This is a judicial disciplinary matter that came before the Court on a
presentment from its Advisory Committee on Judicial Conduct (Advisory Committee). The Advisory Committee
concluded that Judge Mathesius violated several Canons of the Code of Judicial Conduct:
Canon 1 (failed to personally observe high standards of conduct so that the
integrity and independence of the judiciary may be preserved), Canon 2A (failed to
respect and comply with the law and act at all times in a
manner that promotes public confidence in the integrity and impartiality of the judiciary),
Canon 3A(3) (failed to be patient, dignified, and courteous to jurors with whom
the judge deals in an official capacity), Canon 3A(6) (failed to accord to
every person who is legally interested in a proceeding, or that persons lawyer,
full right to be heard according to the law) and Canon 3A(10) (failed
to refrain from criticizing jurors for their verdict); and R. 2:15-8(a)(6) (engaged in
conduct prejudicial to the administration of justice that brings the judicial office into
disrepute). The Advisory Committee recommended that Judge Mathesius be suspended for a period
of six months, but that only three months of that suspension be without
pay. The Court issued an Order to Show Cause why Judge Mathesius should
not be publicly disciplined.
The Court addresses the facts pertaining to the charges in the Advisory Committees
formal complaint. In Count One, Judge Mathesius admitted that he made a series
of inappropriate comments in the presence of or directly to the jury in
State v. McDaniels. After the jury acquitted the defendant and was polled, Judge
Mathesius addressed the defendant to the effect that his acquittal was not consistent
with the evidence and that the defendant should get on [his] hands and
knees tonight and thank God that this jury didnt see the forest for
the trees. He next excused the jurors, but nonetheless ordered them to remain
in the jury room. He entered the jury room and expressed his frustration
with the verdict and asked the jury what the hell they were thinking.
In respect of Count Two, Judge Mathesius admitted to entering the jury room
while the jury was deliberating in State v. Byrd and Dean, unaccompanied by
either counsel or a court reporter, to ask whether the jurors wished to
continue deliberating or to go home and return in the morning. When counsel
for one of the defendants objected, a colloquy ensued, during which Judge Mathesius
later acknowledged he did not
behave in what we can describe as a
patient[,] dignified[,] and courteous fashion[.] He later made post-verdict comments to the jury
wherein he commended the jury on its verdict.
In respect of Count Three, Judge Mathesius stipulated that he criticized fellow judges
following the Appellate Divisions reversal of State v. Fletcher, a trial over which
he presided. At a dinner held by the Mercer County Bar Association on
September 14, 2005, Judge Mathesius, without identifying himself, approached the law clerk of
the author of the opinion and told the law clerk to deliver a
message to her judge that the judge was inexperienced and not competent. On
September 26, 2005, he took matters a step further and wrote to the
Appellate Division Judge, stating that the Judge was uninformed and impractical and that
the Appellate Divisions opinion indulge[d] in fictive and romantic imagination. Upon reflection, Judge
Mathesius admitted that in his comments to the law clerk, he was lash[ing]
out against the judge[.] Judge Mathesius concluded that his letter was improper in
every respect.
Count Four concerns a pattern of improper conduct that consists of seven discrete
events. The first arose in respect of a public thank you letter to
the editors of two local newspapers that Judge Mathesius wrote while still a
municipal judge. In the second instance, while imposing a sentence on a defendant
who shot another, Judge Mathesius engaged in personal observations concerning the wisdom of
owning firearms. At a status conference in State v. Anderson, he took umbrage
with the defendants attire that day, which he thought was more appropriate for
the basketball court and at a later proceeding, when the defendant rejected the
plea agreement and insisted on proceeding to trial, Judge Mathesius exploded and berated
the defendant. In State v. Harris, Judge Mathesius made statements described as outrageous,
sarcastic, and pejorative about the States death penalty system and the Courts capital
jurisprudence, including gratuitous personal attacks against current and former members of the Court.
The fifth, sixth and seventh instances of misconduct concern the behavior discussed in
Counts One, Two and Three.
HELD: By clear and convincing evidence, Judge Mathesiuss conduct violated Canons 1, 2A,
3A(3), 3A(6) and 3A(10) of the Code of Judicial Conduct and R. 2:15-8(a)(6),
and Judge Mathesius is suspended from his judicial duties without pay for a
period of thirty days.
