SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-3774-99T2
JAMES FLAGG,
Plaintiff-Respondent,
v.
ESSEX COUNTY PROSECUTOR,
Defendant-Appellant.
______________________________
Submitted: January 8, 2001 Decided: January 23, 2001
Before Judges Petrella, Newman and Wells.
On appeal from the Superior Court of New
Jersey, Law Division, Essex County, Docket
No. L-8510-99.
Donald C. Campolo, Assistant Attorney
General, Acting Essex County Prosecutor,See footnote 11
attorney for appellant (Barbara A.
Rosenkrans, Special Deputy Attorney General/
Acting Assistant Prosecutor, of counsel and
on the brief).
Beckerman & Beckerman, attorney for respondent
(David M. Beckerman, on the brief).
The opinion of the court was delivered by
NEWMAN, J.A.D.
The Essex County Prosecutor (Prosecutor) appeals from an
order exempting plaintiff James Flagg from the forfeiture of his
public employment as a sanitation worker for the City of Newark
for violating N.J.S.A. 13:1E-9.3(a) and (b) by illegally dumping
debris, disorderly persons offenses for which Flagg was
convicted. The Prosecutor declined to waive the application of
N.J.S.A. 2C:51-2, which requires the forfeiture of public
employment where the offense involves or touches on the
employee's employment. We are satisfied that under the patent
and gross abuse of discretion standard, which is the governing
standard of review, that the Prosecutor's decision should not
have been overturned and we now reverse.
The facts are straight forward and are not in dispute.
James Flagg (Flagg) was a twenty-nine year employee of the
Department of Sanitation of the City of Newark, who worked as a
dump truck driver. On September 5, 1996, Flagg began his nightly
rounds, which usually lasted from 5:00 p.m. to midnight. On that
evening, as had been customary for the last twelve years, Flagg
worked with a crew of three, consisting of an unnamed laborer,
Michael Beatty, another dump truck driver, and Lawrence Chatmon
(Chatmon), a payloader, who was responsible for operating the
machine that lifts large volumes of material and deposits it into
a truck or other source. The Department of Sanitation assigns
each crew a supervisor. On this evening, Norman Dorch (Dorch)
replaced Levi Jackson, the crew's regular supervisor.
Flagg's dump truck "broke down" as he was driving to his
regular route. He radioed his supervisor, Dorch, to inform him
of the break down. Dorch responded and Flagg accompanied him to
the Department of Sanitation garage. After obtaining another
truck, Dorch told Flagg to follow him until they arrived at 162
Miller Street.
Chatmon, the driver of the payloader, was already present at
the location. Dorch instructed Flagg to back up the truck so
that Chatmon could load it with debris from the curb and
sidewalk. When the truck was loaded, Dorch instructed Flagg to
follow him to King Street, about two blocks away. Dorch directed
him to dump the load on the street next to what appeared to be
another load, which had been dumped there previously. Dorch said
that he would assume responsibility for the dumping. Flagg did
as he was told. Flagg then returned the dump truck to the
garage, retrieved a sanitation truck and resumed his usual duties
on his regular route.
Soon afterwards, Newark police officers confronted Flagg and
brought him as well as Chatmon and Dorch to where the illegal
dumping had taken place on King Street. The police then
transported Flagg, Dorch, and Chatmon to the police station,
where they were questioned and asked to sign a statement.
Flagg's statement admits to dumping trash on King Street in
compliance with his supervisor's orders.
Flagg was convicted of collecting, transporting, and
disposing of garbage on a public street in violation of N.J.S.A.
13:1E-9.3(a) and (b) in the Maplewood Municipal Court. Flagg
appealed to the Law Division of the Superior Court, which
affirmed the conviction. This court affirmed plaintiff's
conviction. State v. James Flagg, Docket No. A-6332-98T5.
On August 16, 1999, Flagg filed a complaint in lieu of
prerogative writs requiring the Prosecutor to either waive the
job forfeiture mandate of N.J.S.A. 2C:51-2 or explain his reasons
for not waiving the job forfeiture.
The Law Division judge held a hearing on Flagg's complaint.
