SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-1615-97T2
J.A., for herself and
on behalf of her minor
niece, T.C.,
Petitioners-Appellants/
Cross-Respondents,
v.
BOARD OF EDUCATION FOR THE
DISTRICT OF SOUTH ORANGE AND
MAPLEWOOD,
Respondent-Respondent/
Cross-Appellant.
_________________________________________________________________
Argued October 27, 1998 - Decided March 2, 1999
Before Judges Brochin, Kleiner and Steinberg
On appeal from the State Board of Education
Ellen M. Boylan argued the cause for
appellants/cross-respondents (Education Law
Center, Inc., attorneys; Ms. Boylan, on
the brief).
David J. Dering argued the cause for
respondent/cross-appellant Board of Education
For The District of South Orange and Maplewood
(Leary, Bride, Tinker & Moran and Schenck,
Price, Smith & King, co-attorneys; Glenn R.
Moran and Joanne L. Butler, of counsel; Mr.
Dering, Ms. Butler, and Mr. Moran, on the
brief).
Arlene Goldfus Lutz, Deputy Attorney General,
argued the cause for respondent State Board
of Education (Peter Verniero, Attorney General,
attorney; Joseph L. Yannotti, Assistant Attorney
General, of counsel; Geraldine Callahan, Deputy
Attorney General, on the brief).
Patricia P. Perlmutter, Seton Hall University
School of Law, Center for Social Justice, Civil
Litigation Clinic, attorney for amicus curiae
American Civil Liberties Union of New Jersey
(Ms. Perlmutter, on the brief).
Krystal A. Wilson, attorney for amicus curiae
New Jersey School Board Association.
The opinion of the court was delivered by
BROCHIN, J.A.D.
J.A., a resident of South Orange, sought to have her niece,
T.C., admitted to South Orange-Maplewood's Columbia High School
without payment of tuition. The local board of education
refused, claiming that she had not submitted the requisite
documentation to prove compliance with the relevant statute,
N.J.S.A. 18A:38-1. J.A. appealed the board's decision to the
Commissioner of Education. She also sought a declaration that
the board has a policy of denying eligibility to an applicant
whose statements are not accompanied by documentation, that this
policy is arbitrary and capricious, that it violates Article
VIII, section IV, paragraph 1 of the New Jersey Constitution, and
that the letter which the board sent her to notify her of its
refusal to accept T.C. as a tuition-free student denied her due
process of law in violation of
42 U.S.C.A.
§1983 and the
Fourteenth Amendment of the United States Constitution. On the
basis of her claim of a violation of her federal constitutional
rights, J.A. also requested an award of attorneys' fees pursuant
to
42 U.S.C.A.
§1988.
Upon receiving a copy of J.A.'s petition to the
Commissioner, T.C. was admitted to the South Orange-Maplewood
high school as required by statute. The local board
counterclaimed for tuition.
After an evidentiary hearing before an administrative law
judge, the State Commissioner of Education reversed the local
board and held that T.C. was eligible to attend public school in
South Orange-Maplewood without payment of tuition. Although J.A.
prevailed on that basic issue, she appealed to the State Board of
Education because the Commissioner had rejected her request for a
declaration that the local board's demand for documentation was
arbitrary and capricious and because he had also rejected her
claim that the local board's form of notice violated her right to
due process. The Commissioner's rejection of J.A.'s claims that
her federal constitutional rights had been violated eliminated
any basis for an award of attorneys' fees.
J.A. appealed the Commissioner's decision and the local
board cross-appealed. The State Board held as follows:
For the reasons expressed by the ALJ and
Commissioner, we find that petitioner has demonstrated
T.C.'s entitlement to a free public education in South
Orange-Maplewood. Under the particular circumstances
herein, we agree that petitioner has sustained her
burden under the standard set forth in N.J.S.A. 18A:38-1(b). We also agree that the Board was not required to
provide petitioner with a statement of reasons for the
denial of her application or to provide specific
details about the appeals procedure in its notice
letter, except to advise petitioner that she had the
right to contest the Board's decision with the
Commissioner of Education within 21 days.