1. With the sole purpose of preserving public confidence in the integrity and
the independence of the judiciary, the Court reviews de novo the Advisory Committees
findings in respect of Judge Mathesius. The Court finds that the proofs establish
by clear and convincing evidence the violations cited in the formal complaint. The
Court rejects Judge Mathesiuss affirmative defenses, including his claim that his actions were
the result of errors in judgment and were not marked with moral turpitude;
and that his comments were protected by the First Amendment of the Constitution
of the United States. (pp. 28-36)
2. The determination of sanctions in judicial-discipline cases is not so much to
punish the offending judge but to restore and maintain the dignity and honor
of the position and to protect the public from future excesses. In re
Seaman,
133 N.J. 67, 97 (1993). (pp. 36-38)
3. The Advisory Committee found Judge Mathesius is intelligent and, by all accounts,
a competent, fair and hard-working jurist. Nevertheless, when frustrated, disappointed or angry, he
has acted impulsively and without restraint. Judge Mathesius recognizes that he is prone
to such conduct, and he has arranged for professional assistance in that regard.
Judge Mathesius concedes that his misconduct is episodic, and happens more frequently than
it should. He asserts, however, that this behavior is far from routine. He
also notes that although his colleagues did acknowledge that he can be too
outspoken, every Judge who has had any significant contact with Judge Mathesius has
lauded him in many ways, something that has not escaped the Courts attention.
(pp. 38-39)
4. Judge Mathesius presents an almost indecipherable riddle. On one side, the Court
is presented the portrait of a long-time public servant who is learned in
his craft, willing to assist his colleagues, and generous with his time and
knowledge. On the other side, indisputable proof has been presented of repeated and
unremorseful instances of petulance, sarcasm, anger, and arrogance; these have no place in
the exercise of judicial duties. (pp. 39-40)
5. In less than five years, Judge Mathesius has been before the Advisory
Committee four separate times, resulting in two letters of admonition, one informal conference
and one presentment. The Court, therefore, must undertake a more searching and expansive
inquiry
carefully scrutinize[ing] the substantive offenses that constitute the core of [Judge Mathesius]s
misconduct, the underlying facts, and the surrounding circumstances in determining the nature and
extent of the discipline. Seaman,
133 N.J. at 98. (p. 40)
6. The Court concludes that Judge Mathesiuss misconduct: constitutes the impugn exercise of
judicial power that evidences a lack of independence or impartiality; involves a misuse
of judicial authority that indicates unfitness; has been repeated; and has been harmful
to others. The Court acknowledges Judge Mathesiuss otherwise overall good reputation, lengthy public
service, and his recognition of the need for corrective assistance, which he sought.
The Court concludes that the imposition of a period of suspension is appropriate.
A suspension of thirty days without pay is an appropriate level of discipline
to allow Judge Mathesius the opportunity to reflect on his position of authority
and the manner in which he exercises that position of authority. Earlier, lesser
penalties have not deterred him from the improper exercise of his judicial authority.
(pp. 41-44)
Judge Mathesius is SUSPENDED from the performance of his judicial duties, without pay,
for thirty days, effective December 4, 2006.
JUSTICES LONG, LaVECCHIA, ZAZZALI, ALBIN and WALLACE join in JUSTICE RIVERA-S OTO s opinion. CHIEF
JUSTICE PORITZ did not participate.
SUPREME COURT OF NEW JERSEY
D-
166 September Term 2005
IN THE MATTER OF
WILBUR H. MATHESIUS,
A Judge of the Superior
Court of New Jersey
Argued September 25, 2006 Decided November 30, 2006
On an Order to show cause why respondent should not be publicly disciplined
through the imposition of an appropriate sanction that does not include removal from
judicial office.
Patrick J. Monahan, Jr., argued the cause on behalf of the Advisory Committee
on Judicial Conduct.
Arnold C. Lakind and Wilbur H. Mathesius,
pro se, argued the cause for respondent (Szaferman, Lakind, Blumstein, Blader & Lehmann,
P.C., attorneys).
JUSTICE RIVERA-SOTO delivered the opinion of the Court.
Based in large measure on stipulated, admitted, or uncontested facts, the Advisory Committee
on Judicial Conduct (Advisory Committee) filed a Presentment against Superior Court Judge Wilbur
H. Mathesius. Tracking the allegations of the formal complaint originally filed against him,
the Presentment found, by clear and convincing evidence, that Judge Mathesius had violated
Canons 1, 2A, 3A(3), 3A(6), and 3A(10) of the Code of Judicial Conduct
and Rule 2:15-8(a)(6), and recommended that Judge Mathesius be suspended for a period
of six months, but that only three months of his suspension be without
pay. Upon receipt of the Presentment, Judge Mathesius was ordered to show cause
before this Court why he should not be publicly disciplined through the imposition
of an appropriate sanction that does not include removal from judicial office[.]
