SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
The Court determines whether the decedent gave an oral promise of support
for life to plaintiff and, if so, whether the promise is enforceable against
his estate.
Plaintiff was born in 1925. She married in 1941 and worked in
New York City's garment center. Plaintiff and her husband gave birth to a
daughter. In the 1950's, plaintiff met Arthur Roccamonte, who owned a trucking business.
He was also married and had two children. Roccamonte and plaintiff began an
affair. They lived together intermittently until the mid-1960s when plaintiff moved to California
for the purpose of ending her relationship with Roccamonte. Roccamonte promised plaintiff that
if she came back to him, he would divorce his wife. He also
promised that he would provide for her financially for the rest of her
life. Relying on those promises, plaintiff returned and divorced her husband. In 1970
Roccamonte leased an apartment in New Jersey where he and plaintiff lived together.
Plaintiff's daughter lived with them. In 1973 the building was converted to cooperative
ownership and Roccamonte purchased an interest which he titled in plaintiff's name. They
lived together in the apartment as husband and wife until his death in
1995. Roccamonte never divorced his wife, and continued throughout his life to support
his wife and children generously.
Roccamonte was a man of considerable wealth and the lifestyle he afforded plaintiff
and the financial support he provided her was consistent with his affluence. In
addition to improvements to the apartment, a weekly cash allowance of $600, clothes,
jewelry and vacations, Roccamonte paid the college tuition and medical expenses of plaintiff's
daughter. Meanwhile, plaintiff continued to work in the garment industry until 1990, earning
a take-home pay averaging about $250 weekly. During their years together, plaintiff committed
herself to her relationship with Roccamonte, conducting herself in private and in public
as a loyal and devoted wife.
As plaintiff grew older, she expressed her concerns about her financial future
in the event she survived Roccamonte. She testified that he repeatedly assured her
that he would see to it she was provided for during her life,
and he repeated these promises in the presence of other witnesses, who also
testified. Roccamonte, however, died intestate. On Roccamonte's death, plaintiff received the proceeds of
an insurance policy on his life in the amount of $18,000 and a
certificate of deposit in her name in the amount of $10,000. She also
had title to the apartment, the maintenance cost of which was then approximately
$950 per month, and her jewelry. Finally, she received two weekly payments of
$1,000 immediately after Roccamonte's death from his son, who was managing the trucking
business. Plaintiff is now 77 years old and is entirely dependent on social
security payments and food stamps. She is living with her disabled daughter, who
is in receipt only of social security disability payments.
Seven months after Roccamonte's death, plaintiff commenced this action against the estate,
seeking a lump-sum support award. The Superior Court, Probate Part, dismissed plaintiff's complaint
on the basis that she failed to make a prima facie showing of
a valid contract to make a testamentary disposition. The Appellate Division reversed, finding
that the trial court had failed to consider plaintiff's claim that she was
entitled to support on a palimony theory. The Appellate Division remanded to the
Probate Part for a hearing to determine, in part, whether plaintiff had an
enforceable contract claim assertable against the decedent's estate as his successor in interest,
apart from any testamentary qualities decedent's representations might have had. A plenary trial
was held and the trial judge rendered his oral opinion dismissing the complaint.
On appeal, the majority of the Appellate Division panel concluded that a fair
reading of the record in the trial court compelled the finding that Roccamonte
had made an enforceable oral promise of support for life to plaintiff, and
that the promise was enforceable against his estate. The dissenting judge was of
the view that the trial court failed to make a finding of that
promise and, even if the
promise had been made, it would not be enforceable against the estate.
346 N.J. Super. 107 (App. Div. 2001).
HELD : A palimony contract was entered into by the decedent and plaintiff in
which plaintiff was promised support for her life, and that contract is enforceable
against the decedent's estate.
1. Unmarried adults, even those who are married to others, have the right
to choose to cohabit together in a marital-like relationship, and if one of
those partners is induced to do so by a promise of support, the
promise will be enforced. A palimony contract may be oral, express or implied.
The contract's existence and its terms are ordinarily determinable from the parties' conduct
and the surrounding circumstances. Thus, a general promise of support for life, broadly
expressed, made by one party to the other with some form of consideration
given by the other will suffice. If such a promise of support for
the promisee's lifetime is found to have been made, without further specification of
its terms, and that promise is broken, the court will enforce it by
awarding the promisee a one-time lump sum in an amount predicated upon the
present value of the reasonable future support defendant promised to provide, to be
computed by reference to the promisee's life expectancy. (Pp. 8 to 9).