However, we modify the Commissioner's decision to
the extent that it might be read to permit a district
board to mechanically deny any application for
admission under N.J.S.A. 18A:38-1(b) which is not
accompanied by documentation to support the sworn
statements submitted with the application. . . . [A]
lack of documentation in support of the sworn
statements required by N.J.S.A. 18A:38-1(b) may not
necessarily bar a child from admission in a case in
which documentation cannot be produced due to the
particular circumstances of the situation. Hence, a
district board policy that automatically bars admission
solely on the basis of a lack of documentation, without
permitting consideration of those circumstances, would
be arbitrary and capricious.
However, because T.C. was admitted to high school in the South
Orange-Maplewood school district and neither party had furnished
the State Board with a copy of the transcript of the
administrative hearing, the State Board declined to decide
whether the South Orange-Maplewood Board of Education actually
had a policy of barring admission solely on the basis of a lack
of documentation.
On appeal, J.A. argues that because someone who is eligible
to attend a district's public schools has a property interest
in attending, procedural due process requires that a student
denied admission be provided with a written notice detailing the
factual basis for the denial, instructions on the procedure for
filing an appeal, and notice of the right to attend school
pending the Commissioner's decision of the appeal. J.A. also
asks us to find that she is entitled to damages and attorneys'
fees pursuant to
42 U.S.C.A.
§§1983 and 1988 for vindication of
T.C.'s due process rights under the Fourteenth Amendment. The
American Civil Liberties Union of New Jersey and the Education
Law Center, which have appeared as amici curiae in support of
J.A., advance essentially the same arguments as J.A. and, in
addition, the American Civil Liberties Union asserts that under
New Jersey's rightness and fairness doctrine, the Commissioner
of Education must ensure that school districts provide applicants
adequate notice of the district's decision.
The South Orange-Maplewood Board of Education argues that
the Commissioner of Education and the State Board erred in ruling
that T.C. was entitled to a free public education at the South
Orange-Maplewood high school because their findings are not based
on competent evidence and because their rulings disregard the
express language of N.J.S.A. 18A:38-1(b)(1). It also contends
that no constitutional right of T.C. was violated. The New
Jersey School Boards Association has appeared as amicus curiae in
support of the South Orange-Maplewood Board of Education, arguing
that the school district's actions do not violate T.C.'s state
constitutional right to a free public education.
The State Board of Education argues that this appeal should
be dismissed as moot because, with T.C.'s tuition-free admission
to the South Orange-Maplewood high school, J.A. has received all
the relief she sought. The State Board also contends that the
February 8, 1996 letter notifying J.A. of T.C.'s ineligibility
was consistent with due process of law and did not violate J.A.'s
or T.C.'s constitutional rights.
We conclude, first of all, that the appeals and cross-appeals now before us are not moot. Although T.C. has succeeded
in gaining admission to Columbia High School as a tuition-free
student, the South Orange-Maplewood Board of Education continues
to contest her eligibility. Furthermore, J.A. demands relief
beyond a confirmation of T.C.'s eligibility to attend the
district's schools. She also claims that her due process rights
have been violated and seeks damages and attorneys' fees
predicated on that alleged violation. The parties are entitled
to have these issues decided. See State v. Gartland,
149 N.J. 456, 464 (1997) ("Our courts will entertain a case that has
become moot when the issue is of significant public importance
and is likely to recur."); Student Members of Playcrafters v.
Board of Educ.,
177 N.J. Super. 66, 73-74 (App. Div. 1981)
(deciding merits of appeal challenging constitutionality of local
board's policy of banning most extracurricular scholastic
activity during times of traditional religions worship even
though students who brought actions may no longer be attending
defendants' high school because the issues were of public
importance and were bound to recur).