We conclude, as did the Advisory Committee, that Judge Mathesiuss conduct, as charged
and proved, violated several Canons of the Code of Judicial Conduct. Specifically, we
find that, in the instances charged, Judge Mathesius failed to personally observe[] high
standards of conduct so that the integrity and independence of the judiciary may
be preserved[,] in violation of Canon 1; failed to respect and comply with
the law and . . . act at all times in a manner
that promotes public confidence in the integrity and impartiality of the judiciary[,] in
violation of Canon 2A; failed to be patient, dignified, and courteous to .
. . jurors . . . with whom the judge deals in an
official capacity, in violation of Canon 3A(3); failed to accord to every person
who is legally interested in a proceeding, or that persons lawyer, full right
to be heard according to law, in violation of Canon 3A(6); failed to
refrain from criticiz[ing] jurors for their verdict, in violation of Canon 3A(10); and
engaged in conduct prejudicial to the administration of justice that brings the judicial
office into disrepute[,] in violation of R. 2:15-8(a)(6).
However, we reject the Advisory Committees recommendation in respect of the appropriate quantum
of discipline to be imposed. Rather, we hold that the appropriate measure of
discipline is that Judge Mathesius be suspended from his judicial duties without pay
for a period of thirty days.
In respect of Count One of the formal complaint, Judge Mathesius admitted that,
on February 3, 2005, after the jury had returned a not guilty verdict
in the matter styled State v. McDaniels, he made a series of inappropriate
comments in the presence of or directly to the jury. Immediately after the
jury acquitted the defendant and was polled, Judge Mathesius addressed the defendant as
follows:
THE COURT: Mr. McDaniels, I ask you to stand.
You are, sir, a very, very, very lucky man. The evidence was very
strong that you were guilty of this offense. I dont know what they
[the jurors] were thinking, but theyre thinking other than what I was thinking.
You have a number of convictions and Ill tell you this: If you
find yourself in trouble again, the resolution of the case [will be] other
than the windfall you received today, do you understand how lucky you are,
Mr. McDaniels? Do you understand that?
THE DEFENDANT: Yes.
. . . .
THE COURT: But for the fact that something happened with the other defendant and
he got scared and didnt testify, that may have changed the jurys verdict.
Mr. Williams testimony was one of the most credible witnesses this Court has
ever seen. Im going to tell you, you have a girlfriend out there,
you better look in the mirror tonight when you go home and say
I dodged five years in jail by some God unknown occurrence. 12 people
listened to the testimony and somehow didnt believe not only the direct testimony,
but the circumstantial evidence that you took the gun and shot it in
the air, walked in front of Mr. Williams and walked out into the
field and buried it or had Kafarr Logan bury it so that may
be a change in your life, I hope it is, because if its
involved with gangs and drugs and any of the screwing around with guns
or drugs or anything more, youre going to end up with your ass
in jail. Do you understand? I dont want that to happen.
Now I want you to look and thank God, get on your hands
and knees tonight and thank God that this jury didnt see the forest
for the trees. Do you understand what Im saying to you, sir?
[(emphasis supplied).]
Judge Mathesius next excused the jurors, but nonetheless ordered them to remain in
the jury room. Judge Mathesius then entered the jury room admittedly upset, and
frustrated[.] Three of the jurors in McDaniels testified at the formal hearing. One
juror explained that
when the judge walked into the [jury] room, he walked in with a
stride, like he had a purpose. Like he was there. He still had
his robe on, he was there for a -- to tell us. And
you could tell that once he started talking, he expressed his -- he
expressed his frustration level to the [not guilty] verdict that we had given
[the defendant]. . . .
Q. What did he say?
A. He asked us what the hell what we were thinking about.
Asked to describe Judge Mathesiuss tone while delivering his peroration to the jury,
the juror described it as one of an underlying anger, but also of
a frustration level. The juror explained that he did, in the end, apologize
for his behavior[and that h]e expressed that he was more or less venting,
and just saying that he was speaking out of frustration, that he was
sorry. The juror contrasted Judge Mathesiuss behavior in the jury room with what
the juror had observed during the court proceedings:
in the courtroom, it was understanding, it was authoritative in the sense that,
you know, he was doing his job, in the manner in which he
spoke. He clarified everything. When he came into the jury room, it was
higher pitched, a little bit of anger in it, but also a frustration
level, in which he did comment.
The juror explained that she did not expect to be spoken to in
the manner in which [she] was spoken to[,] and that it almost brought
you back, like you were being screamed at, as a child, by your
parents. Her view of Judge Mathesiuss comments was stark: I dont allow people
in my personal life to speak to me like that, I just dont
allow it. The other two jurors who testified before the Advisory Committee echoed
those sentiments.
