SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2390-94T2
IN THE MATTER OF THE ADOPTION
OF BARBARA DEAN MELLINGER,
n/k/a BARBARA MELLINGER CHAIET
_______________________________________________________
Argued: October 11, 1995 - Decided: March 1,
1996
Before Judges Pressler, Wefing and A.A.
Rodríguez.
On appeal from the Superior Court of New
Jersey, Chancery Division, Family Part, Essex
County.
Jack F. Trope, argued the cause for appellant
Barbara Dean Mellinger (Sant'Angelo & Trope,
attorneys).
The opinion of the court was delivered by
A.A. RODRÍGUEZ, J.A.D.
This case presents a novel issue, the impact of federal
remedial legislation on the confidentiality of New Jersey's
adoption proceedings. The question is whether an adopted person of
Indian heritage is entitled to obtain from the court that issued
the adoption decree whatever information is in the sealed record
establishing or helping to establish her tribal membership,
including, if necessary the identity of the natural parents. We
answer this question in the affirmative, holding that to the extent
necessary to implement its policy, the Indian Child Welfare Act, 25
U.S.C. §§ 1901-1963 (ICWA), preempts the restricted-access
provisions of N.J.S.A. 9:3-52(a).
Barbara Dean Mellinger, now Barbara Mellinger Chaiet
(petitioner) was adopted by Jacob and Sophie Mellinger on May 21,
1948 by order of the Essex County Orphan's Court. Petitioner knows
that she was born on March 26, 1946 and was given the name
Catherine A. by her natural mother B.A. who was of American-Indian
and French descent. The Essex County Orphan's Court approved the
adoption and changed her name to Barbara Dean Mellinger. The
Children's Aid and Society For the Prevention of Cruelty to
Children, a now defunct agency,
was involved in the adoption.See footnote 1
Pursuant to
25 U.S.C. §1917, a section of ICWA, petitioner
filed a motion for access to her court and agency adoption records
in order to obtain the information necessary to pursue her
membership in an Indian tribe. Such membership would give her and
her children a number of benefits from the tribe and federal
government.See footnote 2 Her adoptive parents and the custodian of the
adoption agency's records do not object to the request.
The Chancery Division, Family Part, denied her request. The
judge examined the records and confirmed that they revealed that
petitioner's natural mother "was of French and Indian parentage."
The judge observed that "the only other information which could be
disclosed which might assist you ... is the name of your natural
parents." However, the judge refused to disclose that information
"since the [ICWA] does not direct this information to be given and
since New Jersey law clearly prohibits the disclosure of the names
of natural parents."
We disagree with the judge that the ICWA does not direct that
this information be given. The ICWA is comprehensive federal
legislation dealing with the rights of Indian children, families,
and tribes. The ICWA "was the product of rising concern in the
mid-1970's over the consequences to Indian children, Indian
families and Indian tribes of abusive child welfare practices that
resulted in the separation of large numbers of Indian children from
their families and tribes through adoption or foster care
placement, usually in non-Indian homes." Mississippi Band of
Choctaw Indians v. Holyfield,
490 U.S. 30, 32,
109 S. Ct. 1597,
1600,
104 L. Ed. 29, 36 (1989). A primary purpose of the ICWA is
to preserve the tie between the Indian tribe and Indian child.
Matter of Adoption of a Child of Indian Heritage,
111 N.J. 155, 166
(1988). The tribe and child have an interest in maintaining ties
independent of the natural parents' interests. Choctaw at 49-53.
25 U.S.C. § 1917 provides,
Upon application by an Indian individual who
has reached the age of eighteen and who was
the subject of an adoptive placement, the
court which entered the final decree shall
inform such individual of the tribal
affiliation, if any, of the individual's
biological parents and provide such other
information as may be necessary to protect any
rights flowing from the individual's tribal
relationship.
Part of the ICWA's legislative history, the Report of the Senate
Select Committee on Indian Affairs, specifically addressed whether
identifying information of natural parents should be provided under
§ 1917. The Report states,
It is the intent of this section as amended to
authorize the release of only such information
as is necessary to establish the child's
rights as an Indian person. Upon a proper
showing to a court that knowledge of the names
and addresses of his or her natural parent or
parents is needed, only then shall the child
be entitled to the information under the
provision of this section. (emphasis added)
[S. Rep. No. 597, 95th Cong., 1st Sess. 18
(1977)].
It is, therefore, clear that Congress intended that the ICWA
override the State's interest in confidentiality of adoption
records, where necessary, as part of a national policy recognizing
the critical importance in preserving and protecting the essential
tribal relations of Indian people.
Here, the judge has already determined that his review of the
adoption records does not reveal a tribal affiliation and that "the
only other information which could be disclosed which might assist
you ... is the names of your natural parents." Thus, petitioner's
need for this information has been acknowledged. In short, she has
made a proper showing of need for the information.
We also disagree with the judge that New Jersey law clearly
prohibits disclosure of identifying information of petitioner's
natural parents. There is no absolute prohibition in N.J.S.A. 9:3-52(a), which provides that
All records of proceedings relating to
adoption, including the complaint, judgment
and all petitions, affidavits, testimony,
reports, briefs, orders and other relevant
documents, shall be filed under seal by the
clerk of the court and shall at no time be
open to inspection or copying unless the
court, upon good cause shown, shall otherwise
order. (emphasis added)
The statutory language permits disclosure upon a showing of good
cause. See Mills v. Atlantic City Dept. of Vital Statistics, 148
N.J. Super. 302 (Ch. Div. 1977) (requests for medical, hereditary
or ethnic background information should be granted, absent some
showing of compelling reasons not to reveal the information). See
also Backes v. Catholic Family & Community Services,
210 N.J.
Super. 186, 202-208 (Ch. Div. 1985), (adoptee failed to establish
good cause for disclosure).
Here, the judge has already found that the identifying
information of the natural parents is necessary to determine the
natural mother's tribal affiliation. Although this constitutes
good cause within the meaning of N.J.S.A. 9:3-52(a), however it
does not follow that the information needs to be turned over to
petitioner directly in order to meet the ICWA's goal. Petitioner
seeks the information to establish tribal affiliation rather than
to discover the identify of her natural parents. The judge can
appoint a person to review the adoption records, conduct an
investigation and report to the court the tribal affiliation, if
any, of petitioner's natural parents. The cost of this
investigation shall be borne by petitioner and approved by the
court. Once tribal affiliation is established, additional
information required to establish petitioner's tribal membership
shall be disclosed, as needed, in the same fashion.
The order denying access to court and agency adoption records
is reversed. The matter is remanded to the Chancery Division,
Family Part, Essex County for further proceedings.
Footnote: 1The Society's records are currently in the custody of the
Youth Consultation Service.
Footnote: 2Those benefits include: 1) Eligibility for scholarships,
educational grants and loans, 25 U.S.C. §§ 1612, 1613, 1613a, 2623,
3331-3338 and 3351-3355; 2) eligibility for general purpose loans
and loan guarantees, 25 U.S.C. §§ 1461-1469, 1481-1498; 3)
preferential hiring and contracting with the federal government, 25
U.S.C. §§ 47, 472a, 1614, 1633; 4) access to business grants, 25
U.S.C. §§ 1521-1522; 5) potential for per capita payments from
federal or tribal government, 25 U.S.C. §§ 1401-1408, 2710(b)(3);
and 6) access to free health care and other government services, 25
U.S.C. §§ 13, 1601-1683, 450a-450n.