2. The formation of a marital-type relationship between unmarried persons is not exclusively
dependent upon one partner providing maid service. Rather, it is the undertaking of
a way of life in which two people commit to each other, foregoing
other liaisons and opportunities, doing for each other whatever each is capable of
doing, providing companionship and fulfilling each other's needs, financial, emotional, physical, and social,
as best they are able. Each couple defines its way of life and
each partner's expected contribution to it in its own way. The entry into
such a relationship and then conducting oneself in accordance with its unique character
is consideration in full measure. Here, plaintiff provided that consideration until her obligation
was discharged by Roccamonte's death. (Pp. 9 to 14).
3. Complete dependency by the promisee on the promisor is not a sine
qua non of a valid palimony agreement. The issue is one of economic
inequality and the relevant question is whether the promisee is self-sufficient enough to
provide for herself with a reasonable degree of economic comfort appropriate in the
circumstances. Here, the fact that plaintiff chose to be employed cannot result in
her forfeiture of the support promise in view of her modest salary, the
gross disproportion between her economic means and Roccamonte's, and the gross disproportion between
her earnings and the standard of living provided by Roccamonte. Moreover, plaintiff was
no longer working when Roccamonte died and was relying exclusively on him for
her support. (Pp. 14 to 15).
4. The Court finds that the promise of support for life was made,
if not expressly as it appears to have been, then by implication. Roccamonte's
break from his family and his marital-like relationship with plaintiff resulted from his
successful efforts to induce plaintiff's return to him from California by representing that
her future would be neither prejudiced nor compromised. Roccamonte's concern for plaintiff's economic
well-being was also evident in his lavish provisions for her during their twenty-five
years together. It appears highly unlikely that he intended to leave her to
an impoverished old age or that she accepted that risk when she reunited
with him. The promise that he would see to it that she was
adequately provided for during her lifetime was both the corollary for and the
condition of their relationship. (Pp. 15 to 18).
5. Roccamonte's duty to support plaintiff for her life was not discharged by
his death and must, consequently, be discharged by his estate. It is not
Roccamonte's death, however, that triggered plaintiff's entitlement, but rather his failure, during his
lifetime, to have made adequate provision for the plaintiff, an obligation whose fulfillment
does not depend solely or exclusively on testamentary disposition. The promise is a
contractual undertaking binding the estate like any other contractual commitment the decedent may
have made in his lifetime. (Pp. 18 to 21).
6. Because palimony claims typically are unique to a family-type relationship, this matter
is remanded to the Family Part for the fixing of a lump-sum payment.
That amount must be based on plaintiff's life expectancy at the time of
Roccamonte's death. In the event of any prospect of delay in the remand
proceedings, plaintiff may seek temporary periodic support from the Estate. (Pp. 21 to
24).
The judgment of the Appellate Division is MODIFIED to require the remand
proceedings to be conducted in the Family Part. In all other respects it
is AFFIRMED.
CHIEF JUSTICE PORITZ and JUSTICES COLEMAN, LONG, VERNIERO, LaVECCHIA and ZAZZALI join in
JUDGE PRESSLER's opinion.
SUPREME COURT OF NEW JERSEY
MARY THERESA SOPKO,
Plaintiff-Respondent,
v.
DOREEN SLACKMAN, ADMINISTRATRIX OF THE ESTATE OF ARTHUR J. ROCCAMONTE, SR.,
Defendant-Appellant.
Argued September 10, 2002 Decided October 23, 2002
On appeal from the Superior Court, Appellate Division, whose opinion is reported at
346 N.J. Super. 107 (2001).
Joel C. Seltzer argued the cause for appellant.
Michael J. Breslin, Jr., argued the cause for respondent (Waters, Mc Pherson, McNeill,
attorneys; James J. Seaman, on the brief).
The opinion of the Court was delivered by
PRESSLER, P.J.A.D. (temporarily assigned)
This palimony case brought by plaintiff Mary Sopko against defendant the Estate of
Arthur Roccamonte is before us by reason of a dissent in the Appellate
Division. R. 2:2-1(a)(2). The majority concluded as a matter of fact that a
fair reading of the record in the trial court compelled the finding that
decedent Roccamonte had made an enforceable oral promise of support for life to
plaintiff Mary Sopko, his cohabitant for twenty-five years and with whom he had
lived as husband and wife during that entire period and until his death
in 1995. The majority also concluded as a matter of law that the
promise was enforceable against his estate. The dissent was of the view that
the trial court had failed to make a finding of that promise and,
more significantly, that even if the promise had been made, it would not
be enforceable against the estate. We agree with the majority's determination of both
issues and accordingly affirm.
