SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-7209-96T5
JACQUELINE HIGGINS,
Plaintiff-Appellant,
v.
MARTIN SWIECICKI,
Defendant-Respondent.
___________________________________
Argued: October 6, 1998 - Decided: October 22, 1998
Before Judges Long, Kestin and Wefing.
On appeal from the Superior Court of New Jersey,
Law Division, Civil Part, Camden County.
Evan M. Levow argued the cause for appellant
(Lutz & Levow, attorneys; Mr. Levow, on the brief).
John Zen Jackson argued the cause for respondent
(Kalison, McBride & Jackson, attorneys; Mr. Jackson,
on the brief).
The opinion of the court was delivered by
KESTIN, J.A.D.
Plaintiff in this medical malpractice action appeals from the
trial court's order of August 8, 1997, denying a motion for
reconsideration of a June 27, 1997 order granting defendant's
second motion for summary judgment and dismissing the complaint.
An earlier motion by defendant for summary judgment on the same
ground had been denied by a different judge.
The medical and surgical treatment which gave rise to
plaintiff's claim in this suit eventuated from her involvement in
two automobile accidents in August and November 1990. Defendant,
a specialist in neurological surgery, first saw plaintiff for an
evaluation on June 10, 1992, on a referral from her treating
physician. Relying, in part, on a 1991 CT scan which revealed "a
central herniation of the L5-S1 disc with impression on the S1
nerve root[,]" defendant diagnosed plaintiff as suffering from "a
lumbar disc herniation at L5-S1 with a radiculopathy." On August
21, 1992, defendant performed lumbar disc surgery on plaintiff.
Plaintiff alleges that defendant negligently severed her right
iliac vein and artery, as well as her ureter, during the surgery.
On July 15, 1992, shortly after her first visit to defendant,
plaintiff filed a consolidated lawsuit against those responsible
for the injuries she had incurred in the two motor vehicle
accidents. Eventually, all the claims in that action were settled
and the matter was dismissed on March 24, 1995 by stipulation.
Plaintiff's complaint in this professional negligence action was
filed on July 27, 1994, while the automobile negligence case was
pending.
In the face of a trial listing for August 27, 1996, defendant
moved, returnable August 9, 1996, for a summary judgment dismissal
on entire controversy grounds, i.e., that plaintiff's medical
malpractice claim against defendant should have been joined in the
earlier suit with the claims arising directly from the automobile
accident. That motion was denied. In so ruling, the motion judge
relied upon the Supreme Court's elucidation, in DiTriolio v.
Antiles,
142 N.J. 253 (1995), of the fairness element of the entire
controversy doctrine:
Fairness is . . . a protective concept that focuses
primarily on whether defendants would be in a better
position to defend themselves if the claims against
them had been raised and asserted in the first
litigation.
[Id. at 273.]
The motion judge determined that defendant would not have been "in
a better position if [plaintiff's] claim [against him] had been
raised in the first action." He held, therefore, that plaintiff
had not been obliged by reason of the entire controversy doctrine
to join her claim against defendant with her claims against the
motor vehicle accident defendants.See footnote 1
The matter was not tried on the listed date, and about ten
months later defendant moved again for summary judgment dismissal
on entire controversy grounds. No new facts bearing upon the case
had come to light in the interim; neither had any procedural
developments of any consequence occurred; nor had there been any
change of law. Defendant used an unreported Appellate Division
opinion in a case decided since the denial of the first summary
judgment as the premise of his renewed motion. That second motion
for summary judgment was granted. Plaintiff had filed no response
to the second motion for reasons explained in her motion for
reconsideration.
