Plaintiff-Appellant,
v.
TOWNSHIP OF VOORHEES, KEITH
HUMMEL, LOUIS BORDI, JOHN
PRETTYMAN,
Defendants-Respondents.
Argued March 16, 2005-Decided April 4, 2005.
Before Judges Braithwaite, Lisa and Winkelstein.
On appeal from the Superior Court of New Jersey, Law Division, Camden County,
CAM-L-5639-01.
Clifford L. Van Syoc argued the cause for appellant (Van Syoc Chartered, attorneys;
Mr. Van Syoc and James E. Burden, on the brief).
Patricia A. Smith argued the cause for respondent (Ballard Spahr Andrews & Ingersoll,
attorneys; Ms. Smith and Edward T. Groh, on the brief).
The opinion of the court was delivered by
WINKELSTEIN, J.A.D.
Plaintiff, Jeffrey Nardello, appeals from the Law Division's summary judgment dismissing his complaint
under New Jersey's Conscientious Employee Protection Act (CEPA), N.J.S.A. 34:19-1 to -8. We
reverse.
See footnote 1
Plaintiff was employed as a police officer by the Voorhees Township Police Department
from September 1980 until September 2002. Defendant Keith Hummel is the Township's Chief
of Police; defendant John Prettyman is the Deputy Chief; and defendant Louis Bordi
is a lieutenant.
During his employment, plaintiff received excellent work performance evaluations, normal pay raises, and
was never demoted; he was promoted to lieutenant in 1999. As a lieutenant,
he was the commanding officer of the detective bureau and in charge of
the department SWAT team. In his brief, plaintiff lists thirty pages of incidents
he claims collectively constitute adverse employment actions his employer took against him. We
will not repeat each claim, but will review several of them to place
plaintiff's arguments in context.
In 1999, plaintiff was required to perform an internal investigation regarding the alleged
misconduct of an officer. Prettyman told plaintiff that Hummel was "gunning" for the
officer, indicating that he wanted plaintiff to work hard to find incriminating evidence
against the officer. Plaintiff informed Hummel that he would comply with the law
and perform a fair investigation. Thereafter, plaintiff claims his work environment became hostile
and retaliatory. He was denied permission to obtain firearms instructor training relative to
his membership on the SWAT team. He claims that because of Hummel's animosity,
and "in order not to have it adversely impact on plaintiff's friends and
colleagues in the SWAT team, plaintiff was coerced into resigning on September 1,
2000, both as a leader and as a member of the SWAT team.
. . ."
Also in September 2000, Prettyman ordered plaintiff to conduct an investigation into an
adult sex party attended by a Township police officer. Based on plaintiff's "fact-finding,"
the officer was written up and told not to attend those types of
parties because "officers have to abide by a higher moral standard." Plaintiff did
not agree with the officer's punishment, believing it to be a violation of
the officer's civil rights. Consequently, plaintiff reported the alleged violation to the prosecutor's
office. That office later informed plaintiff that the officer's rights were violated and
the disciplinary letter should be removed from his file. After plaintiff told Prettyman
that he contacted the prosecutor's office and its response, some of plaintiff's job
responsibilities were transferred to another officer.
Plaintiff filed a written complaint in October 2000 regarding his concern that department
personnel procedures were being routinely violated. Hummel demanded to know who plaintiff intended
to call as witnesses for the complaint, but when plaintiff refused to tell
him because of an alleged concern about retaliation, Hummel threatened to charge plaintiff
with insubordination. Hummel also stated that plaintiff was mentally unstable and should see
a psychiatrist.
The following January, plaintiff believed a Township police officer had unreasonably "sicced" a
K-9 dog on a suspect and the department was covering it up by
submitting black-and-white photographs of the injuries instead of color photographs, in violation of
the department manual, which provided that color photographs should always be issued for
police dog bite incidents. He asked the Camden County Prosecutor's Office to conduct
an internal investigation into the incident. As a result of taking that action,
plaintiff claims he was "wrongfully removed from the detective bureau, an act of
retaliation, and ultimately had all of his authority and responsibility taken away, such
that plaintiff, even though a lieutenant, supervised no one."