The undisputed facts and the facts as expressly found by the trial court
are related in detail in Judge Kestin's majority opinion,
346 N.J. Super. 107
(App. Div. 2001) (Roccamonte II), and in his prior opinion,
324 N.J. Super. 357 (App. Div. 1999) (Roccamonte I), by which the Appellate Division reversed a
summary judgment in favor of the estate dismissing plaintiff's complaint for support for
life and remanded to the Chancery Division, Probate Part. We relate them here
only to the extent necessary to explain our decision.
Plaintiff Mary Sopko was born in 1925. In 1941 she married Nicholas Sopko,
who was then in the army and, following his war assignment, she returned
alone to Bloomfield, New Jersey, obtaining employment as a model in New York
City's garment center. When her husband returned from army service, they lived together
in New Jersey, she continued to work, and in 1952, she gave birth
to their daughter, Sandra. In the 1950's she met Arthur Roccamonte, the owner
of a trucking business servicing the garment industry. He was also then married
and had two children. Roccamonte pursued plaintiff, and they embarked on an affair
that endured for the rest of his life. Plaintiff's husband left her, and
she and Roccamonte lived together intermittently until the mid-1960s when she left New
Jersey and went to California for the purpose of ending her relationship with
Roccamonte, who had refused her requests that he divorce his wife and marry
her. Roccamonte, however, wanted her to return, telephoned her repeatedly, and promised that
if she came back to him, he would divorce his wife and, so
plaintiff asserts, he would provide for her financially for the rest of her
life. Relying on his promises, she returned to New Jersey, divorced her husband,
and took up residency in Glen Ridge.
In l970 Roccamonte leased an apartment in an upscale building in Glen Ridge
where he and plaintiff lived together as husband and wife. Plaintiff's daughter lived
with them. In 1973 the building was converted to cooperative ownership, Roccamonte purchased
an interest which he titled in plaintiff's name, and they lived together in
that apartment as husband and wife until his death. He never divorced his
wife, explaining to plaintiff that a divorce would place his business in jeopardy.
He continued throughout his life to support his wife and children generously. Although
Roccamonte was extremely private respecting his business affairs, indeed secretive, there is no
doubt that he was a man of considerable wealth and that the lifestyle
he afforded plaintiff and the financial support he provided her was consistent with
his affluence. He paid for substantial improvements to the apartment, gave her cash
of $600 a week, and bought her clothes and jewelry. They took frequent
vacations and regularly dined at expensive restaurants. Roccamonte also supported plaintiff's daughter, paying
her college tuition and medical expenses. Plaintiff continued to work in the garment
industry until 1990, for a time as a model and later as a
salesperson, earning a take-home pay, she testified, averaging about $250 weekly. During their
years together, plaintiff committed herself to her relationship with Roccamonte, conducting herself in
private and in public as a loyal and devoted wife.
As time passed and she grew older, plaintiff became increasingly concerned about her
own financial future in the event that she survived Roccamonte. She expressed these
concerns to him, and he repeatedly assured her, she testified, that she had
no cause for worry as he would see to it that she was
provided for during her life. He repeated that promise in the presence of
others, including a friend of plaintiff, who so testified, and her brother, with
whom the couple frequently visited, who also so testified. Roccamonte, however, died intestate.
On his death, plaintiff received the proceeds of an insurance policy on his
life in the amount of $18,000 and of a certificate of deposit in
her name in the amount of $10,000. She also had title to the
apartment, the maintenance cost of which was then approximately $950 per month, and
her jewelry. She had, moreover, received two weekly payments of $1,000 immediately after
Roccamonte's death from his son, who was managing the trucking business. She testified
to her belief that these payments represented the periodic support Roccamonte had intended
her to receive from the business after his death but the payments were
characterized by Roccamonte's son as merely the proceeds of his father's last paycheck.
Not having been otherwise provided for and believing, therefore, that Roccamonte had failed
to keep his promise to her of support for her life, plaintiff, in
October 1995, some seven months after his death, commenced this palimony action against
Roccamonte's estate seeking a lump-sum support award. For the next two years, the
only issue before the court was whether the action belonged in the Chancery
Division, Family Part, or the Chancery Division, Probate Part. As related by the
Appellate Division in Roccamonte I, 324 N.J. Super. at 360-361, 363, it ultimately
wound up in the Probate Part over plaintiff's protest, where defendant moved for
and was granted summary judgment dismissing the complaint, the basis of which was
the judge's perception of plaintiff's failure to make a prima facie showing of
a valid contract to make a testamentary disposition. In reversing that judgment, the
Appellate Division pointed out that that issue was fact sensitive, precluding summary judgment.