The administrative law judge considered T.C.'s application
and the affidavits of J.A. and of T.C.'s mother which were
submitted in support of it. He also heard the testimony of J.A.
and of Dr. Jacqueline Cusack, who was Assistant Superintendent
for Educational Planning, Policy, and Special Projects for the
South Orange-Maplewood school district when T.C.'s application
was denied. No evidence was offered to dispute J.A.'s testimony.
The administrative law judge weighed the credibility of the
witnesses and accepted the veracity of J.A.'s testimony. He made
the following findings:
When T.C. first asked to live with her, [J.A.],
who was deeply concerned with T.C.'s living
arrangements, was reluctant to take her in. It was her
own daughter, a student who attends Howard University,
who prevailed upon her mother to let T.C. use her room.
It also appears that T.C. will likely attend a local
college to which she can commute from petitioner's
South Orange home.
Petitioner convincingly described her sister's
[T.C.'s mother's] situation and long financial
dependence upon others' largesse by which she survives.
Once petitioner's mother died, T.C. was without a
real home until petitioner took her in. The
circumstances leading up to T.C. coming to live with
her aunt clearly demonstrate that T.C.'s mother is not
capable of care or support because of family and
economic hardship. Other than that provided by
petitioner, T.C. has no support.
With regard to the statutory requirement that it
be shown that the child is not with the resident
solely for the purpose of receiving a free public
education within the district, respondent does not
contest that. Moreover, T.C.'s move to South Orange
was because petitioner sold her house in Berkeley
Heights to purchase her present home.
The Commissioner of Education expressly concur[red] with the
credibility determinations, findings and conclusions of the ALJ,
and the State Board agreed that J.A. had sustained her burden of
proof. Our review of the record convinces us that there is ample
credible evidence in the record to sustain their findings. We
therefore reject the local school board's challenge to the
sufficiency of the evidence.
We also reject the local board's argument that finding T.C.
eligible to attend the district's schools tuition-free disregards
the language and policy of N.J.S.A. 18A:38-1(b). The statute
(slightly reformatted to make it more readable) states:
Public schools shall be free to the following persons
over five and under 20 years of age:
a. Any person who is domiciled within the school
district;
b. (1) Any person who is kept in the home of another
person domiciled within the school district and is
supported by such other person gratis as if he were
such other person's own child,
upon filing by such other person with the
secretary of the board of education of the
district, if so required by the board,
a sworn statement that he is domiciled
within the district and is supporting
the child gratis and will assume all
personal obligations for the child
relative to school requirements and that
he intends so to keep and support the
child gratuitously for a longer time
than merely through the school term, and
a copy of his lease if a tenant, or a
sworn statement by his landlord
acknowledging his tenancy if residing as
a tenant without a written lease, and
upon filing by the child's parent or guardian
with the secretary of the board of education
a sworn statement that he is not capable of
supporting or providing care for the child
due to a family or economic hardship and that
the child is not residing with the resident
of the district solely for the purpose of
receiving a free public education within the
district.
The statement shall be accompanied by
documentation to support the validity of the
sworn statements, information from or about
which shall be supplied only to the board and
only to the extent that it directly pertains
to the support or nonsupport of the child.
If in the judgment of the board of education
the evidence does not support the validity of
the claim by the resident, the board may deny
admission to the child.
[Emphasis added.]
The materials which J.A. supplied to the South Orange-Maplewood Board of Education complied with the literal terms of
N.J.S.A. 18A:38-1(b). She submitted a sworn statement that
[s]he is domiciled within the district and is supporting the
child gratis . . . . No lease or landlord's statement was
required because J.A. is an owner, not a tenant. The statute
does not ask for a copy of the deed to the resident's home,
presumably because the identity of tax-paying property owners
within the district is a matter of public record. J.A. submitted
a sworn statement by T.C.'s mother that [s]he is not capable
of supporting or providing care for the child due to a family or
economic hardship . . . . The statute does not include an
explicit requirement to provide documentation of the parent's
inability to provide support.
