perform fellatio on him in
his parents home. Registrant entered into a plea agreement with
the State and pled guilty to second degree sexual assault in
violation of N.J.S.A. 2C:14-2b. Pursuant to the plea bargain, the
remaining counts of the indictment charging registrant with
aggravated sexual assault, sexual assault, endangering the welfare
of a child and child abuse were dismissed. The presentence report
noted that registrant said the last incident occurred in 1988.
Registrant was sentenced in 1992 to a five-year custodial term to
be served at Avenel.
Registrant was released from Avenel in June 1995. As a
convicted sex offender, he is subject to the provisions of the
RCNL. In October 1995, registrant received a letter of
notification that he would be classified in Tier Two. The notice
informed the registrant that the classification was based on the
Sex Offender Risk Assessment Scale (Scale) attached to the notice.
The Scale score was 57 which classified the registrant as Tier Two,
i.e., his presence in the community poses a moderate risk. This
notice also instructed that unless he applied for judicial review,
all schools within a distance of two miles of his residence would
be notified. Registrant applied for judicial review and was
assigned counsel.
His attorney filed motions seeking: (1) to stay the review
hearing until the Public Defender could represent registrant, (2)
to preclude community notification, and (3) to declare N.J.S.A.
2C:7-1 to -11 unconstitutional because, as it applied to defendant
it constituted an ex post facto law, violated his rights to due
process, and violated principles of double jeopardy.
A conference was held before the designated Megan's Law judge
on November 15, 1995. The registrant argued his motions and
requested a hearing to challenge various ratings in the Scale. The
judge denied the motions. Registrant then noted that he was
employed which would reduce criteria thirteen from a moderate risk
to a low risk. The prosecutor agreed and also conceded that
criteria seven, the length of time since the last offense, should
be lowered from nine to three because the last incident had
occurred between two to three years prior to registrant's arrest in
1991.
The registrant argued that criteria number two, degree of
contact, should be reduced from fifteen for penetration, to ten for
fondling under clothing, because registrant pled guilty to sexual
assault. Counsel for registrant recognized that based on
registrant's uncounselled admission, there was evidence in the
record of penetration. However, he argued that registrant's
admission was never subject to a Miranda or Jackson-Denno hearing,
and therefore, he was entitled to a hearing. Similarly, with
respect to criteria number six, duration of offensive behavior, he
argued that registrant had pleaded guilty to only one offense, and
therefore, the rating should be reduced from a three, for over two
years, to a zero, for less than one year. He further argued that
criteria number eight, history of anti-social acts, should be
reduced from one, for a limited history, to zero, for no history.
Finally, he argued that criteria number twelve, residential
support, should be a zero, for stable and appropriate, rather than
a one, for stable and appropriate but no external support system.
The prosecutor argued that registrant had admitted in his
statement, to numerous instances of fellatio and sexual intercourse
with the victim and had acknowledged that the offenses occurred
over a period of two or three years. Thus, the prosecutor argued,
there was sufficient evidence to support the relevant grading for
criteria two and seven. Further, the prosecutor argued there was
evidence that the registrant was convicted in 1987 for theft and
burglary and in 1988 for a weapons offense, justifying a finding of
limited history of anti-social acts in criteria twelve.
Registrant also contended that notification of schools and
community organizations that have children in its care in a two
mile geographic radius from the site of his home and work was
arbitrary. In addition, registrant sought the appointment of three
experts, a psychiatric expert to evaluate the risk of recidivism,
a statistical expert to prepare an analysis on recidivism, and a
human factor expert who would conduct a study on whether
notification bears any nexus to the prevention of the harm sought
to be protected against.
The judge denied the registrant's request for an evidentiary
hearing, finding sufficient evidence to decide the issues related
to his challenges to the Scale score. The judge found substantial
evidence of penetration, including defendant's statement, which
justified a three under criteria number two. With regard to
criteria six, duration of offensive behavior, the judge similarly
found there was sufficient evidence to demonstrate that the
offensive conduct took place over a period in excess of two years,
to justify a three. Next, the judge noted that there was clearly
at least a limited history of anti-social acts in criteria eight,
since as a result of a 1988 weapons conviction, registrant was
terminated from the Pretrial Intervention Program on his burglary
charge. The judge recognized some question concerning criteria
twelve, residential support, but concluded that it was not a
material issue because any adjustments here would not impact on
registrant's Tier Two classification.
The judge then denied registrants requests for experts and
stated:
I conclude, upon my reading of Doe v.
Poritz, that the Supreme Court did not intend
that these proceedings be converted into
situations in which experts were going to
testify unless there was a clear showing or
need for an expert with respect to the
classification of the defendant. Now, I
recognize the fact that the risk assessment
scale is not part of the decision of the
Supreme Court. I don't believe it's been
approved by the Supreme Court. It's a
question of whether a Judge, at this
particular point in time, is going to rely on
this scale, and in effect, use this scale, or
whether the Courts are going to go off on some
other tangent and convert these hearings into
some other types of hearings which would
involve, inexorably, battles of experts if the
defense -- I shouldn't say the defense. If
the registrant, or the applicant at this
point, were permitted to go out and hire
experts of the types suggested by [counsel]
the State would do the same thing, we would
convert these hearings into long battles of
experts. Moreover, if we are going to place
great weight on the risk assessment scale, the
testimony of these experts would be irrelevant
because the factors in the scale, at least the
ones that are material here, do not call for
expert testimony. It's not required in order
to resolve the presence or absence of the
factors mentioned in the scale.