Writing for the court, Judge Kestin also opined that the trial court had
failed to consider as an independent ground for the relief sought, and indeed
the primary ground relied on by plaintiff, her entitlement to support on the
palimony theory, that is, whether "she had a valid and enforceable contract claim
with independent vitality, assertable against the decedent's estate as his successor in interest,
apart from any testamentary qualities decedent's representations might have had ...." Id. at
365. The court, therefore, remanded to the Probate Part for an evidentiary hearing
on that issue, as well as the others raised.
See footnote 1
The Appellate Division judgment was rendered in August 1999. The plenary trial directed
by the court commenced on January 11, 2000, and was continued on January
13, 2000. The next trial date was April 10, 2000, and the fourth
and last on June 28, 2000.See footnote 2 The trial judge rendered his oral decision
dismissing the complaint, for reasons we hereafter discuss, on September 25, 2000. Plaintiff's
appeal from the memorializing order ensued, and
Roccamonte II was decided in November
2001. The Estate's appeal as of right was argued before this Court on
September 10, 2002. By that time seven and a half years had passed
since Roccamonte's death. Plaintiff is now 77 years old, and her attorney represented
to us that she has exhausted her assets and is living in poverty,
dependent entirely on social security payments of under $1,000 a month and food
stamps. She makes a home with her disabled daughter who is in receipt
only of social security disability payments.
We address the proofs and the trial court's findings thereon respecting the first
issue, whether an enforceable contract was made, in the context of what are
now well-settled principles in this jurisdiction respecting the right of an unmarried person
to enforce her cohabitant's promise to support her for life. In Kozlowski v.
Kozlowski,
80 N.J. 378 (1979), we recognized that unmarried adult partners, even those
who may be married to others, have the right to choose to cohabit
together in a marital-like relationship, and that if one of those partners is
induced to do so by a promise of support given her by the
other, that promise will be enforced by the court.
We made clear in Kozlowski that the right to support in that situation
does not derive from the relationship itself but rather is a right created
by contract. Because, however, the subject of that contract is intensely personal rather
than transactional in the customary business sense, special considerations must be taken into
account by a court obliged to determine whether such a contract has been
entered into and what its terms are. To begin with, as we held
in Kozlowski, 80 N.J. at 384, the palimony contract may be oral and
usually is because "[p]arties entering this type of relationship usually do not record
their understanding in specific legalese...." Ibid. The contract may also be express or
implied. Consequently the existence of the contract and its terms are ordinarily determinable
not merely by what was said but primarily by the parties' "acts and
conduct in the light of ... [their] subject matter and the surrounding circumstances."
Ibid. We thus concluded that a general promise of support for life, broadly
expressed, made by one party to the other with some form of consideration
given by the other will suffice to form a contract. Id. at 384.
And if such a promise of support for the promisee's lifetime is found
to have been made, without any further specification or elaboration of its terms,
and that promise is broken, the court will construe and enforce it by
awarding the promisee "a one-time lump sum ... in an amount predicated upon
the present value of the reasonable future support defendant promised to provide, to
be computed by reference to ... [the promisee's] life expectancy...." Id. at 385.
The facts that were before us in Kozlowski are instructive and, moreover, are
remarkably similar to those here. There, both cohabitants were married to others when
the defendant prevailed upon the plaintiff to leave her husband and, with her
children, to live with him in a marital-type relationship. They lived together for
fifteen years before he left her for another woman. During the term of
that relationship, the defendant had become affluent and provided ample support for the
plaintiff and her children. He too, like Roccamonte, refused to divorce his wife,
and at some point, apparently for that reason, the parties separated. The defendant
induced the plaintiff's return, however, promising to provide for her for the rest
of her life if she did so. She capitulated, only to be abandoned
by him nine years later. The trial judge, whose findings we quoted at
length, found not only that the plaintiff was entirely dependent economically on the
defendant but also that she had, during their intimate relationship, "perform[ed] services of
value to the defendant, including housekeeping, cooking, food shopping, serving as his escort
and companion and entertaining his business associates and customers as he desired." Id.
at 382. We accepted the trial judge's conclusion that the defendant "did promise
to take care of her for the rest of her life as she
testified" and that "when she indicated concern about what would happen to her
if he died first, he reassured her by telling her he would see
that she was taken care of." Id. at 385. We held that those
promises and assurances in the circumstances constituted a sufficient basis for finding that
a contract had been made.