Section (b) of N.J.S.A. 18A:38-1 does require that [t]he
statement shall be accompanied by documentation to support the
validity of the sworn statements, and it continues, information
from or about which shall be supplied only to the board and only
to the extent that it directly pertains to the support or
nonsupport of the child. Presumably [t]he statement,
singular, refers to the statement last referred to, i.e., the
statement of T.C.'s parent, although even that is not entirely
clear. [S]worn statements, plural, must refer to the two
affidavits, the Affidavit of Resident and the Affidavit of
Parent/Guardian. J.A. complied with that requirement. The
affidavits which J.A. submitted were accompanied by
documentation to support the validity of the sworn statements
. . . . The secretary of the South Orange-Maplewood Board of
Education knew that J.A. had provided the board of education with
a copy of her I.R.S. 1040 form and of the closing papers
documenting her recent purchase of her home in South Orange in
support of J.A.'s concurrent, successful application for
admission of K., J.A.'s nephew of whom she was the legal
guardian, to the district school system.
The forms of Affidavit of Resident and Affidavit of
Parent/Guardian which J.A. submitted to the local board were
provided to her by an employee of the board. Each of the forms
calls for various pieces of supporting documentation. Neither of
them asks for material documentation which was available and was
withheld. The Affidavit of Resident refers to an attached copy
of a lease or deed. J.A. submitted the closing papers for her
purchase of her home. The affidavit also asks the affiant to
provide proof if she is the legal guardian of the prospective
enrollee. This request for documentation was inapplicable to
J.A. because her affidavit states that she is not T.C.'s legal
guardian. The Affidavit of Parent/Guardian asks for a copy of
lease, deed, or landlord's statement acknowledging the affiant's
tenancy. This request made no demands on T.C.'s mother because
she was neither an owner nor a tenant. She lived for periods of
time with various other family members by their sufferance. The
form asks for copies of all court papers if the affiant was
awarded custody by a court, but that did not apply to T.C.'s
mother. The affidavit form asks, Is any individual named as the
Pupil's Legal Guardian? and, beneath that question, it directs,
Provide Proof. That demand was inapplicable because, although
ambiguous, it undoubtedly was not intended to ask for proof of
non-guardianship. The affidavit calls for a copy of an I.R.S.
1040 form, but T.C.'s mother had no income and filed no tax
returns.
Neither of the forms of affidavit supplied by the school
board asked explicitly for documentation of T.C.'s mother's
economic circumstances or her physical or mental disabilities,
although those appear to be the kinds of documentation which the
local school board now contends were lacking. Significantly, the
form of Affidavit of Resident states, [T]he Board of Education
reserves the right to require additional documentation to verify
the residency and dependency of the Pupil named above. I/we
agree to cooperate with any investigation by the Board of the
facts set forth in this affidavit. We infer from the record
that the Board did not request any specific additional
documentation. Instead, it sent J.A. the following cryptic
letter:
Having reviewed the affidavits, the administration has
determined that the requirements set forth in N.J.S.A.
18A:38-1 have not been satisfied. Accordingly, the
request for admission of [T.C.] as an affidavit student
is denied.
Please be advised that you may contest the
administration's decision by formal written petition to
the Commissioner of Education within twenty-one (21)
days of the date of this letter, and you will have the
burden of proof, by a preponderance of the evidence,
that the pupil is eligible for a free public education
in accordance with law.
The record before us establishes that the assertion in this
letter that the requirements set forth in N.J.S.A. 18A:38-1 have
not been satisfied is inaccurate. Since that is the only reason
advanced by the South Orange-Maplewood Board of Education to
justify its denial of T.C.'s application for tuition-free
enrollment in its school system, we affirm the decision of the
State Board of Education that J.A. "has demonstrated T.C.'s
entitlement to a free public education in South Orange-Maplewood.