On September 7, 2000, plaintiff met with the Township Mayor regarding the "goings
on" at the police department. He told the Mayor about the retaliatory environment
and its impact on his work. The Mayor told him to "play the
game."
Plaintiff also claims he was given demeaning jobs for his rank: removing and
installing an alarm in the stairwell; performing maintenance of toilets; performing background investigations;
and overseeing a building project. He was not permitted to work on assignments
customarily under a lieutenant's job title.
Plaintiff instituted this lawsuit on September 4, 2001. He retired on September 1,
2002. His retirement was precipitated by a hand injury that prevented him from
qualifying to carry a weapon. Plaintiff also claims his retirement was a result
of psychological problems he suffered due to his hostile work environment.
CEPA prohibits an employer from retaliating against an employee under certain circumstances. N.J.S.A.
34:19-3. To establish a CEPA violation, a plaintiff must prove that: (1) "he
or she reasonably believed illegal conduct was occurring"; (2) "he or she disclosed
or threatened to disclose the activity to a supervisor or public body"; (3)
"retaliatory employment action was taken against him or her"; and (4) "a causal
connection [exists] between the whistle-blowing and the adverse employment action." Hancock v. Borough
of Oaklyn,
347 N.J. Super. 350, 358-59 (App. Div. 2002), appeal dismissed,
177 N.J. 217 (2003).
Defendants do not dispute that the activities for which plaintiff claims he was
retaliated against may be considered whistle-blowing activities as defined in N.J.S.A. 34:19-3. The
primary issue presented to the motion judge, and on appeal, is whether plaintiff
can show that retaliatory action was taken against him. In granting summary judgment,
the motion judge found "[t]here was no discharge, suspension, demotion or other adverse
employment action taken against [plaintiff]." Plaintiff claims that although he was not terminated,
suspended or demoted, defendants took adverse employment action against him. At the very
least, he asserts that disputed facts exist to defeat summary judgment. We agree.
To decide a summary judgment motion, the judge must determine whether "the competent
evidential materials presented, when viewed in the light most favorable to the non-moving
party, are sufficient to permit a rational factfinder to resolve the alleged disputed
issue in favor of the non-moving party." Brill v. Guardian Life Ins. Co.
of Am.,
142 N.J. 520, 523 (1995); see also R. 4:46-2(c). The trial
court must not decide issues of fact; it must only decide whether there
are any such issues. Brill, supra, 142 N.J. at 540. On appeal, we
use these same standards. We first determine whether there exists a genuine issue
of fact, and if there does not, we decide whether the trial court's
ruling on the law was correct. Prudential Prop. & Cas. Ins. Co. v.
Boylan,
307 N.J. Super. 162, 167 (App. Div. 1998). Here, the evidence presented,
when viewed in a light most favorable to plaintiff, shows genuine issues of
material fact as to whether he suffered retaliatory action by his employer.
N.J.S.A. 34:19-2e defines "Retaliatory action" as "the discharge, suspension or demotion of an
employee, or other adverse employment action taken against an employee in the terms
and conditions of employment." As such, "employer actions that fall short of [discharge,
suspension or demotion], may nonetheless be the equivalent of an adverse action." Cokus
v. Bristol Myers Squibb Co.,
362 N.J. Super. 366, 378 (Law Div. 2002),
affd,
362 N.J. Super. 245 (App. Div.), certif. denied,
178 N.J. 32 (2003);
see also Anderson v. Davila,
125 F.3d 148, 163 (3rd Cir. 1997)(while alleged
retaliatory conduct did not involve tangible adverse employment decision against the plaintiff, actions
denied the plaintiff the "benefit of initiating litigation without the harassment of otherwise
uncalled for surveillance, simply because [the plaintiff] filed a potentially vexatious lawsuit"); Charlton
v. Paramus Bd. of Educ.,
25 F.3d 194, 200 (3rd Cir.)(former employee may
file retaliation action against prior employer under Title VII for retaliatory conduct), cert.
