SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-6662-97T1
JENNIFER P. GERBER, an infant by
her Guardian Ad Litem, FRANCINE
GERBER, and RICHARD and FRANCINE
GERBER, Individually,
Plaintiffs-Appellants,
v.
SPRINGFIELD BOARD OF EDUCATION,
RUTH D. BRINEN, KENNETH FAIGENBAUM,
RICHARD FALKIN, STEPHEN M. FISCHBEIN,
ROBERT B. FISH, KEITH B. KURZNER,
JACQUELINE P. SHANES, BENITO STRAVATO,
GARY TISS, TOWNSHIP OF SPRINGFIELD,
THE FLORENCE M. GAUDINEER SCHOOL,
DAVID CHADWICK, KENNETH BERNABE,
BETH GILARDI, LORI LUKE, and
DENNIS MCCARTHY,
Defendants-Respondents,
and
SONOCERRA HUNTER and JOHN DOES,
Defendants.
Argued January 3, 2000 - Decided February 3, 2000
Before Judges Petrella, Braithwaite and Coburn.
On appeal from Superior Court of New Jersey,
Law Division, Union County.
Nicholas R. Buttafuoco argued the cause for
appellants (Buttafuoco, Karpf & Arce,
attorneys; Mr. Buttafuoco, on the brief).
Ian C. Doris argued the cause for respondents
(Harwood Lloyd, attorneys; Mr. Doris, of
counsel; Eileen P. Kuzma, on the brief).
Leary, Bride, Tinker & Moran, attorneys for
respondent David Chadwick; James D. Bride, on
the brief.
The opinion of the court was delivered by
BRAITHWAITE, J.A.D.
In this appeal we must determine whether the injuries suffered
by plaintiffSee footnote 11 Jennifer P. Gerber, a junior high school student, as
a result of being attacked by her classmate, defendant Soncerra
Hunter ("Hunter"), are sufficient to meet the threshold
requirements for pain and suffering under the Tort Claims Act,
N.J.S.A. 59:1-1 to 12-3, and whether the individual members of the
Springfield Board of Education are immune from suit in the present
litigation. The motion judge concluded that plaintiff's injuries
did not meet the requirements of N.J.S.A. 59:9-2(d) and granted
summary judgment to defendants: Springfield Board of Education
("Board"); Florence M. Guardineer School ("School"); and School
employees Kenneth Bernabe, Beth Giladi, Lori Luke, Dennis McCarthy,
and David Chadwick ("Chadwick"). The motion judge also granted
summary judgment to the individual Board members: defendants Ruth
Brinen, Keith Faigenbaum, Richard Falkin, Steven Fischbern, Robert
Fish, Keith Kurzner, Jacqueline Shanes, Benito Stravato and
Gary Tish, based on the Charitable Immunity Act, N.J.S.A. 2A:53A-7
to -11. We conclude that the motion judge erred in dismissing
plaintiffs' claim for pain and suffering and therefore reverse. We
affirm, however, the grant of summary judgment to the individual
board members.
Because this matter arises on defendants' motions for summary
judgment, "we assume the truth of plaintiff[s'] version of the
facts, giving plaintiff[s] the benefit of all favorable inferences
that version supports." Brooks v. Odom,
150 N.J. 395, 398 (1997)
(citing Brill v. Guardian Life Ins. Co. of Am.,
142 N.J. 520, 523
(1995)). Plaintiff attended the School in Springfield for
approximately two years, from 1992 to September 16, 1994. During
that time, plaintiff was subjected to various degrading and
tormenting acts by her classmates. School officials were aware of
these ongoing problems. Gary Friedland, the school superintendent,
wrote to Francine and Richard Gerber, plaintiff's parents, in May
1994, in response to their grievances. His letter concerned
plaintiff's general welfare and her safety in the School.
