(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please note that, in the interests of brevity, portions
of any opinion may not have been summarized).
Argued March 15, 1999 -- Decided August 4, 1999
COLEMAN, J., writing for the Court .
The issue in this wrongful death-medical malpractice case is whether a doctor being sued for causing the death of an
adopted infant has standing to challenge the posthumous finalization of the infant's adoption.
Baby T was born on December 1, 1993. Prior to his birth, his natural mother selected P.H. and J.H. to be the adoptive
parents of her unborn child. Following the infant's birth, on December 4, 1993, P.H. and J.H. took physical custody of Baby T
with the intent to adopt him. All subsequent visits by the approved adoption agency indicated that P.H. and J.H. were providing
a loving and caring home.
On March 31, 1994, the infant was admitted to Robert Wood Johnson University Hospital for same-day surgery to
repair an inguinal hernia. During the administration of anesthesia by Dr. Nishat Zedie, the baby became rigid and suffered
cardiac arrest. Baby T died later that day. A medical consultant retained by P.H. and J.H. informed them that the baby died
because Dr. Zedie administered an anesthetic expressly classified by the Food and Drug Administration as contraindicated for
use in children.
With the consent of the adoption agency, P.H. and J.H. accepted responsibility for all funeral arrangements and
expenses for Baby T. They made the arrangements as the parents of the child and buried him in their family plot under the
name they had given him.
At the time of Baby T's death, P.H. and J.H. had not yet filed a formal complaint for adoption because the child had
resided in their home for only four months, rather than the six months then required by the Adoption Act. That six-month
period was subsequently waived by the appropriate licensing authority on November 4, 1994. By that time, however, the
Adoption Act had been amended to remove the six-month waiting period for filing a complaint for adoption. P.H. and J.H.
apparently filed their complaint for adoption in early 1995. On July 7, 1995, the Family Part entered a final judgment of
adoption of Baby T.
On March 8, 1995, P.H. filed a wrongful death, survivorship, and medical malpractice complaint against Dr. Zedie and
several other defendants. On July 17, 1997, more than two years after the adoption had been finalized, Dr. Zedie filed a motion
in the Family Part to vacate the final judgment of adoption of Baby T, pursuant to Rule 4:50-1(d). Based on that rule, she
argued that the judgment of adoption was void because it was not permitted by statute and that she had standing to vacate the
adoption. In a published opinion, the trial court denied Dr. Zedie's motion based on the Adoption Act and further found that
the judgment of adoption was not void, which was a requirement for relief under Rule 4:50-1(d). The trial court further
concluded that Dr. Zedie had no standing under the Rule because she was neither a party to the adoption nor a legal
representative of a party to the adoption. The court concluded that Dr. Zedie had not suffered any direct harm from the
adoption and that she sought to vacate it only as a means of avoiding her potential liability for Baby T's death under the
wrongful death and survivorship actions commenced against her.
Notwithstanding its finding that Dr. Zedie lacked standing, the trial court addressed the substantive issue concerning
the validity of the posthumous adoption. The court concluded that it would be inconsistent with the spirit and intention of the
Adoption Act to vacate the adoption where the completion of the six-month placement period was thwarted by the alleged
malpractice of the very person seeking to vacate the adoption. The court further rejected Dr. Zedie's contention that the
doctrine of equitable adoption was not recognized in New Jersey.
A divided panel of the Appellate Division reversed. The majority concluded that Dr. Zedie had standing to question
the validity of the adoption judgment because as a defendant in the malpractice action, she had a stake in the validity of the
adoption judgment. The majority further concluded that neither the case law nor the doctrine of equitable adoption authorizes
posthumous adoption in New Jersey. In the alternative, the majority held that the doctrine of equitable adoption was applicable
only to support a claim for benefits that would be available if a legally recognized parent-child relationship existed.
In his dissent, Judge Shebell disagreed with both the majority's determination of standing as well as with its conclusion
on the substantive issue of the adoption's validity. Rather, he agreed with the trial court that Dr. Zedie did not have standing
under the Rule because she suffered no injury from the adoption. He further concluded that the adoption in this case was valid
based on the trial court's equitable powers and on a thoughtful consideration of the best interests of the child and the adoptive
parents.
The matter is before the Court as of right based on Judge Shebell's dissent in the Appellate Division.
HELD: Dr. Zedie, a defendant in a wrongful death-medical malpractice action, lacks standing to collaterally attack the
posthumous adoption of Baby T, the victim of the doctor's malpractice.