As far as the notification, at this
point, with only the guidance of the Supreme
Court decision and the fact that the schools
have to be notified, the fact of the proximity
of these other organizations to where the
defendant is, I cannot say that the
prosecutor's decision is arbitrary,
capricious, unfair or unreasonable, and I
conclude that the notification proposal by the
prosecutor is appropriate.
Registrant had recently obtained employment. The prosecutor,
therefore, had not compiled the list of community organizations
that would be notified in the area in which registrant had received
employment. The trial judge scheduled a second conference for the
prosecutor to give the list of community organizations to
registrant. At the second conference, registrant indicated that
his job would likely terminate by December 31. Based on this
information, the prosecutor agreed to withhold notification for the
work area organizations and registrant agreed to notify the
Prosecutor's Office if his employment continued after December 31,
1995.
Registrant also argued that the prosecutor's guidelines, post-Doe v. Poritz, were not promulgated pursuant to the Administrative
Procedure Act and were therefore, a nullity. The trial judge
summarily rejected this argument.
Registrant sought an emergent stay. We granted the stay
pending our decision on the merits of the appeal.
We need not address registrant's constitutional arguments.
The Supreme Court in Doe rejected these arguments. The Court held
that the RCNL was constitutional, subject to judicial review before
notification. See Doe v. Poritz, supra, 142 N.J. at 12.
Moreover, there is no requirement that each Registrant be
represented by the Public Defender. Registrant is represented by
competent counsel. Registrant's counsel argues that registrant
would be better served by being represented by the Office of the
Public Defender. That simply is not the test. We find no error in
the trial court's rejection of this argument and the denial of
registrant's request for a stay to be represented by the Office of
the Public Defender. The trial court found counsel to be a capable
and experienced attorney who was fully qualified to represent
registrant. We perceive of no infirmity by the appointment of
counsel who is not a member of the Office of the Public Defender.
Registrant next contends that a hearing should have been held
to test the underlying factual basis for the prosecutor's risk
assessment scale evaluation resulting in a Tier Two classification.
The judicial review process developed in Doe v. Poritz is not
governed by the rules of evidence. Id. at 31. We held in In re
C.A., ____ N.J. Super. ____, ____ (App. Div. 1995)(slip op. at 4)
that "the details of a sexual offense, which is not the subject of
a conviction, may be considered in the risk assessment scale
calculus." Further, we noted that the test of admissibility should
be the reliability under the totality of the circumstances of the
hearsay statements being considered. Id. at 5. The trial judge
was satisfied, and we are as well, that registrant's admissions,
along with the victim's statement, were sufficient to justify a
finding of penetration, for the degree of contact, and a finding of
over two years, for the duration of the offense.
It should also be noted that the registrant did not attempt to
advance any evidence to counter the State's prima facie case of
penetration in excess of a two year period. Rather, he urged that
the trial judge should only consider the evidence surrounding his
plea to sexual contact upon a victim under the age of thirteen.
Further, registrant argued that under the Sixth Amendment, he
should be able to confront the evidence of penetration. As noted
above, hearsay statements found to be reliable under the totality
of circumstances may be considered. Ibid. The primary evidence
was registrant's own statement given to the police on November 19,
1991, where he said that he had the victim perform oral sex on him
over a period of more than two years. Moreover, this is a civil
action and the constitutional rights urged by registrant are not
implicated. There was simply no need for a hearing on these
issues.
Registrant also urges that the prosecutor's proposal to notify
organizations within a two mile radius of his home and place of
employment is arbitrary and bears no relationship to reality. The
Supreme Court, in discussing the manner of notification for Tier
Two notification, made it clear that "only those community
organizations that own or operate an establishment where children
gather under their care, or where women are cared for, shall
qualify, and only those that are `likely to encounter' the offender
as discussed in connection with Tier Three[,]" were to be notified.
Doe v. Poritz, supra, 142 N.J. at 35. In the case of Tier Two
notification, "[t]he factor that will ordinarily be critical to a
determination of `likely to encounter' is geography--how close is
the institution or organization, ... , to the offender's residence
or place of work or school." Id. at 37. The Court declined to
define the area to be included within the notification process and
noted that depending upon the offender, factors other than
geography may be considered. Ibid.
We recognize that a common sense approach should be followed
in establishing the area of notification. However, the prosecutor
has offered no evidence at all in establishing a two mile radius of
registrant's residence and place of work for the area of
notification. Registrant challenges this as arbitrary. We are not
prepared to say that a two mile radius is arbitrary. However, we
are satisfied that the record below was not adequate for the trial
judge to decide whether the prosecutor's proposed area of
notification was reasonable, particularly in view of registrant's
sexual offenses with a family member of the opposite sex that
occurred in his parents' home.