The situation worsened for plaintiff in the beginning of the
1994 school year. In her English class, she was verbally harassed
and hit in the eye with a paper clip, which resulted in a corneal
abrasion. Then, on September 16, 1994, plaintiff was attacked in
the classroom by Hunter. After some horseplay in the hallway,
plaintiff and Hunter entered English class. Hunter then went to
plaintiff's desk, pulled her out of her chair and threw her against
the wall. Hunter picked up plaintiff by her hair, repeatedly
smashed her face into the chalkboard and punched her in the face
and stomach. Chadwick, the English teacher, was apparently present
in the classroom throughout the attack and made no attempt to
assist plaintiff. Ultimately, the teacher from across the hall
took plaintiff to the nurse's office, where, despite the fact that
plaintiff was wounded and bleeding, the school nurse waited
approximately half an hour to call plaintiff's mother.
Thereafter, plaintiff was taken to the emergency room at St.
Barnabas Medical Center in Livingston, where she was diagnosed with
possible nasal fractures. Plaintiff was treated by John Bonanno,
M.D., beginning September 20, 1994. Dr. Bonanno diagnosed
plaintiff with:
a distorted nasal pyramid with the nasal
dorsum deviated to the right. A fractured and
depressed left nasal bone and out-fracture of
the right nasal bone were present as was
crepitus overlying the areas of the nasal bone
fractures. Rhinoscopy revealed the nasal
septum to be fractured in multiple places. A
large mucosal tear was present in the cephalic
portion of the right side of the septum which
appeared to be healing satisfactorily. The
turbinates were congested bilaterally, further
adding to the nasal airway impairment.
Evidence of recent bilateral epistaxis was
also noted. Marked ecchymosis was present in
the left lower eyelid and left cheek areas.
Multiple contusions, abrasions, and areas
ecchymosis were also noted in the occipital
scalp, right shoulder and right trapezius
area.
On September 20, 1994, plaintiff underwent surgery for a
"closed reduction of nasal bone and septal fractures." Since the
surgery, plaintiff has had difficulty breathing through the nose.
She has also suffered with intermittent headaches, for which she
takes prescribed medication. On October 25, 1994, plaintiff saw
Dr. Bonanno and complained of difficulty breathing through the
nose. Dr. Bonanno observed a shifting of the nasal septum to the
right. On December 27, 1994, Dr. Bonanno observed a further
shifting to the right, and told plaintiff that further surgery may
be necessary. Dr. Bonanno again discussed the possibility of
corrective surgery with plaintiff on March 28, 1996, but cautioned
that "[d]ue to the nature of the nasal injury, however, scarring
would always be present and although the airway could be improved,
there was no possibility of obtaining a completely normal airway."
Dr. Bonanno recommended reconstructive surgery, but stated:
Her injuries are permanent. In time her
symptomatology will most likely become worse.
She may develop increased airway impairment,
nasal dryness and epitaxis. The patient's
headaches may also increase in both frequency
and intensity, the end point of which may be
chronic rhinitis and sinusitis. If this
occurs it will require more intense medical
treatment and possibly sinus surgery. Also,
if the intra-nasal scarring and dryness
eventually cause a septal perforation, a
collapse of the nasal dorsum may follow which
may cause a significant cosmetic deformity in
this female patient, further reducing her
quality of life.
Plaintiff was evaluated by several other doctors. Walter
Molofsky, M.D., an associate professor of neuroscience and
pediatrics at UMDNJSee footnote 22, observed that plaintiff had "a slight
indentation on the occiput measuring about 2X2 cm long which was
tender to palpation." He also noted that she has a "combination of
post concussive dysthetic feeling as well as some migraine
headaches." David J. Gallina, M.D., a neuropsychiatrist, diagnosed
plaintiff with post-traumatic stress disorder, manifested by sleep
difficulties, recurrent dreams of assault, depression, anxiety, and
loss of interest in normal activities, stemming from the attack and
the events surrounding the attack. Nazar H. Haidiri, M.D., a
neuropsychiatrist, diagnosed plaintiff with post-concussion
syndrome, post-traumatic headaches and neurosis and facial trauma.