After enumerating the requirements for tuition-free
admission of a student to the district's schools, N.J.S.A.
18A:38-1 states, "If in the judgment of the board of education
the evidence does not support the validity of the claim by the
resident, the board may deny admission to the child." Pursuant
to that provision, the South Orange-Maplewood Board of Education
was authorized to reject J.A.'s application if it concluded, in
good faith, that her evidence does not support the validity of
the claim . . . . But, as the State Board of Education
authoritatively stated, no board of education may "mechanically
deny any application for admission under N.J.S.A. 18A:38-1(b)
which is not accompanied by documentation to support the sworn
statements submitted with the application. . . . [A] district
board policy that automatically bars admission solely on the
basis of lack of documentation, without permitting consideration
of those circumstances, would be arbitrary and capricious." We
fully agree with that statement.
However, we disagree with the ruling of the Commissioner of
Education, affirmed by the State Board of Education, that its
decision was not subject to the requirements of procedural due
process. There is no federal constitutional prohibition against
the State's limiting tuition-free admission to a district's
schools to persons residing within the district. Martinez v.
Bynum,
461 U.S. 321, 328,
103 S. Ct. 1838, 1842-43,
75 L. Ed.2d 879, 886-87 (1983). But when the State provides free public
education to any class of its citizens, an administrative
decision excluding anyone with a bona fide claim to membership in
that class is subject to the requirements of procedural due
process. Goss v. Lopez,
419 U.S. 565, 574,
95 S. Ct. 729, 735,
42 L. Ed.2d 725, 734 (1975) (stating that although school
principals are permitted to suspend students for misconduct, they
are not permitted to withdraw the students' statutory right to an
education without "fundamentally fair procedures to determine
whether the misconduct occurred"); R.R. v. Board of Educ.,
109 N.J. Super. 337, 347 (Ch. Div. 1970) (construing statutes that
permit public school officials to suspend or expel students to
require such officials to afford those students the procedural
due process guaranteed by the Fourteenth Amendment); see also
Rivera v. Board of Review,
127 N.J. 578, 583 (1992) (holding that
notice periods and practices applied by the Department of Labor
regarding unemployment benefits must satisfy procedural due
process requirements); In re Robros Recycling Corp.,
226 N.J.
Super. 343, 351 (App. Div.), certif. denied,
113 N.J. 638 (1988)
(requiring decisions of the Board of Public Utilities, as with
any administrative agency decision, to be based on stated
findings of fact and conclusions of law).
The Commissioner seeks to distinguish these cases by arguing
that T.C.'s right to a free public education is not in issue -
rather, the only issue is whether she is entitled to receive that
education in the South Orange-Maplewood district. In our view,
that distinction is insufficient to avoid the force of the cited
cases. If the material facts are as presented by J.A. and T.C.,
the only other district in New Jersey where T.C. is entitled to
free public schooling is Keyport. However, Keyport is not really
a feasible alternative to South Orange-Maplewood because T.C.
cannot live with her mother who resides in Keyport, and it would
obviously be impossible to commute to school there from J.A.'s
home in South Orange. Whether to accept J.A.'s and T.C.'s
version of the facts was, of course, a disputed issue, but the
facts are contested in most cases. That does not deprive the
litigants of their right to procedural due process. We hold,
therefore, that in excluding T.C. from its high school without
informing her of the grounds of its decision, the South Orange-Maplewood Board of Education violated the due process rights
guaranteed to J.A. and T.C. by the Fourteenth Amendment of the
Federal Constitution. See e.g., Kent v. United States, 383 U.S.