denied,
513 U.S. 1922,
115 S. Ct. 590,
130 L. Ed.2d 503
(1994); Mancini v. Tp. of Teaneck,
349 N.J. Super. 527, 564-65 (App. Div.
2002)(assignment to different or less desirable tasks may constitute adverse employment action and
establish prima facie case of retaliation), affd as modified,
179 N.J. 425 (2004).
On the other hand, not every employment action that makes an employee unhappy
constitutes "'an actionable adverse action.'" Cokus, supra, 362 N.J. Super. at 378 (quoting
Montandon v. Farmland Indus., Inc.,
116 F.3d 355, 359 (8th Cir. 1997)); see
also Hancock, supra, 347 N.J. Super. at 360 (allegations of retaliatory conduct that
made plaintiff's job "mildly unpleasant" and did not result in substantial impact on
either plaintiff's working conditions or cause a de facto termination were insufficient to
constitute unlawful retaliation).
Recently, the New Jersey Supreme Court discussed the policy underpinnings relating to claims
of retaliation in a CEPA action. Green v. Jersey City Bd. of Educ.,
177 N.J. 434 (2003). Green was decided on other issues, that being whether
punitive damages may be awarded against a public entity under CEPA and whether
the claim in that case was barred by CEPA's one-year statute of limitations.
Nonetheless, in discussing what constitutes an adverse employment action taken against an employee
in the terms and conditions of the employee's employment pursuant to N.J.S.A. 34:19-2e,
the Court noted that "many separate but relatively minor instances of behavior directed
against an employee that may not be actionable individually but that combine to
make up a pattern of retaliatory conduct" may constitute an adverse employment action
pursuant to the governing statute. Id. at 448. Quoting Abbamont v. Piscataway Township
Board of Education,
138 N.J. 405, 431-32 (1994), the Green Court emphasized that
the purpose of New Jersey's CEPA statute "'is to protect and encourage employees
to report illegal or unethical workplace activities and to discourage public and private
sector employers from engaging in such conduct. Consistent with that purpose, CEPA must
be considered "remedial" legislation and therefore should be construed liberally to effectuate its
important social goal.'" 177 N.J. at 448.
Although the trial court correctly stated that the cited language was dicta because
the primary issue addressed by the Green Court was a statute of limitations
question, "a
s an intermediate appellate court, [we are] bound by carefully considered
dictum
from the
Supreme Court
."
State v. Breitweiser
,
373 N.J. Super. 271, 282-83 (App.
Div. 2004), certif. denied,
182 N.J. 628 (2005).
Here, while plaintiff was not discharged, suspended or demoted, when the facts are
viewed in a light most favorable to him, a jury could draw an
inference that he suffered a series of adverse retaliatory actions by his employer.
In 1999, plaintiff obtained the third highest rank in the department a lieutenant.
As a lieutenant, he was in charge of the SWAT team. Plaintiff set
forth several instances beginning in 1999 where he was forced to inform superiors
of cover-ups and alleged misconduct. Because of this, plaintiff claims he was: denied
permission to obtain firearms instructor training relative to his membership on the SWAT
team; coerced to resign as leader and a member of the SWAT team;
denied the ability to work on crime prevention programs; and removed from the
detective bureau, with his authority to supervise taken away. He also claims he
was given demeaning jobs for his rank. While defendant contests that these actions
were taken in retaliation for plaintiff's conduct, and claims that plaintiff was unable
to fully explain at his deposition exactly what retaliatory conduct was taken against
him, we are satisfied that while many of the incidents are relatively minor,
plaintiff has made a prima facie case and a jury could conclude that
they combine to demonstrate a pattern of retaliatory conduct that is specifically prohibited.
We are mindful that plaintiff suffered no reduction in pay during the course
of his employment. He claims among other things, however, that he suffered emotional
distress as a result of his employer's actions. As our New Jersey Supreme
Court recently noted in a case brought under the New Jersey Law Against
Discrimination, N.J.S.A. 10:5-1 to -42, "the Legislature intended victims of discrimination to obtain
redress from mental anguish, embarrassment, and the like, without limitation to severe emotional
or physical ailments." Tarr v. Ciasulli,
181 N.J. 70, 81 (2004). We are
satisfied that this same analysis may be applied in a CEPA action.
Reversed and remanded for further proceedings.
Footnote: 1
In arriving at our decision, we have not considered any portion of
plaintiff's appendix that was stricken by our order of August 24, 2004.