1. One must establish that he or she is likely to suffer some harm in order to establish his or her “standing,” which is a term
that refers to one's ability or entitlement to maintain an action before the court. (pp. 10-11)
2. To determine who has standing to challenge a judgment of adoption, reference must be made to the Adoption Act, to the
Rules of Court, and to case law. Neither the Adoption Act nor the relevant Rules of Court provide any basis on which to confer
standing to Dr. Zedie to challenge the judgment of adoption, and judicial decisions concerning standing to vacate or reopen a
judgment of adoption have accorded standing only to those individuals who were a party to the original adoption judgment.
(pp. 11-12)
3. Standing cannot be waived or conferred by consent of the parties to an action. (p. 12)
4. Rule 4:50-1(f) does not permit a collateral attack on the judgment of adoption because Dr. Zedie was neither a party nor a
legal representative of a party to the final judgment of adoption. (pp. 12-13)
5. Dr. Zedie suffers no direct harm as a result of the judgment of adoption because that judgment affects only those who may
be entitled to the proceeds of the wrongful death and survivorship actions, if successful. Furthermore, he is not precluded from
asserting any defenses she might have in the malpractice action. (pp. 13-14)
6. The Court's opinion should not be interpreted generally to deny standing to Dr. Zedie and the other defendants in the
wrongful death and survivorship actions to challenge P.H.'s and J.H.'s status of next-of-kin. Rather, the Court's holding only
denies Dr. Zedie standing to collaterally attack the judgment of adoption, the effect of which is to allow the trial court in the
wrongful death and survivorship actions to take judicial notice of the judgment of adoption. (p. 14)
7. The issue of whether Dr. Zedie is equitably estopped from collaterally challenging the legal effect of the judgment of
adoption is interwoven with the issue of equitable adoptions, and the Court, therefore, declines to use it as an additional basis
for refusing to vacate the judgment of adoption. (pp. 14-15)
Judgment of the Appellate Division is REVERSED, and the judgment of adoption is REINSTATED.
JUSTICE HANDLER filed a separate concurring opinion agreeing with the Court's disposition, but stressing that the
Court's opinion should not be interpreted to deny Dr. Zedie and the other defendants in the wrongful death actions the right to
challenge P.H.'s and J.H.'s status of next of kin. In addition, noting that the legal effect of the judgment of adoption will
determine whether Dr. Zedie can succeed in disputing P.H.'s and J.H.'s next-of-kin status, Justice Handler believes that
principles of equitable estoppel, and not standing, should be invoked and applied in determining whether Dr. Zedie should be
entitled to set aside or neutralize its legal effect.
JUSTICE O'HERN also filed a separate concurring opinion agreeing with the Court's disposition, but disagreeing
with the basis of the disposition. Rather, Justice O'Hern believes that the posthumous adoption properly recognized the
substantive rights of the parties. Thus, he believes that the Court should consider the merits now and determine whether Dr.
Zedie may attack the validity of the adoption judgment in the context of the wrongful death action.
CHIEF JUSTICE PORITZ and JUSTICES POLLOCK, GARIBALDI, and STEIN join in JUSTICE
COLEMAN's opinion. JUSTICE HANDLER and JUSTICE O'HERN filed separate concurring opinions.
SUPREME COURT OF NEW JERSEY
A-
39 September Term 1998
IN THE MATTER OF THE
ADOPTION OF BABY T
Argued March 15, 1999 -- Decided August 4, 1999
On appeal from the Superior Court, Appellate
Division, whose opinion is reported at 311
N.J. Super. 408 (1998).
David M. Fried argued the cause for
appellants P. and J.H. (Blume, Goldfaden,
Berkowitz, Donnelly, Fried & Forte,
attorneys).
Louis John Dughi, Jr. argued the cause for
respondent Nishat Zedie, M.D. (Dughi and
Hewit, attorneys; Marie Judith McCormack and
Gary L. Riveles, on the brief).
The opinion of the Court was delivered by
COLEMAN, J.
The issue in this wrongful death-medical malpractice case is
whether a doctor being sued for causing the death of an adopted
infant has standing to challenge the posthumous finalization of
the infant's adoption. The Chancery Division, Family Part,
concluded that there is no standing. A divided panel of the
Appellate Division held that under the factual matrix of this
case there is standing.
311 N.J. Super. 408, 411 (1998). This
appeal is before us as of right based upon a dissent in the
Appellate Division. R. 2:2-1(a)(2). We now reverse, holding
that a defendant in a wrongful death-medical malpractice action
lacks standing to collaterally attack the posthumous adoption of
the victim of the alleged malpractice.