Jeffrey Greenberg, PhD., a psychologist, recommended that plaintiff
not return to the School.
After the attack, plaintiff followed that recommendation and
moved to her aunt and uncle's home to attend a different school.
She continues to exhibit apprehensions in social situations with
her peers and "suffers from a loss of confidence in adult authority
figures."
On October 27, 1995, plaintiff and her parents commenced this
litigation. Their complaint alleged negligence against the Board,
its individual members and certain Board employees. The suit also
named the Township of Springfield as a defendant. The complaint
alleged that Hunter assaulted plaintiff. The complaint sought both
compensatory and punitive damages.
Thereafter, plaintiffs filed an amended complaint on
April 23, 1996. The Board, the Board members and the School
employees, with the exception of Chadwick, collectively filed an
answer on March 11, 1996. The answer included a cross-claim for
contribution and for common-law indemnification from all co
defendants. Chadwick filed an answer to the complaint on
January 27, 1997. His answer also demanded contribution and
indemnification from his co-defendants. On February 27, 1997, the
Township of Springfield filed an answer to the complaint and cross
claim, demanding contribution, indemnity and apportionment. Hunter
did not answer or otherwise respond to the complaint, and on
August 9, 1996, a default judgment was entered against her.
On July 27, 1997, the Township of Springfield was granted
summary judgment. Its motion was unopposed. Thereafter, on
September 12, 1997, summary judgment was granted to the individual
Board members pursuant to the Charitable Immunity Act. See
N.J.S.A. 2A:53A-7.1.
Subsequently, the Board, the School and the School employees
moved for summary judgment with respect to all non-economic
damages. The motion was opposed, and following oral argument,
partial summary judgment was granted to these defendants. On
February 20, 1998, summary judgment was granted to the School, its
employees and the Board, dismissing all of plaintiffs' claims for
punitive damages.See footnote 33
On March 20, 1998, the motion judge denied plaintiffs' motion
for reconsideration. On May 28, 1998, the judge entered an order
staying plaintiffs' claims against Hunter and for unpaid medical
bills pending appeal. On July 2, 1998, the case was dismissed
without prejudice. This appeal followed.
Plaintiffs' negligence claims arise against government
entities and are thus governed by the Tort claims Act, N.J.S.A.
59:1-1 to 12-3 (the "Act"). The Act provides specific exemptions
to the doctrine of sovereign immunity. See e.g., Sims v. City of
Newark,
244 N.J. Super. 32, 40 (Law Div. 1990); Fox v. Parsippany
Troy-Hills Twp.,
199 N.J. Super. 82, 87 (App. Div.), certif.
denied,
101 N.J. 287 (1985). Except where liability is
specifically imposed by the Act, public entities remain immune from
negligence suits. N.J.S.A. 59:1-2. As a statute that abrogates
sovereign immunity, the Act is strictly construed to permit
lawsuits only where specifically delineated. Polyard v. Terry,
160 N.J. Super. 497, 506 (App. Div. 1978), aff'd,
79 N.J. 547 (1979);
see also Longo v. Santoro,
195 N.J. Super. 507, 514 (App. Div.),
certif. denied,
99 N.J. 210 (1984) (specifying that negligence
claims against public entities are governed by the Act).
"[I]mmunity . . . is the rule and liability is the exception."
Fluehr v. City of Cape May,
159 N.J. 532, 545 (1999) (Handler J.,
dissenting).
To obtain damages for pain and suffering, plaintiff must
satisfy the requirements of N.J.S.A. 59:9-2(d). This section of
the Act imposes a threshold for non-economic damages that a
plaintiff must surmount in order to sustain a claim, and provides
in relevant part:
No damages shall be awarded against a
public entity or public employee for pain and
suffering resulting from any injury; provided,
however, that this limitation on the recovery
of damages for pain and suffering shall not
apply in cases of permanent loss of a bodily
function, permanent disfigurement or
dismemberment where the medical treatment
expenses are in excess of $1,000.00.
[Ibid.]