We next applied the Kozlowski principles in Crowe v. De Gioia,
90 N.J. 126 (1982), in which we granted leave to appeal from the Appellate Division's
reversal of the trial court's grant of temporary relief pending trial to the
plaintiff, who had lived with the defendant in a marital-type relationship for some
twenty years before he left her for a younger woman. As in Kozlowski,
she and her children were entirely dependent upon him, and she had relied
on his promise to "take care of her and support her for the
rest of her life...." Id. at 129. We also noted that the relationship
was "akin to a marriage," and that "[i]n return for his support, she
acted like his wife: cooking, cleaning, caring for him when he was ill,
helping in his various business ventures, and accompanying him socially." Ibid. We reaffirmed
the principles we articulated in Kozlowski, held that temporary relief was available on
a proper showing, and remanded for trial. The ensuing trial resulted in a
judgment for the plaintiff awarding her a lump-sum payment predicated on the present
value of reasonable support for her life based on tables of life expectancy.
The Appellate Division, by an opinion authored by Justice Long, then a judge
of that court, affirmed. Crowe v. De Gioia,
203 N.J. Super. 22 (App.
Div. 1985), aff'd o.b.,
102 N.J. 50 (1986). The Appellate Division found adequate
support in the record for the trial judge's finding that defendant had expressly
promised to support the plaintiff for life, a finding the trial judge articulated
as follows:
Do I find that there was an express promise rather than an implied
promise, or no promise at all? I believe there was an express promise.
I so find.
I think that it's quite clear that this woman did not spend twenty
years of her life socializing with this man, cooking for him, being his
sex partner, without some type of express promise being given to her.
[203 N.J. Super. at 28.]
The Appellate Division also rejected the defendant's argument that there was insufficient consideration
for the asserted promise. Noting that the amount and sufficiency of consideration is
not significant as long as it is the bargained-for detriment and that the
detriment incurred need not be equal to the benefit received fundamental contract principles
with which we are in full accord Justice Long opined that the consideration
found by the trial judge, including the plaintiff's making a home for the
defendant, cooking for him, and acting as his social companion, was ample. 203
N.J. Super. at 31.
Despite the high degree of congruency in the facts of Kozlowski, Crowe, and
this case, the Estate argues that even if a promise were made, it
would fail for want of consideration. The Estate takes the position that because
sexual favor as the sole consideration would render the palimony contract unenforceable as
meretricious, the consideration, as in Kozlowski and Crowe must include domestic services, and
plaintiff, it argues, was not required by Roccamonte to perform such services.
See footnote 3 That
argument, however, misperceives the fundamental point of our palimony cases. The principle we
recognized and accepted is that the formation of a marital-type relationship between unmarried
persons may, legitimately and enforceably, rest upon a promise by one to support
the other. A marital-type relationship is no more exclusively dependent upon one partner's
providing maid service than it is upon sexual accommodation. It is, rather, the
undertaking of a way of life in which two people commit to each
other, foregoing other liaisons and opportunities, doing for each other whatever each is
capable of doing, providing companionship, and fulfilling each other's needs, financial, emotional, physical,
and social, as best as they are able. And each couple defines its
way of life and each partner's expected contribution to it in its own
way. Whatever other consideration may be involved, the entry into such a relationship
and then conducting oneself in accordance with its unique character is consideration in
full measure. There is no doubt that plaintiff provided that consideration here until
her obligation was discharged by Roccamonte's death.
The Estate also argues that no valid palimony agreement could have been entered
into because plaintiff was not entirely dependent economically on Roccamonte but was, rather,
employed during most of the relationship. Although it is true that the plaintiffs
in
Kozlowski and Crowe were in fact entirely dependent, we see no reason
why complete dependency is a sine qua non of a valid palimony agreement.
The issue is, more pertinently, one of economic inequality, and the relevant question
is whether the promisee is self-sufficient enough to provide for herself with a
reasonable degree of economic comfort appropriate in the circumstances. If one of the
partners is not economically self-sufficient, albeit a wage earner, the promise of support
by the other is no less legally significant than if she were entirely
economically dependent. The difference is only in the amount of promised support that
must be fixed in order to reach a reasonable lump-sum payment.