On March 31, 1994, the infant was admitted to Robert Wood Johnson University Hospital for same-day surgery to repair an inguinal hernia. During the administration of anesthesia by defendant Dr. Nishat Zedie, the baby became “rigid” and suffered cardiac arrest. Although initially stabilized and transferred to the pediatric intensive care unit, the infant deteriorated and died later that day. A medical consultant retained by the prospective adoptive parents informed them that Baby T died because Dr. Zedie administered succinylchlorine, an anesthetic expressly classified by the Food and Drug Administration as contraindicated for use in children.
P.H. and J.H., with the consent of the adoption agency, accepted responsibility for all funeral arrangements and expenses for Baby T. They made those arrangements as the parents of the child and buried him in their family plot under the name they had given the child. In other words, they treated the child as if he were their natural-born son.
At the time of Baby T's death on March 31, 1994, the prospective adoptive parents had not filed a complaint for adoption because the child had resided in their home for only four months rather than the six months required by N.J.S.A. 9:3 47a. Consequently, the adoption agency requested permission from the Bureau of Adoption Agency Licensing of the New Jersey Division of Youth and Family Services (“Bureau”) to consent to the finalization of Baby T's adoption. On November 4, 1994, the Bureau waived the six-month requirement of N.J.S.A. 9:3-47a. By that time, the statute had been amended to remove the six-month requirement for filing a complaint. L. 1993, c. 345, § 10, effective April 27, 1994. In granting permission to proceed with the adoption, the Bureau stated that “in consideration of the circumstances involved with this case and the family's desire to [finalize] the adoption, the Bureau of Licensing will not cite as a violation the agency's consent to the adoption of the child with four months of supervision.” The adoption agency granted its consent to the adoption of Baby T by P.H. and J.H. on February 1, 1995. The prospective adoptive parents apparently filed their complaint for adoption in early 1995. On July 7, 1995, the Family Part, with full knowledge of the death of Baby T, entered a final judgment of adoption of Baby T by P.H. and J.H. They adopted a second child at the same time.
The wrongful death, survivorship, and medical malpractice complaint was filed on March 8, 1995, by P.H., individually and as the administrator of Baby T's estate, against Dr. Zedie and several other defendants.
On July 17, 1997, more than two years after the adoption had been finalized, Dr. Zedie filed a motion in the Family Part to vacate the final judgment of adoption of Baby T pursuant to Rule 4:50-1(d). Dr. Zedie argued, based on that rule, that the judgment of adoption was void because it was not permitted by statute and that she had standing to vacate the adoption. The trial court in a published opinion denied the motion based upon the Adoption Act, N.J.S.A. 9:3-37 to -56, and the court's equitable and parens patriae powers. 308 N.J. Super. 344, 354 (Ch. Div. 1997). The trial court also found the judgment of adoption was not void, a requirement for relief under Rule 4:50 1(d). Id. at 363.
The trial court concluded that Dr. Zedie had no standing under Rule 4:50-1 because she was neither a party to the adoption, nor a legal representative of a party to the adoption. Id. at 349. It concluded that Dr. Zedie had not suffered any direct harm as a result of the adoption and sought to vacate the adoption only in an attempt to find sanctuary from the potential liability attendant to the wrongful death and survivorship actions commenced against her. Ibid.
Notwithstanding the trial court's finding that Dr. Zedie lacked standing, it nonetheless addressed the substantive issue concerning the validity of the posthumous adoption. Ibid. Relying on In re Adoption of Children by O., 141 N.J. Super. 586, 589 (Ch. Div. 1976), the trial court concluded that “[a]n adoption judgment should not be set aside unless it is in the best interests of the child, and the adoptive parents.” In re Adoption of Baby T., supra, 308 N.J. Super. at 355. The trial court further noted that a motion to vacate a final judgment of adoption should be granted only under the most unusual facts and circumstances. Ibid. The court analogized the facts in the present case with those in Stellmah v. Hunterdon Cooperative G.L.F. Serv., Inc., 47 N.J. 163 (1966), in which this Court upheld the adoption of a child where the final judgment of adoption was entered subsequent to the death of the adopting parent in order to render the child eligible to receive worker's compensation benefits. In re Adoption of Baby T., supra, 308 N.J. Super. at 356. The trial court reasoned that it "would be contrary to the spirit and intent of the Adoption Act" to vacate the adoption where "the completion of the six-month placement period was thwarted by the alleged malpractice of the very person who seeks to vacate the adoption." Id. at 357. The court rejected Dr. Zedie's assertion that the doctrine of equitable adoption was not recognized in New Jersey. Id. at 358-59 (citing D'Accardi v. Chater, 96 F.3d 97 (4th Cir. 1996)). In addition, Dr. Zedie's reliance on In re Adoption of Bradfield, 642 P.2d 214 (N.M. Ct. App. 1982), was found unpersuasive. The trial court viewed the New Mexico Court of Appeals' decision to uphold the vacation of a posthumous adoption as a rigid, unequitable and unenlightened adherence “to an immutable rule” requiring that all parties to an adoption be alive at the time the final judgment is entered. In re Adoption of Baby T., supra, 308 N.J. Super. at 361-62.