Thus, a plaintiff may only recover for pain and suffering if
medical expenses exceed $1,000 and plaintiff suffers a permanent
loss of bodily function, permanent disfigurement or dismemberment.
Ibid. Here, plaintiffs appeal the motion judge's grant of partial
summary judgment to defendants based on plaintiff's inability to
meet the damages threshold for pain and suffering imposed by the
Act. Plaintiff contends that she meets the threshold for both
permanent loss of bodily function and permanent disfigurement.
Plaintiff's potential claims for a permanent loss of bodily
function are: the continued shifting of the nasal septum; permanent
difficulty breathing; headaches; facial pain; and post traumatic
stress disorder. Plaintiff also contends that the indentation in
her head constitutes a permanent disfigurement.
To meet the threshold, a permanent loss need not be total, but
it must be substantial. Brooks, supra, 150 N.J. at 406. The Act
requires a "plaintiff to demonstrate objective, medical evidence of
permanent injury to recover damages against a public entity.
Denis v. City of Newark,
307 N.J. Super. 304, 317 (App. Div. 1998);
accord Thorpe v. Cohen,
258 N.J. Super. 523, 529 (App. Div. 1992).
Plaintiff must present objective evidence of permanent injury
because damages for temporary injuries are not recoverable.
Brooks, supra, 150 N.J. at 403.
Where plaintiff's medical proofs support a claim of permanent
injury that is based on objective evidence and not merely on
subjective complaints, such evidence raises an issue for the jury,
and removes the case from the realm of summary judgment. See
Mack v. Passaic Valley Water Comm'n,
294 N.J. Super 592, 600
(App. Div. 1996). Here, our careful review of the record convinces
us that plaintiff has presented objective medical evidence of a
permanent loss of bodily function. Despite surgery, plaintiff has
difficulty breathing through her nose. This is caused by a
shifting of the nasal septum. Dr. Bonanno reported that although
plaintiff's nasal injury may be improved by further surgery, "there
was no possibility of obtaining a completely normal airway." He
also stated: "Her injuries are permanent. In time her
symptomatology will most likely become worse." We conclude that a
substantial loss of bodily function encompasses permanent and
constant difficulty breathing and that therefore, the motion judge
erred in not permitting plaintiff to present her case to the jury.
Plaintiff also claims that her post-traumatic stress disorder
constitutes a compensable injury under the Act. In Collins v.
Union County Jail, our Supreme Court held that psychological trauma
could constitute a permanent loss of a bodily function.
150 N.J. 407, 409 (1997). Collins, an inmate in the Union County Jail, was
sodomized by a jail guard, thereafter suffering from post-traumatic
stress disorder, but no permanent physical injuries. Id. at 409
11. Collins suffered from nightmares, flashbacks, difficulty in
sleeping, sudden outbursts of crying, screaming in his sleep, a
severe loss of self esteem, and an inability to trust others.
Id. at 415. The Collins Court paid special attention to the
legislative history of the Act, and concluded that the Legislature
could not have intended that the verbal threshold provision of the
Act would bar all psychological claims caused by a rape simply
because there was no residual physical injury. Id. at 422.
Thus, psychological and emotional injuries are assessed in the same
manner as physical injuries when such injuries stem from a violent
physical assault. Id. at 423.
The Court distinguished Collins from an earlier case, Ayers v.
Township of Jackson,
106 N.J. 557 (1987), in which relatively brief
emotional distress was held not to equate to compensable damages.
See Collins, supra, 150 N.J. at 413-15. Conversely, in Collins,
"there [was] a very high probability that the [mental] injury [was]
permanent." Id. at 415. This court has since interpreted the
language in Collins to require that a plaintiff must present
sufficiently aggravated circumstances to prevail under a
psychological claim. Hammer v. Township of Livingston,
318 N.J.
Super. 298, 307 (1999). A "mild level" of anxiety or depression is
not a sufficient impairment to constitute a "substantial" loss of
a bodily function. Ibid.