In any event, we are dealing here with a woman whose income, when
she was working, was barely at subsistence level, if that, in a relationship
with a partner of financial substance. We note, illustratively, that his payment of
the monthly maintenance fee on their apartment alone was roughly equivalent to her
earnings. It is unlikely that plaintiff would not have taken steps to increase
her own income had she been required to be self-supporting during the years
of the relationship. Beyond that, at the time of their liaison, plaintiff had
no young children at home requiring her care. Presumably she could have occupied
her time with charitable work, with country-club membership and other entertainments, with polishing
floors and furniture and otherwise "housekeeping," or, as she did, with a modestly-paying
job related to her partner's business, which enabled them, as she testified, to
travel to work together in New York City and engage in a social
life there. The fact that plaintiff chose to be employed cannot reasonably be
deemed to result in her forfeiture of the support promise in view of
her modest salary, the gross disproportion between her economic means and her partner's,
and the gross disproportion between her earnings and the standard of living provided
by Roccamonte. In any event, plaintiff was seventy years old when Roccamonte died,
was no longer working, and at that time was relying exclusively on him
for her support.
The question then is whether the promise of support for life was actually
made. As we have pointed out, the promise may be either expressed in
words or implied by conduct or both. Regrettably, the trial judge misstated the
palimony principles of Kozlowski and Crowe. He concluded, erroneously, as follows:
It would seem that in New Jersey to allow palimony it must be
limited and must be narrowly applied and to be utilized only where there
is an express agreement between the parties, almost complete dependency by one cohabitant
on the other and the equitable element that one party has "tossed aside"
the other unfairly.
We have already dealt with the judge's erroneous view respecting economic dependency, and
we will address his erroneous view of the prerequisite of a "tossing-aside" element
in our consideration of the survival of the promise after the promisor's death.
What is relevant here is the trial judge's failure to consider whether there
was an implied contract. We are compelled to address the implied-contract question because
of the ambiguity of the judge's finding with respect to an express contract.
As both the Appellate Division majority and dissent pointed out, the judge did
not find that there was not an express contract. But whether he affirmatively
found that there was an express contract is uncertain. The closest he came
in his oral opinion was this statement:
Nevertheless, Mary's complaint for permanent support is based on her argument that she
relied on decedent's verbal promise "to take care of her" even after Arthur's
death. The Court finds that this verbal promise does not entitle Mary to
support on a theory of expressed or implied contract, unjust enrichment, a contract
to make a Will, or even palimony.
The problem is that in context the phrase "this verbal promise" can mean
either such a verbal promise as is alleged or this very promise having
been made.
In our effort to resolve the ambiguity, we have scrutinized the record. We
are compelled to conclude that the evidence permits no conclusion other than that
the promise of support for life was made, if not expressly as it
appears to have been, then, ineluctably, by implication, and we so find as
a fact by the exercise of our original jurisdiction. R. 2:10-5. It is
not disputed that Roccamonte's final break from his family and his marital-like relationship
with plaintiff resulted from his successful efforts to induce plaintiff's return to him
after she had moved to California to make a new life for herself
because she had despaired of Roccamonte's willingness ever to divorce his wife and
marry her. There is no reasonable inference that can be drawn from her
abandonment of that plan at his insistence and the resulting reunion other than
that she relied on his representations, express or implied, that her future would
be neither prejudiced nor compromised. It is also beyond dispute that Roccamonte was
concerned for plaintiff's economic well-being and provided for her lavishly during their twenty-five
years together as well as during the first extended period of their relationship.
In the circumstances and in view of the proofs, it appears highly unlikely
that he intended to leave her to an impoverished old age or that
she took the risk, when she reunited with him, of an impoverished old
age. The promise, clearly implied, if not express, that he would see to
it that she was adequately provided for during her lifetime, whether or not
she survived him, seems to us to have been both the corollary for
and the condition of their relationship for the last quarter century of Roccamonte's
life.
The novel issue that we have not heretofore addressed is whether the promise
of support for life is enforceable against the promisor's estate. As a conceptual
matter, it is no different from enforcement of any other contract, other than
a contract for personal services, made by a decedent during his lifetime, Restatement
(Second) of Contracts § 262 comment b (l981), and we are in agreement with
Judge Kestin's cogent analysis in this regard. 346 N.J. Super. at 120-122.
We are satisfied that the personal-service exception does not apply in the circumstances
here. In sum, the rule articulated by the Restatement formulation is that "[i]f
the existence of a particular person is necessary for the performance of a
duty, his death or such incapacity as makes performance impracticable is an event
the non-occurrence of which was a basic assumption on which the contract was
made." Id. § 262. Our courts have adopted that rule. Thus, in Siesel v.
Mandeville,
140 N.J. Eq. 490, 492 (Ch. 1947), Judge Jayne explained that:
So, also, a contract may be of such a nature as to admit
only of a personal performance or as to project the implication that it
is to be operative only during the continuance of personal relations, although not
so expressed in terms, and it will be deemed dissolved by death or
other disability which renders its performance impossible according to the evident intention.