See footnote 1
Judge Mathesius did not cross-examine any of the jurors who testified
at the formal hearing.
The Advisory Committee concluded that Judge Mathesiuss post-verdict remarks, both those from the
bench and those made in the jury room, were not only critical of
the jurors for their verdict but were also insulting and denigrating of those
who had responded to a call to public service and who had performed
that service. The Advisory Committee thus concluded that Judge Mathesiuss conduct violated Canons
1, 2A, and 3A(10) of the Code of Judicial Conduct and R. 2:15-8(a)(6).
2. Jury contact during deliberations State v. Byrd and Dean.
In respect of Count Two of the formal complaint, Judge Mathesius admitted that,
at approximately 4:00 p.m. on July 22, 2004, while a jury was deliberating
in State v. Byrd and Dean and while unaccompanied by either counsel or
a court reporter, he entered the jury room to ask the jurors whether
they wished to continue deliberating that day or to go home and return
in the morning.
See footnote 2
Judge Mathesius also admitted that he did not inform the
prosecutor or defense counsel before entering the jury room, and neither attorney was
present as he spoke to the jurors. When Judge Mathesius returned to the
courtroom and explained that he had discharged the jury for the day, counsel
for defendant Byrd objected:
MR. SCHNEIDER: Your Honor, I was downstairs on the second floor waiting with Mr.
Schroth [counsel for co-defendant Dean], and I was told you were going upstairs
to inquire of the jurors whether they wished to stay or go home.
And this was done by you off the record, and you came out
and told me that they want to go home. I object to that.
Its --
THE COURT: All right. You object to that.
MR. SCHNEIDER: I also think the jurors should be brought out and dismissed in
the presence of the Court and on the record, and in front of
the defendants.
THE COURT: Thank you. You can do that when youre a judge. Ill do
it the way I do it when Im a judge. . . .
After explaining that he would discharge the jury at 4:00 p.m. and that
he would take the court reporter with him as he did so, Judge
Mathesius did not excuse counsel. Instead, he required that they remain until after
the jury was excused. Upon his return to the courtroom, the following colloquy
ensued:
THE COURT: Ive excused the jury, and theyre going to return tomorrow 9:00 a.m.
All three of you are as well. Ill see you tomorrow morning at
9:00.
MR. SCHNEIDER: Id like to make a motion. If theres going to be communication
with the jury, I think it should be only in court.
THE COURT: It doesnt sound like a motion. Was there a motion attached to
that?
MR. SCHNEIDER: Thats the motion. I think all of the communications between the Judge
and the jury should be in open court on the record.
THE COURT: Mr. Schneider, I appreciate very much your motion.
The following day, Judge Mathesius explained on the record, outside the presence of
the jury, his reasons for communicating with the jury without either counsel or
a court reporter present. In short, he explained that, given the age, condition,
and availability of the physical facilities in the courthouse, collecting the lawyers and
defendants in the courtroom solely to discharge the jury consumed both unnecessary time
and the resources incurred in security and transport concerns. In Judge Mathesiuss words,
its my concern, first of all, for the security of all concerned, and
secondly, for the convenience of all concerned that non-substantive aspects of the trial,
i.e., the excusing of the jurors for the day or the excusing of
the jurors for lunch might be more readily accomplished without the intervening 30
to 45 minutes that it generally takes to put the whole show together.
When Judge Mathesius concluded his lengthy explanation, one of the defense counsel requested
leave to respond. Judge Mathesiuss response was curt: No. I dont care to
hear your response. Respond on the appeal if its necessary.
The jury returned its verdicts later that afternoon, convicting both defendants of an
assortment of criminal charges. After the jury was polled on its guilty verdicts,
Judge Mathesius addressed the jury directly:
Once again, ladies and gentlemen, you have [v]indicated this Courts faith in the
jury system. Your verdict has been adequately and amply supported by the evidence.
You have deliberated long, and youve deliberated hard. Youve overcome disagreements and the
strife that necessarily is imposed upon jurors in such critical and difficult decision
making. . . . You are the bulwark and the foundation of the
jury system in this country and have acquitted it nicely.