The notice to registrant established that notification would
be made and listed the areas of notification as well as the
targeted community organizations. At the conference, the only
explanation given by the prosecutor to registrant's objection to
the area of notification was that "it was the prosecutor's position
that those locations that were within a two mile radius of
[registrant's] place of residence and place of employment, he would
likely encounter people in that area." Aside from the schools, it
is not entirely clear that all of the organizations listed were
within a two mile radius of the registrant's residence. Even if
they are, the record does not present a prima facie case to show
they are likely to encounter the registrant. "There shall be no
automatic inclusion of an organization simply because it is
`registered.'" Doe v. Poritz, supra, 142 N.J. at 35.
The view we expressed in In re E.A., ___ N.J. Super. ____
(App. Div. 1995)(slip op.) is instructive. In E.A., the prosecutor
established the scope of geographic notification in terms of
distances keyed to density of population. The prosecutor set up
general standards that called for notice within varying distances
of registrant's residence and work place, depending on whether it
was located in an urban, high population area; a suburban, moderate
population area; or a rural, low population area. The prosecutor
set a 1,000 foot radius of the registrant's residence or work place
for notification in an urban, high population area; a one-half mile
radius for notification in a suburban, moderate population area;
and a one mile radius for notification in a rural, low population
area. See In re E.A., ____ N.J. Super. ____, ____ (App. Div.
1995)(slip op. at 3). An assistant prosecutor testified that the
criteria was "based on his office's knowledge of the population
densities of the county." Id. at 4. Although no studies had been
performed, "[r]elying on his expertise and knowledge," the
assistant prosecutor identified the demographic or population
density criteria as consistent with the RCNL likely to encounter
standard and the relevant Attorney General's Guidelines. Ibid. We
concluded that "giving deference to the prosecutor's knowledge of
the pertinent areas, that a prima facie case for a fair scope of
notification has been established." Id. at 9. Further, we noted
that:
We reach these conclusions despite the
fact the prosecutor presented no statistical
data or studies on the reasonableness of the
particular distances selected. We do not read
Doe v. Poritz to require statistical studies
on scope of notification since it did not
compel such studies on the Tier rating
process. 142 N.J. at 33-34. Moreover, we are
satisfied that common sense can dictate
reasonableness[.]...
[Id. at 10.]
Just as important, we directed:
the prosecutor in the future to prepare a grid, color-coded, large-scale map of the county to identify the low-, moderate-, and high population density areas on a municipality-by-municipality basis. The map
can be based on census data, county planning
board data, or information provided by local
planning boards and law enforcement officials
to assist in refining the correctness of the
prosecutor's knowledge of the county. The
prosecutor, utilizing such a map, can then
specifically locate a registrant's residence
or place of business within the identified
population density zones and apply the
distance criteria approved. In instances
where the residence or place of business
borders on different population density zones,
the prosecutor may justify the need for
application of the differentiated distance
notification standards.
[Id. at 11.]
E.A. addressed Tier Three notification. Based on the
particular offender, the prosecutor in E.A. determined that
notification would be given to private residences within a one-half
mile radius of E.A.'s work place and within a one mile radius of
his residence, and to private or public schools, licensed day care
centers and registered community organizations within a two mile
radius of E.A.'s residence and work place. Based on the variable
factors that related to E.A., we found sufficient credible evidence
to support the increase in the area of notification. Id. at 12.
In the present case, the prosecutor offered no guidelines for
the notification area of a two mile radius of registrant's
residence and work place. Nor did the prosecutor indicate whether
the area where registrant resided was urban, suburban, or rural.
Thus, the record is silent as to the reason the two mile
geographical area for notification was selected. Consequently, we
remand for the prosecutor to establish guidelines for the scope of
notification, consistent with the RCNL and the Attorney General's
Guidelines. Just as we noted in E.A., the prosecutor should
prepare a map with the detail and information that we called for
there. Id. at 11.
Registrant also sought experts to assess the statistical
probability of recidivism for particular classes of defendants and
the probability of whether warnings of certain types apply to
certain types of offenders. As we stated in E.A., we do not read
Doe v. Poritz to require statistical studies on the scope of
notification. See E.A., supra, at 10. However, in light of the
circumstances surrounding the offense, we are persuaded that the
registrant should be permitted to retain an expert and to present
testimony at the hearing to show that the variable factors as
related to him, should result in a lesser Tier classification.
That is, registrant may attempt to prove that the variable factors
applicable to him, demonstrate that he is so unlikely to reoffend,
that he should be classified as a Tier One offender,
notwithstanding his actual Scale score. In this regard we note the
comment in Doe that:
Certainly we do not foreclose or discourage
the production of expert testimony on both
sides, but we grant to the court substantial
power, beyond that permitted or used in
ordinary litigation, to allow, reject,
control, and limit expert testimony in order
to render these proceedings administratively
effective, practical, and timely.
[Doe v. Poritz, supra, 142 N.J. at 35.]
We remand for a hearing consistent with the views expressed
herein.
Footnote: 1 The initials used in the caption are fictitious. This court has, for the purposes of confidentiality, refrained from identifying the names of those involved as well as the attorneys, Municipality and County in question.