See also Salvemini v. Giblin,
42 N.J. Super. 1, 5 (App. Div. 1956),
aff'd,
24 N.J. 123 (1957); Seitz v. Mark-O-Lite Sign Contractors, Inc.,
210 N.J.
Super. 646, 652 (Law Div. 1986).
Had plaintiff died first, the duty of Roccamonte to support her for life
would have been fulfilled and discharged. Just as clearly, the obligations she assumed
were discharged upon his death because her continued performance was thereby rendered impossible.
Of course, the discharge of obligation in either case was within the parties'
contemplation. But the obligation undertaken by Roccamonte to support plaintiff for life if
she were the survivor is another matter altogether. It obviously cannot be said
that termination of his obligation in the event of his death and her
survival was within the parties' contemplation. Indeed, the intention of the parties appears
to have been exactly to the contrary. Moreover, Roccamonte's promise of support was
not a promise to perform personal services. It was a promise intended to
provide financial compensation to plaintiff for keeping to her bargain until the discharge
of her obligations. She did so, and is therefore entitled to the monetary
benefit of that bargain. Roccamonte's duty to provide that benefit was, therefore, not
discharged by his death and must, consequently, be discharged by his estate.
Moreover, because of the enforcement methodology we devised in Kozlowski, namely a lump-sum
payment to the promisee representing the present value of reasonable future support calculated
from the date of its termination and on the basis of the promisee's
life expectancy, it matters not when the calculation is made in terms of
the promisor's life because it is the promisee's life that is, in effect,
the measuring life. That is to say, the promise is enforceable against the
promisor as a consequence of its being broken. It is broken when support
ceases. From the point of view of the promisee, who has fully performed
her obligations, the reason support ceases is of no significance provided the promisor,
or his estate standing in his stead, retains the financial ability to provide
support. Whether the promisor, during his lifetime, breaks the promise by "tossing aside"
the promisee without making adequate provision for her or dies without having made
adequate inter vivos provision for her, she is in the same position, namely,
without the support she bargained for. The point is simply that it is
not the promisor's death that triggers her entitlement but rather his failure, during
his lifetime, to have made adequate provision for the promisee, an obligation whose
fulfillment does not depend solely or exclusively on testamentary disposition. As such, the
promise is neither a gratuitous promise nor a contract to make a will
and is not subject to defeat on that basis. It is simply a
contractual undertaking binding the estate like any other contractual commitment the decedent may
have made in his lifetime.
The dissenter in the Appellate Division acknowledged that palimony is not alimony, is
not intrinsic to an extramarital cohabitation, and is based solely on contract principles.
He took the view, however, that as a social, rather than as a
legal, matter, a palimony promise should not survive the promisor's death because the
palimony promisee would then be in a better position than that of a
divorced wife whose right to receive alimony ceases upon the obligor's death. It
is true that the right to alimony terminates with the obligor's death. That
is expressly provided for by N.J.S.A. 2A:34-25. But N.J.S.A. 2A:34-25 also provides that
notwithstanding that consequence, the court may, in entering the judgment of divorce, order
a spouse to maintain life insurance "for the protection of the former spouse."
Thus, the function of alimony can be maintained after the obligor's death by
substituting insurance proceeds, and such a provision is commonly made in property settlement
agreements as well. Moreover, if the obligor spouse is unable, by reason of
age or ill health, to obtain insurance, we have held that the court
may, in lieu of ordering insurance, direct the establishment of an inter vivos
trust to accomplish the same purpose. Jacobitti v. Jacobitti, 135 N.J. 571 (1994).
When we take into account as well the equitable distribution to which a
former spouse is entitled and a palimony promisee is not, we are persuaded
that the premise of the dissent is flawed and that our disposition is
proper.
Although we agree with the Appellate Division that a remand is necessary for
the fixing of the lump-sum payment to which plaintiff is entitled, we are
constrained to address the question of the appropriate forum in which the remand
proceedings should be conducted. In Crowe v. De Gioia I, we concluded that
because a palimony claim is essentially a contract claim, the Law Division would
be the appropriate forum, where, as here, money damages alone are sought. We
also opined, however, that where equitable relief is sought in addition to money
damages, the Chancery Division would be the appropriate forum. 90 N.J. at 138.
In 1983, subsequent to our decision in Crowe, Article VI, § 3, ¶ 3 of
the New Jersey Constitution was amended to create the Family Part, and the
court rules were extensively amended by the adoption, effective December 31, 1983, of
a wholly revised Part V of the rules governing practice in that court.