A divided panel of the Appellate Division reversed. In re Adoption of Baby T., supra, 311 N.J. Super. at 416. The majority concluded that Dr. Zedie had standing to question the validity of the adoption judgment. Id. at 411. Relying on New Jersey State Chamber of Commerce v. New Jersey Election Law Enforcement Commission, 82 N.J. 57, 68 (1980), the majority concluded that Dr. Zedie “[a]s a defendant in the malpractice action . . . has a stake in the validity of the adoption judgment and her interest establishes a 'genuine adverseness' between her and the adoptive parents.” In re Adoption of Baby T., supra, 311 N.J. Super. at 412 (internal citations omitted).
The majority concluded that neither case law nor the doctrine of equitable adoption authorizes posthumous adoption in New Jersey. Id. at 413-14. The panel stated that the trial court had “overread” the Stellmah decision, noting that the adoption approved in that case was valid only because the child had acquired the status of an adopted child under the laws of Quebec and not under the laws of New Jersey. Id. at 413.
Alternatively, the Appellate Division held that the doctrine of equitable adoption was applicable only “to support a claim for benefits which would be available if a legally recognized parent child relationship existed." Id. at 416. The majority was of the view that “[w]hether the equitable adoption concept is applicable must be decided in the context of a specific claim,” and as such “Baby T's administrator's contention that principles of equitable adoption apply to sustain the action for medical malpractice must be made to the Law Division in the context of that claim and the wrongful death statute.” Ibid.
Judge Shebell dissented, disagreeing with both the majority's determination of standing as well as with its conclusion on the substantive issue of the adoption's validity. Id. at 416-20 (Shebell, J., dissenting). Judge Shebell agreed with the trial court that Dr. Zedie did not have standing under Rule 4:50-1 because she had suffered no injury resulting from the adoption of Baby T. Id. at 417 (Shebell, J., dissenting). Judge Shebell concluded that the adoption in this case was valid based on a proper application of the equitable powers of the trial court and based upon a thoughtful consideration of the best interests of the child and the prospective adoptive parents. Id. at 418-20 (Shebell, J., dissenting).
Dr. Zedie maintains that the prospective adoptive parents' counsel conceded below that she had standing to challenge the adoption. Alternatively, Dr. Zedie contends that her status as a target of the medical malpractice action creates the requisite adverseness sufficient to confer standing to challenge the adoption. On the merits, she argues that neither the Adoption Act nor the doctrine of equitable adoption permits prospective parents to finalize an adoption after a prospective adoptee's death.
III
In terms of adoptions, the Adoption Act, the Rules of Court, and case law provide an aid in determining which individuals have standing to challenge an adoption action. N.J.S.A. 9:3-45 requires that notice of the adoption complaint and hearings must be given to the natural parents of the prospective adoptive child, absent surrender or termination of parental rights. In addition, under N.J.S.A. 9:3-46a and b, any parent or guardian who has not executed a surrender of rights as well as any individual who has provided primary care and supervision for the child for at least six months or one half of the life of the child, whichever is less, has standing to object to the adoption and must be given notice. See also R.K. v. A.J.B., 284 N.J. Super. 687, 692 (Ch. Div. 1995) (holding that “[i]t would seem to follow [from N.J.S.A. 9:3-46b] that one who is not entitled to notice of the proceedings is one who is not provided, by the Legislature, with the right to object”).
In addition to Rule 4:50-1(d), one of our Rules of Court that is designed to effectuate the Adoption Act provides that “the court . . . may direct that notice of the [adoption] proceeding shall be given to any persons whose interests may be prejudiced or affected by the entry of a judgment of adoption.” R. 5:10-5(b). Finally, judicial decisions concerning standing to vacate or reopen a judgment of adoption have accorded standing only to those individuals who were a party to the original adoption judgment. In re T., 95 N.J. Super. 228, 235 (App. Div. 1967). That decision was based on then Rule 4:62-2, the source rule for Rule 4:50-1. Both rules limit the movant to parties and legal representatives of the parties.