At the formal hearing before the Advisory Committee, an assistant Mercer County prosecutor
appearing as a witness on Judge Mathesiuss behalf testified that, in his experience,
at the end of the day, sometimes obviously jurors are still deliberating [and]
they need to be excused, [therefore, it is the] practice in Mercer County
for judges to go in [to the jury room] and excuse those jurors
for the day, without counsel being present[,] asserting that judges merely walk into
the [jury] room and excuse the jurors and thats it. Judge Mathesius then
explained that, due to the configuration of the Mercer County Courthouse and the
fact that the defendants were housed in separate detention areas, it would have
taken 35 to 45 minutes to return the defendants to the courtroom in
order to excuse the jury for the night. Judge Mathesius then admitted that,
while his entry into the jury room during deliberations without counsel may be
wrong procedurally, . . . it was a practical consideration that I thought
over weighed the procedural requirements.
Judge Mathesius tendered neither an explanation nor an excuse concerning the colloquy with
defense counsel; he readily acknowledged that he did not, in that colloquy, behave
in what we can describe as a patient[,] dignified[,] and courteous fashion[.] Finally,
Judge Mathesius maintained that his comments to the jury after its verdict did
not constitute[] a commendation of the jury[.] In support of that conclusion, Judge
Mathesius relied on the following standard closing instruction used in Mercer County for
thanking and discharging a trial jury:
See footnote 3
Ladies and gentlemen of the jury, the function that you have performed is
one of the most important tasks that you will ever be called upon
to fulfill. With the return of your verdict, your service in this case
is complete.
I know that your stay with us has involved sacrifice on your part.
I trust you leave here knowing that you have made a meaningful contribution
to the judicial process and hope that you have enjoyed the experience.
You have been a serious, attentive and extremely diligent jury. It has been
my pleasure to have worked with you. On behalf of everyone in the
court room, the citizens of Mercer County and the entire judicial system, I
thank you each and every one of you. We greatly appreciate your willingness
to serve and your service.
You are now discharged. Thank you very much! When you return to the
jury room, I would ask you to wait assembled there for a minute
so I can thank you in person.
In Judge Mathesiuss view, his statement to the jury, when viewed in the
context of the Mercer County standard closing instructions, constituted a standard couple of
lines that are given to the jury so that [they] at least understand
and appreciate that their work has been appreciated. Its not a commendation, as
I understand it.
The Advisory Committee concluded that, as a result of each of these claims
- entering the jury room without counsel and off the record, addressing counsel
in the colloquy in respect of those events, and commending the jury on
its verdict -- Judge Mathesius had violated Canons 3A(6), 3A(3), and 3A(10), respectively.
Specifically, as to the first claim, the Advisory Committee found that [a] judge
has no right to speak to jurors outside the presence of counsel during
trial, and certainly not off the record in the jury room. Thus, the
Advisory Committee concluded that [b]y entering the jury room outside the presence of
counsel before the jury delivered its verdict, [Judge Mathesius] violated Canon 3A(6) of
the Code of Judicial Conduct, which requires judges to accord to every person
who is legally interested in a proceeding, or that persons lawyer, full right
to be heard according to law. In respect of the second claim, the
Advisory Committee recognized that Judge Mathesius admit[ted] that his remarks were inappropriate and,
for that reason, concluded that Judge Mathesius violated Canon 3A(3) of the Code
of Judicial Conduct, which requires judges to be patient, dignified, and courteous to
attorneys and others.
Finally, the Advisory Committee rejected Judge Mathesiuss interpretation of his post-verdict comments to
the jury, reasoning that his comment is a commendation for reaching the right
decision[,] and concluding that such action violate[s] Canon 3A(10) of the Code of
Judicial Conduct, which prohibits judges from commending or criticizing jurors for their verdict.
In the aggregate, the Advisory Committee concluded that Judge Mathesiuss actions in respect
of Count Two also violated Canons 1 and 2A of the Code of
Judicial Conduct and constituted conduct prejudicial to the administration of justice that brings
the judicial office into disrepute, in violation of Rule 2:15-8(a)(6).
3. Criticism of fellow judges State v. Fletcher.
In respect of Count Three, Judge Mathesius stipulated in writing as to the
events that unfolded after the August 31, 2005 Appellate Division reversal of a
conviction and sentence arising from a trial over which he presided. State v.
Fletcher,
380 N.J. Super. 80 (App. Div. 2005). In Fletcher, the Appellate Division
held that there were two separate sources of reversible error. First, the panel
determined that there was error in the jury instruction on accomplice liability requir[ing]
reversal of defendants convictions. Id. at 85.
See footnote 4
Second, the Appellate Division conclude[d] that
defendants [pretrial] statements were not made freely and voluntarily and may not be
admitted into evidence at defendants second trial. Ibid.