As a result of the attack, plaintiff has been diagnosed with
post-traumatic stress disorder, manifested by sleep difficulties,
recurrent dreams of assault and a loss of interest in normal
activities. Plaintiff's proofs, however, do not demonstrate that
this condition is a permanent loss of bodily function; this is the
fatal flaw in plaintiff's argument. Plaintiff's medical experts
must provide proof of the permanency of her condition to sustain
her burden of proving a permanent loss. See Denis, supra, 307 N.J.
Super. at 318 (finding that where plaintiff was unable to establish
the permanency of her condition, damages were unrecoverable).
Thus, the motion judge properly found that plaintiff's post
traumatic stress disorder claim, standing alone, would not meet the
threshold.
As to plaintiff's contention that the indentation on the back
of her head constitutes permanent disfigurement under the Act, we
conclude that the motion judge properly rejected this claim also.
Because the threshold in tort claim cases is similar to that under
the no-fault statute, N.J.S.A. 39:6A-8(a), we have utilized
similar standards in construing "permanent disfigurement." See
Hammer, supra, 318 N.J. Super. at 308; see generally Puso v.
Kenyon,
272 N.J. Super. 280, 291-92 (App. Div. 1994) (construing
"permanent disfigurement" under N.J.S.A. 39:6A-8); Falcone v.
Branker,
135 N.J. Super. 137, 146 (Law Div. 1975). Falcone held
that a permanent disfigurement must be significant, must be more
than a trifling mark discoverable on close inspection and must
detract[] from the appearance of the person. 135 N.J. Super. at
147.
In Puso, we elaborated on the Falcone decision, noting that to
meet the no-fault threshold, a scar must be "objectively
significantly disfiguring. Puso, supra, 272 N.J. Super. at 292.
Similar to the requirements for a loss of bodily function, a
disfigurement must also be substantial to meet the Act's
threshold. Hammer, supra, 318 N.J. Super. at 309. Thus, we apply
an objective standard to determine whether plaintiff's skull
indentation constitutes a substantial permanent significant
disfigurement. Id. at 308.
In Hammer, the trial court did not enunciate any reasons why it
failed to perceive plaintiff's visible scars as insubstantial,
unsightly or misshapen, and we reversed and remanded the matter for
trial. 318 N.J. Super. at 310. Conversely, in this case, the most
telling evidence regarding plaintiff's disfigurement is the judge's
comments on December 23, 1997. He stated:
The [c]ourt does not find that this
indentation is a permanent disfigurement. One
could not observe anything out of the ordinary
in looking at her and her head of hair.
There's absolutely no visible disfigurement or
indication of disfigurement. . . . That is,
while there is an indentation that one feels
that putting one's hand on the top of her
skull and pushing down, it's in no way visible
and is not noticeable. And I don't find as a
matter of law that hidden indentation would
qualify, although it is undoubtedly
permanent[,] as a disfigurement or impairment.
A superficial indentation to plaintiff's head does not meet the
standard imposed by our case law. Her injury is not visible to the
naked eye, it does not detract from her appearance in any way and
it is not significantly disfiguring. See Hammer, supra, 318 N.J.
Super. at 308-10. Plaintiff's claim as to a permanent significant
disfigurement does not, standing alone, meet the threshold, and
the claim was properly rejected.
As noted, supra, in a summary judgment, the court must assume
the truth of the facts presented by the non-moving party, including
giving that party the benefit of all favorable inferences that
those facts support. Brooks v. Odom,
150 N.J. 395, 398 (1997);
Brill v. Guardian Life Ins. Co. of America,
142 N.J. 520, 523
(1995); Strawn v. Canuso,
140 N.J. 43, 48 (1995). "To withstand a
motion for summary judgment, the non-moving party need only present
'competent evidential materials . . . [which], when viewed in the
light most favorable to [that] party, are sufficient to permit a
rational factfinder to resolve the alleged dispute in [that
party's] favor. . . . ' Hammer, supra, 318 N.J. Super. at 310
(citing Brill, supra, 142 N.J. at 540) (alterations in original).