Our review of the record in light of the foregoing principles fails to reveal any persuasive basis upon which standing may be conferred upon Dr. Zedie to collaterally attack the judgment of adoption. The fact that counsel for the adoptive parents may have conceded that Dr. Zedie has standing to challenge whether plaintiffs are next-of-kin is legally insufficient to permit a successful collateral attack upon the judgment of adoption. First, standing is an element of justiciability that cannot be waived or conferred by consent. New Jersey Citizen Action, supra, 296 N.J. Super. at 411. Second, Dr. Zedie seeks to vacate the judgment of adoption so that her challenge regarding the next-of-kin issue will have a better chance of success. Rule 4:50-1(f), under which she sought that result, does not permit a collateral attack on the judgment because Dr. Zedie was neither a party nor a legal representative of a party to the final judgment of adoption. Furthermore, Dr. Zedie is not in the class of individuals entitled to notice under the Adoption Act, or Rule 5:10-5(b), or the class of people who have been granted standing to object under either the Adoption Act or the Rules of Court.
Dr. Zedie relies heavily on her assertion that she is entitled to standing due to the adverseness created between herself and the prospective adoptive parents resulting from the medical malpractice, wrongful death, and survivorship claim. We reject that contention. Dr. Zedie is a total stranger to, and indeed an intermeddler in, the adoption proceedings. Simply because the legal relationship formed by the judgment of adoption now provides the foundation for the personal injury causes of action against her cannot alter that determination. We agree with Judge Shebell that, “Dr. Zedie suffers no direct harm as a result of the adoption judgment; she still has the opportunity to present a complete defense to all of the wrongful death claims brought in the malpractice action.” In re Baby T., supra, 311 N.J. Super. at 417-18 (Shebell, J., dissenting). It is the malpractice action that creates adverseness for Dr. Zedie, not the adoption judgment. The judgment of adoption affects only those who may be entitled to the proceeds of successful wrongful death and survivorship causes of action and not the merits of the alleged medical malpractice. See N.J.S.A. 2A:31-4; N.J.S.A. 2A:15-3.
We agree with Justice Handler that this opinion should not be interpreted generally to deny standing to the defendants in wrongful death and survivorship cases to challenge the plaintiffs' status as next-of-kin. Infra, at ____ (slip op. at 1-2) (Handler, J., concurring). We hold only that Dr. Zedie lacks standing in this collateral proceeding to seek to vacate the judgment of adoption that was entered by a court of competent jurisdiction. The impact of that holding is that although Dr. Zedie can challenge the next-of-kin issue in the pending litigation, the trial court may take judicial notice of the judgment of adoption. N.J.R.E. 201. The judgment will have the same probative effect as a marriage or birth certificate.
Because we find that Dr. Zedie lacks standing to collaterally attack the judgment of adoption, we decline to address the issues related to posthumous adoptions and the applicability of equitable adoptions by prospective adoptive parents. Although Justice Handler makes a persuasive argument that Dr. Zedie should be equitably estopped from collaterally challenging the legal effect of the judgment of adoption, Infra, at ____ (slip op. at 8-10) (Handler, J., concurring), that issue is so interwoven with the issue of equitable adoptions that we decline to use it as an additional basis for refusing to vacate the judgment of adoption.
We invite the Legislature to consider whether equitable and posthumous adoptions should be permitted and under what conditions. The Adoption Act is a creation of the Legislature that provides rights and obligations that were not available at common law. For example, the Legislature may wish to adopt an amendment to the Adoption Act that is similar to the Utah Adoption Code that provides for the entry of a final judgment of adoption if a child dies prior to the expiration of the statutory residency periods. Utah Code Ann. § 78-30-14(7). Such a provision in our Adoption Act would provide flexibility in cases such as the present one.
The judgment of the Appellate Division is reversed, and the judgment of adoption is reinstated.
CHIEF JUSTICE PORITZ and JUSTICES POLLOCK, GARIBALDI, and STEIN join in JUSTICE COLEMAN's opinion. JUSTICES HANDLER and O'HERN have filed separate concurring opinions.
SUPREME COURT OF NEW JERSEY
A-
39 September Term 1998
IN THE MATTER OF THE
ADOPTION OF BABY T
HANDLER, J., concurring.
In this case, the defendant, an anesthesiologist, is being
sued for malpractice in the death of an infant under the Wrongful
Death Act, N.J.S.A. 2A:31-1 to -6. The suit was brought by
plaintiffs who claim to be the infant's next-of-kin by virtue of
a judgment of adoption obtained after the infant's death. The
Court holds that defendant lacks standing to challenge the
posthumous judgment of adoption. I agree with the disposition of
this case, but write to emphasize that the majority opinion
should not be interpreted to deny defendants in wrongful death
suits the standing to challenge plaintiffs' status as next-of
kin. An analysis permitting defendant the right to challenge
plaintiffs' status as next-of-kin, however, would not in the
circumstances of this case lead to the conclusion that this
defendant may collaterally attack the judgment of adoption at
issue here.