Judge Mathesiuss actions following the Appellate Divisions reversal of Fletcher were, in short,
inexplicable. On September 14, 2005, while attending a dinner held by the Mercer
County Bar Association, Judge Mathesius, without identifying himself, approached the law clerk of
the author of the Appellate Division opinion and told the law clerk to
deliver a message to her judge: that the judge was inexperienced and not
competent. On September 26, 2005, Judge Mathesius took matters a step further and
wrote to the Appellate Division Judge.
See footnote 5
In that letter, Judge Mathesius bluntly asserted
that the Appellate Division Judge was uninformed and impractical. Judge Mathesius accused the
Appellate Division Judge of having engaged in a folly that breed[s] a sense
of Dickensian disrespect of the law not only to its practitioners, but to
the general public at large[,] and concluded that the Appellate Division opinion in
Fletcher indulge[d] in fictive and romantic imagination.
See footnote 6
Upon reflection, Judge Mathesius admitted that, in his comments to the law clerk,
he was lash[ing] out against the judge[.] Upon further consideration of the contents
of the letter, Judge Mathesius conceded that [i]ts hard for me to say
how inappropriate it was. By way of saying, I could say grossly inappropriate,
I could say hideously inappropriate, or I can just plain say stupid. Judge
Mathesius summed it up best when he concluded that the letter was improper
in every respect.
The Advisory Committee concluded that Judge Mathesiuss actions
demonstrate gross disrespect of the judicial system, the settled procedures for the handling
and disposition of cases, and for the appellate process and judicial review in
the adjudication of cases. They constitute conduct prejudicial to the administration of justice
that brings the judicial office into disrepute, in violation of Rule 2:15-8(a)(6).
[Judge Mathesiuss] expression of his personal views and strong criticism to various persons
manifested a lack of proper judicial temperament, balance and judgment. It exhibited disrespect
and a lack of deference to appellate courts that reflects adversely on the
proper and sound administration of justice and [Judge Mathesiuss] capacity to preside over
cases fairly, objectively and without prejudgment, consistent with appellate dispositions. These expressions of
personal feelings were inconsistent with the deference and respect required in the orderly
and proper administration of justice, and violated Canon 1 of the Code of
Judicial Conduct, which requires judges to observe high standards of conduct to maintain
the integrity and independence of the Judiciary, and Canon 2A, which requires judges
to respect and comply with the law and to act at all times
in a manner that promotes public confidence in the integrity and impartiality of
the Judiciary.
4. Pattern of improper conduct.
Count Four of the formal complaint alleges that Judge Mathesius has engaged in
a pattern of improper conduct that violate[s] Canons 1 and 2A of the
Code of Judicial Conduct and has engaged in conduct prejudicial to the administration
of justice that brings the judicial office into disrepute, in violation of Rule
2:15-8(a)(6). According to that complaint, the pattern of improper conduct consists of seven
discrete events. The first of these arose in respect of a public thank
you letter to the editors of two local newspapers Judge Mathesius wrote while
still a municipal
court judge. In a July 11, 2001 letter of admonition,
the Advisory Committee explained to Judge Mathesius that such actions were political in
nature and, hence, inappropriate under the commentary to Canon 2 of the Code
of Judicial Conduct.
See footnote 7
The second instance cited in the formal complaint arose on September 19, 2003,
when, while imposing a sentence on a defendant who shot another, Judge Mathesius
engaged in personal observations concerning the wisdom of owning firearms. Those personal observations
led to the following statement: And the NRA says, well, everybody should have
a gun, you know, and all that stuff. Its as stupid and as
ignorant as people can be. In a May 11, 2004 letter of admonition,
the Advisory Committee labeled those comments as inappropriate because they represented an expression
of a personal opinion that could cause the public to think that you
have preconceived views, a bias that would prevent you from being fair and
impartial as a judge in such a case. In that letter of admonition,
the Advisory Committee noted that it had prior dealings with [Judge Mathesius] concerning
the public expression of [his] personal views. Despite certain misgivings, [t]he majority of
the [Advisory] Committee . . . decided to resolve this matter privately in
the hope that you will avoid repetition of such conduct. Presciently, Judge Mathesius
was warned that [s]hould similar conduct recur, however, the Committee will have no
choice but to institute formal proceedings.
The third and fourth instances listed in the formal complaint as part of
the alleged pattern of improper conduct arose in the context of an informal
conference held between the Advisory Committee and Judge Mathesius on October 27, 2004.
See R. 2:15-11 (providing that [a]t any time while a matter is pending
before it, the Committee may conduct an informal conference with the judge and,
in the discretion of the Committee, with the grievant that may result in
dismissal of grievance, imposition of private discipline, or institution of formal proceedings). The
earlier of those involved Judge Mathesiuss comments to the defendant in State v.