On appeal, as before the trial court, defendant cites our
unreported opinion as embodying "reasoning and analysis . . .
dispositive of the entire controversy doctrine issue in this case
and mandat[ing] the dismissal of the complaint[.]" It is
axiomatic, however, than an unpublished Appellate Division opinion
has no stare decisis effect, see Pressler, Current N.J. Court
Rules, comment on R. 1:36-3 (1998), and cannot, therefore, be
regarded as signalling the clarification or change of law which
qualifies as an exception to the law of the case doctrine. See
Lanzet v. Greenberg,
126 N.J. 168, 192 (1991); State v. Reldan,
100 N.J. 187, 203 (1985). The second motion judge correctly noted the
absence of doctrinal effect in our unreported opinion, but
nevertheless went on to make his variant ruling because he had been
persuaded by our reasoning in that opinion.
The law of the case doctrine has been described as "the
principle that where there is an unreversed decision of a question
of law or fact made during the course of litigation, such decision
settles that question for all subsequent stages of the suit."
State v. Hale,
127 N.J. Super. 407, 410 (App. Div. 1974) (quoting
Wilson v. Ohio River Co.,
236 F. Supp. 96, 98 (S.D. W. Va. 1964),
aff'd,
375 F.2d 755 (4th Cir. 1967)). This concept, which "tends
to bar a second judge on the same level, in the absence of
additional developments or proofs, from differing with an earlier
ruling," Hart v. City of Jersey City,
308 N.J. Super. 487, 497
(App. Div. 1998), is a flexible one, calling for "good sense"
application. Ibid. For example, it has no barring effect where
the judge who is presiding over the trial on the merits has a newly
developed basis in fact, law or context upon which to revisit a
ruling made in the pre-trial stage. Id. at 498. The record in
this case discloses no warrant for the second motion judge's pre-trial ruling differing with an earlier pre-trial ruling by another
judge where no such change had occurred.
It is of no consequence whether our conclusion of law in the
unreported opinion, in a case with many factual parallels to this
one, was correct when articulated, or whether the second motion
judge's reliance on its reasoning could be justified substantively.
The requirements of the entire controversy doctrine have been
substantially modified by recent rule amendment.
[M]andatory party joinder under the entire
controversy doctrine has been eliminated, and
preclusion of a successive action against a person
not a party to the first action has been abrogated
except in special situations involving both
inexcusable conduct . . . and substantial prejudice
to the non-party resulting from omission from the
first suit.
[Pressler, supra, Comment 1 on R. 4:30A.]
See R. 4:5-1(b); R. 4:28-1; R. 4:29; R. 4:30A. As the Supreme
Court determined in Olds v. Donnelly,
150 N.J. 424 (1997), which,
in a legal malpractice action, effected a major change in direction
on application of the entire controversy doctrine and foreshadowed
the more pervasive modification of the doctrine by amendment of R.
4:5-1(b), R. 4:28-1, R. 4:29, and R. 4:30A, considerations of
equity, fairness, and other values governing the administration of
justice "point toward limited or `pipeline' retroactivity" of the
change in the scope of the entire controversy doctrine's
application. Id. at 449-50. Our primary procedural value favoring
merits resolutions of pending claims, see id. at 450, is well
served by treating the recent rule amendments as vitiating the
entire controversy issue in this case.
The trial court's denial of plaintiff's motion for
reconsideration is reversed. The order granting defendant's motion
for summary judgment and dismissing the complaint is vacated. The
matter is remanded for further proceedings.
Footnote: 1 No rule extant at the time precluded defendant from seeking to consolidate this matter with the prior proceeding during the eight month period in which the two cases were both pending, so as to minimize or preclude any unfairness he perceived he might experience from being the sole defendant in the second suit. Defendant has conceded he was aware of the pendency of the first action. Cf. R. 4:29-1(a), as amended effective September 1, 1998. See also Pressler, Current N.J. Court Rules, comments on R. 4:5-1 (comment 3), R. 4:28-1, R. 4:29, and R. 4:30A (1998). The responsibilities of a defendant in a pending second suit may be different from those of a party against whom no claim has been made. See Baureis v. Summit Trust Co., 280 N.J. Super. 154, 163-64 (App. Div.), certif. denied, 114 N.J. 99 (1995).