The Wrongful Death Act contains two provisions regarding
potential plaintiffs. The first provides that either an
administrator ad prosequendum of the decedent or an executor, if
the decedent dies testate, is entitled to sue for the wrongful
death of the decedent. N.J.S.A. 2A:31-2. The second provides
that only those persons “entitled to take any intestate personal
property of the decedent” may recover damages as a result of
wrongful death proceedings. N.J.S.A. 2A:31-4. That portion of
the statute incorporates the law of intestate succession by
implication. Under that body of law, the heirs of the decedent
are entitled to take his or her personal property. N.J.S.A.
3B:5-2. Judgments of adoption create such an entitlement.
N.J.S.A. 2A:22-3; N.J.S.A. 3B:5-9.
Because the threshold focus in a case such as this must be
on the Wrongful Death Act and whether plaintiffs are next-of-kin
under that Act, it is necessary to distinguish between a
defendant's standing by way of defense to challenge a plaintiff's
entitlement to bring suit and a defendant's right to collaterally
attack a final judgment. Standing is frequently expressed in
terms of the plaintiff's interests. Standing generally refers to
the plaintiff's entitlement to bring and maintain a suit, which
rests on the party's stake in the outcome of the litigation and
an adversarial interest against opposing parties sufficient to
assure an adversary proceeding. New Jersey Chamber of Commerce
v. New Jersey Election Law Enforcement Comm'n,
82 N.J. 57, 67
(1980). The principles of standing similarly define the capacity
of a defendant to raise and maintain defenses. Williams v. Bell
Tel. Lab.,
132 N.J. 109, 119 (1993). The court may not consider
the merits of a case where the litigant lacks standing. Watkins
v. Resort Int'l Hotel & Casino,
124 N.J. 398, 424 (1991).
In this case, it is the putative status of plaintiffs as the
heirs or next-of-kin of the deceased infant that entitles them to
sue defendant for pecuniary loss attributable to the death of
their child. It is beyond question that this defendant, being
sued for malpractice under the Wrongful Death Act, has the
requisite interest in the outcome of this case and the necessary
adverseness against plaintiffs to challenge their status as next
of-kin. The fact that Dr. Zedie would not have had standing to
interfere in the adoption proceeding because at the time she was
a stranger to the proceeding cannot bar her from challenging the
parents' right to bring suit against her.
It is well settled that a defendant may challenge the basis
for a plaintiff's claim to the status of next-of-kin and
entitlement to recover under the Wrongful Death Act. See, e.g.,
Gangemi v. National Health Lab.,
291 N.J. Super. 569 (App. Div.
1996) (recognizing defendant's right to defend against sister's
wrongful death claim that she was next-of-kin and could recover
pecuniary loss from decedent's death); Sykes v. Propane Power
Corp.,
224 N.J. Super. 686 (App. Div. 1988) (ruling that
unmarried cohabitant of decedent could not recover damages under
Wrongful Death Act); cf. De Santo v. Babino,
168 N.J. Super. 582
(App. Div. 1979) (ruling that grown son could not recover as
dependent, but could recover as next-of-kin under Wrongful Death
Act).
There are numerous examples in related contexts that confirm
the right of defendants to challenge plaintiffs' claims that they
are either dependents or next-of-kin when that is a material
element of their cause of action. New Jersey courts, especially
in the intestacy context, recognize challenges to next-of-kin
determinations. See, e.g., In re Estate of Rozet,
207 N.J.
Super. 321 (Law Div. 1985) (allowing father who abandoned his
child to inherit his share of child's intestate estate);
Commercial Trust Co. of N.J. v. Adelung,
136 N.J. Eq. 37, 45 (Ch.
1944) (recognizing minor child adopted several years after
execution of trust indenture as “next-of-kin” allowing defendant
to challenge adoption of adult son wishing to inherit through
intestate succession because New Jersey law at that time did not
permit adult adoption), aff'd,
137 N.J. Eq. 541 (Err. & App.
1946); Hendershot v. Hendershot,
135 N.J. Eq. 232, 238 (Ch. 1944)
(allowing defendant to challenge oral agreement to adopt, which
was never executed, after adoptive parent's death in order to
provide child with inheritance, and enforcing that agreement).
Analogously, in the workers compensation context, New Jersey
courts allow defendant employers to challenge the petitioner's
right to compensation, where there is some question as to whether
petitioner is a dependent of the decedent or where petitioner's
legal status is otherwise in question. Stellmah v. Hunterdon
Coop. G.L.F. Serv., Inc.,
47 N.J. 163 (1966) (allowing employer
to contest standing of adoptive child, and deciding on merits
that employer must pay workers' compensation to child as
dependent); see Parkinson v. J. & S. Tool,
64 N.J. 159 (1974)
(permitting employer's challenge to spouse's right to bring
workers' compensation claim, and holding that de facto spouse is
entitled to dependency benefits under workers' compensation
statute).