Anderson. In Anderson, the defendant was charged with first-degree aggravated sexual assault, in
violation of N.J.S.A. 2C:14-2a, and second-degree sexual assault, in violation of N.J.S.A. 2C:14-2c.
As a result, if convicted, the defendant faced a presumptive period of incarceration.
See N.J.S.A. 2C:44-1d (describing presumption of imprisonment for first- and second-degree crimes); N.J.S.A.
2C:43-6a (listing range of imprisonment term for first-degree crime as between ten and
twenty years, and range of imprisonment term for second-degree crime as between five
and ten years). At a status conference in that matter, Judge Mathesius, taking
umbrage with the defendants attire that day, engaged in the following colloquy:
THE COURT: Put your hands behind you, Mr. Anderson. Mr. Anderson, if you go
to trial, are you going to dress like this? This [is] like a
court, not like a basketball court. Is that the way youre going to
dress?
THE DEFENDANT: I dont know. I just put this on today.
THE COURT: Where do you think youre going? Shoot some hoops this afternoon? Because
its a nice day out.
THE DEFENDANT: Play basketball.
THE COURT: Yeah, because you look like youre ready to do some athletic stuff.
Is that what the rest of your day [you are] going to be
doing, watching the World Series? What are you going to be -- dont
look around. Next time you come in here, dress like youre going to
court, like if youre convicted, youre going to come to jail for ten
years.
THE DEFENDANT: Why you coming down on me?
THE COURT: Because youre dressed inappropriately. Dont look around.
Would you advise your client the next time he comes in, dress like
hes actually going to a court, that its a major event in his
life.
[DEFENSE COUNSEL]: Every other time he showed up properly dressed.
THE COURT: Maybe he has something to do, maybe its a basketball game this
afternoon.
[DEFENSE COUNSEL]: I had no reason to comment before today. I will comment to
him later on.
THE COURT: I mean, folks, this is a courtroom. Youre looking at people going
to jail, probation. Youre looking at serious stuff. Youre not looking at shooting
hoops or whatever else you might be doing. You understand what Im saying,
Mr. Anderson, or dont you.
THE DEFENDANT: I dont, no.
THE COURT: Ill tell you what. [Defense counsel] will clear up the picture when
you go outside. If you dont know whats appropriate going to a Superior
Court, think about doing 20 years in jail then, come back like that.
Wear something like a Donovan McNabb shirt or something like that. That would
be good.
[DEFENSE COUNSEL]: I will take care of that, Judge.
THE COURT: And dont mumble. And dont shake your head.
THE DEFENDANT: Why are you attacking me? I havent done anything.
THE COURT: Because youre acting like a fool now.
THE DEFENDANT: Just standing here?
THE COURT: Standing there in your little outfit, yes. All right, Ill tell you
what. Why dont you just leave, just go out of here. Get out
of here. Get.
[Defense counsel], would you explain to Mr. Anderson what his problem with me
-- dont go jacking your finger back here.
[DEFENSE COUNSEL]: Ill explain it to him.
THE COURT: Go ahead. You got something else you want to say, Mr. Anderson,
before you leave? End up in jail today.
[DEFENSE COUNSEL]: Judge, Ill talk to Mr. Anderson.
THE COURT: Please do. He has a little bit of a difficulty, and if
we have him at trial, he will have more of a difficulty with
me.
At a later proceeding, and by way of plea bargain, the State had
offered to dismiss these charges in exchange for the defendants plea to the
disorderly persons offense of lewdness, in violation of N.J.S.A. 2C:14-4a,
See footnote 8
which carries a
maximum penalty of six months imprisonment, N.J.S.A. 2C:43-8, and a presumption of non-incarceration,
N.J.S.A. 2C:44-1e. When the defendant rejected that plea offer at a later proceeding
and insisted on proceeding to trial, Judge Mathesius exploded: Mr. Anderson, are you
nuts? Do you know if you go - if you go down on
this case, youre going to state prison and get an Avenel [sexual offender]
examination. Are you aware of that, or is that something that doesnt occur
to you? In response, the defendant immediately made his position clear: Im not
pleading guilty to something I didnt do.
The latter of the two instances raised during the informal conference held on
October 27, 2004 between the Advisory Committee and Judge Mathesius involved Judge Mathesiuss
ruling in respect of the post-conviction relief petition filed in State v. Harris,
a ruling ultimately reviewed by this Court. State v. Harris (Harris III),
181 N.J. 391 (2004), cert. denied, ___ U.S. ___,
125 S. Ct. 2973,
162 L. Ed.2d 898 (2005). In Harris III, we explained that:
Review of an application for post-conviction relief in a capital case, eight years
after the defendants trial and sentencing, is a daunting task under any set
of circumstances. It is made more difficult in this instance due to the
conduct of the PCR trial court. That conduct requires us to determine initially
whether we can place any confidence in the PCR courts findings and conclusions.