Here, viewing the evidence in the light most favorable to
plaintiff, the injury to her nose is sufficient to withstand
defendants' summary judgment motion with respect to plaintiffs'
claim for non-economic losses. Plaintiff's post-traumatic stress
disorder and permanent disfigurement claims do not alone satisfy
the threshold requirements of N.J.S.A. 59:9-2(d). Nevertheless,
because we have concluded that plaintiff's injury to her nose
constitutes a prima facie case of a substantial permanent loss of
a bodily function, "the limitation on the recovery of pain and
suffering damages under N.J.S.A. 59:9-2(d) does not apply and
plaintiff may present evidence related to all of her alleged
permanent injuries to the jury." Hammer, supra, 318 N.J. Super. at
310-11. Plaintiff is therefore entitled to present evidence of the
nature and extent of all of her injuries to the jury. Ibid.; Cf.
Puso v. Kenyon,
272 N.J. Super. 280, 293 (App. Div. 1994) (stating
that a single injury permits suit for all causally related
injuries). We therefore reverse the partial summary judgment
granted to the Board, the School and the School employees.
Finally, we address plaintiffs' claim that the motion judge
erred in granting summary judgment to the individual Board members
pursuant to the Charitable Immunity Act ("CIA"). See N.J.S.A.
2A:53-7 to -11. We agree that the CIA does not afford a basis to
grant summary judgment to the individual Board members because the
CIA only provides immunity for members of boards which are
themselves covered under the CIA. N.J.S.A. 2A:53A-7.1. A local
board of education is not entitled to immunity under the CIA.
Hamel v. State,
321 N.J. Super. 67, 77 (App. Div. 1999).
Therefore, the immunity for individual board members covered by the
CIA does not apply to individual members of a local board of
education.
Despite the erroneous basis for granting summary judgment to
the individual members of the Board, we are satisfied that the
judge did not err in granting summary judgment. "[A]n order or
judgment will be affirmed on appeal if it is correct, even though
the judge gave the wrong reasons for it." Ellison v. Evergreen
Cemetery,
266 N.J. Super. 74, 78 (App. Div. 1993) (citing Isko v.
Planning Bd.,
51 N.J. 162, 175 (1968)).
On this record, there is no basis for individual liability of
the Board members. Plaintiff conceded at argument that the Board
members were not involved in any individual capacity in the events
that led to plaintiff's injuries.
In determining whether a public entity is immune from suit,
the court must ask whether "the Legislature intended to immunize
the public entity from liability" under the present conditions.
Rossi v. Borough of Haddonfield,
297 N.J. Super. 494, 498 (App.
Div.), aff'd,
152 N.J. 43 (1997). The above statute opens the
Board itself to suit, but not the Board members. See, e.g.,
Porcelli v. Titus,
302 F. Supp. 726, 730 (D.N.J. 1969), aff'd,
431 F.2d 1254 (3d. Cir. 1970), cert. denied,
402 U.S. 944,
91 S. Ct. 1612,
29 L. Ed.2d 112 (1971) (holding that the board of education
was amenable as a "person" to suit). Further, N.J.S.A. 18A:11-2
provides that a school board may "[s]ue or be sued by its corporate
name." School boards are thus treated in a similar vein to
corporate boards. The Board may be liable to suit as an entity,
but in the absence of individual conduct that results in liability,
the Board members are shielded from suit. No Board member engaged
in any such conduct here.
We reverse the summary judgment granted defendants with
respect to plaintiff's damages for pain and suffering and remand
for further proceedings consistent with this opinion. We affirm
the summary judgment granted to the individual Board members.
Reversed in part; affirmed in part.
Footnote: 1 1 Plaintiff refers to Jennifer Gerber. Footnote: 2 2 University of Medicine & Dentistry of New Jersey. Footnote: 3 3 Plaintiffs do not appeal the grant of summary judgment on the issue of punitive damages, nor do they appeal the summary judgment granted to the Township of Springfield.