Chief Assistant Prosecutor Siobhan A. Teare (Teare) testified
that the Prosecutor decided not to waive the mandatory job
forfeiture provision of N.J.S.A. 2C:51-2. Teare said that the
Prosecutor found the following facts relevant to his decision:
(1) Flagg was convicted of a strict liability offense; and,
therefore, the Legislature's intent would be undermined by
exempting Flagg from job forfeiture; and (2) the twenty-nine year
veteran of the sanitation department must have realized the
illegality of his supervisor's request to dispose of garbage in
the middle of the street, especially, in light of the fact Flagg
knew something was wrong when his boss told him he would take the
responsibility if anything happened as a result of the dumping.
Teare asserted that, at that time, it was not the policy of the
Prosecutor to waive a forfeiture, although only two cases had
been presented for consideration previously.
Noting that Flagg had an unblemished record, had performed
his job with the City of Newark in excess of approximately thirty
years, and that the statute under which Flagg was convicted did
not require intent, the judge held that the Prosecutor's decision
not to waive the employment forfeiture mandate of N.J.S.A.
2C:51-2 constituted "an extraordinary abuse of discretion."
N.J.S.A. 2C:51-2 requires a public employee to forfeit
employment when the employee is convicted of an offense, which
involves dishonesty or a crime of third-degree or higher, or
which involves or touches his or her employment. "Viewing
N.J.S.A. 2C:51-2 as a whole, it is clear that the Legislature
intended a forfeiture of public employment upon conviction for a
qualifying offense to be mandatory, regardless of whether
forfeiture is ordered at the time of conviction or at some later
date." State v. Ercolano, ___ N.J. Super. ___ (App. Div. 2000).
However, N.J.S.A. 2C:51-2e provides that "[a]ny forfeiture ...
based upon a conviction of a disorderly persons or petty
disorderly persons offense may be waived by the court upon
application of the county prosecutor or the Attorney General."
Ibid.
This court in State v. Lazarchick,
314 N.J. Super. 500 (App.
Div. 1998), established a patent and gross abuse of discretion
standard as the standard the court should employ when reviewing a
decision by the Attorney General or a prosecutor to waive
forfeiture of public employment for a conviction of a disorderly
or petty disorderly persons offense. In so concluding, we traced
the legislative history regarding the enactment of N.J.S.A.
2C:51-2e, emphasizing that
[b]y way of addressing the qualifications for
holding public office or employment, the
Legislature has ordained that forfeiture of
office necessarily follows from 'convict[ion]
of an offense involving or touching such
office, position, or employment,' N.J.S.A.
2C:51-2a(2). Except in an instance in which
the conviction is for the least grave penal
wrongdoings, disorderly persons or petty
disorderly persons offenses, N.J.S.A.
2C:51-2e, the question of waiving that
requirement does not even arise.
[Lazarchick, supra, 314 N.J. Super. at 532.]
We explained that the plain language dictated that the court
may not initiate consideration of waiver, but rather that is a
function reserved to the Attorney General and the county
prosecutors. Ibid. The court should not become involved in
determining whether or not the waiver is appropriate in the
circumstances until after it has been determined that a waiver
ought to be sought. Id. at 532-33.
This court noted that "N.J.S.A. 2C:51-2e was inserted in the
statute to 'ameliorate [its] harshness' in practical
application." Id. at 529 citing Senate Judiciary Committee,
Statement to Senate Bill No. 4479 (December 17, 1987). While it
was proposed originally that municipal prosecutors be given the
power to apply for waiver, this was vetoed by Governor Kean, who
stressed that "only the Attorney General and the twenty-one
county prosecutors--the highest ranking law enforcement officers
at the State and County levels, respectively," ought to possess
the power to request waiver of the mandatory forfeiture of
employment. Moore v. Youth Correctional Institute at Annandale,
119 N.J. 256, 267 (1990) quoting Governor Kean, Letter to the
General Assembly (January 11, 1988). Governor Kean attempted to
clarify the purpose of the waiver provision:
[R]equiring mandatory forfeiture of and
permanent disqualification from public office
may, under some circumstances, be too harsh a
sanction for a minor infraction of our laws.
For instance, law enforcement officers are
often placed in confrontational situations
which may result in a complaint being filed
against them for disorderly conduct, including
offensive language, shoving, offensive
touching, etc. While these disorderly
persons offenses should be taken very
seriously and dealt with sternly, they are not
so serious in every case as to warrant the
loss of position or the permanent, lifetime
disqualification from holding such office.
[Id. at 268.]
In adopting the patent and gross abuse of discretion
standard in Lazarchick, we looked to the standard set forth in
pre-trial intervention, which bore some similarities to a
determination to have forfeiture of employment, and which was
also reposed in the county prosecutors and the Attorney General.