The Court identifies the basic issue as "whether Dr. Zedie
has standing to move to vacate the final judgment of adoption."
Ante at __ (slip op. at 10). It concludes that Dr. Zedie, not
being a natural parent, guardian, or care-provider of the child,
would not have been entitled to notice of the adoption complaint
and hearings and would not have had "the right to object" to the
adoption. Ibid. (quoting R.K. v. A.J.B.,
284 N.J. Super. 687,
692 (Ch. Div. 1995). The question to be addressed, however, is
whether plaintiffs are Baby T's next-of-kin under the Wrongful
Death Act. That issues poses potentially difficult questions of
statutory interpretation of the Wrongful Death Act. See, e.g.,
Negron v. Llarena,
156 N.J. 296 (1998) (construing period of
limitations under Wrongful Death Act in light of common law and
statutory sources to include doctrine of substantial compliance);
Giardina v. Bennet,
111 N.J. 412 (1988) (determining in light of
common law and statutory sources that term "person" under
Wrongful Death Act was not intended to include still-born child).
In this case, however, all parties apparently agreed that the
posthumous judgment of adoption would be determinative of
plaintiffs' status as next-of-kin, and for that reason define the
issue in the case as whether defendant has standing to challenge
that judgment.
If one considers defendant's defense as posing a challenge
to the adoption judgment, it may be considered a collateral
attack. Collateral attacks on previously entered judgments are
generally disfavored in the law, primarily due to the notion of
repose. The decision of a court to grant or deny a petition for
relief “will be left undisturbed unless it results from a clear
abuse of discretion.” Pressler, Current N.J. Court Rules,
comment on R. 4:50-1 (1999). Although a judgment may be
challenged because it is void, R. 4:50-1(d), the revocation of a
final judgment of adoption generally requires “very unusual facts
and circumstances.” In re Adoption of O.,
88 N.J. Super. 30, 36
(Cty. Ct. 1965). A “catch-all” provision also permits a judgment
to be vacated for “any other reason justifying relief from the
operation of the judgment or order.” R. 4:50-1(f). This portion
of the rule is intended to provide relief to litigants in
exceptional situations. Court Invest. Co. v. Perillo,
48 N.J. 334, 341 (1966). This case, however, does not require the
application of these rules.
It is the legal effect of the challenged adoption judgment
that apparently will determine whether defendant can succeed in
disputing plaintiffs' status as next-of-kin. Principles of
equitable estoppel, not standing, should be invoked and applied
in determining whether, in these circumstances, the defendant
should be entitled to set aside a judgment or neutralize its
legal effect. The factors that are implicated by the doctrine of
equitable estoppel include the relationship of the parties, the
surrounding circumstances giving rise to the litigation, and the
nature of the claims and defenses as between the parties. See,
e.g., Heuer v. Heuer,
152 N.J. 226, 232-235 (1988) (declining to
set aside an eleven-year-old marriage based on invalidity of
ancient divorce under equitable doctrine of estoppel); Kazin v.
Kazin,
81 N.J. 85, 98 (1979); cf. Newburgh v. Arrigo,
88 N.J. 529, 538-41 (1982) (applying presumptive validity of last of two
or more marriages, but declining to find wife-in-fact to be
"heir").
The application of the doctrine of equitable estoppel is
appropriate in this case. We may assume the relationship between
the parties was that of doctor-patient; the plaintiffs functioned
as parents of the child; they were the persons exercising
parental authority regarding the infant's well being. When the
doctor undertook treatment of the child, she looked to and relied
on plaintiffs as the infant's parents to provide informed
consent, to authorize medical treatment, and to be responsible
for payment for her professional services. We may further assume
defendant considered herself to be fully responsible and
accountable to plaintiffs for the medical treatment to be
rendered, and for the ensuing results. Also, that defendant
voluntarily undertook to perform those professional services
based on the strength of the parental relationship and authority.
In the malpractice action itself those facts would be germane.
The judgment of adoption was in no way relevant in the congeries
of facts giving rise to the relationship among the parties and
their respective rights and duties. It was only after the
critical events transpired, and not until after the commencement
of this malpractice suit, that the doctor began to question the
validity of the plaintiffs' status as parents. Because defendant
had not contested plaintiffs' parental role before, it would be
unfair to plaintiffs to allow defendant to challenge their
parental role now. Further, as noted by the majority and Judge
Shebell in his dissent below, Dr. Zedie will not be prejudiced if
she is precluded from challenging the legal effect of the
judgment of adoption because she still has the opportunity to
confront the merits and present a complete defense in the
malpractice action.