We explain. Ordinarily our review would be based on the findings and conclusions
of the PCR trial court. R. 3:22-11; R. 2:2-1(a)(3). However, certain written and
in-court statements of that court complicate our review. We will not recount those
statements in detail here, except to note their thrust. . . .
The balance of the courts statements contain what only can be described as
outrageous, sarcastic, and pejorative comments about this States death penalty system and this
Courts capital jurisprudence, including gratuitous personal attacks against current and former members of
the Court. The courts statements reveal a disdain for defendant and a preordained
view that its role in our capital-sentencing system is meaningless. The nature of
its comments raise a Caldwell-like issue, namely whether we can affirm a post-conviction
relief determination upholding a capital sentence when [a PCR court seems] to believe
that responsibility for determining the appropriateness of a death sentence rests not with
[it] but with the appellate court which later reviews the case. Caldwell v.
Mississippi,
472 U.S. 320, 323,
105 S. Ct. 2633, 2636,
86 L. Ed. 2d 231, 235-36 (1985).
[Id. at 410-11 (footnote omitted).]
Because Judge Mathesiuss rhetoric demonstrated a diminished sense of [his] unique responsibility in
our capital sentencing process[,] id. at 414, we determined to nullify [Judge Mathesius]s
findings and conclusions. Id. at 413. Instead, we conduct[ed] a de novo review
of both the factual findings and legal conclusions [reached by Judge Matheius] .
. . ensur[ing] that our resolution of [each] claim [wa]s based on objective
evidence in the record, and not on any credibility determination made by [Judge
Mathesius]. Id. at 419. Judge Mathesiuss explanation for his rejected reasoning in State
v. Harris is that he had been on the Superior Court bench for
only one year at the time of the Harris case and would not
have written his decision in the same way if he had it to
do over again.
The fifth, sixth, and seventh instances of misconduct listed in the formal complaint
and found by the Advisory Committee to be part of Judge Mathesiuss pattern
of improper conduct are the same instances which give rise to the allegations
in Counts One, Two, and Three of the formal complaint, respectively.
In its consideration of these instances, the Advisory Committee succinctly reasoned as follows:
What those earlier matters have in common with the present matters is that
they all reflect [Judge Mathesius]s poor judgment, impulsiveness and lack of self-control, and
tendency to act without sufficient regard for the propriety or the consequences of
his actions. He was offended by the jurys decision in the McDaniels case
because he considered it to be the wrong result, so he angrily went
to the jury room and vented his emotions. Without sufficient reflection or understanding,
he entered the jury room in the Byrd and Dean case during jury
deliberations without advising counsel or bringing a court reporter, indifferent to the risk
that jurors might spontaneously say something about the case itself. He snapped at
defense counsel for objecting to that visit to the jury room and then
showed his pique by returning to the jury room to dismiss the jurors
for the day. His conduct in respect of the Fletcher case goes beyond
impulsivity. In a lengthy, sarcastic, and personally insulting letter, he criticized the author
of the Fletcher opinion; [and] he seized on a chance encounter with that
judges new law clerk to denigrate the judge. . . .
The Advisory Committee thus concluded that Judge Mathesiuss actions constitute[d] a pattern of
improper conduct that calls into question his judgment, temperament, and ability to conform
his conduct to the requirements of the Code of Judicial Conduct.
[In re Seaman,
133 N.J. 67, 96-97 (1993) (citations omitted).]
We have explained that, once the Court decides that there has been a
breach of judicial ethics, its goal is not so much to punish the
offending judge as to restore and maintain the dignity and honor of the
position and to protect the public from future excesses. In re Subryan,
187 N.J. 139, 153 (2006) (citations and internal quotation marks omitted).
We review[] a disciplinary matter presented by the [Advisory Committee] de novo under
the [clear and convincing evidence] standard of proof. Id. at 145. We have
explained that [i]n our evaluation of the record, we independently consider whether the
facts demonstrate conduct that is incompatible with the canons of judicial conduct[, and
that a] de novo hearing provides a reviewing court with the opportunity to
consider the matter anew, afresh and for a second time. Ibid. (citations, internal
quotation marks and editing marks omitted). It is, then, with the sole purpose
of preserving public confidence in the integrity and the independence of the judiciary
that we review de novo the Advisory Committees findings in respect of Judge
Mathesius.