As part of that revision, the allocation of business to the Family Part
was significantly broadened from that previously assigned to the matrimonial arm of the
Chancery Division. That allocation included "[a]ll civil actions in which the principal claim
is unique to and arises out of a family or family-type relationship...." R.
5:1-2(a). Because palimony claims typically are unique to a family-type relationship, the Family
Part is where they should be brought, and the Appellate Division has indeed
so held. Olson v. Stevens,
322 N.J. Super. 119, 123 (App. Div. 1999).
Moreover, probate actions involving or arising out of a family or family-type action
have been held to be within the cognizability of the Family Part as
well. See, e.g., Kingsdorf v. Kingsdorf,
351 N.J. Super. 144, 159 (App. Div.
2002); Berlin v. Berlin,
200 N.J. Super. 275, 278-279 (Ch. Div. 1984). Accordingly,
we are satisfied that plaintiff's initial choice of that forum was correct.
We have recognized that Family Part judges have developed a special expertise in
dealing with family and family-type matters, Cesare v. Cesare,
154 N.J. 394, 412-413
(1998), and, surely, fixing levels of support is an adjudicatory task well within
that special expertise. Because proofs will be required, we remand to the Family
Part for the fixing of a lump-sum payment. With respect to the amount
to be fixed, it is clear that it must be made on the
basis of plaintiff's life expectancy at the time of Roccamonte's death. We leave
to the trial judge the determination of an appropriate level of support in
the circumstances and the resolution of such questions as whether the Estate is
entitled to a credit on the lump-sum payment for the amount of the
certificate of deposit in plaintiff's name, the life insurance proceeds, and her receipt
of social security benefits.
There is one final matter. In Crowe v. De Gioia I, we approved
the granting of temporary relief in palimony claims where the plaintiff's need is
urgent and the probability of success high. Plaintiff has already succeeded in proving
her right to support. Only the amount remains undetermined. In the event of
any prospect of delay in the conduct of the remand proceedings, plaintiff may
seek temporary periodic support from the Estate if she is in the need
therefor represented to us, the total amount of which, if granted, shall be
deducted from any lump sum awarded.
The judgment of the Appellate Division is modified to require the remand proceedings
to be conducted in the Family Part. In all other respects it is
affirmed.
CHIEF JUSTICE PORITZ and JUSTICES COLEMAN, LONG, VERNIERO, LaVECCHIA and ZAZZALI join in
JUDGE PRESSLERs opinion.
SUPREME COURT OF NEW JERSEY
NO. A-75 SEPTEMBER TERM 2001
ON APPEAL FROM Appellate Division, Superior Court
IN THE MATTER OF THE ESTATE
OF ARTHUR J. ROCCAMONTE, SR.
MARY THERESA SOPKO,
Plaintiff-Respondent,
v.
DOREEN SLACKMAN,
ADMINISTRATRIX OF THE ESTATE
OF ARTHUR J. ROCCAMONTE, SR.,
Defendant-Appellant.
DECIDED October 23, 2002
Chief Justice Poritz PRESIDING
OPINION BY Judge Pressler
CONCURRING OPINION BY
DISSENTING OPINION BY
CHECKLIST
Footnote: 1
In addition to the theory of contract to make a will, plaintiff
urged, alternatively, theories of unjust enrichment and quasi contract. The trial judge on
the remand proceedings rejected all of these alternate theories, and that rejection was
affirmed in Roccamonte II by both the majority and the dissent. 345 N.J.
Super. at 113, 122. Those issues are, therefore, not before us as of
right, R. 2:2-1(a)(2), and plaintiff has not sought certification in that respect. Nor
is the issue of counsel fees before us.
Footnote: 2
Although the absence of a jury in Chancery Division matters enables flexibility
in scheduling, nevertheless sporadic, intermittent scheduling such as occurred here frustrates both the
legitimate interests and expectations of the parties and the systemic goal of the
orderly and expeditious conduct of litigation. We adopted R. 5:3-6 in 1999 to
require, insofar as practical, continuous trials in the Family Part, and that same
procedural rule should apply to all Chancery actions, but most particularly to family-type
actions such as this one.
Footnote: 3
The Estate was apparently relying on the trial judge's observation that:
It should be remembered Mary never viewed her support by Mr. Roccamonte as
being conditioned upon her performance of household duties or other wifely services for
him. She indicated that he was like her husband and he took care
of her, but offered no evidence of consideration on her part.