311 N.J. Super. 408, 417-18 (1998).
The application of equitable estoppel calls for a close and
focused analysis of the interests of the parties and the
circumstances giving rise to the claims and defenses, a weighing
of the equities. It is the analysis that should be followed in
determining whether such a reposed judgment, otherwise remote
from the current action, should be set aside and its legal effect
negated. No equitable reasons present themselves that would
require a court to reopen the judgment of adoption. As the Court
pointed out in Heuer, supra, “[p]rinciples of equity must be
applied in light of the totality of the circumstances.” 152 N.J.
at 235. I would find that principles of equity as applied to the
facts in this case estop defendant from collaterally challenging
the legal effect of the posthumous judgment of adoption of Baby
T. That defendant is estopped from bringing such a challenge
does not result in an injustice to her, and avoids an outcome
that would be unfair to plaintiffs.
Therefore, I agree with the Court's reversal of the
Appellate Division's judgment.
SUPREME COURT OF NEW JERSEY
A-
39 September Term 1998
IN THE MATTER OF THE
ADOPTION OF BABY T
O'HERN, J., concurring.
I concur in the judgment not because Dr. Zedie lacks
standing to challenge the adoption of Baby T., but because the
posthumous adoption properly recognized the substantive rights of
the parties.
As Judge Shebell noted in his dissent below, it is
inescapable that we cannot foreclose Dr. Zedie from defending
herself in the wrongful death action, both by contesting the
allegations of negligence and by challenging the nature of the
relationship between Baby T. and his adoptive parents. Judge
Shebell reasoned that any issues remaining after the adoption
judgment would “be considered by a jury in the wrongful death
action by taking into account ' . . . whether there was such a
well founded expectation of pecuniary benefit to the decedent's
next-of-kin to be derived from a continuance of the life of the
decedent as could be estimated in money . . .'” In re Adoption
of Baby T.,
311 N.J. Super. 408, 418 (1998) (Shebell, J.,
dissenting) (quoting Capone v. Norton,
21 N.J. Super. 6, 9-10
(App. Div. 1952)). I believe that we should consider the merits
now and determine whether Dr. Zedie may attack the validity of
the adoption judgment in the context of the wrongful death
action.
The situation in which P.H. and J.H. found themselves is
akin to the “black hole” described in Carr v. Carr,
120 N.J. 336,
340 (1990). Because Baby T. died before the then-six-month
statutory waiting period had passed, his adoptive parents faced
the possibility that the State was the only party able to obtain
compensation through a wrongful death action against Dr. Zedie.
Under the circumstances, these adoptive parents did not need
a certified copy of the adoption judgment to have suffered
emotional harm. A bystander may recover for emotional distress
even if the bystander's relationship to the injured person is not
by marriage or by blood. See Dunphy v. Gregor,
136 N.J. 99, 115
(1994) (holding that familial relationship between unmarried
cohabitants will support emotional distress claim, so long as
relationship was “stable, enduring, substantial, and mutually
supportive”). Similarly, although P.H. and J.H. cannot claim
emotional distress here, an adoption need not be final for
adoptive parents to develop a stable, enduring and substantial
relationship with their adoptive child such that fair and just
compensation may be awarded under the Wrongful Death Act,
N.J.S.A. 2A:31-1 to -6.
In granting the adoption, the Family Part simply did what
the Legislature would undoubtedly intend that it do in the
circumstances -- achieve “essential and fundamental justice.” In
re Adoption of a Child by H.C.,
284 N.J. Super. 202, 207 (Ch.
Div. 1994) (quoting Crane v. Bielski,
15 N.J. 342, 349 (1954)).
Based on these equitable principles, and the
facts and circumstances uniquely presented
by this case, the chancery judge's equitable
adoption holding was properly made in the
adoption proceeding and should stand. Baby
T “should not be allowed to be placed in
some sort of legal limbo. Equity should not
and cannot permit such a bizarre result in
this case.”
[Baby T., supra, 311 N.J. Super. at 420
(Shebell, J., dissenting) (quoting In re
Adoption of Baby T.,
308 N.J. Super. 344,
364 (Ch. Div. 1997)).]
NO. A-39 SEPTEMBER TERM 1998
ON APPEAL FROM Appellate Division, Superior Court
ON CERTIFICATION TO
IN THE MATTER OF THE
ADOPTION OF BABY T
DECIDED August 4, 1999
Chief Justice Poritz PRESIDING
OPINION BY Justice Coleman
CONCURRING OPINIONS BY Justices Handler and O'Hern
DISSENTING OPINION BY