Lazarchick, supra, 314 N.J. Super. at 533 (adopting the pre-trial
intervention standard of discretion set forth in State v.
Wallace,
146 N.J. 576, 582 (1996)). "A 'patent and gross abuse
of discretion' is more than just an abuse of discretion as
traditionally conceived; it is a prosecutorial decision that 'has
gone so wide of the mark sought to be accomplished ... that
fundamental fairness and justice require judicial intervention.'"
Wallace, supra, 146 N.J. at 582-83 citing State v. Ridgway,
208 N.J. Super. 118, 130 (Law Div. 1985). Under this standard, there
is enhanced deference to prosecutorial decision-making. Wallace,
supra, 146 N.J. at 582.
Here, the judge did not evaluate the Prosecutor's decision
not to waive forfeiture under a patent and gross abuse of
discretion standard, but rather reviewed the Prosecutor's
decision by reevaluating the Prosecutor's decision through
application of the PTI factors. The judge erred in doing so,
and, in effect, mistakenly substituted his judgment for that of
the Prosecutor. Indeed, the judge should have deferred to the
Prosecutor's decision not to waive forfeiture, applying the
limited scope of review inherent in the patent and gross abuse of
discretion standard. While we might view Flagg's situation more
sympathetically than did the Prosecutor, we cannot state that the
reasons not to waive the forfeiture provision were so wide of the
mark as to require our intervention. A person whose primary work
responsibility involved the proper and lawful disposal of garbage
should not engage in illegal dumping. Flagg should not be
permitted to circumvent the legislative goal that anyone, who
illegally dumps garbage, suffers the full consequences of his
wrongdoing, regardless of intent.
We believe that the situation presented, here, could have
been more effectively addressed had the Prosecutor initially
provided a statement of reasons why he declined to waive the
forfeiture provision for this disorderly persons' conviction
instead of waiting for a hearing in which testimony had to be
elicited from a subordinate to ascertain those reasons. As the
Supreme Court explained in State v. Wallace, supra, 146 N.J. at
584.
The statement of reasons serves four primary
purposes: (a) it facilitates effective
judicial review, (b) it assists in evaluating
the success of the PTI program, (c) it affords
the defendant an opportunity to prepare a
response, and (d) it dispels suspicions of
arbitrariness. In addition, the requirement
that the prosecutor put his or her thought
process on paper tends to protect against the
consideration of inappropriate factors and
promotes reasoned decision-making.
All of the purposes advanced for requiring a written statement of
reasons in the PTI context apply with equal force where a public
employee's job is at stake. See State v. Lagares,
127 N.J. 20,
32 (1992)(stating that requiring prosecutors to state on the
record the reasons for seeking an extended sentence would permit
effective review of prosecutorial sentencing decisions while
insuring that prosecutors follow the guidelines in each case).
As a matter of fundamental fairness an employee of twenty-nine
years of service is entitled to no less. See Monks v. New Jersey
State Parole Board,
58 N.J. 238, 250 (1971) (requiring as a
matter of fairness that an inmate, who is denied parole, is
entitled to a statement of reasons for such denial).
We are also cognizant that no factors have been formulated
to assist the Attorney General or county prosecutors in
determining whether to waive forfeiture of public employment
under N.J.S.A. 2C:51-2e. All of the factors that law-enforcement
agencies might consider significant in determining whether to
waive forfeiture of public employment, are beyond the scope of
the limited factual circumstances presented to us. A more
comprehensive undertaking is necessary. The Attorney General, in
consultation with the twenty-one county prosecutors, may,
therefore, deem it appropriate to adopt guidelines for use
throughout the State to promote uniformity. The adoption of such
guidelines, when properly utilized, should enable prosecutors to
avoid a patent and gross abuse exercise of discretion where the
consequences to a public employee are irreparable. See State v.
Lagares, supra, 127 N.J. at 32 (requiring the Attorney General
and prosecutors to adopt guidelines to assist prosecutorial
decision-making with respect to applications for enhanced
sentences under N.J.S.A. 2C:43-6f).
The order exempting plaintiff from the applicability of the
forfeiture provisions of N.J.S.A. 2C:51-2 is reversed.
Footnote: 1 1Although Donald C. Campolo is Acting Essex County Prosecutor, we refer to him simply as the Essex County Prosecutor.