541, 557-63,
86 S. Ct. 1045, 1055-58,
16 L. Ed.2d 84, 95-98
(1966) (juvenile waiver proceedings must comport with
constitutionally guaranteed due process rights, including
statement of reasons for the waiver); Donaldson v. Board of
Educ.,
65 N.J. 236, 245-46 (1974) (holding that nontenured
teacher was entitled to a statement from the local board of
education as to the reasons for her nonretention, and further
that the teacher was entitled to an order by the Commissioner of
Education directing the local board to give its reasons to the
teacher); State v. Cengiz,
241 N.J. Super. 482, 496-97 (App. Div.
1992) ("defendant here is entitled to a statement of reasons for
the prosecutor's decision not to join his application for
probationary drug rehabilitative treatment and judicial review of
the prosecutor's adverse decision"); R.R. v. Board of Educ.,
109 N.J. Super. 337, 349 (Ch. Div. 1970) (requiring that students
facing expulsion from a state college or university be afforded
due process protection, including a statement of charges and
grounds that would justify expulsion if proven).
J.A. contends that considerations of federal due process
also required the local board of education to tell J.A., in
detail, in its letter informing her of its decision, how she
might go about appealing its decision to the Commissioner of
Education and how she could secure T.C.'s enrollment in its
school system during the pendency of her appeal. No authority
has been cited to us to support that contention and we have not
found any. See Bennett v. Director, Office of Workers'
Compensation Programs,
717 F.2d 1167, 1169 (7th Cir. 1983)
(stating that publication in the Federal Register of regulation
setting thirty-day limitation on appeals of compensation orders
constitutes sufficient notice to satisfy due process requirements
where no authority exists requiring administrative law judge to
include notice of appeal rights in his decision); Vialez v. New
York City Hous. Auth.,
783 F. Supp. 109, 114-15 (S.D.N.Y. 1991)
(holding that due process did not require public housing tenant
be sent notice of opportunity to appeal New York City Housing
Authority's decision to terminate her tenancy).
We agree, however, that basic fairness and the legislative
policy implicit in N.J.S.A. 18A:38-1 dictate that a local board
excluding a student in the position of T.C. should tell her and
the resident who has applied on her behalf, first, just what they
must do to perfect their appeal, and secondly, that the applicant
may attend the appropriate school in the district immediately
upon the board's receiving a copy of their petition. But what
information should be provided is something that, at least in the
first instance, should be left to the Commissioner. We therefore
commend this issue to the Commissioner's attention with the
recommendation that justice would be served by his promulgating a
regulation applicable to all local boards of education
prescribing the information to be included in a written statement
rejecting an application for enrollment pursuant to N.J.S.A.
18A:38-1(b).
J.A.'s amended petition to the Commissioner of Education
seeks damages and also attorneys' fees pursuant to
42 U.S.C.A.
§1988 for vindicating a claim under
42 U.S.C.A.
§1983. Carey v.
Piphus,
435 U.S. 247, 266,
98 S. Ct. 1042, 1054,
55 L. Ed.2d 252, 266 (1978). No damages have been proved. The Commissioner
and State Board of Education are not authorized to award
attorneys' fees. Balsley v. North Hunterdon Reg'l Sch. Dist. Bd.
of Educ.,
117 N.J. 434, 442-43 (1990).
Maisonet v. New Jersey Dep't of Human Servs.,
140 N.J. 214,
226-27 (1995), holds that when a claim for attorneys' fees under
42 U.S.C.A.
§1988 is asserted for the first time in a notice of
appeal to the Appellate Division from the final decision of a
state administrative agency, this court should ordinarily
transfer the claim to the Law Division for decision. In the
present case, J.A. asserted her attorneys' fee claim in her
amended petition to the Commissioner of Education. However, the
Commissioner and State Board of Education are not authorized to
award attorneys' fees. We hold, therefore, that Maisonet
applies. Whether attorneys' fees should be awarded and, if they
are, in what amount, are therefore matters that will have to be
decided in the Law Division after remand. See id.
The decision of the State Board of Education is affirmed as
modified by this opinion. The case is transferred to the Law
Division, Essex County, pursuant to Maisonet, supra.